Skip to main content
Log in

Walls of glass. Measuring deprivation in social participation

  • Published:
The Journal of Economic Inequality Aims and scope Submit manuscript

Abstract

This paper proposes a measure for deprivation in social participation, an important but so far neglected dimension of human well-being. Operationalisation and empirical implementation of the measure are conceptually guided by the capability approach. Essentially, the paper argues that deprivation in social participation can be convincingly established by drawing on extensive non-participation in customary social activities. In doing so, the present paper synthesizes philosophical considerations, axiomatic research on poverty and deprivation, and previous empirical research on social exclusion and subjective well-being. An application using high-quality German survey data supports the measure’s validity. Specifically, the results suggest, as theoretically expected, that the proposed measure is systematically different from related concepts like material deprivation and income poverty. Moreover, regression techniques reveal deprivation in social participation to reduce life satisfaction substantially, quantitatively similar to unemployment. Finally, the validity of the measure and the question of preference vs. deprivation are discussed.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Abbreviations

DSP:

Deprivation in social participation

OECD:

Organization of Economic Development

SOEP:

Socio-Economic Panel

References

  • Alkire, S.: The missing dimensions of poverty data: Introduction to the special issue. Oxford Dev. Stud., 35(4), 347–359. https://doi.org/10.1080/13600810701701863 (2007)

  • Alkire, S.: Choosing dimensions: The capability approach and multidimensional poverty. In: Kakwani, N., Silber, J. (eds.) The Many Dimensions of Poverty, chap. 6, pp 89–119. Palgrave Macmillan, New York (2008)

  • Alkire, S.: The capability approach as a development paradigm?. In: Chiappero-Martinetti, E. (ed.) Debating Global Society: Reach and Limits of the Capability Approach, chap. 1, pp 31–60. Fondazione Giangiacomo Feltrinelli (2009)

  • Alkire, S., Foster, J.: Counting and multidimensional poverty measurement. J. Publ. Econ. 95(7-8), 476–487 (2011). https://doi.org/10.1016/j.jpubeco.2010.11.006

    Article  Google Scholar 

  • Alkire, S., Foster, J., Seth, S., Santos, M., Roche, J., Ballón, P.: Multidimensional poverty measurement and analysis: a counting approach. Oxford University Press, Oxford. ISBN 9780199689491 (2015)

  • Atkinson, T., Cantillon, B., Marlier, E., Nolan, B.: Social indicators: The EU and social inclusion. Oxford University Press, Oxford. ISBN 0199253498 (2002)

  • Atkinson, A.B.: Multidimensional deprivation: Contrasting social welfare and counting approaches. J. Econ. Inequal. 1(1), 51–65. https://doi.org/10.1023/A:1023903525276 (2003)

  • Atkinson, A.: Social Exclusion, Poverty and Unemployment. In: Atkinson, A., Hills, J. (eds.) Exclusion, Employment and Opportunity, Casepaper 1, pp 9–24, 4. Centre for Analysis of Social Exclusion, London (1998)

  • Barnes, M.: Social Exclusion and the Life Course. In: Barnes, M., Heady, C., Middleton, S., Miller, J., Papadopoulos, F., Room, G., Tsakloglou, P. (eds.) Poverty and Social Exclusion in Europe, Chap. 1, pp 1–23. Northhampton, Edward Elgar (2002)

  • Bauernschuster, S., Falck, O., Woessmann, L.: Surfing alone? The internet and social capital: Evidence from an unforeseeable technological mistake. J. Publ. Econ. 117(C), 73–89. https://doi.org/10.1016/j.jpubeco.2014.05 (2014)

  • Bossert, W., Chakravarty, S. R., D’Ambrosio, C.: Multidimensional poverty and material deprivation with discrete data. Rev. Income Wealth 59(1), 29–43 (2013). https://doi.org/10.1111/j.1475-4991.2012.00519.x

