Abstract
The stringent criteria of the fifth-generation (5G) radio networks have sparked research on waveforms beyond the fourth-generation mobile radio networks (4G). Recently, filtered multicarrier (FMC) transmission-based techniques have been proposed as the waveforms for 5G systems. These techniques have their own merits and demerits. Some major demerits still remain unsolved in the design of 5G waveforms. The high peak-to-average power ratio (PAPR) of the transmitted FMC signals is one such demerit. The peak-to-average power ratio is the ratio of the peak power to the average power in the waveform. An extensive amount of research has been carried out in literature to reduce the PAPR value for the filtered multicarrier system. This chapter presents a comprehensive summary of the various filter techniques as well as methods for reducing the PAPR. Further, a comparative performance analysis of these techniques is presented to elucidate their merits. Non-orthogonal waveforms such as generalized frequency division multiplexing (GFDM), filter bank multicarrier (FBMC), biorthogonal frequency-division multiplexing (BFDM), and universal filtered multicarrier (UFMC) have been considered. The results assist in making the decision of proper waveforms among many to suit different next-generation mobile communication systems.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
References
Aminjavaheri A, Farhang A, RezazadehReyhani A, Farhang Boroujeny B (2015) Impact of timing and frequency offsets on multicarrier waveform candidates for 5G. In: Proceedings of IEEE signal process. Signal process. Edu. Workshop (SP/SPE), pp 178–183
Andrews JG et al (2014) What will 5G be? IEEE J Sel Areas Commun 32(6):1065–1082
Banelli P et al (2014) Modulation formats and waveforms for 5G networks: who will be the heir of OFDM?: an overview of alternative modulation schemes for improved spectral efficiency. IEEE Sign Process Mag 31(6):80–93
Bochechka G et al (2017) Comparative analysis of UFMC technology in 5G networks. In: 2017 international Siberian conference on control and communications (SIBCON). IEEE, pp 1–6
Chen Y, Schaich F, Wild T. Multiple access and waveforms for 5G: IDMA and universal filtered multi-carrier. In: 2014 IEEE 79th vehicular technology conference (VTC Spring), 2014 IEEE, pp 1–5
Chen S, Zhao J (2014) The requirements, challenges, and technologies for 5G of terrestrial mobile telecommunication. IEEE Commun Mag 52(5):36–43
Das SS, Tiwari S (2015) Discrete Fourier transform spreading-based generalised frequency division multiplexing. Electron Lett 51(10):789-791
Farhang-Boroujeny B (2011) OFDM versus filter bank multicarrier. IEEE Sign Process Mag 28(3):92–112
Fettweis G, Krondorf M, Bittner S (2009) GFDM-generalized frequency division multiplexing. In: VTC Spring 2009-IEEE 69th vehicular technology conference 2009 . IEEE, pp 1–4
Hwang T et al (2009) OFDM and its wireless applications: a survey. IEEE Trans Veh Technol 58(4):1673–1694
Kasparick M, Wunder G, Jung P, et al (2014) Bi-orthogonal waveforms for 5G random access with short message support. In: Proceedings of European wireless 2014; 20th European wireless conference, pp 1–6
Liu Z, Xiao P, Hu S (2019) Low-PAPR preamble design for FBMC systems. IEEE Trans Veh Technol 68(8):7869–76
Matth M et al (2017) Generalized frequency division multiplexing: a flexible multi-carrier waveform for 5G. In: 5G mobile communications. Springer, New York, pp 223–259
Michailow N et al (2014) Generalized frequency division multiplexing for 5th generation cellular networks. IEEE Trans Commun 62(9):3045–61
Mukherjee M et al (2015) Reduced out-of-band radiation-based filter optimization for UFMC systems in 5G. In: 2015 international wireless communications and mobile computing conference (IWCMC)
Osseiran A et al (2014) Scenarios for 5G mobile and wireless communications: the vision of the METIS project. IEEE Commun Mag 52(5):26–35
Payaró M, Pascual-Iserte A, Nájar M (2010) Performance comparison between FBMC and OFDM in MIMO systems under channel uncertainty. In: 2010 European wireless conference (EW). Lucca 2010, pp 1023–1030
Rahmatallah Y, Mohan S (2013) Peak-to-average power ratio reduction in OFDM systems: a survey and taxonomy. IEEE Commun Surv Tutor 15(4):1567–1592
Ramavath S, Kshetrimayum RS (2012) Analytical calculations of CCDF for some common PAPR reduction techniques in OFDM systems. In: 2012 international conference on communications, devices and intelligent systems (CODIS), Kolkata, 2012, pp 393–396
