Skip to main content

Surface States, Surface Effects

  • Chapter
Book cover Photoelectron Spectroscopy

Part of the book series: Advanced Texts in Physics ((ADTP))

Abstract

It has been stated already that PES, because of the small escape depth of the electrons in a solid, is in principle a surface sensitive technique. However, the agreement found in the preceding chapter between calculated and experimental bulk-band structures was remarkable. We take this as evidence that most of the information obtained in a PES experiment is representative of the bulk solid. This is due to the fact that the electronic and lattice relaxation at the surface of a solid are generally not very large. This means, for example, that for most materials the interlattice spacing perpendicular to the surface is changed measurably only for the topmost layer, typically only by a few percent of the bulk lattice constant. A similar statement holds with respect to the perturbation of the electron states perpendicular to a surface: the unperturbed bulk electronic states are generally found to within one lattice constant from the surface. Therefore in conventional PES experiments, which probe several atomic layers perpendicular to the surface, the genuine surface contribution is not a large fraction of the total measured spectrum and is often even hard to recover (but see Sect. 7.3.4 for notable exceptions).

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 89.00
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 119.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  1. G.K. Wertheim, D.N.E. Buchanan: Phys. Rev. B 43, 13815 (1991)

    Article  CAS  Google Scholar 

  2. E. Weschke, C. Laubschat, C.T. Simmons, M. Domke, O. Strebel, G. Kaindl: Phys. Rev. B 44, 8304 (1991)

    Article  CAS  Google Scholar 

  3. P.H. Citrin, G.K. Wertheim, M. Schlüter: Phys. Rev. B 20, 4343 (1979)

    Article  Google Scholar 

  4. D. Spanjaard, C. Guillot, M.C. Desjonqueres, G. Treglia, J. Lecante: Surf. Sci. Reports 5, 1 (1985);

    Article  CAS  Google Scholar 

  5. W.F. Egelhoff, Jr.: Surf. Science Reports 6, 253 (1987)

    Article  Google Scholar 

  6. J.W. Holland, D.E. Ingelsfield: In The Chemical Physics of Solid Surfaces and Heterogeneous Catalysis I, ed. by D.A. King, D.P. Woodruff ( Elsevier, Amsterdam 1981 )

    Google Scholar 

  7. G.V. Hansson, R.I.G. Uhrberg: Surf. Sci. Rep. 9 197 (1988) Landoldt-Börnstein, New Series III Vol.24-D (Springer, Berlin, Heidelberg 1994) Sect. 8.2 by A.M.

    Google Scholar 

  8. Bradshaw, R. Hammen, Th. Schedel-Niedrig, D. Richen: Photoemission and inverse photoemission E. Bertel: Surf. Sci. 331–333, 1136 (1995)

    Google Scholar 

  9. PES investigations of quantum well states in metallic multi-layers can be found: W.E. McMahon, M.A. Mueller, T. Miller, T.C. Chiang: Phys. Rev. B 49 10426 (1994) N.V.

