Skip to main content

Governance of Universities and Scientific Innovation

  • Chapter
  • First Online:

Part of the book series: Higher Education Dynamics ((HEDY,volume 41))

Abstract

In this chapter the tension between the tendency of scientific disciplines to “diversify” and the capacities of universities to give new scientific fields an institutional “home” is tackled. The assumption is that new scientific fields must find support among scientists and cognitive units of universities in order to be included. As science is a strongly competitive social field, inclusion often meets resistance. It is argued in this chapter that opportunities for new scientific fields to be included depend on the kind of governance regimes ruling universities. A comparison of the former bureaucratic-oligarchic governance model in most European universities with the existing new public management governance model demonstrates that the propensity of universities to include new scientific fields has increased though there might be a price to pay in terms of which fields stand a chance of being integrated and in terms of institutional possibilities for the invention of new ideas.

© (2011) IEEE. Reprinted, with permission.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD   109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

Notes

  1. 1.

    A “competition view of science“ is not considered to be a distinctive approach in the sociology of science. Rather, various authors who would not consider them as belonging to one school refer to similar dynamics of scientific production and reproduction, though the use of concepts and their interpretation may still differ. Bourdieu (1975, 2001), Whitley (2000, 2003, 2008), Ziman (2000), and authors arguing from the perspective of “economics of science” (Brock and Durlauf 1999; Kitcher 1995; Mirowski and Sent 2002) belong to this group as does the early work of Latour and Woolgar (1979) and Hagstrom (1965). Recently, Van Rijnsoever et al. (2008) pointed to similar views in the “resource-based view” in organizational sociology. Basic elements in this approach are presumably that science is considered to be a field of cognitive development and also a social field in which actors interact as if in a scientific market. Scientists are driven by curiosity but more importantly by social recognition (reputation) and material advancement of their status in the scientific community. Scientists have individual career interests. As in all markets, the producers of the scientific good are in competition with each other and the use of scientific power and authority in order to gain competitive advantage are important elements in this competition. The dynamics of science, including scientific innovation, are therefore profoundly influenced by competition and social conflicts in the scientific community.

  2. 2.

    Or in the words of Bourdieu (1975: 28): “The dominant are committed to conservation strategies aimed at ensuring the perpetuation of the established scientific order to which their interests are linked.”

  3. 3.

    The bureaucratic-oligarchic model is one model of many, though it is probably the best diffused in Europe. France and the UK differed from this model (Ben-David 1971) as did the East European countries. We will only focus here on the transition from the bureaucratic-oligarchic to the new public management model, as space and time in this chapter are restricted.

  4. 4.

    Such variables have been subject to frequent discussion in the rich literature on university and governance types (see Braun and Merrien 1999a; Clark 1983; De Boer et al. 2007; Vught 1989; Whitley 2008).

  5. 5.

    In fact, Bourdieu uses the notion of “capital universitaire” in exactly this sense of having administrative power in the various decision-making boards within universities (Bourdieu 2001). Participation in such boards is itself a kind of capital that can be used to advance own interests (by distributing money, employing people, etc.). We prefer to speak of administrative capital if it concerns the capital based on participation in decision-making boards and reserve the notion of university capital for the symbolic recognition of the university in a more general sense.

  6. 6.

    Organizational goals may be the answer to “societal demands” as expressed by the potential number of students in a cognitive domain: to invest in “creative research” with possible breakthroughs in scientific knowledge; to develop the potential of younger scientists ; to establish links with stakeholders; to develop and support regional development; to support promising areas of research, etc..

  7. 7.

    This is equivalent to what Lawn and Keiner have called the change from knowledge production, in which the “use-value” was relevant, to a knowledge “economy,” in which the “exchange-value” determines the value of new scientific fields (Lawn and Keiner 2006).

References

  • Agasisti, T., & Catalono, G. (2006). Governance models of university systems – Towards quasi-markets? Journal of Higher Education Policy and Management, 28(3), 245–262.

    Article  Google Scholar 

  • Akerlind, G. S. (2005). Academic growth and development – How do university academics experience it? Higher Education, 50, 1–32.

    Article  Google Scholar 

  • Amaral, A., Meek, V. L., & Larsen, I. M. (Eds.). (2003). The higher education managerial revolution? Dordrecht: Springer.

    Google Scholar 

  • Becher, T., & Kogan, M. (1992). Process and structure in higher education (2nd ed.). London: Routledge.

    Google Scholar 

  • Becher, T., & Trowler, P. R. (2001). Academic tribes and territories: Intellectual enquiry and the cultures of disciplines. Buckingham: Open University Press/SRHE.

    Google Scholar 

  • Ben-David, J. (1971). The scientist’s role in society. A comparative study. Englewood Cliffs: Prentice-Hall, Inc.

    Google Scholar 

  • Ben-David, J. (1991). Scientific growth. Essays on the social organization and ethos of science. Berkeley: University of California Press.

    Google Scholar 

  • Blume, S. (1974). Towards a political sociology of science. New York: Free Press/Macmillan.

