Abstract
The magnitude of Black–White differences in infant mortality rates varies considerably across U.S. counties. Many prior studies of racial disparities in infant mortality rely on rate ratios (RRs) and rate differences (RDs) to measure relative and absolute inequalities in the risk of infant mortality between Black and White infants. In this paper, I draw on linked birth and death records from 2004 to 2013 to systematically evaluate RRs and RDs as tools for assessing variation in Black–White disparities in infant mortality across U.S. counties. I present evidence that both metrics have limitations in identifying counties that can serve as a model for, or target of, institutional interventions. For example, rather than reflecting an advantaged position for Black infants, counties with the lowest RRs tend to be places with high White infant mortality rates. I then introduce a new approach to measuring relative and absolute inequalities in infant mortality and evaluate the utility of these new metrics compared to conventional approaches.
Similar content being viewed by others
Notes
Author’s calculations based on linked birth and death records from 2004 to 2013.
Odds ratios are the odds of an outcome in one group divided by the odds of the outcome in the other group. Although they represent another example of a relative comparisons based on ratios, odds ratios are subject to several limitations. In addition to being less intuitive to interpret, odds ratios are not directly comparable to relative risks. Both measures are similar when the outcome of interest is rare in both groups, but as it becomes more common in either group, the two ratios diverge and are no longer interchangeable (compared to relative risks, odds ratios will be larger in these scenarios) (Davies et al., 1998; Ranganathan et al., 2015). Moreover, odds ratios present difficulties when the goal is to make comparisons across groups and models (Mood 2010).
I focus on rate ratios and rate differences in this paper, but the limitations of these metrics when comparing disparities across counties also pertain to other measures of absolute and relative disparities that rely on comparisons of the risk of Black and White infant mortality (e.g., a ratio or difference of two predicted probabilities).
Although the Black infant mortality rate exceeds the White infant mortality rate in all U.S. counties (Rossen et al., 2016), White infants do not represent the racial group with the best health outcomes; even lower rates of mortality are observed among Asian American infants (Ely and Driscoll 2020).
As Online Resource 1 indicates, the precision of the estimates varies considerably, with especially wide confidence intervals in counties with fewer than 100 deaths to infants of White and Black mothers. In order to assess the sensitivity of the results to the inclusion of these counties, I replicate all analyses presented in the paper using only the sample of 111 counties with at least 100 infant deaths to both White and Black mothers. These supplemental analyses (available from the author upon request) provide reassurance that the results are not driven solely by counties with small numbers of infant deaths. As in the full sample, I find that Rate ratios are more informative about White infant mortality rates than Black infant mortality rates, but the opposite is true for rate differences. Further, when used to measure the magnitude of the Black–White disparity, both metrics prove to be inconsistent in identifying counties that can serve as a model for or target of institutional interventions. Finally, using the adjusted measures of rate ratios improves the ability to identify counties with below and above average Black infant mortality rates. In contrast to the results from the full sample, the advantages of the adjusted rate difference measure over the conventional measure are less pronounced when restricting the analysis to counties with at least 100 infant deaths to both White and Black mothers.
An alternative approach that achieves a similar objective to LPA is to regress the White infant mortality rate on the socio-demographic variables in order to generate predictions for each county’s White infant mortality rate based on its socio-demographic characteristics. Overall, this regression-adjusted approach produces results that are similar to the LPA analysis. The correlation between the regression-adjusted rate ratios and the LPA-adjusted rate ratios presented in the paper is .918 and the correlation between the regression-adjusted rate differences and the LPA-adjusted rate differences is .987. However, a detailed comparison of these two approaches indicates that the LPA-adjusted metrics perform slightly better in identifying the type of disparities that are most relevant to health policy as described in this paper (see Online Resource 2 Figs. SI1, SI2; Tables SI1, SI2, SI3, SI4).
Information on county population, population density, % Black, median income, poverty rate, and % of adults with a BA comes from the American Community Study’s 2006–2010 5-year estimates data (U.S. Census Bureau 2010). Unemployment rates are from the Bureau of Labor Statistics Local Area Unemployment Statistics (LAUS) program (U.S. Bureau of Labor Statistics 2013). The distributions of population, population density, and median income are heavily right-skewed so I use the natural log of these variables in the analyses.