    Google Scholar 

  10. Smith, N.B. Brookes, Y. Chang, P.D. Johnson: Phys. Rev. B 49, 332 (1994)

    Article  CAS  Google Scholar 

  11. N.B. Brookes, Y. Chang, P.D. Johnson: Phys. Rev. B 50, 15330 (1994)

    Article  CAS  Google Scholar 

  12. T. Miller, A. Samesavar, T.-C. Chiang: Phys. Rev. B 50, 17686 (1994)

    Article  CAS  Google Scholar 

  13. F. Patthey. W.D. Schneider: Phys. Rev. B 50, 17560 (1994)

    Article  CAS  Google Scholar 

  14. U. Alkemper, C. Carbone, E. Vescovo, W. Eberhardt, O. Rader, W. Gudat: Phys. Rev. B 50, 17495 (1994)

    Article  Google Scholar 

  15. A.W. Maue: Z. Phys. 94, 717 (1935)

    Article  CAS  Google Scholar 

  16. E.T. Goodwin: Proc. Cambridge Philos. Soc. 35, 205 (1935)

    Google Scholar 

  17. W. Shockley: Phys. Rev. 56, 317 (1939)

    Article  CAS  Google Scholar 

  18. F. Forstmann: Z. Phys. 235, 69 (1970)

    Article  Google Scholar 

  19. D.S. Boudreaux, V. Heine: Surf. Sci. 8, 426 (1967)

    Article  CAS  Google Scholar 

  20. N.V. Smith: Phys. Rev. B 32, 3549 (1985)

    Article  CAS  Google Scholar 

  21. P.M. Echenique, J.B. Pendry: J. Phys. C 11, 2065 (1978)

    Article  CAS  Google Scholar 

  22. For a review of the results obtained with the Echenique—Pendry method see N.V. Smith, C.T. Chen: Surf. Sci. 247, 133 (1991)

    Google Scholar 

  23. E.G. McRae: Rev. Mod. Phys. 51, 541 (1979)

    Article  CAS  Google Scholar 

  24. E.G. McRae: J. Vac. Sci. Technol. 16, 654 (1979)

    Article  CAS  Google Scholar 

  25. W. Steinmann: Appl. Phys. A 49, 365 (1989)

    Article  Google Scholar 

  26. N.V. Smith, C.T. Chen, M. Weinert: Phys. Rev. B 40, 7565 (1989)

    Article  CAS  Google Scholar 

  27. N.V. Smith: Rep. Prog. Phys. 51, 1227 (1988)

    Article  CAS  Google Scholar 

  28. N.V. Smith: Phys. Rev. B 35, 975 (1987)

    Article  Google Scholar 

  29. K. Giesen, F. Hage, F.J. Himpsel, J.H. Riess, W. Steinmann: Phys. Rev. Lett. 55, 300 (1985)

    Article  CAS  Google Scholar 

  30. M.W. Cole, M.H. Cohen: Phys. Rev. Lett. 23, 1238 (1969)

    Article  CAS  Google Scholar 

  31. C.C. Grimes, G. Adams: Phys. Rev. Lett. 42, 795 (1979)

    Article  CAS  Google Scholar 

  32. I. Tamm: Z. Phys. 76 848 (1932); see also Physikalische Zeitschrift der Sowjet Union 1 733 (1932)

    Google Scholar 

  33. P. Thiry: La photoémission angulaire dans les solides. Thèse d’état, Université Paris, 1979

    Google Scholar 

  34. P. Heimann, H. Neddermeyer, H.F. Roloff: J. Phys. C 10, L17 (1977)

    Article  CAS  Google Scholar 

  35. P. Heimann, J. Hermanson, H. Miosga, H. Neddermeyer: Surf. Sci. 85, 263 (1979)

    Article  CAS  Google Scholar 

  36. S.D. Kevan: Phys. Rev. Lett. 50, 526 (1983); Phys. Rev. B 33, 4364 (1986)

    Article  CAS  Google Scholar 

  37. S.D. Kevan, R.H. Gaylord: Phys. Rev. Lett. 36, 5809 (1987)

    CAS  Google Scholar 

  38. B.A. McDougall, T. Balasubramanian, E. Jensen: Phys. Rev. B 51, 13891 (1995). In this communication a careful analysis of the temperature and energy dependences of a Cu(111) surface state has been reported. The temperature dependence is linear, however, no variation of the width with the binding energy was observed

