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Lenin and the New Economic Policy

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Abstract

The New Economic Policy operated in Soviet Russia from 1921 to 1928. Amongst historians it is variously interpreted: either as a bold new approach, reflecting a new realism and a new ideological flexibility to the task of building socialism by incorporating the market and a degree of private enterprise or as a major ideological retreat driven by circumstances, with the objective of regrouping the communist party’s forces before launching a new offensive aimed at eradicating all remnants of capitalism from the economy. These polarised positions reflect different ideological standpoints and different assessments of Leninism. This paper examines Lenin’s own pronouncements on NEP, and the factors which shaped the Communist Party’s decision to abandon it. It argues that Lenin regarded NEP as above all a temporary, expedient policy. Stalin’s moves to end NEP drew on a deep visceral hostility towards capitalism within the party which allowed him easily to outmanoeuvre the supporters of NEP.

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Notes

  1. 1.

    R.W. Davies, Soviet History in the Gorbachev Revolution (Indiana University Press, Bloomington and Indianapolis, 1989) ch. 3.

  2. 2.

    The breach between communism and social democracy was marked by Lenin’s April Theses and The Proletarian Revolution and the Renegade Kautsky, and the exchanges between Trotsky and Kautsky on terror.

  3. 3.

    V.I. Lenin, ‘Left-Wing’ Childishness and the Petty-Bourgeois Mentality (Moscow, 1968) p. 14.

  4. 4.

    Anthony Heywood, Modernising Lenin’s Russia: Economic Reconstruction, Foreign Trade and the Railways (Cambridge University Press, Cambridge, 1999).

  5. 5.

    Bertrand Russell , Bolshevism : Practice and Theory (New York, 1972: first published in 1920 as The Practice and Theory of Bolshevism).

  6. 6.

    A. Nove , An Economic History of the USSR (London, 1969) chapters 4–6.

  7. 7.

    Silvana Malle , The Economic Organisation of War Communism , 1918–1921 (Cambridge University Press, Cambridge, 1985). On Bolshevik authoritarianism, see Samuel Farber, Before Stalinism: The Rise and Fall of Soviet Democracy (Polity Press, Cambridge, 1990).

  8. 8.

    Richard Pipes (editor, with the assistance of David Brandenberger), The Unknown Lenin: From the Secret Archive (documents translated by Catherine A. Fitzpatrick ) (Yale University Press, New Haven and London, 1996). For a view of Lenin as an ideologue, see A.J. Polan, Lenin and the End of Politics (Methuen, London, 1984).

  9. 9.

    E.A. Rees, Political Thought from Machiavelli to Stalin : Revolutionary Machiavellism (Palgrave Macmillan, Basingstoke, 2004) ch. 6.

  10. 10.

    Leon Trotsky , My Life: An Attempt at an Autobiography (Introduction by Joseph Hansen) (Pathfinder Press Inc, New York, 1970) pp. 463–464.

  11. 11.

    Robert Service, Lenin: A Biography (Macmillan, London, 2000) pp. 424–425.

  12. 12.

    Neil Harding, Lenin’s Political Thought, Vol. 2: Theory and Practice in the Socialist Revolution (Macmillan, London and Basingstoke, 1981) ch. 11 and 13.

  13. 13.

    Service, Lenin: A Biography, pp. 430–431.

  14. 14.

    V.I. Lenin, The Tax in Kind , in Collected Works (Moscow, 1965), Vol. 32, pp. 329–365.

  15. 15.

    V.I. Lenin, Speeches at Party Congresses (19181922) (Moscow, 1971) p. 205.

  16. 16.

    V.I. Lenin, Polnoe sobranie sochinenie (5th edition) (hereafter PSS) Vol. 45, p. 89.

  17. 17.

    PSS, Vol. 54, p. 160.

  18. 18.

    PSS, Vol. 44, p. 428.

  19. 19.

    PSS, Vol. 54, pp. 189–190.

  20. 20.

    N.N. Pokrovsky and S.G. Petrov, Arkhivy Kremlya: Politbyuro i tserkov 1922–1925gg. (Moscow, 1997) pp. 113–198. Richard Pipes (ed.) The Unknown Lenin: From the Secret Archives, pp. 152–155.

  21. 21.

    PSS, Vol. 33, pp. 243–244.

  22. 22.

    Marc Jansen (trans. Jean Saunders) A Show Trial Under Lenin: The Trial of the Socialist Revolutionaries, Moscow, 1922 (The Hague, London, 1982).

  23. 23.

    Stuart Finkel, “Purging the Public Intellectuals: The 1922 Expulsions from Soviet Russia,” Russian Review, Vol. 62, No. 4 (October, 2003) pp. 589–613.

  24. 24.

    Service, Lenin: A Biography, p. 452.

  25. 25.

    Lenin, Th e Tax in Kind , Collected Works (Moscow, 1965), Vol. 32, pp. 329–365.

  26. 26.

    Rees, State Control in Soviet Russia, ch. 2.

  27. 27.

    Robert Service, The Bolshevik Party in Revolution, 19171923 (London, 1979).

  28. 28.

    Erik van Ree, The Political Thought of Joseph Stalin : A Study In Twentieth-Century Revolutionary Patriotism (Routledge, London and New York, 2002). Ch. 7 “Socialism in one country”.

