Skip to main content

Understanding the Puzzle of Unequal Recognition: The Case of the Nuclear Non-Proliferation Treaty

  • Chapter
  • First Online:
Justice and Peace

Abstract

The 1968 Nuclear Non-Proliferation Treaty (NPT) is a paradigmatic example of unequal institutional order. It distinguishes between states that own nuclear weapons and those that do not and prohibits the have-nots from seeking the same status as nuclear weapon states. This inequality enshrined in the treaty would seem to militate against justice concerns and undermine the stability of the treaty. Why do states put up with such unequal recognition? Recognition theory, which IR scholars have mostly used to understand struggles against inequalities in world politics, seems ill-equipped at first sight to explain the creation and persistence of this unequal treaty. And yet, a close analysis reveals that different types of recognition needs, articulated by different states, heavily shaped both the process leading up to the adoption of the treaty and its contents. While the NPT denied states the equal right to the possession of nuclear weapons, it, nonetheless, responded to justice concerns of the parties. In particular, it responded to demands for participatory equality and for the recognition of individual national identities and achievements. Thus, the multidimensionality of recognition needs explains why recognition politics ultimately enabled and stabilized an unequal institutional order.

This chapter was first published as Fehl, C. (2015) Understanding the Puzzle of Unequal Recognition: The Case of the Nuclear-Non-Proliferation Treaty. In C. Daase, C. Fehl, A. Geis, Georgios Kolliarakis (Eds.), Recognition in International Relations: Rethinking a Political Concept in a Global Context (104–22). Basingstoke: Palgrave Macmillan. I would like to express my appreciation for granting publication rights.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 39.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 49.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    See also Ikenberry (2001) and Weber (2000) for similar arguments.

  2. 2.

    Contrary to the argument that Article VI resolved a ‘security dilemma’, the argument about normative satisfaction still holds if we assume that the NWS’ disarmament commitment was primarily symbolic and that the chance of their eventual complete nuclear disarmament was small.

  3. 3.

    The analysis draws on earlier analyses which point to the importance of national identity conceptions for countries’ non-proliferation policies, but without systematically relating this factor to other recognition dynamics in the non-proliferation regime.

  4. 4.

    All German quotes translated by the author.

References

  • Agné, H., Bartelson, J., Erman, E., Lindemann, T., Herborth, B., Kessler, O., et al. (2013). Symposium ‘The politics of recognition’. International Theory, 5(1), 94–107.

    Article  Google Scholar 

  • Albin, C. (2001). Justice and fairness in international negotiation. Cambridge: Cambridge University Press.

    Google Scholar 

  • Bellany, I. (1977). Nuclear proliferation and the inequality of states. Political Studies, 25(4), 594–598.

    Article  Google Scholar 

  • Carnahan, B. M. (1987). Treaty review conferences. The American Journal of International Law, 81(1), 226–230.

    Article  Google Scholar 

  • Daase, C. (2003). Der Anfang vom Ende des nuklearen Tabus. Zeitschrift für Internationale Beziehungen, 10(1), 7–41.

    Article  Google Scholar 

  • Dhanapala, J. (2005). Multilateral diplomacy and the NPT: An insider’s account. Geneva: UN Institute for Disarmament Research.

    Google Scholar 

  • Dombey, N. (2008). The nuclear non-proliferation treaty: Aims, limitations and achievements. New Left Review, 52, 39–66.

    Google Scholar 

  • Donnelly, J. (2006). Sovereign inequalities and hierarchy in anarchy: American power and international society. European Journal of International Relations, 12(2), 139–170.

    Article  Google Scholar 

  • Du Preez, J. (2006). Half full or half empty? Realizing the promise of the nuclear non-proliferation treaty. Arms Control Today, 36(10), 6–12.

    Google Scholar 

  • Dunne, T. (2003). Society and hierarchy in international relations. International Relations, 17(3), 303–320.

    Article  Google Scholar 

  • Epstein, W. (1976). The last chance. Nuclear proliferation and arms control. New York: Free Press.

    Google Scholar 

  • Falk, R. (1977). Nuclear weapons proliferation as a world order problem. International Security, 1(3), 79–93.

    Article  Google Scholar 

  • Franceschini, G. (2012). The NPT Review Process and Strengthening the Treaty: Peaceful Uses (Non-Proliferation Papers No. 11, February). Paris: EU Non-Proliferation Consortium.

