Skip to main content
Log in

Study on Rock Type Effect of Fault Sliding Stability

  • Original Paper
  • Published:
Rock Mechanics and Rock Engineering Aims and scope Submit manuscript

Abstract

The protolith of the hanging wall and footwall of a fault plays a crucial role in influencing the sliding stability of the fault, and different protoliths have different tendencies toward sliding instability. To investigate the influence of protoliths on fault sliding stability, simulated fault friction sliding tests were conducted on five types of rocks: fine sandstone, limestone, marble, basalt, and granite, under various loading conditions. The test results demonstrate that, under the same loading conditions, basalt and granite exhibit a greater inclination toward unstable sliding during fault simulation, primarily displaying regular stick–slip and regular inclusion chaotic stick–slip behaviors. On the other hand, fine sandstone, limestone, and marble are predominantly characterized by stable sliding behaviors. The order of sensitivity for the influencing factors on sliding mode is the type of protolith, followed by initial normal stress, and then displacement loading rate. Based on the type of protolith and loading conditions (initial normal stress and displacement loading rate), the sliding mode can change during the sliding process of the simulated rock faults, transitioning from stable sliding to chaotic stick–slip, and then to regular stick–slip. Alternatively, the sliding mode can shift from regular inclusion chaotic stick–slip to regular stick–slip, or from regular stick–slip to stable sliding. Finally, the complexity of sliding patterns in different types of protoliths is analyzed from the perspectives of mineral composition and microstructure, elucidating the underlying mechanisms behind three sliding patterns: stable sliding, chaotic stick–slip, and regular stick–slip. Furthermore, the degree to which different types of rocks tend toward stick–slip behavior can be ranked as follows: rock mineral composition, mineral particle size, and structure among rock minerals. These research findings contribute to a deeper understanding of fault sliding behavior.

Highlights

  • Experimental studies have shed light on the influence of protolith type on the stability of fault sliding, revealing that different rock types exhibit a preference for stick–slip behavior in the following descending order: rock mineral composition, mineral grain size, and structure among rock minerals.

  • Further investigations have identified that basalt and granite tend to display unstable sliding, whereas fine sandstone, limestone, and marble are predominantly characterized by stable sliding. Intriguingly, a novel fault sliding mode named regular inclusion chaotic stick–slip has been uncovered.

  • By delving into the mineral composition and microstructure, a comprehensive understanding of the underlying causes for the intricate variations in sliding modes across different protolith types has been attained.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15
Fig. 16
Fig. 17
Fig. 18
Fig. 19
Fig. 20
Fig. 21
Fig. 22
Fig. 23

Similar content being viewed by others

References

  • Adushkin VV, Kocharyan GG, Novikov VA (2016) Study of fault slip modes. Izvestiya Phys Solid Earth 52:637–647

    ADS  Google Scholar 

  • Archard JF (1957) Elastic deformation and the laws of friction. Proc R Soc Lond Ser A Math Phys Sci 243(1233):190–205

    ADS  Google Scholar 

  • Blanpied ML, Lockner DA, Byerlee JD (1995) Frictional slip of granite at hydrothermal conditions. J Geophys Res 100(B7):13045–13064

    ADS  CAS  Google Scholar 

  • Caniven Y, Morgan JK, Blank DG (2021) The role of along-fault dilatancy in fault slip behavior. J Geophys Res Solid Earth 126(11):e2021JB022310

    ADS  Google Scholar 

  • Carpenter BM, Collettini C, Viti C, Cavallo A (2016) The influence of normal stress and sliding velocity on the frictional behaviour of calcite at room temperature: insights from laboratory experiments and microstructural observations. Geophys J Int 205(1):548–561

    ADS  CAS  Google Scholar 

  • Chen J, Verberne BA, Spiers CJ (2015) Interseismic re-strengthening and stabilization of carbonate faults by “non-Dieterich” healing under hydrothermal conditions. Earth Planet Sci Lett 423:1–12

    ADS  CAS  Google Scholar 

  • Chen J, Niemeijer AR, Spiers CJ (2017) Microphysically derived expressions for rate-and-state friction parameters, a, b, and Dc. J Geophys Res Solid Earth 122(12):9627–9657

    ADS  Google Scholar 

  • Collettini C, Niemeijer A, Viti C, Smith SA, Marone C (2011) Fault structure, frictional properties and mixed-mode fault slip behavior. Earth Planet Sci Lett 311(3–4):316–327