References
Almond, D., Hoynes, H. W., & Schanzenbach, D. W. (2010). Inside the war on poverty: The impact of food stamps on birth outcomes. Review of Economics and Statistics, 93(2), 387–403. https://doi.org/10.1162/REST_a_00089
Asada, Y. (2010). On the choice of absolute or relative inequality measures. The Milbank Quarterly, 88(4), 616–622. https://doi.org/10.1111/j.1468-0009.2010.00614.x
Beckfield, J., Bambra, C., Eikemo, T. A., Huijts, T., McNamara, C., & Wendt, C. (2015). An institutional theory of welfare state effects on the distribution of population health. Social Theory and Health, 13(3–4), 227–244. https://doi.org/10.1057/sth.2015.19
Beckfield, J., & Krieger, N. (2009). Epi + Demos + Cracy: Linking political systems and priorities to the magnitude of health inequities—Evidence, gaps, and a research agenda. Epidemiologic Reviews, 31(1), 152–177. https://doi.org/10.1093/epirev/mxp002
Bekemeier, B., Youngran, Y., Dunbar, M. D., Athena, P., & Grembowski, D. E. (2014). Targeted health department expenditures benefit birth outcomes at the county level. Am J Prev Med, 46(6), 569–577. https://doi.org/10.1016/j.amepre.2014.01.023.
Bonilla-Silva, E. (2004). From bi-racial to tri-racial: Towards a new system of racial stratification in the USA. Ethnic and Racial Studies, 27, 931–950. https://doi.org/10.1080/0141987042000268530
Braveman, P. (2006). Health disparities and health equity: Concepts and measurement. Annual Review of Public Health, 27, 167–194. https://doi.org/10.1146/annurev.publhealth.27.021405.102103
Braveman, P. (2014). What are health disparities and health equity? We need to be clear. Public Health Reports, 129(Suppl 2), 5–8.
Braveman, P. A., Heck, K., Egerter, S., Marchi, K. S., Dominguez, T. P., Cubbin, C., Fingar, K., Pearson, J. A., & Curtis, M. (2014). The role of socioeconomic factors in black–white disparities in preterm birth. American Journal of Public Health. https://doi.org/10.2105/AJPH.2014.302008
Brown Speights, J. S., Goldfarb, S. S., Wells, B. A., Beitsch, L., Levine, R. S., & Rust, G. (2017). State-level progress in reducing the black–white infant mortality gap, United States, 1999–2013. American Journal of Public Health, 107(5), 775–782. https://doi.org/10.2105/AJPH.2017.303689
Buescher, P. (1997). Problems with rates based on small numbers. Statistical primer. 12. State Center for Health Statistics.
Chen, A., Oster, E., & Williams, H. (2016). Why is infant mortality higher in the United States than in Europe? American Economic Journal. Economic Policy, 8(2), 89–124. https://doi.org/10.1257/pol.20140224
David, R., & Collins, J. (2007). Disparities in infant mortality: What’s genetics got to do with it? American Journal of Public Health, 97(7), 1191–1197. https://doi.org/10.2105/AJPH.2005.068387
Davies, H. T. O., Crombie, I. K., & Tavakoli, M. (1998). When can odds ratios mislead? British Medical Journal, 316(7136), 989–991.
Elder, T., Goddeeris, J. H., & Haider, S. J. (2011). A deadly disparity: A unified assessment of the black–white infant mortality gap. The BE Journal of Economic Analysis and Policy, 11(1), 1–44.
Elo, I. T. (2009). Social class differentials in health and mortality: Patterns and explanations in comparative perspective. Annual Review of Sociology, 35(1), 553–572. https://doi.org/10.1146/annurev-soc-070308-115929
El-Sayed, A. M., Finkton, D. W., Paczkowski, M., Keyes, K. M., & Galea, S. (2015). Socioeconomic position, health behaviors, and racial disparities in cause-specific infant mortality in Michigan, USA. Preventive Medicine, 76, 8–13. https://doi.org/10.1016/j.ypmed.2015.03.021
Ely, D. M., & Driscoll, A. K. (2020). Infant mortality in the United States, 2018: Data from the period linked birth/infant death file. National Vital Statistics Reports, 69(7), 1–17.
Feagin, J. R. (2013). The white racial frame: Centuries of racial framing and counter-framing (2nd ed.). Routledge.
Fishman, S., Hummer, R. A., Sierra, G., Hargrove, T., Powers, D. A., & Rogers, R. G. (2020). Race/ethnicity, maternal educational attainment, and infant mortality in the United States. Biodemography and Social Biology, 66(1), 1–26. https://doi.org/10.1080/19485565.2020.1793659
Frieden, T. R. (2010). A framework for public health action: The health impact pyramid. American Journal of Public Health, 100(4), 590–595. https://doi.org/10.2105/AJPH.2009.185652
Graham, H. (2004). Social determinants and their unequal distribution: Clarifying policy understandings. The Milbank Quarterly, 82(1), 101–124. https://doi.org/10.1111/j.0887-378X.2004.00303.x
Gutin, I., & Hummer, R. A. (2021). Social inequality and the future of US life expectancy. Annual Review of Sociology. https://doi.org/10.1146/annurev-soc-072320-100249
Gwatkin, D. R. (2000). Health inequalities and the health of the poor: What do we know? What can we do? Bulletin of the World Health Organization, 78(1), 3–18. https://doi.org/10.1590/S0042-96862000000100002
Harper, S., King, N. B., Meersman, S. C., Reichman, M. E., Breen, N., & Lynch, J. (2010). Implicit value judgments in the measurement of health inequalities. The Milbank Quarterly, 88(1), 4–29. https://doi.org/10.1111/j.1468-0009.2010.00587.x
Harper, S., & Lynch, J. (2017). Health inequalities: Measurement and decomposition. In J. M. Oakes & J. S. Kaufman (Eds.), Methods in social epidemiology, public health/epidemiology and biostatistics (pp. 91–131). Jossey-Bass.