    Article  Google Scholar 

  • Bourdieu, P.: The forms of capital. In: Richardson, J. G. (ed.) Handbook of Theory and Research for the Sociology of Education, chap. 2, pp 46–58. Greenwood Publishing Group (1986)

  • Bundesregierung: Lebenslagen in Deutschland. Bundesministerium für Arbeit und Soziales (BMAS), Bonn (2013)

  • Burchardt, T.: Social Exclusion: Concepts and Evidence. In: Gordon, D., Townsend, P. (eds.) Breadline Europe, Chap. 16, pp 385–405. The Policy Press, Bristol (2000)

  • Burchardt, T., LeGrand, J.: Constraint and Opportunity: Identifying Voluntary Non-Employment Centre for Analysis of Social Exclusion (CASE). London School of Economics, London (2002a)

    Google Scholar 

  • Burchardt, T., LeGrand, J., Piachaud, D.: Degrees of Exclusion: Developing a Dynamic, Multidimensional Measure. In: Hills, J., LeGrand, J., Piachaud, D. (eds.) Understanding Social Exclusion, Chap. 3, pp 30–43. Oxford University Press, Oxford (2002b)

  • Campbell, D.T., Fiske, D.W.: Convergent and discriminant validation by the multitrait-multimethod matrix. Psychol. Bullet. 56(2), 81–105, ISSN 0033-2909 (1959)

  • Chen, Y., Li, S. X.: Group identity and social preferences. Amer. Econ. Rev. 99(1), 431–57 (2009). https://doi.org/10.1257/aer.99.1.431

    Article  Google Scholar 

  • Clark, A. E., Oswald, A. J.: Unhappiness and unemployment. Econ. J. 104(424), 648–659 (1994). https://doi.org/10.2307/2234639

    Article  Google Scholar 

  • Comim, F.: Measuring Capabilities. In: Comim, F., Qizilbash. M., Alkire, S. (eds.) The Capability Approach: Concepts, Measures and Applications, Chap. 6, pp 157–200. Cambridge University Press, Cambridge (2008)

  • Cronbach, L. J., Meehl, P. E.: Construct validity in psychological tests. Psychol. Bull. 52(4), 281–302 (1955). https://doi.org/10.1037/h0040957

    Article  Google Scholar 

  • Dotter, C., Klasen, S.: The Multidimensional Poverty Index: Achievements Conceptual and Empirical Issues. UNDP Human Development Report Office, New York (2014)

    Google Scholar 

  • Durlauf, S. N.: On the empirics of social capital. Econ. J. 112(483), 459–479 (2002). https://doi.org/10.1111/1468-0297.00079

    Article  Google Scholar 

  • Evans, P.: Collective capabilities, culture, and Amartya Sen’s development as freedom. Stud. Compar. Int. Dev. 37(2), 54–60. ISSN 1936–6167. https://doi.org/10.1007/BF02686261 (2002)

  • Glaeser, E. L., Laibson, D., Sacerdote, B.: An economic approach to social capital. Econ. J. 112(483), 437–458 (2002). https://doi.org/10.1111/1468-0297.00078

    Article  Google Scholar 

  • Gordon, D., Pantazis, C. (eds.): Breadline Britain in the 1990S Bristol. Summerleaze House Books, England (1997)

  • Gordon, D., Levitas, R., Pantazis, C., Patsios, D., Payne, S., Townsend, P., Adelman, L., Ashworth, K., Middleton, S., Bradshaw, J., Williams, J.: Poverty and social exclusion in britain, Joseph Rowntree foundation. ISBN 1859350593 (2000)

  • Ibrahim, S. S.: From individual to collective capabilities: The capability approach as a conceptual framework for self-help. Annu. Rev. Sociol. 7(3), 1–24 (2006). https://doi.org/10.1080/14649880600815982

    Google Scholar 

  • Ioannides, Y. M., Loury, L. D.: Job information networks, neighborhood effects, and inequality. J. Econ. Lit. 42(4), 1056–1093 (2004). https://doi.org/10.1257/0022051043004595

