Skip to main content

Empirical and Numerical Evaluation of a Cut Slope Near Rishikesh, India

  • Conference paper
  • First Online:
Proceedings of Geotechnical Challenges in Mining, Tunneling and Underground Infrastructures (ICGMTU 2021)

Abstract

The stability analysis of cut slopes along any transportation corridor is necessary to safeguard people’s and societal interests. The present work presents assessment of a steep rock cut slope near Rishikesh, along a national highway in Uttarakhand, India. The work details empirical and numerical examination of the slope stretching approximately 20 m in length along the road. The field investigation has been undertaken to ascertain discontinuities conditions, their orientations, spacing between them, geological strength index as well as slope geometries . Three joint sets were recorded with spacing of 10–120, 5–45, 6–35 cm respectively, with slope angle of 75° and slope height equal to 65 m. Moreover, the rock samples were taken in laboratory to further discern required geotechnical parameters such as unconfined compressive strength, Young’s modulus, and Poisson’s ratio etc. The empirical and numerical techniques were applied to examine the slope’s health. Q-slope and Slope Mass Rating were the employed empirical method. Besides, the finite element approach was adopted to assess the slope stability numerical. Finally, outcomes of all these scientific assessments were compared with each other and ground reality. The Q-slope values achieved was 1.58 for the concerned slope, while the SMR value was 37. Finite element simulation yielded a safety factor of 1.6 for the dry condition. Furthermore, kinematic analysis of slope shows the possibility of planar and wedge modes of failures. Keeping in view the attained results, the slope should be excavated at an angle of 69°, while also making provisions for drainage of rain water.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 219.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 279.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Ansari T, Kainthola A, Singh KH, Singh TN, Sazid M (2021) Geotechnical and micro-structural characteristics of phyllite derived soil; implications for slope stability, Lesser Himalaya, Uttarakhand, India. Catena 196:104906. https://doi.org/10.1016/j.catena.2020.104906

    Article  Google Scholar 

  2. Bharati AK, Ray A, Khandelwal M, Rai R, Jaiswal A (2021) Stability evaluation of dump slope using artificial neural network and multiple regression. Eng Comput 9:1–9. https://doi.org/10.1007/s00366-021-01358-y

    Article  Google Scholar 

  3. Kainthola A, Sharma V, Pandey VH, Jayal T, Singh M, Srivastav A, Singh PK, Champati Ray PK, Singh TN (2021) Hill slope stability examination along Lower Tons valley, Garhwal Himalayas, India. Geom Nat Haz Risk 12(1):900–921. https://doi.org/10.1080/19475705.2021.1906758

  4. Ahour M, Hataf N, Azar E (2020) A mathematical model based on artificial neural networks to predict the stability of rock slopes using the generalized Hoek-Brown failure criterion. Geotech Geol Eng 38(1):587–604. https://doi.org/10.1007/s10706-019-01049-y

    Article  Google Scholar 

  5. Daftaribesheli A, Ataei M, Sereshki F (2011) Assessment of rock slope stability using the Fuzzy Slope Mass Rating (FSMR) system. Appl Soft Comput 11(8):4465–4473. https://doi.org/10.1016/j.asoc.2011.08.032

    Article  Google Scholar 

  6. Kainthola A, Singh PK, Singh TN (2015) Stability investigation of road cut slope in basaltic rockmass, Mahabaleshwar, India. Geosci Front 6(6):837–845. https://doi.org/10.1016/j.gsf.2014.03.002

    Article  Google Scholar 

  7. Kainthola A, Singh PK, Wasnik AB, Singh TN (2012) Distinct element modelling of Mahabaleshwar road cut hill slope. http://www.scirp.org/journal/PaperInformation.aspx?PaperID=24023

  8. Khandelwal M, Rai R, Shrivastva BK (2015) Evaluation of dump slope stability of a coal mine using artificial neural network. Geomech Geophys Geo-energy Geo-resources 1(3):69–77. https://doi.org/10.1007/s40948-015-0009-8

