Skip to main content

The Exercise of Kompetenz-Kompetenz in the Determination of Presumptive Jurisdiction

  • Chapter
  • First Online:
The Global Prosecution of Core Crimes under International Law
  • 604 Accesses

Abstract

Universal jurisdiction purports to extend judicial power by overstretching jurisdiction. Recourse to implied powers may be justifiable in terms of the need to enforce victims’ rights. The ICC, as arbiter of its own jurisdiction, enjoys such power. Within the framework of admissibility proceedings, it may actually press a State to start or to reopen an investigation. International courts enjoy such inherent powers, but the same may not necessarily apply to domestic courts. In so far as such courts are concerned, the inaction of a State could anyway fall within the rubric of international human rights law. Where a nolle prosequi subsists, the only way a case can be brought to the court’s cognisance is by means of a private prosecution. Many States cater for this. When proceedings are discontinued by the prosecutor, courts should be allowed, de lege, to order prosecutors to continue such proceedings. This, however, could be useless if the prosecutor makes no effort to produce the relevant incriminating evidence. When shielding occurs the role of a domestic criminal court assumes significance. This is because the criminal court could allow the alleged victim to take over by acting as a subsidiary prosecutor. Alternatively, the criminal court should at least acknowledge, in its judgment, that there subsists the suspicion that the accused has been (deliberately) shielded. Its judgment will hence possess a marked declaratory dimension which may be referred to by other courts, be they domestic or international, which subsequently assume a ground of jurisdiction to prosecute the suspect.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 149.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 199.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 199.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    See Sects. 10.1 and 10.3.

  2. 2.

    Kor 2006, p. 64.

  3. 3.

    Brown 2007, p. 41.

  4. 4.

    Brown 2007, p. 55.

  5. 5.

    Skubiszewski 1989, pp. 856–857, and White 1996, both cited in Zahar and Sluiter 2008, p. 21, n. 97.

  6. 6.

    Brown 2007, p. 56.

  7. 7.

    Brown 2007, p. 57.

  8. 8.

    FRA 2016.

  9. 9.

    Bantekas 2010, p. 14.

  10. 10.

    Ferdinandusse 2006, p. 176.

  11. 11.

    Scharf 2000, p. 182.

  12. 12.

    UNCHR 1990, cited in Scharf 2000, p. 182, n. 23.

  13. 13.

    Scharf 2000, p. 183.

  14. 14.

    Zahar and Sluiter 2008, p. 24.

  15. 15.

    For an understanding of the evolutive interpretation of legal instruments , see Forowicz 2010, pp. 11–12; see also Vanneste 2010, pp. 243–264.

  16. 16.

    Robinson 2010, p. 145.

  17. 17.

    Ferdinandusse 2006, p. 202.

  18. 18.

    Ristic (2017) Balkan Transitional Justice, Hague Tribunal Prepares for Shutdown in 2017. http://www.balkaninsight.com/en/article/the-last-year-for-the-icty-01-02-2017-1. Accessed 27 November 2017.

  19. 19.

    ICTY Appeals Chamber, Prosecutor v Duško Tadić , Decision on the Defence Motion for Interlocutory Appeal on Jurisdiction, 2 October 1995, Case No. IT-94-1, para 18.

  20. 20.

    ICJ, Nuclear Tests Case (Australia v France) , 20 December 1974, ICJ Rep 1974, p. 253, paras 259–260.

  21. 21.

    Paola Gaeta in fact held that only once, this being the Blaškić subpoena duces tecum case , have implied powers been invoked by an international court of law (Gaeta 2003, pp. 364–365).

  22. 22.

    Verdirame 2011, p. 77.

  23. 23.

    The same conclusion can be reached from an analytical interpretation of the Lotus case [PCIJ Twelfth Ordinary Session, Case of S.S. Lotus (France v Turkey) , 7 September 1927, PCIJ Series A, no. 10, paras 242–250]. For a succinct explanation of the S.S. Lotus case and the ensuing legal consequences, see Vos 2013, pp. 176–177.

  24. 24.

    This is so not only in terms of jurisdictional issues. In procedure, judges have discretion to decide whether trials will be more adversarial than inquisitorial, or vice-versa. In substantive law, recourse to general principles and comparative criminal law will be pivotal to fill any lacunae (Ambos 2010, p. 170).

  25. 25.

    Brown 2007, p. 41.

  26. 26.

    Contarino and Negron-Gonzales 2013, p. 411.

  27. 27.

    Kleffner 2006, p. 89.

  28. 28.

    Swart 2006, p. 173.

  29. 29.