    Article  Google Scholar 

  • Jackson, M.O.: An overview of social networks and economic applications. In: Benhabib, J., Bisin, A., Jackson, M. O. (eds.) Handbook of Social Economics, chap. 12. https://doi.org/10.1016/b978-0-444-53187-2.00012-7, pp 511–585, 1A. Elsevier (2011)

  • Kahneman, D., Krueger, A. B.: Developments in the measurement of subjective well-being. J Econ. Perspect. 20(1), 3–24 (2006). https://doi.org/10.1257/089533006776526030

    Article  Google Scholar 

  • Klasen, S.: Social exclusion, children and education. implications of a rights-based approach. Eur. Soc. 3(4), 413–445 (2001). https://doi.org/10.1080/14616690120112208

    Article  Google Scholar 

  • Knack, S., Keefer, P.: Does social capital have an economic payoff? A cross-country investigation. Quart. J. Econ. 112(4), 1251–1288 (1997)

    Article  Google Scholar 

  • Kunze, L., Suppa, N.: Bowling alone or bowling at all? The effect of unemployment on social participation. J. Econ. Behav. Organ. 133, 213–235 (2017). https://doi.org/10.1016/j.jebo.2016.11.012

    Article  Google Scholar 

  • Levitas, R.: The concept and measurement of social exclusion. In: Pantazis, C., Gordon, D., Levitas, R. (eds.) Poverty and Social Exclusion in Britain, chap. 5, pp 123–160. The Policy Press (2006)

  • Lupton, R., Power, A.: Social Exclusion and Neighbourhoods. In: Hills, J., LeGrand, J., Piachaud, D. (eds.) Understanding Social Exclusion, Chap. 8, pp 118–140. Oxford Univ. Press, Oxford (2002)

  • Maasoumi, E., Lugo, M.A.: The information basis of multivariate poverty assesments. In: Kakwani, N., Silber, J. (eds.) Quantitative Approaches to Multidimensional Poverty Measurement, chap. 1. ISBN 978-0-230-00489-4, pp 1–29. Palgrave Macmillan, New York (2008)

  • Mack, J., Lansley, S.: Poor Britain. G. Allen & Unwin, London (1985)

    Google Scholar 

  • McKay, S.: Poverty or preference: what do ‘consensual deprivation indicators’ really mean?. Fiscal Stud. 25(2), 201–223. https://doi.org/10.1111/j.1475-5890.2004.tb00102.x(2004)

  • Mood, C., Jonsson, J. O.: The social consequences of poverty: an empirical test on longitudinal data. Soc. Indic. Res. 127(2), 633–652 (2016). https://doi.org/10.1007/s11205-015-0983-9

    Article  Google Scholar 

  • Narayan, D., Patel, R., Schafft, K., Rademacher, A., Koch-Schulte, S.: Can anyone hear us?: Voices of the poor. Oxford University Press, Oxford. ISBN 0195216016 (2000)

  • Nolan, B., Whelan, C. T.: Using non-monetary deprivation indicators to analyse poverty and social exclusion in rich counties: Lessons from Europe?. J. Policy Anal. Manage. 29(2), 305–325 (2010). https://doi.org/10.1002/pam.20493

    Article  Google Scholar 

  • Nussbaum, M. C.: Symposium on Amartya Sen’s philosophy: Adaptive preferences and women’s options. Econ. Philos. 17, 67–88. ISSN 0266–2671 (2001)

  • OECD: How’s Life? Measuring Well-being, OECD Better Life Initiative. OECD Publishing, Paris. ISBN 9789264111615 (2011)

  • Piachaud, D.: Problems in the definition and measurement of poverty. J. Soc. Policy 16 (2), 147–164 (1987). https://doi.org/10.1017/S0047279400020353

    Article  Google Scholar 

  • Platt, L.: Social activity, social isolation and ethnicity. Sociol. Rev. 57(4), 670–702 (2009). https://doi.org/10.1111/j.1467-954X.2009.01867.x