    Article  Google Scholar 

  9. Kundu J, Sarkar K, Jaboyedoff M, Singh TN (2019) GISMR: a computer application to perform kinematic analysis, slope mass rating and optimization of slope angle on a GIS platform with the aid of ArcGIS or QGIS. In: AGU fall meeting abstracts, December 2019, vol 2019, pp NH53A-05. https://ui.adsabs.harvard.edu/#abs/2019AGUFMNH53A..05K/abstract

  10. Kundu J, Sarkar K, Singh AK (2019) EasySMR: a computer program to check kinematic feasibility and calculate Slope Mass Rating. In: Geophysical research abstracts, 1 January 2019, vol 21

    Google Scholar 

  11. Mahanta B, Singh HO, Singh PK, Kainthola A, Singh TN (2016) Stability analysis of potential failure zones along NH-305, India. Nat Haz 83(3):1341–1357. https://doi.org/10.1007/s11069-016-2396-8

    Article  Google Scholar 

  12. Rai R, Khandelwal M, Jaiswal A (2012) Application of geogrids in waste dump stability: a numerical modeling approach. Environ Earth Sci 66(5):1459–1465. https://doi.org/10.1007/s12665-011-1385-1

    Article  Google Scholar 

  13. Sardana S, Sharma P, Verma AK, Singh TN (2020) A case study on the rockfall assessment and stability analysis along Lengpui-Aizawl highway, Mizoram, India. Arab J Geosci 13(24):1–2. https://doi.org/10.1007/s12517-020-06196-8

  14. RK U, Singh R, Ahmad M, TN S (2011) Stability analysis of cut slopes using continuous slope mass rating and kinematic analysis in Rudraprayag district, Uttarakhand. Geomaterials. http://www.scirp.org/journal/PaperInformation.aspx?PaperID=8176

  15. Kainthola A, Verma D, Gupte SS, Singh TN (2011) A coal mine dump stability analysis—a case study. Geomaterials 1(01):1

    Article  Google Scholar 

  16. Kainthola A, Verma D, Thareja R, Singh TN (2013) A review on numerical slope stability analysis. Int J Sci Eng Technol Res (IJSETR) 2(6):1315–1320

    Google Scholar 

  17. Kundu J, Sarkar K, Singh PK, Singh TN (2018) Deterministic and probabilistic stability analysis of soil slope–a case study. J Geol Soc India 91(4):418–424. https://doi.org/10.1007/s12594-018-0874-1

    Article  Google Scholar 

  18. Kundu J, Sarkar K, Singh TN (2017) Static and dynamic analysis of rock slope–a case study. In: ISRM European rock mechanics symposium-EUROCK. OnePetro

    Google Scholar 

  19. Sarkar S, Pandit K, Dahiya N, Chandna P (2021) Quantified landslide hazard assessment based on finite element slope stability analysis for Uttarkashi-Gangnani Highway in Indian Himalayas. Nat Haz 106(3):1895–1914. https://doi.org/10.1007/s11069-021-04518-x

    Article  Google Scholar 

  20. Tiwari VN, Pandey VHR, Kainthola A, Singh PK, Singh KH, Singh TN (2020) Assessment of Karmi Landslide Zone, Bageshwar, Uttarakhand, India. J Geol Soc India 96(4):385–393. https://doi.org/10.1007/s12594-020-1567-0

    Article  Google Scholar 

  21. Rojat F, Labiouse V, Mestat P (2015) Improved analytical solutions for the response of underground excavations in rock masses satisfying the generalized Hoek-Brown failure criterion. Int J Rock Mech Mining Sci 79:193–204. https://doi.org/10.1016/j.ijrmms.2015.08.002

    Article  Google Scholar 

  22. Ray A, Kumar V, Kumar A, Rai R, Khandelwal M, Singh TN (2020) Stability prediction of Himalayan residual soil slope using artificial neural network. Nat Haz 103(3):3523–3540. https://doi.org/10.1007/s11069-020-04141-2

    Article  Google Scholar 

  23. Singh J, Verma AK, Banka H (2018) Application of biogeography based optimization to locate critical slip surface in slope stability evaluation. In: 2018 4th international conference on recent advances in information technology (RAIT). IEEE, pp 1–5. https://doi.org/10.1109/RAIT.2018.8389070