Ren S, Deng H, Qian X, Liu Y (2018) Sparse PTS scheme based on TR schemes for PAPR reduction in FBMC-OQAM systems. IET Commun 12(14):1722-1727
Renfors M et al (2010) Filter banks for next generation multicarrier wireless communications. EURASIP J Adv Sign Process, pp 1–2. (Article Id. 314193)
Sahin A, Guvenc I, Arslan H (2014) A survey on multicarrier communications: Prototype filters, lattice structures, and implementation aspects. IEEE Commun Surv Tuts 16(3):1312–1338. (3rd Quart)
Samal UC, Vasudevan K (2013) Bandwidth efficient turbo coded OFDM systems. In: 13th International Conference on ITS telecommunications (ITST), 2013. IEEE, pp 493–498
Samal UC, Vasudevan K (2013) Preamble-based timing synchronization for OFDM systems. In: 2013 IEEE 3rd international advance computing conference (IACC). IEEE, pp 313–318
Schaich F et al (2015) FANTASTIC-5G: 5G-PPP project on 5G air interface below 6 GHz. In: Proceedings of European conference on networks and communications, pp 1–5
Schellmann M et al (2014) FBMC-based air interface for 5G mobile: challenges and proposed solutions. In: 2014 9th international conference on cognitive radio oriented wireless networks and communications (CROWNCOM), Oulu, 2014, pp 102–107
Shaat M, Bader F (2010) Computationally efficient power allocation algorithm in multicarrier-based cognitive radio networks: OFDM and FBMC systems. EURASIP J Adv Sign Process 1:1–13. (Article Id. 528378)
Sharifian Z, Omidi MJ, Saeedi-Sourck H, Farhang A (2016) Linear precoding for PAPR reduction of GFDMA. IEEE Wirel Commun Lett 5(5):520–523
Siclet C, Siohan P, Pinchon D (2002a) Analysis and design of OFDM/QAM and BFDM/QAM oversampled orthogonal and biorthogonal multicarrier modulations. In: Proceedings of IEEE international conference on acoustics, speech, and signal processing (ICASSP), Orlando, USA, May 2002
Siclet C, Siohan P, Pinchon D (2002b) Oversampled orthogonal and biorthogonal multicarrier modulations with perfect reconstruction. In2002 14th International Conference on Digital Signal Processing Proceeding, vol 2. DSP 2002 (Cat. No.02TH8628), Santorini, Greece, pp 647–650
Tiwari S, Chatterjee S, Das SS (2016) Comparative analysis of waveforms for fifth generation mobile networks. In: 2016 IEEE international conference on advanced networks and telecommunications systems (ANTS), Bangalore, pp 1–6
Vakilian V, Wild T, Schaich F, Ten Brink S, Frigon JF (2013) Universal filtered multi-carrier technique for wireless systems beyond LTE. In: Proceedings of IEEE globecom workshops (GC Wkshps), pp 223–228
Vasudevan K (2010) Digital communications and signal processing, 2nd edn. Universities Press (India) Private Limited, Chennai
Vasudevan K (2017) Near capacity signaling over fading channels using coherent turbo coded OFDM and massive MIMO. (Online). Available: https://arxiv.org/abs/1711.10104
Vasudevan K (2015) Coherent detection of turbo-coded OFDM signals transmitted through frequency selective Rayleigh fading channels with receiver diversity and increased throughput. Wirel Pers Commun 82(3):1623–1642
Wang X et al (2014) Universal filtered multi-carrier with leakage-based filter optimization. In: Proceedings of 20th European wireless conference 2014. VDE, pp 1–5
Wang G, Shao K, Zhuang L (2017) Biorthogonal frequency division multiple access. IET Commun 11(6):773–82
Xi Siyu et al (2016) DFT-spread universal filtered multi-carrier for 5G. In: 2nd IEEE international conference on computer and communications (ICCC), 2016. IEEE, pp 1591–1596
Yunzheng T, Long L, Shang L, Zhi Z (2015) A survey: several technologies of non-orthogonal transmission for 5G. China Commun 12(10):1–15
Zhang X, Jia M, Chen L, Ma J, Qiu J (2015) Filtered-OFDM-enabler for flexible waveform in the 5th generation cellular networks. In: Proceedings of IEEE global communications conference (GLOBECOM)
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2021 Springer Nature Singapore Pte Ltd.
About this chapter
Cite this chapter
Ramavath, S., Jha, A.V., Chandra, U., Appasani, B., Kabalci, Y., Kabalci, E. (2021). PAPR Reduction of Filter Bank Techniques for 5G Communication Systems. In: Mandloi, M., Gurjar, D., Pattanayak, P., Nguyen, H. (eds) 5G and Beyond Wireless Systems. Springer Series in Wireless Technology. Springer, Singapore. https://doi.org/10.1007/978-981-15-6390-4_9
Download citation
DOI: https://doi.org/10.1007/978-981-15-6390-4_9
Published:
Publisher Name: Springer, Singapore
Print ISBN: 978-981-15-6389-8
Online ISBN: 978-981-15-6390-4
eBook Packages: EngineeringEngineering (R0)