    Google Scholar 

  39. P. Heimann, J. Hermanson, M. Miosga, H. Neddermeyer: Phys. Rev. Lett. 42, 1782 (1979)

    Google Scholar 

  40. P. Heimann, J. Hermanson, M. Miosga, H. Neddermeyer: Phys. Rev. B 20, 3059 (1979)

    Article  CAS  Google Scholar 

  41. Y. Petroff, P. Thiry: Appl. Optics 19, 3957 (1980)

    Article  CAS  Google Scholar 

  42. S. Louie, P. Thiry, R. Pinchaux, Y. Petroff, D. Chandesris, J. Lecante: Phys. Rev. Lett. 44, 549 (1980)

    Article  CAS  Google Scholar 

  43. K. Giesen, F. Hage, F.J. Himpsel, J.H. Ries, W. Steinmann: Phys. Rev. B 35, 971 (1987)

    Article  CAS  Google Scholar 

  44. K. Giesen, F. Hage, F.J. Himpsel, J.H. Ries, W. Steinmann, N.V. Smith: Phys. Rev. B 35, 975 (1987)

    Article  CAS  Google Scholar 

  45. T. Wegehaupt, D. Rieger, W. Steinmann: Phys. Rev. B 37, 10086 (1988)

    Google Scholar 

  46. Th. Fauster, W. Steinmann: In Photonic Probes of Surfaces, ed. by P. Halevi, Electromagnetic Waves: Recent Developments in Researvh, Vol.2 (North-Holland, Amsterdam, 1995) Chap. 8, p. 347 An investigation of image potential states including the spin splitting for those on the Fe(110) surface has been reported by U. Thomann, Ch. Reuß, Th. Fauster, F. Passek, M. Donath: Phys. Rev. B 61, 16163 (2000)

    Google Scholar 

  47. R.W. Schoenlein, J.G. Fujimoto, G.L. Eesley, T.W. Capehart: Phys. Rev. Lett. 61 2596 (1988)„

    Google Scholar 

  48. R.W. Schoenlein, J.G. Fujimoto, G.L. Eesley, T.W. Capehart: Phys. Rev. B 41, 5436 (1990);

    Article  CAS  Google Scholar 

  49. R.W. Schoenlein, J.G. Fujimoto, G.L. Eesley, T.W. Capehart: Phys. Rev. B 43, 4866 (1991); 548 8. Surface States, Surface Effects

    Google Scholar 

  50. T. Hertel, E. Knoesel, M. Wolf, G. Ertl: Phys. Rev. Lett. 76, 535 (1996); E. Knoesel, T. Hertel, M. Wolf, G. Ertl: Chem. Phys. Lett. 240, 409 (1995); M. Wolf, E. Knoesel, T. Hertel: Phys. Rev. B 54, 5295 (1996);

    Google Scholar 

  51. U. Höfer, I.L. Shumay, Ch. Reuss, U. Thomann, W. Wallauer, Th. Fauster: Science 277, 1480 (1997)

    Article  Google Scholar 

  52. R. Manzke, M. Skibowski: Physica Scripta 31, 2213 (1988)

    Google Scholar 

  53. J. Fraxedas, H.J. Trodahl, S. Gopalan, L. Ley, M. Cardona: Phys. Rev. B 41, 10068 (1990)

    Article  CAS  Google Scholar 

  54. J. Fraxedas, M.K. Kelly, M. Cardona: preprint (1991)

    Google Scholar 

  55. H. Carstensen, R. Claessen, R. Manzke, M. Skibowski: Phys. Rev. B 41, 9880 (1990)

    Article  CAS  Google Scholar 

  56. N.V. Smith, N.B. Brookes, Y. Chang, P.D. Johnson: Phys. Rev. B 49, 332 (1994)

    Article  CAS  Google Scholar 

  57. J.J. Paggel, T. Miller, T.C. Chiang: Science 283, 1709 (1999); J.J. Paggel; T. Miller, T.C. Chiang: Phys. Rev. Lett. 83, 1415 (1999)

    Article  CAS  Google Scholar 

  58. T. Schmitz-Hübsch, K. Oster, J. Radnik, K. Wandelt: Phys. Rev. Lett. 74, 2595 (1995)

    Article  Google Scholar 

  59. R. Paniago, R. Matzdorf, G. Meister, A. Goldmann: Surf. Sci. 325, 336 (1995) 8.43 M.C. Desjonqueres, F. Cyrot-Lackmann: J. Phys. F 5, 1368 (1975)