  24. Singh AK, Kundu J, Sarkar K (2018) Stability analysis of a recurring soil slope failure along NH-5, Himachal Himalaya, India. Nat Haz 90(2):863–885. https://doi.org/10.1007/s11069-017-3076-z

    Article  Google Scholar 

  25. Sharma P, Verma AK, Negi A, Jha MK, Gautam P (2018) Stability assessment of jointed rock slope with different crack infillings under various thermomechanical loadings. Arab J Geosci 11(15):1–6. https://doi.org/10.1007/s12517-018-3772-3

    Article  Google Scholar 

  26. Verma D, Kainthola A, Gupte SS, Singh TN (2013) A finite element approach of stability analysis of internal dump slope in Wardha valley coal field, India, Maharashtra. Am J Mining Metall 1(1):1–6

    Google Scholar 

  27. Verma D, Thareja R, Kainthola A, Singh TN (2011) Evaluation of open pit mine slope stability analysis. Int J Earth Sci Eng 4(4):590–600

    Google Scholar 

  28. Wallace CS, Schaefer LN, Villeneuve MC (2021) Material properties and triggering mechanisms of an andesitic lava dome collapse at Shiveluch Volcano, Kamchatka, Russia, revealed using the finite element method. Rock Mech Rock Eng 1:1–8. https://doi.org/10.1007/s00603-021-02513-z

    Article  Google Scholar 

  29. Pradhan SP, Siddique T (2020) Stability assessment of landslide-prone road cut rock slopes in Himalayan terrain: a finite element method based approach. J Rock Mech Geotech Eng 12(1):59–73. https://doi.org/10.1016/j.jrmge.2018.12.018

    Article  Google Scholar 

  30. Yin A (2006) Cenozoic tectonic evolution of the Himalayan orogen as constrained by along-strike variation of structural geometry, exhumation history, and foreland sedimentation. Earth-Sci Rev 76(1–2):1–31. https://doi.org/10.1016/j.earscirev.2005.05.004

    Article  Google Scholar 

  31. Kumar D, Thakur M, Dubey CS, Shukla DP (2017) Landslide susceptibility mapping & prediction using support vector machine for Mandakini River Basin, Garhwal Himalaya, India. Geomorphology 295:115–125. https://doi.org/10.1016/j.geomorph.2017.06.013

    Article  Google Scholar 

  32. Srivastava P, Mitra G (1994) Thrust geometries and deep structure of the outer and lesser Himalaya, Kumaon and Garhwal (India): Implications for evolution of the Himalayan fold-and-thrust belt. Tectonics 13(1):89–109. https://doi.org/10.1029/93TC01130

    Article  Google Scholar 

  33. Bose N, Mukherjee S (2019) Field documentation and genesis of the back-structures from the Garhwal Lesser Himalaya, Uttarakhand, India. Geol Soc Lond Spec Publ 481(1):111–125. https://doi.org/10.1144/SP481-2018-81

    Article  Google Scholar 

  34. Valdiya KS (1980) Geology of Kumaun Lesser Himalaya. Wadia Institute of Himalayan Geology

    Google Scholar 

  35. Jiang G, Sohl LE, Christie-Blick N (2003) Neoproterozoic stratigraphic comparison of the Lesser Himalaya (India) and Yangtze block (south China): paleogeographic implications. Geology 31(10):917–920. https://doi.org/10.1130/G19790.1

  36. Zavodni ZM, Broadbent CD (1978) Slope failure kinematics. In: 19th US symposium on rock mechanics (USRMS), 1 May 1978. OnePetro

    Google Scholar 

  37. Xiao S, Gao YT, Wu SC, Liu B, Tian QM (2018) Kinematic analysis of slope failure modes based on stereographic projection. In: Progress in civil, architectural and hydraulic engineering IV: proceedings of the 2015 4th international conference on civil, architectural and hydraulic engineering (ICCAHE 2015), Guangzhou, China, 20–21 June 2015. CRC Press, p 313