    Article  Google Scholar 

  • Portes, A.: Social capital: Its origins and applications in modern sociology. Annu. Rev. Sociol. 24, 1–24 (1998). https://doi.org/10.1146/annurev.soc.24.1.1

    Article  Google Scholar 

  • Putnam, R. D.: Bowling alone: America’s declining social capital. J. Democr. 6(1), 65–78 (1995). https://doi.org/10.1353/jod.1995.0002

    Article  Google Scholar 

  • Robeyns, I.: The Capability Approach in Practice. J. Polit. Philos. 14(3), 351–376, ISSN 0963-8016. https://doi.org/10.1111/j.1467-9760.2006.00263.x (2006)

  • Robeyns, I.: The Capability Approach. The Stanford Encyclopedia of Philosophy, Metaphysics Research Lab. Stanford University Zalta, E.N. (ed.) (2011)

  • Robeyns, I.: Wellbeing, Freedom and Social Justice: The Capability Approach Re-Examined, Open Book Publishers. ISBN 978-1-78374-421-3 (2017)

  • Robinson, P., Oppenheim, C.: Social Exclusion Indicators: a Submission to the Social Exclusion Unit. Institute for Public Policy Research, London (1998)

    Google Scholar 

  • Room, G.: Social exclusion, solidarity and the challenge of globalization. Int. J. Soc. Welf. 8, 166–174 (1999). https://doi.org/10.1111/1468-2397.00080

    Article  Google Scholar 

  • Satyanath, S., Voigtländer, N., Voth, H. J.: Bowling for fascism: Social capital and the rise of the Nazi party. J. Polit. Econ. 125(2), 478–526 (2017). https://doi.org/10.1086/690949

    Article  Google Scholar 

  • Sen, A. K.: Poverty: An ordinal approach to measurement. Econometrica 44, 219–231 (1976). https://doi.org/10.2307/1912718

    Article  Google Scholar 

  • Sen, A.K.: Equality of what?. In: McMurrin, S.M. (ed.) The Tanner Lecture on Human Values. ISBN 9780521176415, vol. 1, pp 195–220. Stanford University: Cambridge University Press (1980)

  • Sen, A. K.: Poor, relatively speaking. Oxf. Econ. Pap. 35(2), 153–169 (1983). https://doi.org/10.1093/oxfordjournals.oep.a041587

    Article  Google Scholar 

  • Sen, A.K.: Commodities and Capabilities, 12 edn. North-Holland Publishing, New Delhi. ISBN 0195650387 (1985)

  • Sen, A.K.: Inequality Reexamined, Russell Sage Foundation book, 3 edn. Russell Sage Foundation, New York. ISBN 0674452569 (1992)

  • Sen, A. K.: Markets and freedoms: Achievements and limitations of the market mechanism in promoting individual freedoms. Oxford Econ. Papers 45, 519–541 (1993)

    Article  Google Scholar 

  • Sen, A. K.: Democracy as a universal value. J. Democr. 10(3), 3–17 (1999a)

    Article  Google Scholar 

  • Sen, A.K.: Development as Freedom. Oxford University Press, Oxford. ISBN 978-0-19-289330-7 (1999b)

  • Sen, A.K.: Social exclusion: Concept, application, and scrutiny, vol. No. 1 of Social development papers. Asian Development Bank, Manila. ISBN 971-561-274-1 (2000)

  • Sen, A. K.: Opportunities and freedoms, chap. 20, pp. 583–622. Massachusetts: Harvard University Press, Cambridge. ISBN 0674013514 (2002a)

  • Sen, A.K.: Response to commentaries. Stud. Compar. Int. Dev. 37(2), 78–86, ISSN 0039-3606. https://doi.org/10.1007/BF02686264 (2002b)

  • Sen, A. K.: Elements of a theory of human rights. Philos. Publ. Affairs 32(4), 315–356 (2004). https://doi.org/10.1111/j.1088-4963.2004.00017.x