    Google Scholar 

  • Blume, S. (1985). After the darkest hour integrity and engagement in the development of university research. In B. Wittrock & A. Elzinga (Eds.), The university research system (pp. 139–163). Stockholm: Almqvist and Wiksell.

    Google Scholar 

  • Bonaccorsi, A. (2007). Explaining poor performance of European science: Institutions versus policies. Science and Public Policy, 34(5), 303–316.

    Article  Google Scholar 

  • Bonaccorsi, A. (2008). Search regimes and the industrial dynamics of science. Minerva, 46(3), 285–315.

    Article  Google Scholar 

  • Bonaccorsi, A. (2010). New forms of complementarity in science. Minerva, 48(4), 355–387.

    Article  Google Scholar 

  • Bourdieu, P. (1975). The specificity of the scientific field and the social conditions of the progress of reason. Social Science Information, 14(6), 19–47.

    Article  Google Scholar 

  • Bourdieu, P. (2001). Science de la science et réflexivité. Paris: Raisons d’Agir Editions.

    Google Scholar 

  • Braun, D., & Merrien, F.-X. (1999a). Governance of universities and modernisation of the state. In D. Braun & F.-X. Merrien (Eds.), Towards a new model of governance for universities? A comparative view (pp. 9–33). London/Philadelphia: Jessica Kingsley.

    Google Scholar 

  • Braun, D., & Merrien, F.-X. (Eds.). (1999b). Towards a new model of governance for universities? A comparative view. London/Philadelphia: Jessica Kingsley.

    Google Scholar 

  • Brock, W. A., & Durlauf, S. N. (1999). A formal model of theory choice in science. Economic Theory, 14(1), 113–130.

    Article  Google Scholar 

  • Christensen, T., & Laegreid, P. (2001). New public management. The transformation of ideas and practices. Aldershot: Ashgate.

    Google Scholar 

  • Chubin, D. E. (1976). The conceptualization of scientific specialties. The Sociological Quarterly, 17(4), 448–476.

    Article  Google Scholar 

  • Clark, B. R. (1983). The higher education system. Academic organization in cross-national perspective. Berkeley: University of California Press.

    Google Scholar 

  • Clark, B. R. (1995). Complexity and differentiation: The deepening problem of university integration. In D. Dill & B. Sporn (Eds.), Emerging patterns of social demand and university reform: Through a glass darkly (pp. 159–169). Oxford: IAU Press/Elsevier.

    Google Scholar 

  • Clark, B. R. (1996). Substantive growth and innovative organization: New categories for higher education research. Higher Education, 32(4), 417–430.

    Article  Google Scholar 

  • Clark, B. R. (1998). Creating entrepreneurial universities: Organizational pathways of transformation. Issues in higher education. Bingley: Elsevier Science Regional Sales.

    Google Scholar 

  • Clark, B. R. (2008). On higher education. Selected writings, 1956–2006. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Cohen, M. D., March, J. G., & Olsen, J. P. (1972). A garbage can model of organizational choice. Administration Science Quarterly, 17(1), 1–25.

    Article  Google Scholar 

  • Coleman, J. S. (1986). Individual interests and collective action. Selected essays. Cambridge: Cambridge University Press.

    Google Scholar 

  • Collins, H. M. (1983). The sociology of scientific knowledge: Studies of contemporary science. Annual Review of Sociology, 9, 265–285.

    Article  Google Scholar 

  • Crane, D. (1972). Invisible colleges. Chicago: Chicago University Press.

    Google Scholar 

  • De Boer, H., Enders, J., & Schimank, U. (2007). On the way towards new public management? The governance of university systems in England, the Netherlands, Austria, and Germany. In D. Jansen (Ed.), New forms of governance in research organizations. Disciplinary approaches, interfaces, and integration (pp. 137–152). Dordrecht: Springer.

    Chapter  Google Scholar 

  • Deem, R., Hillyard, S., & Reed, M. (2007). Knowledge, higher education, and the new managerialism: The changing management of UK universities. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Dewatripont, M., Thys-Clement, F., & Wilkin, L. (Eds.). (2002). European universities: Change and convergence? Brussels: Editions de l’Université de Bruxelles.

    Google Scholar 

  • Elzinga, A. (1987). Internal and external regulatives in research and higher education systems. In R. Preforms (Ed.), Disciplinary perspectives on higher education and research (Report No. 37). Stockholm: University of Stockholm GSHR.

    Google Scholar 

  • Evans, C. (1995). Choosing people: Recruitment and selection as leverage on subjects and disciplines. Studies in Higher Education, 20(3), 253–265.

    Article  Google Scholar 

  • Felt, U. (2004). University autonomy in Europe. In Magna Charta Observatory (Ed.), Managing university autonomy. Shifting paradigms in university research (pp. 15–108). Bologna: Magna Charta Observatory.

    Google Scholar 

  • Gibbons, M., Limoges, C., Nowotny, H., Schwartzman, S., Scott, P., & Trow, J. (1994). The new production of knowledge: The dynamics of science and research in contemporary societies. London: Sage.

    Google Scholar 

  • Hagstrom, W. O. (1965). The scientific community. London/Amsterdam: Feffer & Simons Inc.