Harper, S., Lynch, J., Meersman, S. C., Breen, N., Davis, W. W., & Reichman, M. E. (2008a). An overview of methods for monitoring social disparities in cancer with an example using trends in lung cancer incidence by area–socioeconomic position and race–ethnicity, 1992–2004. American Journal of Epidemiology, 167(8), 889–899. https://doi.org/10.1093/aje/kwn016
Harper, S., Lynch, J., Meersman, S. C., Breen, N., Davis, W. W., & Reichman, M. E. (2008b). Harper et al. respond to ‘Measuring Social Disparities in Health.’ American Journal of Epidemiology, 167(8), 905–907. https://doi.org/10.1093/aje/kwn015
Hogue, C. J. R., & Douglas Bremner, J. (2005). Stress model for research into preterm delivery among black women. American Journal of Obstetrics and Gynecology, 192(5, Supplement), S47-55. https://doi.org/10.1016/j.ajog.2005.01.073
Houweling, T. A. J., Kunst, A. E., Huisman, M., & Mackenbach, J. P. (2007). Using relative and absolute measures for monitoring health inequalities: Experiences from cross-national analyses on maternal and child health. International Journal for Equity in Health, 6(1), 15. https://doi.org/10.1186/1475-9276-6-15
Howell, E. A., Hebert, P., Chatterjee, S., Kleinman, L. C., & Chassin, M. R. (2008). Black/white differences in very low birth weight neonatal mortality rates among New York City hospitals. Pediatrics, 121(3), e407-415. https://doi.org/10.1542/peds.2007-0910
Hoynes, H., Schanzenbach, D. W., & Almond, D. (2016). Long-run impacts of childhood access to the safety net. American Economic Review, 106(4), 903–934. https://doi.org/10.1257/aer.20130375
Kothari, C. L., Zielinski, R., James, A., Charoth, R. M., & del Carmen Sweezy, L. (2014). Improved birth weight for black infants: Outcomes of a healthy start program. American Journal of Public Health, 104(S1), S96-104. https://doi.org/10.2105/AJPH.2013.301359
Low, A., & Low, A. (2006). Importance of relative measures in policy on health inequalities. British Medical Journal, 332(7547), 967–969.
Mackenbach, J. P., & Kunst, A. E. (1997). Measuring the magnitude of socio-economic inequalities in health: An overview of available measures illustrated with two examples from Europe. Social Science and Medicine, 44(6), 757–771. https://doi.org/10.1016/S0277-9536(96)00073-1
Mechanic, D. (2007). Population health: Challenges for science and society. The Milbank Quarterly, 85(3), 533–559. https://doi.org/10.1111/j.1468-0009.2007.00498.x
Messer, L. C. (2008). Invited commentary: Measuring social disparities in health—What was the question again? American Journal of Epidemiology, 167(8), 900–904. https://doi.org/10.1093/aje/kwn019
Montez, J. K., Beckfield, J., Cooney, J. K., Grumbach, J. M., Hayward, M. D., Koytak, H. Z., Woolf, S. H., & Zajacova, A. (2020). US state policies, politics, and life expectancy. The Milbank Quarterly, 98(3), 668–699. https://doi.org/10.1111/1468-0009.12469
Montez, J. K., Hayward, M. D., & Zajacova, A. (2019). Educational disparities in adult health: U.S. states as institutional actors on the association. Socius, 5, 1–14. https://doi.org/10.1177/2378023119835345
Mood, C. (2010). Logistic regression: Why we cannot do what we think we can do, and what we can do about it. European Sociological Review, 26(1), 67–82. https://doi.org/10.1093/esr/jcp006
Oberski, D. (2016). Mixture models: Latent profile and latent class analysis. In J. Robertson & M. Kaptein (Eds.), Modern statistical methods for HCI, human–computer interaction series (pp. 275–287). Springer.
