Skip to main content

Advertisement

Log in

What really happens in higher education governance? Trajectories of adopted policy instruments in higher education over time in 16 European countries

  • Published:
Higher Education Aims and scope Submit manuscript

Abstract

Over the past three decades, governments have recurrently intervened in higher education. Over time, significant changes have occurred in inherited national governance modes. These reforms have been assessed in different ways, such as by emphasising the shift to the more supervisory role of the State, or the increasing privatisation and marketisation following the neoliberal paradigm, or the overall process of re-regulation. This paper sheds light on these different judgements by addressing the governance shift by focusing on the sequences of policy instrument mixes adopted over time in 16 European countries. By analysing 25 years of policy developments, it is shown how the content of national governance reforms consistently varied over time and that no common template has been followed.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5

Similar content being viewed by others

Notes

  1. The most recent large n-study comparison of reforms in higher education considered 10 countries (Broucker et al. 2017).

  2. Research evaluation, quality assurance in teaching, performance, target funding and contracts are evaluative instrumental shapes that governments have adopted to make autonomous universities more accountable.

  3. In addition, the list of regulations provided by every country expert (who is one of the most reputed scholars on HE policy in that particular country) was subsequently verified by the authors on the basis of an extensive secondary literature: OECD reports, scientific articles and books, etc.

References

  • Berdahl, R. (1990). Academic-freedom, autonomy and accountability in British universities. Studies in Higher Education, 15, 169–180.

    Article  Google Scholar 

  • Bladh, A. (2007). Institutional autonomy with increasing dependency on outside actors. Higher Education Policy, 20(3), 243–259.

    Article  Google Scholar 

  • Bleiklie, I. (2018). New public management or neoliberalism, higher education. In C. Shin & P. Teixere (Eds.), Encyclopedia of international higher education systems and institutions (pp. 1–7). Dordrecht: Springer.

    Google Scholar 

  • Braun, D., & Merrien, F. X. (Eds.). (1999). Towards a new model of governance for universities? London: Jessica Kingsley Publishers.

    Google Scholar 

  • Broucker, B. D., Wit, K., & Leisyte, L. (2017). Higher education reform: A systematic comparison of ten countries from a new public management perspective. In M. O. Pritchard, R. A. Pausits, & J. P. Williams (Eds.), Positioning higher education institutions: From here to there (pp. 19–39). Rotterdam: The Netherlands: Sense.

    Google Scholar 

  • Capano, G. (2011). Government continues to do its job. A comparative study of governance shifts in the higher education sector. Public Administration, 89(4), 1622–1642.

    Article  Google Scholar 

  • Capano, G. (2014). The re-regulation of the Italian university system through quality assurance. A mechanistic perspective. Policy and Society, 33(4), 199–213.

    Article  Google Scholar 

  • Capano, G. (2015). Federal strategies for changing the governance of higher education: Australia, Canada and Germany compared. In G. Capano, M. Howlett, & M. Ramesh (Eds.), Varieties of governance (pp. 103–130). London: Palgrave.

    Chapter  Google Scholar 

  • Capano, G. (2018). Policy design spaces in reforming governance in higher education: The dynamics in Italy and the Netherlands. Higher Education, 75(4), 675–694.

    Article  Google Scholar 

  • Capano, G., & Jarvis, D. (Eds.). (2020). Convergence and diversity in the governance of higher education: Comparative perspectives. Cambridge: Cambridge University Press.

    Google Scholar 

  • Capano, G., & Pritoni, A. (2019a). Varieties of hybrid systemic governance in European higher education. Higher Education Quarterly, 73(1), 10–28.

  • Capano, G., & Pritoni, A. (2019b). Exploring the determinants of higher education performance in Western Europe: a qualitative comparative analysis. Regulation & Governance. https://doi.org/10.1111/rego.12244.

  • Capano, G., Regini, M., & Turri, M. (2016). Changing governance in universities. Italian higher education in comparative perspective. London: Palgrave MacMillan.

    Book  Google Scholar 

  • Capano, G., Pritoni, A., & Vicentini, G. (2019). Do policy instruments matter? Governments’ choice of policy mix and higher education performance in Western Europe. Journal of Public Policy online first, March.

  • Clark, B. (1983). The higher education system. Academic organization in cross national perspective. Berkeley: University of California Press.

    Google Scholar 

  • De Boer, H., & Van Vught, F. (2015). Governance models and policy instruments. In J. Huisman, H. de Boer, D. D. Dill, & M. Souto-Otero (Eds.), The Palgrave international handbook of higher education policy and governance (pp. 38–56). London: Palgrave.

    Google Scholar 

  • De Boer, H., Enders, J., & Leisyte, L. (2007). Public sector reform in Dutch higher education: The organizational transformation of the university. Public Administration, 85(1), 27–46.

    Article  Google Scholar 

  • Donina, D., Meoli, M., & Paleari, S. (2015). Higher education reform in Italy: Tightening regulation instead of steering at a distance. Higher Education Policy, 28(2), 215–234.

    Article  Google Scholar 

  • Enders, J., & Fulton, O. (Eds.). (2002). Higher education in a globalising world. Dordrecht: Kluwer.

    Google Scholar 

  • Enders, J., De Boer, H., & Weyer, E. (2013). Regulatory autonomy and performance: The reform of higher education revisited. Higher Education, 65(1), 5–23.

    Article  Google Scholar 

  • Feeney, S., & Hogan, J. (2017). A path dependence approach to understanding educational policy harmonisation: The qualifications framework in the European higher education area. Higher Education Policy, 30(3), 279–298.

    Article  Google Scholar 

  • Gornitzka, A., Kogan, M., & Amaral, A. (Eds.). (2005). Reform and change in higher education. Dordrecht: Springer.