    Swart 2006, p. 174.

  30. 30.

    Mettraux 2009, p. 8.

  31. 31.

    Aquilina 2018b, p. 542.

  32. 32.

    Ibid.

  33. 33.

    ICTY Trial Chamber II, Prosecutor v Tihomir Blaškić , Decision on the Objection of the Republic of Croatia to the Issuance of Subpoena Duces Tecum, 18 July 1997, Case No. IT-95-14, para 704.

  34. 34.

    Gurney Harden Solicitors 2018.

  35. 35.

    ECJ, Győrgy Katz v István Roland Sós (Opinion of AG Kokott), 10 July 2008, Case C-404/07, para 39.

  36. 36.

    ECtHR Grand Chamber, Patricia Armani da Silva v UK , 30 March 2016, Application Number 5878/08, para 279.

  37. 37.

    European Commission 2013, Article 11, Recitals 43, 44 and 45, para 39, p. 31. For a comparative analysis of the different ways how this directive was transposed in Germany, Italy, France and Croatia, see Novokmet 2016, pp. 95–107.

  38. 38.

    Some jurisdictions allow individuals to impugn a law by means of an action, known as the actio popularis , for a declaration of invalidity of that law. This is the case, for example, with Article 116 of the Maltese Constitution (Aquilina 2018a, p. 73). My conception of an actio popularis in the context of this book is obviously different to what it ordinarily conveys in such jurisdictions.

  39. 39.

    Ddamulira Mujuzi 2016, p. 131.

  40. 40.

    ECtHR Third Section, Anton Shestopalov v Russia , 28 March 2017, Application No. 46248/07, paras 53–54.

  41. 41.

    This presupposes that the investigation stage has been completed. Should this not be the case, in inquisitorial criminal justice systems members of the judicial branch anyway have investigative powers which would generally allow them to pursue investigations [see, for example, Articles 546–569 of the Kodiċi Kriminali {Criminal Code } (1854) Chapter 9 of the Laws of Malta].

  42. 42.

    Brownlie 1983, pp. 200–208.

References

  • Ambos K (2010) International Criminal Law at the Crossroads: From Ad Hoc Imposition to a Treaty-Based Universal System. In: Stahn C, van den Herik L (eds) Future Perspectives on International Criminal Justice. Asser Press, The Hague, pp. 161–177

    Chapter  Google Scholar 

  • Aquilina K (2018a) Constitutional Law in Malta. KLI, Alphen aan den Rijn, The Netherlands

    Google Scholar 

  • Aquilina K (2018b) Human Rights Law: Selected Writings of Kevin Aquilina. Department of Media, Communications and Technology Law, Faculty of Laws, University of Malta, Malta

    Google Scholar 

  • Bantekas I (2010) International Criminal Law. HP, Oxford

    Google Scholar 

  • Brown C (2007) A Common Law of International Adjudication, developed in cooperation with PiCT. OUP, Oxford

    Chapter  Google Scholar 

  • Brownlie I (1983) System of the Law of Nations: State Responsibility, Part I. CP, Oxford

    Google Scholar 

  • Contarino M, Negron-Gonzales M (2013) The International Criminal Court. In: Zyberi G (ed) An Institutional Approach to the Responsibility to Protect. CUP, Cambridge, pp. 411–435

    Google Scholar 

  • Ddamulira Mujuzi J (2016) Victim Participation in the Criminal Justice System in the European Union Through Private Prosecutions: Issues Emerging from the Jurisprudence of the European Court of Human Rights. EJCCLCJ 24(2–3):107–134

    Article  Google Scholar 

  • European Commission (2013) DG Justice Guidance Document Related to the Transposition and Implementation of Directive 2012/29/EU of the European Parliament and of the Council of 25 October 2012 Establishing Minimum Standards on the Rights, Support and Protection of Victims of Crime, and Replacing Council Framework Decision 2001/220/JHA, 19 December 2013.

    Google Scholar 

  • Ferdinandusse WN (2006) Direct Application of International Criminal Law in National Courts. Asser Press, The Hague

    Book  Google Scholar 

  • Forowicz M (2010) The Reception of International Law in the European Court of Human Rights. OUP, Oxford

    Google Scholar 

  • FRA (2016) Fundamental Rights Report 2016. http://fra.europa.eu/en/publication/2016/fundamental-rights-report-2016. Accessed 3 March 2018

  • Gaeta P (2003) Inherent Powers of International Court and Tribunals. In: Vohrah LC, Pocar F, Featherstone Y, Fourmy O, Graham MF, Hocking J, Robson N (eds) Man’s Inhumanity to Man: Essays on International Law in Honour of Antonio Cassese. MNP, Leiden/Boston, pp. 353–372