    Article  Google Scholar 

  • Sen, A. K.: Human rights and capabilities. J. Hum. Dev. Capab. 6 (2), 151–166 (2005). https://doi.org/10.1080/14649880500120491

    Article  Google Scholar 

  • Stiglitz, J. E., Sen, A. K., Fitoussi, J.P.: Report by the commission on the measurement of economic performance and social progress. Commission on the Measurement of Economic Performance and Social Progress (2009)

  • Tajfel, H., Turner, J.: Group Identity and Social Preferences. In: Austin, W.G., Worchel, S. (eds.) The Social Psychology of Intergroup Relations, pp 33–47. Monteray, Brooks / Cole (1979)

  • Townsend, P.: Poverty in the United Kingdom: A Survey of Household Resources and Standards of Living. University of California Press, ISBN 9780520039766 (1979)

  • Wagner, G.G., Frick, J.R., Schupp, J.: The German Socio-Economic Panel Study (SOEP): Scope, Evolution and Enhancements. Schmollers Jahrbuch 127(1), 139–169 (2007)

  • Whelan, C.T., Maître, B.: Welfare Regime and Social Class Variation in Poverty and Economic Vulnerability in Europe: an analysis of EU-SILC. J. Eur. Soc. Policy 20(4), 316–332, read (2010)

  • Winkelmann, L., Winkelmann, R.: Why are the unemployed so unhappy? evidence from panel data. Economica vol. 65(257), pp. 1–15. ISSN 1468–0335. https://doi.org/10.1111/1468-0335.00111 (1998)

  • Winkelmann, R.: Unemployment, social capital, and subjective well-being. J. Happiness Stud. 10(4), 421–430 (2009). https://doi.org/10.1007/s10902-008-9097-2

    Article  Google Scholar 

  • Wolff, J., de-Shalit, A.: Disadvantage, Oxford Political Theory. Oxford University Press, Oxford. ISBN 9780199278268 (2007)

  • Wrzus, C., Hänel, M., Wagner, J., Neyer, F. J.: Social network changes and life events across the life span: a meta-analysis. Psychol. Bull. 139(1), 53–80 (2013). https://doi.org/10.1037/a0028601

    Article  Google Scholar 

  • Zavaleta, D.: The ability to go about without shame: A proposal for internationally comparable indicators of shame and humiliation. Oxford Dev. Stud. 35(4), pp. 405–430. https://doi.org/10.1080/13600810701701905 (2007a)

  • Zavaleta, D., Samuel, K., Mills, C. T.: Measures of social isolation. Soc. Indicat. Res. 131(1), pp. 367–391. ISSN 1573–0921. https://doi.org/10.1007/s11205-016-1252-2(2017b)

Download references

Acknowledgments

This paper benefited from comments and suggestions made by Sabina Alkire, Jaya Krishnakumar, Nathalie Scholl, and participants of the OPHI Lunchtime Seminar in Oxford 2017, the CED seminar in Barcelona 2018, the ECINEQ 2019 conference in Paris, the ISQOLS 2019 conference in Granada the HDCA 2019 conference in London, and two anonymous reviewers. The author also gratefully acknowledges funding by the German Research Foundation (RI 441/6-1); the Spanish Ministry of Science, Innovation and Universities Juan de la Cierva Research Grant Programs (IJCI-2017-33950), the European Research Council (ERC-2014-StG-637768, EQUALIZE project); and the CERCA Programme, Generalitat de Catalunya.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Nicolai Suppa.

Additional information

Publisher’s note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Electronic supplementary material

Below is the link to the electronic supplementary material.

(ZIP 374 KB)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Suppa, N. Walls of glass. Measuring deprivation in social participation. J Econ Inequal 19, 385–411 (2021). https://doi.org/10.1007/s10888-020-09469-0

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10888-020-09469-0

Keywords

JEL Classification

Navigation