Zusammenfassung
Sind Familienunternehmen genau wie alle anderen Unternehmen? Ich sage „nein“. Warum das so ist, liegt neben anderen Faktoren auch an der Tatsache, dass Familienunternehmen dazu neigen, sozioemotionales Kapital zu erhalten. Dies muss nicht immer zwingend ökonomischen Grundsetzen folgen.
In dieser Arbeit habe ich aufbauend auf einer multiplen Fallstudienuntersuchung ein Nachfolgemodell entwickelt, welches genau diese sozioemotionale Komponente von Familienunternehmen beachtet.
Dadurch ergeben sich gleichermaßen theoretische als auch praktische Implikationen. Zum einen konnte der von Gomez-Mejia et al. (2011, S. 661) prognostizierte Einfluss von sozioemotionalem Kapital auf den Nachfolgeprozess empirisch erhärtet werden. Zum anderen ist dieses Modell in der Praxis und in der täglichen Arbeit mit und in Familienunternehmen durchaus relevant, da es einen spezifischen und entscheidenden Erfolgsfaktor im Nachfolgeprozess beachtet.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Literatur
Aldrich, H./Auster, E. R. (1986): Even dwarfs started small: Liabilities of age and size and their strategic implications, in: Research in Organizational Behavior, 8, 165–198.
Aldrich, H. E./Cliff, J. E. (2003): The pervasive effects of family on entrepreneurship: toward a family embeddedness perspective, in: Journal of Business Venturing, 18 (5), 573–596.
Amit, R./Muller, E. (1995): “Push” and “Pull” Entrepreneurship, in: Journal of Small Business and Entrpreneurship, 12 (5), 64–80.
Astrachan, J. H./Klein, S. B./Smyrnios, K. X. (2002): The F-PEC Scale of Family Influence: A Proposal for Solving the Family Business Definition Problem, in: Family Business Review, 15 (1), 45–58.
Barach, J. A./Gantisky, J./Carson, J. A./Doochin, B. A. (1988): Entry of the next generation: Strategic challenge for family business, in: Journal of Small Business Management, 26 (2), 49–56.
Baron, R. A. (2008): The Role of Affect in the Entrepreneurial Process, in: Academy of Management Review, 33 (2), 328–340.
Bayerisches Staatsministerium für Wirtschaft Infrastruktur Verkehr und Technologie: Stiftung, in: http://www.unternehmensnachfolge-in-bayern.de/ themenmenue/formen-der-nachfolge/stiftung.html, (Zugriff: 24.06.2013).
Berrone, P./Cruz, C./Gomez-Mejia, L. R. (2012): Socioemotional Wealth in Family Firms: Theoretical Dimensions, Assessment Approaches, and Agenda for Future Research, in: Family Business Review, 25 (3), 258–279.
Berrone, P./Cruz, C./Gomez-Mejia, L. R./Larraza-Kintana, M. (2010): Socioemotional Wealth and Corporate Responses to Institutional Pressures: Do Family-Controlled Firms Pollute Less?, in: Administrative Science Quarterly, 55 (1), 82–113.
Birley, S. (1986): Succession in the family firm: The inheritor’s view, in: Journal of Small Business Management, 24 (3), 36–43.
Breton-Miller; I. L./Miller, D./Steier, L. P. (2004): Toward an Integrative Model of Effective FOB Succession, in: Entrepreneurship: Theory & Practice, 28 (4), 305–328.
Bruderl, J./Schussler, R. (1990): Organizational Mortality: The Liabilities of Newness and Adolescence, in: Administrative Science Quarterly, 35 (3), 530–547.
Bundesministerium für Wirtschaft und Technologie: Stiftung, in: http://www.nexxt.org/themenundtexte/uebertragungsformen/00120/index.php, (Zugriff: 24.06.2013).