    ADS  CAS  Google Scholar 

  • Dieterich JH (1979) Modeling of rock friction: 1. Experimental results and constitutive equations. J Geophys Res Solid Earth 84(B5):2161–2168

    Google Scholar 

  • Dieterich JH (1981) Constitutive properties of faults with simulated gouge. Mech Behav Crustal Rocks Handin 24:103–120

    Google Scholar 

  • Doglioni C (2018) A classification of induced seismicity. Geosci Front 9(6):1903–1909

    Google Scholar 

  • Dong L, Luo Q (2022) Investigations and new insights on earthquake mechanics from fault slip experiments. Earth Sci Rev 228:104019

    Google Scholar 

  • Dong L, Chen Y, Sun D, Zhang Y (2021) Implications for rock instability precursors and principal stress direction from rock acoustic experiments. Int J Min Sci Technol 31(5):789–798

    Google Scholar 

  • Foulger GR, Wilson MP, Gluyas JG, Julian BR, Davies RJ (2018) Global review of human-induced earthquakes. Earth Sci Rev 178:438–514

    ADS  Google Scholar 

  • French ME, Zhu W, Banker J (2016) Fault slip controlled by stress path and fluid pressurization rate. Geophys Res Lett 43(9):4330–4339

    ADS  Google Scholar 

  • Guglielmi Y, Cappa F, Avouac JP, Henry P, Elsworth D (2015) Seismicity triggered by fluid injection–induced aseismic slip. Science 348(6240):1224–1226

    ADS  CAS  PubMed  Google Scholar 

  • Harbord CW, Nielsen SB, De Paola N, Holdsworth RE (2017) Earthquake nucleation on rough faults. Geology 45(10):931–934

    ADS  Google Scholar 

  • Harris RA (2017) Large earthquakes and creeping faults. Rev Geophys 55(1):169–198

    ADS  Google Scholar 

  • Ida Y (1972) Cohesive force across the tip of a longitudinal-shear crack and Griffith’s specific surface energy. J Geophys Res 77(20):3796–3805

    ADS  Google Scholar 

  • Jolivet R, Frank WB (2020) The transient and intermittent nature of slow slip. AGU Advances 1(1):e2019AV000126

    Google Scholar 

  • Karner SL, Marone C (2000) Effects of loading rate and normal stress on stress drop and stick–slip recurrence interval. Geocomplex Phys Earthq 120:187–198

    Google Scholar 

  • Kirkpatrick JD, Fagereng Å, Shelly DR (2021) Geological constraints on the mechanisms of slow earthquakes. Nat Rev Earth Environ 2(4):285–301

    ADS  Google Scholar 

  • Kodaira S, Iidaka T, Kato A, Park JO, Iwasaki T, Kaneda Y (2004) High pore fluid pressure may cause silent slip in the Nankai Trough. Science 304(5675):1295–1298

    ADS  CAS  PubMed  Google Scholar 

  • Kostoglodov V, Singh SK, Santiago JA, Franco SI, Larson KM, Lowry AR, Bilham R (2003) A large silent earthquake in the Guerrero seismic gap. Mexico. Geophys Res Lett 30(15):1

    Google Scholar 

  • Li P, Ren F, Cai M, Guo Q, Miao S (2019) Present-day stress state and fault stability analysis in the capital area of China constrained by in situ stress measurements and focal mechanism solutions. J Asian Earth Sci 185:104007

    Google Scholar 

  • Ma J, Dong L, Zhao G, Li X (2019) Qualitative method and case study for ground vibration of tunnels induced by fault-slip in underground mine. Rock Mech Rock Eng 52:1887–1901

    ADS  Google Scholar 

  • Marone C, Richardson E (2010) Learning to read fault-slip behavior from fault-zone structure. Geology 38(8):767–768

    ADS  Google Scholar 

  • Mclaskey GC, Yamashita F (2017) Slow and fast ruptures on a laboratory fault controlled by loading characteristics. J Geophys Res Solid Earth 122(5):3719–3738

    ADS  Google Scholar 

  • Michel S, Gualandi A, Avouac JP (2019) Similar scaling laws for earthquakes and Cascadia slow-slip events. Nature 574(7779):522–526