    Google Scholar 

  38. Admassu Y (2013) Shakoor A (2013) DIPANALYST: A computer program for quantitative kinematic analysis of rock slope failures. Comput Geosci 1(54):196–202. https://doi.org/10.1016/j.cageo.2012.11.018

    Article  Google Scholar 

  39. Azarafza M, Nanehkaran YA, Rajabion L, Akgün H, Rahnamarad J, Derakhshani R, Raoof A (2020) Application of the modified Q-slope classification system for sedimentary rock slope stability assessment in Iran. Eng Geol 264:105349. https://doi.org/10.1016/j.enggeo.2019.105349

    Article  Google Scholar 

  40. Bar N, Barton N (2017) The Q-slope method for rock slope engineering. Rock Mech Rock Eng 50(12):3307–3322. https://doi.org/10.1007/s00603-017-1305-0

    Article  Google Scholar 

  41. Bar N, Barton NR (2016) Empirical slope design for hard and soft rocks using Q-slope. In: 50th US rock mechanics/geomechanics symposium, 26 June 2016. OnePetro

    Google Scholar 

  42. Barton N, Bar N (2015) Introducing the Q-slope method and its intended use within civil and mining engineering projects. In: ISRM regional symposium-EUROCK. OnePetro

    Google Scholar 

  43. Palmstrom A (2005) Measurements of and correlations between block size and rock quality designation (RQD). Tunn Undergr Space Technol 20(4):362–377. https://doi.org/10.1016/j.tust.2005.01.005

    Article  Google Scholar 

  44. Song Y, Xue H, Meng X (2019) Evaluation method of slope stability based on the Q slope system and BQ method. Bull Eng Geol Environ 78(7):4865–4873. https://doi.org/10.1007/s10064-019-01459-5

    Article  Google Scholar 

  45. Zheng J, Zhao Y, Lü Q, Deng J, Pan X, Li Y (2016) A discussion on the adjustment parameters of the slope mass rating (SMR) system for rock slopes. Eng Geol 17(206):42–49. https://doi.org/10.1016/j.enggeo.2016.03.007

    Article  Google Scholar 

  46. Tomas R, Cuenca A, Cano M, García-Barba J (2012) A graphical approach for slope mass rating (SMR). Eng Geol 124:67–76. https://doi.org/10.1016/j.enggeo.2011.10.004

    Article  Google Scholar 

  47. Azarafza M, Akgün H, Asghari-Kaljahi E (2017) Assessment of rock slope stability by slope mass rating (SMR): a case study for the gas flare site in Assalouyeh, South of Iran. Geomech Eng 13(4):571–584. https://doi.org/10.12989/gae.2017.13.4.571

  48. Riquelme AJ, Tomás R, Abellán A (2016) Characterization of rock slopes through slope mass rating using 3D point clouds. Int J Rock Mech Mining Sci 84:165–176. https://doi.org/10.1016/j.ijrmms.2015.12.008

    Article  Google Scholar 

  49. Romana M, Tomás R, Serón JB (2015) Slope Mass Rating (SMR) geomechanics classification: thirty years review. In: 13th ISRM international congress of rock mechanics, 10 May 2015. OnePetro

    Google Scholar 

  50. Romana MR (1993) A geomechanical classification for slopes: slope mass rating. In: Rock testing and site characterization. Pergamon, 1 January1993

    Google Scholar 

  51. Chen GH, Zou JF, Zhang R (2021) Stability analysis of rock slopes using strength reduction adaptive finite element limit analysis. Struct Eng Mech 79(4):487–98. https://doi.org/10.12989/sem.2021.79.4.487

  52. Chihi O, Saada Z (2020) Bearing capacity of strip footing on rock under inclined and eccentric load using the generalized Hoek-Brown criterion. Eur J Environ Civil Eng 4:1–5. https://doi.org/10.1080/19648189.2020.1757513

    Article  Google Scholar 

  53. Dyson AP (2018) Tolooiyan A (2018) Optimisation of strength reduction finite element method codes for slope stability analysis. Innov Infrastruct Sol 3(1):1–2. https://doi.org/10.1007/s41062-018-0148-1