    Google Scholar 

  60. J.A. Appelbaum, D.R. Hamann: Solid State Commun. 27, 881 (1978)

    Article  CAS  Google Scholar 

  61. R.C. Baetzold, G. Apai, E. Shustorovitch, R. Jaeger: Phys. Rev. B 26, 4022 (1982)

    Article  CAS  Google Scholar 

  62. P.J. Feiblman, J.A. Appelbaum, D.R. Hamann: Phys. Rev. B 20, 1433 (1979)

    Article  Google Scholar 

  63. P.H. Citrin, G.K. Wertheim, Y. Baer: Phys. Rev. B 27, 3160 (1983)

    Article  CAS  Google Scholar 

  64. M.C. Desjonqueres, D. Spanjaard, Y. Lassailly, C. Guillot: Solid State Commun. 34, 807 (1980)

    Article  CAS  Google Scholar 

  65. A. Rosengren, B. Johansson: Phys. Rev. B 22, 3706 (1980)

    Article  CAS  Google Scholar 

  66. G. Treglia, M.C. Desjonqueres, D. Spanjaard, Y. Lassailly, C. Guillot, Y. Jugnet, Tran Minh Duc, J. Lecante: J. Phys. C 14, 3464 (1981)

    Google Scholar 

  67. A. Rosengren: Phys. Rev. B 24, 7393 (1981)

    Article  CAS  Google Scholar 

  68. D. Tomanek, V. Kumar, S. Holloway, K.H. Bennemann: Solid State Commun. 41, 273 (1982)

    Article  CAS  Google Scholar 

  69. D. Tomanek, P.A. Dowben, M. Grunze: Surf. Sci. 126, 112 (1983)

    Article  CAS  Google Scholar 

  70. G.A. Benesh, R. Haydock: J. Phys. C 17, L 83 (1984)

    Google Scholar 

  71. E. Wimmer, A.J. Freeman, J.R. Hiskes, A.M. Karo: Phys. Rev. B 28, 3074 (1980)

    Article  Google Scholar 

  72. P.H. Citrin, G.K. Wertheim, Y. Baer: Phys. Rev. B 6, 425 (1977)

    Google Scholar 

  73. P.H. Citrin. G.K. Wertheim, Y. Baer: Phys. Rev. Lett. 41, 1425 (1978)

    Article  Google Scholar 

  74. G. Apai, R.C. Bätzold, E. Shustorovitch, R. Jaeger: Surf. Sci. 116, L 191 (1982)

    Google Scholar 

  75. K. Düchers, H.P. Bonzel, D.A. Wesner: Surf. Sci. 166, 141 (1986)

    Article  Google Scholar 

  76. C. Laubschat, G. Kaindl, W.D. Schneider, B. Reihl, N. Märtensson: Phys. Rev. B 33, 6675 (1986)

    Article  CAS  Google Scholar 

  77. J.F. van der Vccn, F.J. Himpscl, D.E. Eastman: Phys. Rev. Lett. 44, 189 (1980)

    Article  Google Scholar 

  78. S.F. Alvarado, M. Campagna, W. Gudat: J. Electron Spectrosc. Relat. Phenom. 18, 43 (1980)

    Article  CAS  Google Scholar 

  79. M. Alden, H.L. Skriver, I.A. Abrikosov, B. Johansson: Phys. Rev. B 51, 1981 (1995). Analyzing the surface core-level shifts for rare earth metals

    Google Scholar 

  80. B. Johansson, N. Märtensson: Phys. Rev. B 21 4427 (1980) For recent reviews on surface core-level shifts see

    Google Scholar 

  81. A. Flodström, R. Nyholrn, B. Johansson: In Synchrotron Radiation Research, Advances in Surface and Interface Science,ed. by R.Z. Bachrach (Plenum, New York 1992) Vol.1 and

    Google Scholar 

  82. N. Mârtensson, A. Nilsson: J. Electron. Spec. Related Phenom. 75, 209 (1995)

    Google Scholar 

  83. J.F. van der Veen, F.J. Himpsel, D.E. Eastman: Solid State Commun. 37, 555 (1981)

    Article  Google Scholar 

  84. J.F. van der Veen, F.J. Himpsel, D.E. Eastman: Solid State Commun. 40, 57 (1981)

    Article  Google Scholar 

  85. C. Guillot, C. Thuault, Y. Jugnet, D. Chauveau, R. Hoogewijs, J. Lecante, Tran Minh Duc, G. Treglia, M.C. Desjonqueres, D. Spanjaard: J. Phys. C 15, 4023 (1982)

    Article  CAS  Google Scholar 

  86. C. Guillot, M.C. Desjonqueres, D. Chauveau, G. Treglia, J. Lecante, D. Spanjaard, Tran Minh Duc: Solid State Commun. 50, 393 (1984)