    ADS  CAS  PubMed  Google Scholar 

  • Morgan JK, Boettcher MS (1999) Numerical simulations of granular shear zones using the distinct element method: 1. Shear zone kinematics and the micromechanics of localization. J Geophys Res 104(B2):2703–2719

    ADS  Google Scholar 

  • Morrow C, Solum J, Tembe S, Lockner D, Wong TF (2007) Using drill cutting separates to estimate the strength of narrow shear zones at SAFOD. Geophys Res Lett 34(11):1

    Google Scholar 

  • Numelin T, Marone C, Kirby E (2007) Frictional properties of natural fault gouge from a low-angle normal fault, Panamint Valley, California. Tectonics 26(2):1

    Google Scholar 

  • Obara K, Kato A (2016) Connecting slow earthquakes to huge earthquakes. Science 353(6296):253–257

    ADS  CAS  PubMed  Google Scholar 

  • Ohnaka M, Yamashita T (1989) A cohesive zone model for dynamic shear faulting based on experimentally inferred constitutive relation and strong motion source parameters. J Geophys Res Solid Earth 94(B4):4089–4104

    Google Scholar 

  • Ostapchuk A, Morozova K, Markov V, Pavlov D, Popov M (2021) Acoustic emission reveals multiple slip modes on a frictional fault. Front Earth Sci 9:657487

    ADS  Google Scholar 

  • Peng Z, Gomberg J (2010) An integrated perspective of the continuum between earthquakes and slow-slip phenomena. Nat Geosci 3(9):599–607

    ADS  CAS  Google Scholar 

  • Reches ZE, Lockner DA (2010) Fault weakening and earthquake instability by powder lubrication. Nature 467(7314):452–455

    ADS  CAS  PubMed  Google Scholar 

  • Renard F, Candela T (2017) Scaling of fault roughness and implications for earthquake mechanics. Fault Zone Dyn Process Evol Fault Prop during Seismic Rupture 2017:195–215

    Google Scholar 

  • Samuelson J, Elsworth D, Marone C (2009) Shear-induced dilatancy of fluid-saturated faults: experiment and theory. J Geophys Res Solid Earth 114(B12):1

    Google Scholar 

  • Sarout J, Le Gonidec Y, Ougier-Simonin A, Schubnel A, Guéguen Y, Dewhurst DN (2017) Laboratory micro-seismic signature of shear faulting and fault slip in shale. Phys Earth Planet Inter 264:47–62

    ADS  CAS  Google Scholar 

  • Scholz CH (1998) Earthquakes and friction laws. Nature 391(6662):37–42

    ADS  CAS  Google Scholar 

  • Scuderi MM, Niemeijer AR, Collettini C, Marone C (2013) Frictional properties and slip stability of active faults within carbonate-evaporite sequences: the role of dolomite and anhydrite. Earth Planetary Sci Lett 369–370:220–232

    ADS  Google Scholar 

  • Scuderi MM, Collettini C, Viti C, Tinti E, Marone C (2017) Evolution of shear fabric in granular fault gouge from stable sliding to stick slip and implications for fault slip mode. Geology 45(8):731–734

    Google Scholar 

  • Sun W, Li Y, Wu X, Tang CA (2022) Roles of normal stress, roughness, and slip displacement in the stability of laboratory fault in a sandstone. Appl Sci 12(22):11434

    CAS  Google Scholar 

  • Takahashi M, Mizoguchi K, Kitamura K, Masuda K (2007) Effects of clay content on the frictional strength and fluid transport property of faults. J Geophys Res Solid Earth 112(B8):1

    Google Scholar 

  • Tal Y, Goebel T, Avouac JP (2020) Experimental and modeling study of the effect of fault roughness on dynamic frictional sliding. Earth Planet Sci Lett 536:116133

    CAS  Google Scholar 

  • Tembe S, Lockner DA, Wong TF (2010) Effect of clay content and mineralogy on frictional sliding behavior of simulated gouges: binary and ternary mixtures of quartz, illite, and montmorillonite. J Geophys Res Solid Earth 115(B3):1

    Google Scholar 

  • Verberne BA, Spiers CJ, Niemeijer AR, De Bresser JHP, De Winter DAM, Plümper O (2014) Frictional properties and microstructure of calcite-rich fault gouges sheared at sub-seismic sliding velocities. Pure Appl Geophys 171:2617–2640