    Google Scholar 

  • Gurney Harden Solicitors (2018) Edward Hayes Lawyers, Private Prosecutions for Individuals. http://www.edwardhayes.co.uk/legal-services-for-you/private-prosecutions-for-individuals. Accessed 9 April 2018

  • Kleffner JK (2006) Complementarity as a Catalyst for Compliance. In: Kleffner JK and Kor G (eds) Complementary Views on Complementarity: Proceedings of the International Roundtable on the Complementary Nature of the International Criminal Court, Amsterdam, 25/26 June 2004. Asser Press, The Hague, pp. 79–104

    Chapter  Google Scholar 

  • Kodiċi Kriminali (Criminal Code) (1854) Chapter 9 of the Laws of Malta

    Google Scholar 

  • Kor G (2006) Sovereignty in the Dock. In: Kleffner JK, Kor G (eds) Complementary Views on Complementarity: Proceedings of the International Roundtable on the Complementary Nature of the International Criminal Court, Amsterdam, 25/26 June 2004. Asser Press, The Hague, pp. 53–71

    Chapter  Google Scholar 

  • Mettraux G (2009) The Law of Command Responsibility. OUP, Oxford

    Google Scholar 

  • Novokmet A (2016) The Right of a Victim to a Review of a Decision not to Prosecute as Set Out in Article 11 of Directive 2012/29/EU and an Assessment of its Transposition in Germany, Italy, France and Croatia. ULR 12(1):86–108

    Google Scholar 

  • Ristic M (2017) Balkan Transitional Justice, Hague Tribunal Prepares for Shutdown in 2017. http://www.balkaninsight.com/en/article/the-last-year-for-the-icty-01-02-2017-1. Accessed 27 November 2017

  • Robinson D (2010) The Two Liberalisms of International Criminal Law. In: Stahn C, van den Herik L (eds) Future Perspectives on International Criminal Justice. Asser Press, The Hague, pp. 115–160

    Chapter  Google Scholar 

  • Scharf MP (2000) Justice versus Peace. In: Sewall SB, Kaysen C (eds) The United States and the International Criminal Court: National Security and International Law, American Academy of Arts and Sciences, RLP, Lanham, Maryland, USA, pp. 179–193

    Google Scholar 

  • Skubiszewski K (1989) Implied Powers of International Organisations. In: Dinstein Y, Tabory M (eds) International Law at a Time of Perplexity: Essays in Honour of Shabtai Rosenne. MNP, Leiden/Boston, pp. 855–868

    Google Scholar 

  • Swart B (2006) Comment on Chapter 5 of Rod Jensen. In: Kleffner JK, Kor G (eds) Complementary Views on Complementarity: Proceedings of the International Roundtable on the Complementary Nature of the International Criminal Court, Amsterdam, 25/26 June 2004. Asser Press, The Hague, pp. 171–175

    Chapter  Google Scholar 

  • UNCHR (1990) Report on the Consequences of Impunity, U.N. Doc. E/CN.4/1990/13

    Google Scholar 

  • Vanneste F (2010) General International Law Before Human Rights Courts: Assessing the Specialty Claims of International Human Rights Law. Intersentia, Cambridge

    Google Scholar 

  • Verdirame G (2011) The UN and Human Rights: Who Guards the Guardians? Cambridge Studies in International and Comparative Law. CUP, Cambridge

    Google Scholar 

  • Vos JA (2013) The Function of Public International Law. Asser Press, The Hague

    Chapter  Google Scholar 

  • White N (1996) The Law of International Organisations. MUP, Manchester

    Google Scholar 

  • Zahar A, Sluiter G (2008) International Criminal Law: A Critical Introduction. OUP, Oxford

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Christopher Soler .

Rights and permissions

Reprints and permissions

Copyright information

© 2019 T.M.C. Asser Press and the author

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Soler, C. (2019). The Exercise of Kompetenz-Kompetenz in the Determination of Presumptive Jurisdiction. In: The Global Prosecution of Core Crimes under International Law. T.M.C. Asser Press, The Hague. https://doi.org/10.1007/978-94-6265-335-1_21

Download citation

  • DOI: https://doi.org/10.1007/978-94-6265-335-1_21

  • Published:

  • Publisher Name: T.M.C. Asser Press, The Hague

  • Print ISBN: 978-94-6265-334-4

  • Online ISBN: 978-94-6265-335-1

  • eBook Packages: Law and CriminologyLaw and Criminology (R0)

Publish with us

Policies and ethics