Cabrera-Suarez, K./Saa-Perez, P./Garcia-Almeida, D. (2001): The Succession Process from a Resource- and Knowledge-Based View of the Family Firm, in: Family Business Review, 14 (1), 37–48.
Cadieux, L. (2007): Succession in Small and Medium-Sized Family Businesses: Toward a Typology of Predecessor Roles During and After Instatement of the Successor, in: Family Business Review, 20 (2), 95–109.
Carsrud, A./Brännback, M. (2011): Entrepreneurial Motivations: What Do We Still Need to Know?, in: Journal of Business Management, 49 (1), 9–26.
Chrisman, J. J./Chua, J. H./Sharma, P. (2003a): Current trends and future directions in family business management studies: Toward a theory of the family firm, in: Coleman White Paper Series.
Chrisman, J. J./Chua, J. H./Litz, R. (2003b): A unified systems perspective of family firm performance: an extension and integration, in: Journal of Business Venturing, 18 (4), 467–472.
Chrisman, J. J./Chua, J. H./Sharma, P. (2005): Trends and Directions in the Development of a Strategic Management Theory of the Family Firm, in: Entrepreneurship: Theory & Practice, 29 (5), 555–576.
Chua, J. H./Chrisman, J. J./Sharma, P. (1999): Defining the Family Business by Behavior, in: Entrepreneurship: Theory & Practice, 23 (4), 19–39.
Chua, J. H./Chrisman, J. J./Sharma, P. (2003): Succession and Nonsuccession Concerns of Family Firms and Agency Relationship with Nonfamily Managers, in: Family Business Review, 16 (2), 89–107.
Cruz, C.C./Gomez-Mejia, L. R./Becerra, M. (2010): Perceptions of Benevolence and the Design of Agency Contracts: CEO-TMT Relationships in Family Firms, in: Academy of Management Journal, 53 (1), 69–89.
Cruz, C./Justo, R./De Castro, J. O. (2012): Does family employment enhance MSEs performance?, in: Journal of Business Venturing, 27 (1), 62–76.
DATEV. (2011): Generationenwechsel im Mittelstand. Nürnberg: DATEV eG.
Deimel, K. (2008): Stand der strategischen Planung in kleinen und mittleren Unternehmen (KMU) in der BRD, in: Zeitschrift für Planung & Unternehmenssteuerung, 19 (3), 281–298.
Dreux IV, D. R. (1990): Financing Family Business: Alternatives to Selling Out or Going Public, in: Family Business Review, 3 (3), 225–243.
Eddleston, K. A./Kellermanns, F. W. (2007): Destructive and productive family relationships: A stewardship theory perspective, in: Journal of Business Venturing, 22 (4), 545–565.
Eisenhardt, K. M. (1989): Building Theories from Case Study Research, in: Academy of Management Review, 14 (4), 532–550.
Epstein, N./Ryan, C. E./Bishop, D. S./Miller, I.W./Keitner, G.I. (2003): The McMaster Model: A View of Healthy Family Functioning, in: Walsh, F. (Hrsg.): Normal Family Processes. New York: The Guilford Press, 581–607.
EU-Kommission. (2003): Empfehlung der Kommission vom 6. Mai 2003 betreffend die Defintion der Kleinstunternehmen sowie der kleinen und mittleren Unternehmen, Amtsblatt der Europäischen Union L124/36.
Fiegener, M. K./Brown, B. M./Prince, R.A./File, K.M. (1994): A Comparison of Successor Development in Family and Nonfamily Businesses, in: Family Business Review, 7 (4), 313–329.
Forgas, J. P. (1992): Affect in social judgements and decisions: A multiprocess model, in: Zanna, M.P. (Hrsg.): Advances in experimental social psychologoy, 25. Aufl., San Diego: Academic Press, 227–275.
Forgas, J. P. (1995): Mood and judgment: The affect infusion model (AIM), in: Psychological Bulletin, 117 (1), 39–66.