  29. 29.

    Donald Filtzer, ‘Preobrazhenskii and the problem of the Soviet transition,’ Critique 9:1, pp. 63–84.

  30. 30.

    S. Cohen , Bukharin and the Bolshevik Revolution (1971), ch. V.

  31. 31.

    T. Cox, Peasantry Class and Capitalism. The Rural Research of L.N. Kritsman and his School (Oxford, 1986). T. Cox, ‘Awkward Class or Awkward Classes? Class Relations in the Russian Peasantry before Collectivization,’ Journal of Peasant Studies, vii (1979-80); T. Shanin, The Awkward Class: Political Sociology of Peasantry in a Developing Society: Russia 19101925 (Oxford, 1972).

  32. 32.

    M. Lewin, ‘Who was the Soviet Kulak?’ Soviet Studies, xviii (1966/67).

  33. 33.

    E.A. Rees, State Control in Soviet Russia, p. 125.

  34. 34.

    Leon Trotsky , The Challenge of the Left Opposition (1926–27) (edited by Naomi Allen and George Saunders) (Pathfinder Press, New York, 1980) pp. 258–264.

  35. 35.

    E.A. Rees, State Control in Soviet Russia, ch. 6, 7.

  36. 36.

    N. Bukharin, “Notes of an Economist,” Economy and Society, Vol. 8, no. 4 (November 1979).

  37. 37.

    I.V. Stalin , Collected Works, Vol. 12 (Moscow, 1955). pp. 56–57.

  38. 38.

    Maurice Dobb , Soviet Economic Development since 1917 (London, 1948) ch. 8 “The Problem of Industrialisation”.

  39. 39.

    E.H. Carr, “Some Random Reflections on Soviet Industrialisation,” in C.H. Feinstein (ed.) Socialism, Capitalism and Economic Growth: Essays Presented to Maurice Dobb (Cambridge, 1967).

  40. 40.

    M. Harrison, “Why Did NEP Fail?” Economics of Planning, Vol. 16, no. 2 (1980), pp. 57–67.

  41. 41.

    J.R. Millar and A. Nove , “A Debate on Collectivisation: Was Stalin Really Necessary?” In Chris Ward (ed.) The Stalinist Dictatorship, pp. 143–165.

  42. 42.

    Moshe Lewin, Lenin’s Last Struggle (translated from the French by A.M. Sheridan Smith) (Wildwood House, London, 1973); Stephen F. Cohen , “Bolshevism or Leninism,” in Robert C. Tucker (ed) Stalinism: Essays in Historical Interpretation (W.W. Norton, New York, 1977) pp. 3–29.

  43. 43.

    Mervyn Matthews, Class and Society in Soviet Russia (MW Books, London, 1972), p. 35.

  44. 44.

    Maureen Perrie and R.W. Davies, “The Social Context” in R.W. Davies (ed.) From Tsarism to the New Economic Policy : Continuity and Change in the Economy of the USSR (Cornell University Press, Ithaca, New York, 1990) ch. 2.

  45. 45.

    Sheila Fitzpatrick , ‘Stalin and the Making of a New Elite 1928–1939,’ Slavic Review, Vol. 39 no.3, September 1979, pp. 377–402.

  46. 46.

    Pipes (ed.) The Unknown Lenin, pp. 152–155.

  47. 47.

    Terry Martin, The Affirmative Action Empire: Nation and Nationalism in the Soviet Union, 19231939 (Ithaca and London, Cornell University Press, 2001).

  48. 48.

    James E. Mace, Communism and the Dilemmas of National Liberation: National Communism in Soviet Ukraine, 1918–1933 ( Cambridge, MA, Harvard University Press, 1983).

  49. 49.

    Douglas T. Northrop, Veiled Empire: Gender and Power in Stalinist Central Asia (Ithaca and London, Cornell University Press, 2004).

  50. 50.

    Arto Luukkanen, The Party of Unbelief: The Religious Policy of the Bolshevik Party 19171929 (SHS, Helsinki, 1994).

  51. 51.

    Sheila Fitzpatrick (ed.) Cultural Revolution in Russia, 19281931 (Bloomington and London, Cornell University Press, 1978).

  52. 52.

    David Brandenberger, National Bolshevism : Stalinist Mass Culture and the Formation of Modern Russian National Identity, 19311956 (Cambridge, MA, and London, Harvard University Press, 2002).

  53. 53.

    Erik van Ree, The Political Thought of Joseph Stalin , ch. 8 and 9.

  54. 54.

    Sheila Fitzpatrick , “Stalin and the Making of a New Elite 1928–1939,”Slavic Review, Vol. 39 no. 3, September 1979, pp. 377–402.

  55. 55.

    Service, Lenin: A Biography, p. 422.

  56. 56.

    E. Chuev, Molotov Remembers (ed. Albert Reis) (Chicago, 1993).

  57. 57.

    Paul R. Gregory, The Political Economy of Stalinism: Evidence from the Archives (Cambridge University Press, 2004) ch. 1, “The Jockey or the Horse”.

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Rees, E.A. (2018). Lenin and the New Economic Policy. In: Rockmore, T., Levine, N. (eds) The Palgrave Handbook of Leninist Political Philosophy. Palgrave Macmillan, London. https://doi.org/10.1057/978-1-137-51650-3_16

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