    ADS  Google Scholar 

  • Verberne BA, Niemeijer AR, De Bresser JH, Spiers CJ (2015) Mechanical behavior and microstructure of simulated calcite fault gouge sheared at 20–600 °C: implications for natural faults in limestones. J Geophys Res Solid Earth 120(12):8169–8196

    ADS  Google Scholar 

  • Wang GF, Long JM, Feng X (2015) A self-consistent model for the elastic contact of rough surfaces. Acta Mech 226(2):285–293

    MathSciNet  Google Scholar 

  • Xia K, Rosakis AJ, Kanamori H (2004) Laboratory earthquakes: the sub-Rayleigh-to-supershear rupture transition. Science 303(5665):1859–1861

    ADS  CAS  PubMed  Google Scholar 

  • Xia K, Rosakis AJ, Kanamori H, Rice JR (2005) Laboratory earthquakes along inhomogeneous faults: directionality and supershear. Science 308(5722):681–684

    ADS  CAS  PubMed  Google Scholar 

  • Xing T, Zhu W, French M, Belzer B (2019) Stabilizing effect of high pore fluid pressure on slip behaviors of gouge-bearing faults. J Geophys Res Solid Earth 124(9):9526–9545

    ADS  Google Scholar 

  • Xin, J., Jiang, Q., Li, S., Chen, P., & Zhao, H. (2023). Fracturing and energy evolution of rock around prefabricated rectangular and circular tunnels under shearing load: A comparative analysis. Rock Mechanics and Rock Engineering, 1-28.

  • Xu S, Fukuyama E, Yamashita F, Mizoguchi K, Takizawa S, Kawakata H (2018) Strain rate effect on fault slip and rupture evolution: Insight from meter-scale rock friction experiments. Tectonophysics 733:209–231

    ADS  Google Scholar 

  • Yoshioka N, Scholz CH (1989) Elastic properties of contacting surfaces under normal and shear loads: 1. Theory. J Geophys Res Solid Earth 94(B12):17681–17690

    Google Scholar 

  • Zhang C, Cui G, Deng L, Zhou H, Lu J, Dai F (2020) Laboratory investigation on shear behaviors of bolt–grout interface subjected to constant normal stiffness. Rock Mech Rock Eng 53:1333–1347

    ADS  Google Scholar 

  • Zhang C, Xu J, Jin S, Li X, Cui G, Guo Y, Meng F, Zhou H, Yan S (2022) Influence of microroughness on stick–slip characteristics of fault under constant normal stiffness. Rock Mech Rock Eng 55(4):2281–2298

    Google Scholar 

  • Zhang C, Xu J, Jin S, Cui G, Guo Y, Li L (2023) Sliding modes of fault activation under constant normal stiffness conditions. J Rock Mech Geotech Eng 15(5):1213–1225

    Google Scholar 

  • Zhou X, Ma W, Yang L, Bi J, Cheng H (2018) Experimental study of stick–slip failure processes and effect of physical properties on stick–slip behavior. J Geophys Res Solid Earth 123(1):653–673

    ADS  Google Scholar 

  • Zhou X, He Y, Shou Y (2021) Experimental investigation of the effects of loading rate, contact roughness, and normal stress on the stick–slip behavior of faults. Tectonophysics 816:229027

    Google Scholar 

  • Zhuo YQ, Guo Y, Chen S, Ji Y (2020) Laboratory study on the effects of fault waviness on granodiorite stick–slip instabilities. Geophys J Int 221(2):1281–1291

    ADS  CAS  Google Scholar 

Download references

Funding

This work is supported by the Key projects of the Yalong River Joint Fund of the National Natural Science Foundation of China (Grant No. U1865203), the National Natural Science Foundation of China (Grant No. 52279116), the National Natural Science Foundation of China (Grant No. 52109142) and Supported by Open Research Fund of State Key Laboratory of Geomechanics and Geotechnical Engineering, Institute of Rock and Soil Mechanics, Chinese Academy of Sciences (Grant No. Z020007).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Luosong Zhang.

Ethics declarations

Conflict of interest

The authors declare that there is no conflict of interest concerning the publication of this paper.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Zhang, C., Zhang, L., Tao, Z. et al. Study on Rock Type Effect of Fault Sliding Stability. Rock Mech Rock Eng 57, 1915–1938 (2024). https://doi.org/10.1007/s00603-023-03646-z

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00603-023-03646-z

Keywords

Navigation