Abstract
How do sanctions work, if they work at all? Do they convince actors to change their behavior and/or beliefs, or do they primarily alter the capabilities of states? Alternatively, when do restrictions of customary interactions provoke defensive isolation or retaliation? The conventional wisdom, mirroring the League of Nations concept of collective security, assumes that sanctions must be comprehensive to be successful. For collective security to work, a potential aggressor must believe that all or most other states will rally against it. Similarly, scholars of international trade highlight the financial incentives governments and corporations have to sell restricted commodities to embargoed states, evident in the long historical record of sanctions “busting”. Does imposition and enforcement of sanctions have to be comprehensive, “watertight,” to be effective, or can “leaky” sanctions influence the target? Which types of sanctions are best suited for particular purposes? Are there “smart” sanctions that can be focused on decision makers and have little adverse affect on non-target populations within the target state and neighboring countries?
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Notes
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Chien-pin Li, “The Effectiveness of Sanction Linkages: Issues and Actors”, International Studies Quarterly 3 (1993), pp. 349–70: 353.
D. A. Baldwin, Economic Statecraft (Princeton, NJ: Princeton University Press, 1985), pp. 118–30. Baldwin argues that decision makers ought to consider costs, risks, and benefits but rarely do so in a precise manner.
Also see B. Jentleson, Pipeline Politics: The Complex Political Economy of East—West Energy Trade (Ithaca, NY: Cornell University Press, 1986), p. 29
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See G. Allison, Essence of Decision (Boston: Little Brown, 1971)
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See, for instance, P. Kennedy, The Rise and Fall of the Great Powers (New York: Random House, 1988).
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See N. C. Crawford, “Decolonization as an International Norm: The Evolution of Practices, Arguments and Beliefs,” in L. W. Reed and C. Kaysen, eds., Emerging Norms of Justified Intervention (Cambridge: American Academy of Arts and Sciences, 1993), pp. c–61: 46; Klotz
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© 1999 Neta C. Crawford and Audie Klotz
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Crawford, N.C., Klotz, A. (1999). How Sanctions Work: A Framework for Analysis. In: Crawford, N.C., Klotz, A. (eds) How Sanctions Work. International Political Economy Series. Palgrave Macmillan, London. https://doi.org/10.1057/9781403915917_2
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DOI: https://doi.org/10.1057/9781403915917_2
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