Giambatista, R. C./Rowe, W. G./Riaz, S. (2005): Nothing succeeds like succession: A critical review of leader succession literature since 1994, in: The Leadership Quarterly, 16 (6), 963–991.
Glaser, B. G./Strauss, A. L. (1998): Grounded Theory, Bern: Verlag Hans Huber.
Gomez-Mejia, L. R./Cruz, C./Berrone, P./DeCastro, J. (2011): The Bind that Ties: Socioemotional Wealth Preservation in Family Firms, in: The Academy of Management Annals, 5 (1), 653–707.
Gómez-Mejía, L. R./Haynes, K. T./Núñez-Nickel, M./Jacobson, K. J. L./Moyano-Fuentes, J. (2007): Socioemotional Wealth and Business Risks in Family-controlled Firms: Evidence from Spanish Olive Oil Mills, in: Administrative Science Quarterly, 52 (1), 106–137.
Gomez-Mejia, L. R./Makri, M./Kintana, M. L. (2010): Diversification Decisions in Family-Controlled Firms, in: Journal of Management Studies, 47 (2), 223–252.
Gottschalk, S./Höwer, D./Licht, G./Niefert, M./Hauer, A./Keese, D./Woy-wode, M./Ahrens, J.-P. (2010): Generationenwechsel im Mittelstand. Herausforderungen und Erfolgsfaktoren aus der Perspektive der Nachfolger, Stuttgart.
Griffeth, R. W./Allen, D. G./Barrett, R. (2006): Integration of family-owned business succession with turnover and life cycle models: Development of a successor retention process model, in: Human Resource Management Review, 16 (4), 490–507.
Günterberg, B./Wolter, H.-J. (2003): Unternehmensgrößenstatistik 2001/2002, in: IfM-Materialien Nr. 157. Bonn: Institut für Mittelstandsforschung Bonn.
Handler, W. C. (1990): Succession in Family Firms: A Mutual Role Adjustment between Entrepreneur and Next-generation Family Members, in: Entrepreneurship: Theory & Practice, 15 (1), 37–51.
Handler, W. C. (1994): Succession in Family Business: A Review of the Research, in: Family Business Review, 7 (2), 133–157.
Handler, W.C./Kram, K. E. (1988): Succession in Family Firms: The Problem of Resistance, in: Family Business Review, 1 (4), 361–381.
Haunschild, L./Wolter, H.-J. (2010): Volkswirtschaftliche Bedeutung von Familien- und Frauenunternehmen. In: Institut für Mittelstandsforschung Bonn (Hrsg.): IfM-Materialien Nr. 199. Bonn, 1–29.
Hauser, H.-E./Kay, R./Boerger, S. (2010): Unternehmensnachfolgen in Deutschland 2010 bis 2014 – Schätzung mit weiterentwickelten Verfahren, in: Institut für Mittelstands-forschung Bonn (Hrsg.): IfM-Materialien Nr. 198. Bonn, 1–36.
Holt, D. T./Rutherford, M. W./Kuratko, D. F. (2009): Advancing the Field of Family Business Research: Further Testing the Measurement Properties of the F-PEC, in: Family Business Review, 23 (1), 76–88.
Horvath, T. V. (2010): Stiftungen als Instrument der Unternehmensnachfolge, Frankfurt am Main: Peter Lang Verlag.
Hurrle, B./Kieser, A. (2005): Sind Key Informants verlässliche Datenlieferanten, in: DBW, 65 (6), 584–602.
IfM-Bonn (2013a): KMU-Definition des IfM Bonn, in: http://www.ifm-bonn.org/mittelstandsdefinition/definition-kmu-des-ifm-bonn/, (Zugriff: 25.05.2013).
IfM-Bonn. (2013b): Mittelstandsdefinition, in: http://www.ifm-bonn.org/ mittelstandsdefinition/, (Zugriff: 26.07.2013).