    Google Scholar 

  • Harvey, D. (2005). A brief history of neoliberalism. Oxford: OUP.

    Google Scholar 

  • Hedmo, & Wedlin. (2008). New modes of governance: The re-regulation of European higher education and research. In C. Mazz, P. Quattrone, & A. Riccaboni (Eds.), European Universities in Transition (pp. 113–132).  Cheltenham: Edward Elgar.

  • Howlett, M. (2009). Process sequencing policy dynamics: Beyond homeostasis and path dependency. Journal of Public Policy, 29(3), 241–262.

    Article  Google Scholar 

  • Howlett, M. (2019). Designing public policies: Principles and instruments. London: Routledge.

    Book  Google Scholar 

  • Howlett, M., & Goetz, K. H. (2014). Introduction: Time, temporality and timescapes in administration and policy. International Review of Administrative Sciences, 80(3), 477–492.

    Article  Google Scholar 

  • Howlett, M., Mukherjee, I., & Woo, J. J. (2015). From tools to toolkits in policy design studies: The new design orientation towards policy formulation research. Policy & Politics, 43(2), 291–311.

    Article  Google Scholar 

  • Huisman, J. (Ed.). (2009). International perspectives on the governance of higher education. London: Routledge.

    Google Scholar 

  • Jacobs, A. (2011). Governing for the long term: Democracy and the politics of investment. New York: Cambridge University Press.

    Book  Google Scholar 

  • Jacobs, A. (2016). Policy making for the long term in advanced democracies. Annual Review of Political Science, 19, 433–454.

    Article  Google Scholar 

  • Lanzendorf, U. (2006). Austria – From hesitation to rapid breakthrough. In B. Kehm & U. Lansendorf (Eds.), Reforming university governance – Changing conditions for research in four European countries (pp. 99–134). Lemmens: Bonn.

    Google Scholar 

  • Lazzaretti, L., & Tavoletti, E. (2006). Governance shifts in higher education: A cross national comparison. European Educational Research Journal, 5(1), 18–37.

    Article  Google Scholar 

  • Maassen, P., & Olsen, J. P. (Eds.). (2007). University dynamics and European integration. Dordrecht: Springer.

    Google Scholar 

  • Marginson, S. (2009). Hayekian neo-liberalism and academic freedom. Contemporary readings in law and justice, 1(1), 86–114.

    Google Scholar 

  • Neave, G. (2012). The evaluative state, institutional autonomy and re-engineering higher education in Western Europe. London: Palgrave.

    Book  Google Scholar 

  • Neave, G., & Van Vught, F. (1991). Prometheus bound. London: Pergamon Press.

    Google Scholar 

  • Oecd. (2005). University education in Denmark. Paris: Oecd.

    Google Scholar 

  • Olssen, M., & Peters, A. (2005). Neoliberalism, higher education and the knowledge economy: From the free market to knowledge capitalism. Journal of Education Policy, 20(3), 313–345.

    Article  Google Scholar 

  • Paradeise, C., et al. (Eds.). (2009). University governance. Western European comparative perspectives. Dordrecht: Springer.

    Google Scholar 

  • Salamon, L. M. (Ed.). (2002). The tools of government: A guide to the new governance. Oxford: Oxford University Press.

    Google Scholar 

  • Schmidt, T., & Sewerin, S. (2019). Measuring the temporal dynamics of policy mixes – An empirical analysis of renewable energy policy mixes’ balance and design features in nine countries. Research Policy, 94(10), 1–13.

    Google Scholar 

  • Shattock, M. L. (Ed.). (2014). International trends in university governance. London: Routledge.

    Google Scholar 

  • Slaughter, S., & Leslie, L. L. (1997). Academic capitalism. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Slaughter, S., & Rhodes, G. (2009). Academic capitalism and the new economy. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Trakman, L. (2008). Modelling university governance. Higher Education Quarterly, 62(1–2), 63–83.

    Article  Google Scholar 

  • Ursin, J. (2019). Higher education reforms in Finland: From a ponderous to a more agile system? In B. Broucker, K. De Wit, J. C. Verhoeven, & L. Leišytė (Eds.), Higher education system reform: An international comparison after twenty years of Bologna (pp. 67–77). Leiden: Brill Sense.

    Chapter  Google Scholar 

  • Van Vught, F. (Ed.). (1989). Governmental strategies and innovation in higher education. London: Jessica Kingsley.

    Google Scholar 

  • Vedung, E. (1998). Policy instruments: Typologies and theories. In M.-L. Bemelmans-Videc, R. C. Rist, & E. Vedung (Eds.), Carrots, sticks, and sermons: Policy instruments and their evaluation (pp. 21–58). New Brunswick, NJ: Transaction.

    Google Scholar 

  • Verhoest, K., Peters, B. G., Bouckaert, G., & Verschuere, B. (2004). The study of organisational autonomy: A conceptual review. Public Administration and Development, 24, 101–118.

    Article  Google Scholar 

  • Vögtle, E. M. (2014). Higher education policy convergence and the Bologna process. London: Palgrave.

    Book  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Giliberto Capano.

Ethics declarations

Funding information

Professor Giliberto Capano received funding from the Ministry of Education, University and Research (MIUR), project PRIN 2015.

Additional information

Publisher’s note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Electronic supplementary material

ESM 1

(DOCX 63.1 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Capano, G., Pritoni, A. What really happens in higher education governance? Trajectories of adopted policy instruments in higher education over time in 16 European countries. High Educ 80, 989–1010 (2020). https://doi.org/10.1007/s10734-020-00529-y

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10734-020-00529-y

Keywords

Navigation