O’Campo, P., Burke, J. G., Culhane, J., Elo, I. T., Eyster, J., Holzman, C., Messer, L. C., Kaufman, J. S., & Laraia, B. A. (2008). Neighborhood deprivation and preterm birth among non-Hispanic black and white women in eight geographic areas in the United States. American Journal of Epidemiology, 167(2), 155–163. https://doi.org/10.1093/aje/kwm277
Pearl, M., Braveman, P., & Abrams, B. (2001). The relationship of neighborhood socioeconomic characteristics to birthweight among 5 ethnic groups in California. American Journal of Public Health, 91(11), 1808–1814.
Ranganathan, P., Aggarwal, R., & Pramesh, C. S. (2015). Common pitfalls in statistical analysis: Odds versus risk. Perspectives in Clinical Research, 6(4), 222–224. https://doi.org/10.4103/2229-3485.167092
Ross, C. E., & Mirowsky, J. (2008). Neighborhood socioeconomic status and health: Context or composition? City and Community, 7(2), 163–179. https://doi.org/10.1111/j.1540-6040.2008.00251.x
Rossen, L. M., Khan, D., & Schoendorf, K. C. (2016). Mapping geographic variation in infant mortality and related black–white disparities in the US. Epidemiology (Cambridge, Massachusetts), 27(5), 690–696. https://doi.org/10.1097/EDE.0000000000000509
Singh, G. K., & Yu, S. M. (1995). Infant mortality in the United States: Trends, differentials, and projections, 1950 through 2010. American Journal of Public Health, 85(7), 957–964.
Sosnaud, B. (2019). Inequality in infant mortality: Cross-state variation and medical system institutions. Social Problems, 66(1), 108–127. https://doi.org/10.1093/socpro/spx034
Sosnaud, B., & Beckfield, J. (2017). Trading equality for health? Evaluating the trade-off and institutional hypotheses on health inequalities in the Global South. Journal of Health and Social Behavior, 58(3), 340–356. https://doi.org/10.1177/0022146517721950
Spurk, D., Hirschi, A., Wang, M., Valero, D., & Kauffeld, S. (2020). Latent profile analysis: A review and ‘How to’ guide of its application within vocational behavior research. Journal of Vocational Behavior, 120, 103445. https://doi.org/10.1016/j.jvb.2020.103445
Starfield, B. (2001). Improving equity in health: A research agenda. International Journal of Health Services, 31(3), 545–566. https://doi.org/10.2190/DGJ8-4MQW-UP9J-LQC1
Strully, K. W., Bozick, R., Huang, Y., & Burgette, L. F. (2020). Employer verification mandates and infant health. Population Research and Policy Review, 39(6), 1143–1184. https://doi.org/10.1007/s11113-019-09545-y
Strully, K. W., Rehkopf, D. H., & Xuan, Z. (2010). Effects of prenatal poverty on infant health: State earned income tax credits and birth weight. American Sociological Review, 75(4), 534–562. https://doi.org/10.1177/0003122410374086
Tein, J.-Y., Coxe, S., & Cham, H. (2013). Statistical power to detect the correct number of classes in latent profile analysis. Structural Equation Modeling: A Multidisciplinary Journal, 20(4), 640–657. https://doi.org/10.1080/10705511.2013.824781
Vintzileos, A. M., Ananth, C. V., Smulian, J. C., Scorza, W. E., & Knuppel, R. A. (2002). The Impact of prenatal care on neonatal deaths in the presence and absence of antenatal high-risk conditions. American Journal of Obstetrics and Gynecology, 186(5), 1011–1016. https://doi.org/10.1067/mob.2002.122446
Wagstaff, A., Paci, P., & van Doorslaer, E. (1991). On the measurement of inequalities in health. Social Science and Medicine, 33(5), 545–557.
Whitehead, M. (1992). The concepts and principles of equity and health. International Journal of Health Services, 22(3), 429–445. https://doi.org/10.2190/986L-LHQ6-2VTE-YRRN
Williams, D. R., Lawrence, J. A., & Davis, B. A. (2019). Racism and health: Evidence and needed research. Annual Review of Public Health. https://doi.org/10.1146/annurev-publhealth-040218-043750
Acknowledgements
The author would like to thank Chong-Min Fu-Sosnaud, Rourke O’Brien, Sarah Beth Kaufman, Jennifer Mathews, Tahir Naqvi, Richard Reed, Hana Kruger, the anonymous reviewers, and the participants in the UTSA Demography Lecture Series seminar for helpful input and suggestions.
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Sosnaud, B. Reconceptualizing Measures of Black–White Disparity in Infant Mortality in U.S. Counties. Popul Res Policy Rev 41, 1779–1808 (2022). https://doi.org/10.1007/s11113-022-09711-9
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11113-022-09711-9