    Article  CAS  Google Scholar 

  87. C. Guillot, P. Roubin, J. Lecante, M.C. Desjonqueres, G. Treglia, D. Spanjaard, Y. Jugnet: Phys. Rev. B 30, 5487 (1984)

    Article  CAS  Google Scholar 

  88. R. Nyholm, J. Schmidt-May: J. Phys. C 17, L113 (1984)

    Article  CAS  Google Scholar 

  89. M.C. Desjonqueres, F. Cyrot-Lackmann: Solid State Commun. 18, 1127 (1976)

    Article  CAS  Google Scholar 

  90. G.K. Wertheim, P.H. Citrin: Phys. Rev. B 38, 7820 (1988)

    Article  CAS  Google Scholar 

  91. N. Mârtensson, H.B. Saalfeld, H. Kuhlenbeck, M. Neumann: Phys. Rev. B 39, 8181 (1989)

    Article  Google Scholar 

  92. G. Le Lay, M. Gothelid, T.M. Grelik, M. Björkquist, U.O. Karlson, V.Yu. Aristov: Phys. Rev. B 50, 14277 (1994). Reviewing the situation with respect to an understanding of the surface core-level shifts observed for the Si(111) 7 x 7 surface

    Google Scholar 

  93. J.N. Andersen, D. Henning, E. Lundgren, M. Methfessel, R. Nyholm, M. Scheffler: Phys. Rev. B 50, 17525 (1994). Discussing surface core-level shifts in 4d transition metals

    Google Scholar 

  94. C. Laubschat, E. Weschke, C. Holtz, M. Domke, O. Strebel, G. Kaindl: Phys. Rev. Lett. 65, 1639 (1990)

    Article  CAS  Google Scholar 

  95. A more detailed analysis indicates, however, that initial as well as final state effects have to be considered for a complete understanding of surface core-level shifts; for Gd see J.E. Ortega, I.J. Himpsel, Dongqi Li, P.A. Dowlen: Solid State Commun. 91, 807 (1994)

    Google Scholar 

  96. A.V. Federov, E. Arenholz, K. Starke, E. Navas, L. Baumgarten, C. Laubschat, G. Kaindl: Phys. Rev. Lett. 73, 601 (1994) and for Be(0001) see P. J. Feibelman, R. Stumpf: Phys. Rev. B 50, 17480 (1994)

    Article  Google Scholar 

  97. D.M. Riffe, G.K. Wertheim, P.H. Citrin: Phys. Rev. Lett. 64, 571 (1990)

    Article  CAS  Google Scholar 

  98. M. Scheffler, Ch. Droste, A. Fleszar, M. Maca, G. Wachuta, G. Barzel: Physica B 172, 143 (1991)

    Article  CAS  Google Scholar 

  99. J. Neugebauer, M. Scheffler: Phys. Rev. B 46, Dez. (1992)

    Google Scholar 

  100. G.A. Benesh, D.A. King: Chem. Phys. Lett. 191, 315 (1992)

    Article  Google Scholar 

  101. G.K. Wertheim, D.M. Rife, P.H. Citrin: Phys. Rev. B 49, 4824 (1994)

    Google Scholar 

  102. A.B. Andrews, D.M. Rife, G.K. Wertheim: Phys. Rev. B 49, 8396 (1994)

    Article  CAS  Google Scholar 

  103. J.E. Ortega, A. Mugarza, V. Pérez-Dieste, V. Repain, S. Rousset, A. Mascaraque: Phys. Rev. B 65, 165413 (2002)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

Copyright information

© 2003 Springer-Verlag Berlin Heidelberg

About this chapter

Cite this chapter

Hüfner, S. (2003). Surface States, Surface Effects. In: Photoelectron Spectroscopy. Advanced Texts in Physics. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-662-09280-4_8

Download citation

  • DOI: https://doi.org/10.1007/978-3-662-09280-4_8

  • Publisher Name: Springer, Berlin, Heidelberg

  • Print ISBN: 978-3-642-07520-9

  • Online ISBN: 978-3-662-09280-4

  • eBook Packages: Springer Book Archive

Publish with us

Policies and ethics