Jones, C. D./Makri, M./Gomez-Mejia, L. R. (2008): Affiliate Directors and Perceived Risk Bearing in Publicly Traded, Family-Controlled Firms: The Case of Diversification, in: Entrepreneurship Theory & Practice, 32 (6), 1007–1026.
Kahneman, D./Knetsch, J. L./Thaler, R.H. (1991): The Endowment Effect, Loss Aversion, and Status Quo Bias, in: The Journal of Economic Perspectives, 5 (1), 193–206.
Kahneman, D./Tversky, A. (1979): Prospect Theory: An Analysis of Decision under Risk, in: Econometrica, 47 (2), 263–292.
Kale, S./Arditi, D. (1998): Business Failures: Liabilities of Newness, Adolescence, and Smallness, in: Journal of Construction Engineering and Management, 124 (6), 458–464.
Katz, D./Kahn, R. L. (1978): The Social Psychology of Organizations 2ed, New York: Wiley.
Kaufmann, M. (2009): Sind positiver und negativer Affekt das Gegenteil oder unabhängig voneinander? Ein integrativer Ansatz, Erfurt: Universität Erfurt.
Kersten Leiber, M. (2008): Performance-Studie deutscher Familienunternehmen, Augsburg: Universität Augsburg.
Kets de Vries, M. F. R. (1993): The Dynamics of Family Controlled Firms: The Good and the Bad News, in: Organizational Dynamics, 21 (3), 59–71.
Klein, S. B./Astrachan, J. H./Smyrnios, K. X. (2005): The F-PEC Scale of Family Influence: Construction, Validation, and Further Implication for Theory, in: Entrepreneurship: Theory & Practice, 29 (3), 321–339.
Kumar, N./Stern, L. W./Anderson, J. C. (1993): Conducting interorganizational research using key informants, in: Academy of Management Journal, 36 (6), 1633–1651.
La Porta, R./Lopez-De-Silanes, F./Shleifer, A. (1999): Corporate Ownership Around the World, in: The Journal of Finance, 54 (2), 471–517.
Lansberg, I./Perrow, E.L./Rogolsky, S. (1988): Editors’ Notes, in: Family Business Review, 1 (1), 1–8.
Litz, R. A./Pearson, A. W./Litchfield, S. (2012): Charting the Future of Family Business Research: Perspectives From the Field, in: Family Business Review, 25 (1), 16–32.
Longenecker, J. G./Schoen, J. E. (1978): Management Succession in the Family Business, in: Journal of Small Business Management, 16, 1–6.
Marshall, N. (1996): The key informant technique, in: Family Practice, 13 (1), 92–97.
Mazzola, P./Marchisio, G./Astrachan, J. (2008): Strategic Planning in Family Business: A Powerful Developmental Tool for the Next Generation, in: Family Business Review, 21 (3), 239–258.
Miller, D./Breton-Miller, I. L. (2006): Priorities, practices and strategies in successful and failing family businesses: an elaboration and test of the configuration perspective, in: Strategic Organization, 4 (4), 379–407.
Miller, D./Breton-Miller, I. L. (2005): Managing for the Long Run: Lessons in Competitive Advantage from Great Family Businesses. Cambridge: Harvard Business School Press.
Morck, R./Yeung, B. (2004): Family Control and the Rent-Seeking Society, in: Entrepreneurship: Theory & Practice, 28 (4), 391–409.
Phillips, L. W. (1981): Assessing Measurement Error in Key Informant Reports: A Methodological Note on Organizational Analysis in Marketing, in: Journal of Marketing Research, 18 (4), 395–415.
Royer, S./Simons, R./Boyd, B./Rafferty, A. (2008): Promoting Family: A Contingency Model of Family Business Succession, in: Family Business Review, 21 (1), 15–30.
Schulze, W. S./Lubatkin, M. H./Dino, R. N. (2003): Toward a theory of agency and altruism in family firms, in: Journal of Business Venturing, 18 (4), 473–490.