    Article  MathSciNet  Google Scholar 

  54. Dyson AP, Tolooiyan A (2019) Prediction and classification for finite element slope stability analysis by random field comparison. Comput Geotech 109:117–129. https://doi.org/10.1016/j.compgeo.2019.01.026

    Article  Google Scholar 

  55. Hammah RE, Yacoub TE, Corkum BC, Curran JH (2005) The shear strength reduction method for the generalized Hoek-Brown criterion. In: Alaska Rocks 2005, the 40th US symposium on rock mechanics (USRMS). OnePetro

    Google Scholar 

  56. Kumar V, Burman A, Himanshu N, Gordan B (2021) Rock slope stability charts based on limit equilibrium method incorporating Generalized Hoek-Brown strength criterion for static and seismic conditions. Environ Earth Sci 80(6):1–20. https://doi.org/10.1007/s12665-021-09498-6

    Article  Google Scholar 

  57. Lee YK, Pietruszczak S (2021) Limit equilibrium analysis incorporating the generalized Hoek-Brown criterion. Rock Mech Rock Eng 5:1–2. https://doi.org/10.1007/s00603-021-02518-8

    Article  Google Scholar 

  58. Poklopová T, Pavelcová V, Šejnoha M (2021) Comparing the Hoek-Brown and Mohr-Coulomb failure criteria in FEM analysis. Acta Polytechnica CTU Proc 30:69–75. https://doi.org/10.14311/APP.2021.30.0069

  59. Singh J, Banka H, Verma AK (2019) A BBO-based algorithm for slope stability analysis by locating critical failure surface. Neural Comput Appl 31(10):6401–6418. https://doi.org/10.1007/s00521-018-3418-0

    Article  Google Scholar 

  60. Singh J, Banka H, Verma AK (2018) Analysis of slope stability and detection of critical failure surface using gravitational search algorithm. In: 2018 4th international conference on recent advances in information technology (RAIT), 15 March 2018. IEEE, pp 1–6. https://doi.org/10.1109/RAIT.2018.8389049

  61. Yang Y, Xia Y, Zheng H, Liu Z (2021) Investigation of rock slope stability using a 3D nonlinear strength-reduction numerical manifold method. Eng Geol 292:106285. https://doi.org/10.1016/j.enggeo.2021.106285

    Article  Google Scholar 

  62. You G, Al Mandalawi M, Soliman A, Dowling K, Dahlhaus P (2017) Finite element analysis of rock slope stability using shear strength reduction method. In: International congress and exhibition “sustainable civil infrastructures: innovative infrastructure geotechnology”, 2 July 2017. Springer, Cham, pp 227–235. https://doi.org/10.1007/978-3-319-61902-6_18

  63. Zheng H, Liu DF, Li CG (2005) Slope stability analysis based on elasto-plastic finite element method. Int J Numer Meth Eng 64(14):1871–1888. https://doi.org/10.1002/nme.1406

    Article  MathSciNet  MATH  Google Scholar 

  64. Srivastav A, Pandey VH, Kainthola A, Singh PK, Dangwal V, Singh TN (2021) Numerical analysis of a collapsed tunnel: a case study from NW Himalaya, India. Indian Geotech J 1:1–3. https://doi.org/10.1007/s40098-021-00567-y

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Ashutosh Kainthola .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2022 The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd.

About this paper

Check for updates. Verify currency and authenticity via CrossMark

Cite this paper

Pandey, V.H.R., Kainthola, A., Singh, T.N. (2022). Empirical and Numerical Evaluation of a Cut Slope Near Rishikesh, India. In: Verma, A.K., et al. Proceedings of Geotechnical Challenges in Mining, Tunneling and Underground Infrastructures. ICGMTU 2021. Lecture Notes in Civil Engineering, vol 228. Springer, Singapore. https://doi.org/10.1007/978-981-16-9770-8_38

Download citation

  • DOI: https://doi.org/10.1007/978-981-16-9770-8_38

  • Published:

  • Publisher Name: Springer, Singapore

  • Print ISBN: 978-981-16-9769-2

  • Online ISBN: 978-981-16-9770-8

  • eBook Packages: EngineeringEngineering (R0)

Publish with us

Policies and ethics