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“Opting Out”: A Case Study of Smallholder Rejection of Research in Western Kenya

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Abstract

Biophysical soil fertility management research, however good the knowledge it generates, has to contend with social processes among smallholders if that research is to help alleviate poverty. This chapter traces the reasons why smallholder farmers in western Kenya “opted out” of the processes of a participatory, community-based soil fertility management research project that was intended to improve their livelihoods. Critical case sampling was used to investigate 16 notable “dissidents” of the action-research processes. In-depth interviews, informal interviews, and participant observation were undertaken among these informants and four focus group discussions were used for follow up and further data collection. Results showed that smallholders’ participation in soil fertility management research was shaped by many factors, including: perceptions of long-term vs. short-term benefits; personalities and the local “politics of research”; contradictory policies or practices of research institutions; and the nature of soil fertility technologies that were being researched. These factors had similar influences across gender and age. This chapter suggests that meaningful researcher–smallholder partnerships can be achieved if policies and practices of collaborating institutions are harmonised and research is objectively guided and reviewed against smallholder objectives.

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Notes

  1. 1.

    Those are being documented by the author (Misiko) elsewhere (see also Misiko et al. 2008; Misiko 2007; Ramisch et al. 2006).

  2. 2.

    Luyia is a diverse community with more than 17 sub-ethnic groups. Butula, Emuhaya and Matayos are predominantly populated by the Abamarachi, Abanyore, and Abakhayo sub-ethnicities.

  3. 3.

    The population density of Emuhaya was projected to be 1,500 persons per km2 in 2001, while that of Butula, Chakol, and Matayos was estimated to be about 800 persons per km2 in the same year (Republic of Kenya, 1997a, b).

  4. 4.

    For instance, the so-called “Tephrosia-babies” in Chakol. This is a notorious story of how between 1997 and 2002, certain project staff slept with local women in plots of Tephrosia sp. and impregnated them. Another disgraceful story was when in 2003 a local girl “eloped” with another project’s staff. We (the FEI) had to bear the blame, since we were the most visible “outsiders” working there and the average farmer did not really distinguish between research projects funded by different agencies.

  5. 5.

    The various names (e.g. “contact people”, “community facilitator”, “Resource farmer”) reflect the terms that were used in the different sites, some of which originated from previous projects or relationships. For example, the “community facilitator” in Emuhaya was a paid, government employee who had been employed by a previous project to support agricultural extension on ISFM topics in the community. The “Resource Farmer” concept was an FEI term coined later in the project as an alternative model for a more participatory, egalitarian relationship between the researchers and group members.

  6. 6.

    When farmers visited on-station experiments, the detailed and expansive nature of the replicates were surprising to them. This “overly careful” design was even considered confusing, since replicates and treatments are typically scattered randomly by them and not easily compared side-by-side. Farmers seem to learn better by comparing fewer plots, and gaining deeper understanding about relevant and/or manageable procedures (Misiko 2007).

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Acknowledgements

I would like to acknowledge the assistance of farmers in western Kenya, the International Development Research Centre (IDRC), the Rockefeller Foundation, Wageningen University and Research Centre, and the TSBF Institute of CIAT. Perceptions documented here were observed among some farmers; this document does not wish to generalise all observations. The author takes full responsibility for any omissions, inaccuracies, and analyses.

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Correspondence to Michael Misiko .

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Misiko, M. (2010). “Opting Out”: A Case Study of Smallholder Rejection of Research in Western Kenya. In: German, L., Ramisch, J., Verma, R. (eds) Beyond the Biophysical. Springer, Dordrecht. https://doi.org/10.1007/978-90-481-8826-0_6

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