Shanker, M. C./Astrachan, J. H. (1996): Myths and Realities: Family Businesses’ Contribution to the US Economy-A Framework for Assessing Family Business Statistics, in: Family Business Review, 9 (2), 107–123.
Sharma, P./Chrisman, J. J./Chua, J.H. (2003): Predictors of satisfaction with the succession process in family firms, in: Journal of Business Venturing, 18 (5), 667–687.
Sharma, P./Chrisman, J. J./Gersick, K. E. (2012): 25 Years of Family Business Review: Reflections on the Past and Perspectives for the Future, in: Family Business Review, 25 (1), 5–15.
Sharma, P./Chrisman, J. J./Pablo, A. L./Chua, J. H. (2001): Determinants of Initial Satisfaction with the Succession Process in Family Firms: A Conceptual Framework, in: Entrepreneurship: Theory & Practice, 25 (3), 17–35.
Spielmann, U. (1994): Generationenwechsel in mittelständischen Unterneh-mungen, Wiesbaden: Deutscher Universitäts-Verlag.
Stinchombe, A. L. (1965): Social structure of organizations, in: J. G. March (Hrsg.): Handbook of Organizations. Chicago: Rand McNally, 142–193.
Uhlaner, L. M. (2006): Business family as a team: underlying force for sustained competitive advantage, in: Poutziouris, P.Z./Smyrnios, K. X./Klein, S. B. (Hrsg.): Handbook of Research on Family Business, Cheltenham: Edward Elgar Publishing Limited, 125–144.
Wang, Y./Watkins, D./Harris, N./Spicer, K. (2004): The relationship between succession issues and business performance: Evidence from UK family SMEs, in: International Journal of Entrepreneurial Behaviour & Research, 10, (1/2), 59–84.
Welsch, J. H. M. (1993): The Impact of Family Ownership and Involvement on the Process of Management Succession, in: Family Business Review, 6 (1), 31–54.
Westhead, P./Cowling, M./Howorth, C. (2001): The Development of Family Companies: Management and Ownership Imperatives, in: Family Business Review, 14 (4), 369–385.
Wiseman, R. M./Gomez-Mejia, L. R. (1998): A Behavioral Agency Model of Managerial Risk Taking, in: Academy of Management Review, 23 (1), 133–153.
Witzel, A. (2000): The problem-centered Interview. Forum Qualitative Sozialforschung/Forum, in: Qualitative Social Research, 1 (1), Art. 22.
Wrona, T. (2005): Die Fallstudienanalyse als wissenschaftliche Forschungsmethode. Berlin.
Yin, R. K. (2003): Case Study Research Design and Methods, Thousand Oaks: SAGE Publications.
Zellweger, T. M./Dehlen, T. (2011): Value Is in the Eye of the Owner: Affect Infusion and Socioemotional Wealth Among Family Firm Owners, in: Family Business Review, 25 (3), 280–297.
Zellweger, T. M./Kellermanns, F. W./Chrisman, J. J./Chua, J. H. (2012): Family Control and Family Firm Valuation by Family CEOs: The Importance of Intentions for Transgenerational Control, in: Organization Science, 23 (3), 851–868.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2021 Der/die Autor(en), exklusiv lizenziert durch Springer Fachmedien Wiesbaden GmbH, ein Teil von Springer Nature
About this chapter
Cite this chapter
Fuchs, C. (2021). Sozioökonomisches Kapital im Rahmen von Unternehmensnachfolgen in deutschen KMU. In: Haag, P. (eds) KMU- und Start-up-Management. Springer Gabler, Wiesbaden. https://doi.org/10.1007/978-3-658-34700-0_25
Download citation
DOI: https://doi.org/10.1007/978-3-658-34700-0_25
Published:
Publisher Name: Springer Gabler, Wiesbaden
Print ISBN: 978-3-658-34699-7
Online ISBN: 978-3-658-34700-0
eBook Packages: Business and Economics (German Language)