    Google Scholar 

  • Kitcher, P. (1995). The advancement of science: Science without legend, objectivity without illusions. Oxford: Oxford University Press.

    Google Scholar 

  • Kuhn, T. S. (1968). The history of science. In D. L. Sills (Ed.), International encyclopedia of the social sciences (Vol. XIV, pp. 74–83). New York: Free Press.

    Google Scholar 

  • Larsen, M. I. (2003). Departmental leadership in Norwegian universities – In between two models of governance? In A. Amaral, V. L. Meek, & I. M. Larsen (Eds.), The higher education managerial revolution? (pp. 71–88). Dordrecht: Kluwer.

    Chapter  Google Scholar 

  • Latour, B., & Woolgar, S. (1979). Laboratory life. The social construction of scientific facts. London: Sage.

    Google Scholar 

  • Lawn, M., & Keiner, E. (2006). Editorial. European Journal of Education, 41(2), 1–15.

    Article  Google Scholar 

  • Metzger, W. P. (1978). Academic freedom and scientific freedom. Daedalus, 107(2), 93–114.

    Google Scholar 

  • Metzger, W. P. (1987). The academic profession in the United States. In B. R. Clark (Ed.), The academic profession: National, disciplinary and institutional settings (pp. 123–208). Berkeley/Los Angeles: University of California Press.

    Google Scholar 

  • Mirowski, P., & Sent, E.-M. (Eds.). (2002). Science bought and sold: Essays in the economics of science. Chicago: University of Chicago Press.

    Google Scholar 

  • Mullins, N. (1972). The development of a scientific speciality: The phage group and the origins of molecular biology. Minerva, 10, 51–82.

    Article  Google Scholar 

  • Musselin, C. (2007). The transformation of academic work: Facts and analysis (Research and occasional paper series, Center for Studies in Higher Education). Berkeley: University of California.

    Google Scholar 

  • Musselin, C. (2008). Editorial. European Journal of Education, 43(3), 1–3.

    Article  Google Scholar 

  • Paradeise, C., Reale, E., Bleiklie, I., & Ferlie, E. (Eds.). (2009). University governance: Western European comparative perspectives. Dordrecht: Springer.

    Google Scholar 

  • Ruscio, K. P. (1986). Bridging specializations: Reflections from biology and political science. The Review of Higher Education, 10(1), 29–45.

    Google Scholar 

  • Schimank, U. (1994). Hochschulforschung im Schatten der Lehre. Frankfurt a.M: Campus.

    Google Scholar 

  • Slaughter, S., & Leslie, L. L. (1997). Academic capitalism: Politics, policies, and the entrepreneurial university. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Slaughter, S., & Rhoades, G. (2004). Academic capitalism and the new economy: Markets, state, and higher education. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Spiegel-Rösing, I. (1974). Disziplinäre Strategien der Statussicherung. Homo, 25(1), 11–37.

    Google Scholar 

  • Tapper, E. R., & Salter, B. G. (1995). The changing idea of university autonomy. Studies in Higher Education, 20, 59–71.

    Article  Google Scholar 

  • Taylor, J. S., de Machado, M. L., & Peterson, M. W. (2008). Leadership and strategic management: Keys to institutional priorities and planning. European Journal of Education, 43(3), 369–386.

    Article  Google Scholar 

  • Van Rijnsoever, F. J., Hessels, L. K., & Vandenberg, R. L. J. (2008). A resource-based view on the interactions of university researchers. Research Policy, 37(8), 1255–1266.

    Article  Google Scholar 

  • van Vught, F. A. (Ed.). (1989). Governmental strategies and innovation in higher education. London: Jessica Kingsley.

    Google Scholar 

  • Whitley, R. (Ed.). (1974). Social processes of scientific development. London: Routledge & Kegan Paul Ltd.

    Google Scholar 

  • Whitley, R. (1977). Changes in the social and intellectual organization of the sciences. In P. Mendelsohn & R. Whitley (Eds.), The social production of scientific knowledge (pp. 143–169). Dordrecht: Reidel Publishing.

    Chapter  Google Scholar 

  • Whitley, R. (2000). The intellectual and social organization of the sciences. Oxford: Oxford University Press.

    Google Scholar 

  • Whitley, R. (2003). Competition and pluralism in the public sciences: The impact of institutional frameworks on the organization of academic science. Research Policy, 32(6), 1015–1029.

    Article  Google Scholar 

  • Whitley, R. (2008, June). Changing authority relations in public science systems and their consequences for the direction and organization of research (Working Paper Series). Manchester: Manchester Business School.

    Google Scholar 

  • Ziman, J. (2000). Real science: What it is, and what it means. Cambridge: Cambridge University Press.

    Book  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Dietmar Braun .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2014 Springer Science+Business Media Dordrecht

About this chapter

Cite this chapter

Braun, D. (2014). Governance of Universities and Scientific Innovation. In: Musselin, C., Teixeira, P. (eds) Reforming Higher Education. Higher Education Dynamics, vol 41. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-7028-7_8

Download citation

Publish with us

Policies and ethics