    Google Scholar 

  • Fraser, N. (1997). Justice interruptus: Critical reflections on the ‘Postsocialist’ condition. New York: Routledge.

    Google Scholar 

  • Fraser, N., & Honneth, A. (2003). Redistribution or recognition: A political-philosophical exchange. London: Verso.

    Book  Google Scholar 

  • Frederking, B., Motl, K., & Timilsina, N. (2009). Authority in world politics: Nuclear proliferation in Iran and North Korea. Journal of International and Global Studies, 1(1), 72–99.

    Google Scholar 

  • Greenhill, B. (2008). Recognition and collective identity formation in international politics. European Journal of International Relations, 14(2), 343–368.

    Article  Google Scholar 

  • Goldblat, J. (2002). Arms control: The new guide to negotiations and agreements. London: Sage.

    Google Scholar 

  • Handl, G. (2010). The nuclear non-proliferation regime: Legitimacy as a function of process. Tulane Journal of International and Comparative Law, 19(1), 1–39.

    Google Scholar 

  • Hassner, P. (2007). Who killed nuclear enlightenment? International Affairs, 83(3), 455–467.

    Article  Google Scholar 

  • Hobson, J. M., & Sharman, J. C. (2005). The enduring place of hierarchy in world politics: Tracing the social logics of hierarchy and political change. European Journal of International Relations, 11(1), 63–98.

    Article  Google Scholar 

  • Honneth, A. (1992). Integrity and disrespect: Principles of a conception of morality based on the theory of recognition. Political Theory, 20(2), 187–201.

    Article  Google Scholar 

  • Honneth, A. (1996). The struggle for recognition: The moral grammar of social conflicts. Cambridge: MIT Press.

    Google Scholar 

  • Honneth, A. (2004). Recognition and justice: Outline of a plural theory of justice. Acta Sociologica, 47(4), 351–364.

    Article  Google Scholar 

  • Hummel, A. (2012). Recognition, the non-proliferation regime, and proliferation crises. In T. Lindemann & E. Ringmar (Eds.), The international politics of recognition (pp. 171–187). Boulder: Paradigm.

    Google Scholar 

  • Ikenberry, G. J. (2001). After victory: Institutions, strategic restraint, and the rebuilding of order after major wars. Princeton: Princeton University Press.

    Google Scholar 

  • Krause, J. (2007). Enlightenment and nuclear order. International Affairs, 83(3), 483–499.

    Article  Google Scholar 

  • Küntzel, M. (1992). Bonn und die Bombe. Deutsche Atomwaffenpolitik von Adenauer bis Brandt. Frankfurt a. M.: Campus.

    Google Scholar 

  • Lake, D. (2009). Hierarchy in international relations. Ithaca: Cornell University Press.

    Google Scholar 

  • Lindemann, T., & Ringmar, E. (Eds.). (2012). The international politics of recognition. Boulder: Paradigm.

    Google Scholar 

  • Müller, H. (2003). Germany and WMD proliferation. Nonproliferation Review, 10(2), 1–20.

    Article  Google Scholar 

  • Müller, H. (2005). The 2005 NPT review conference: Reasons and consequences of failure and options for repair (Weapons of Mass Destruction Commission, Paper No. 31). Stockholm: The Weapons of Mass Destruction Commission.

    Google Scholar 

  • Müller, H. (2008). The future of nuclear weapons in an interdependent world. The Washington Quarterly, 31(2), 63–75.

    Article  Google Scholar 

  • Müller, H. (2010). Between power and justice: Current problems and perspectives of the NPT regime. Strategic Analysis, 34(2), 189–201.

    Article  Google Scholar 

  • Müller, H., Becker-Jakob, U., & Seidler-Diekmann, T. (2012). Regime conflicts and norm dynamics: Nuclear, biological and chemical weapons. In H. Müller & C. Wunderlich (Eds.), Norm dynamics in multilateral arms control: Interests, conflicts, justice (pp. 100–156). Athens: University of Georgia Press.

    Google Scholar 

  • NPT Review Conference (1995). Decision 1: Strengthening the Review Process for the Treaty, NPT/CONF.1995/32 (Part 1), Annex.

    Google Scholar 

  • Nye, J. S. (1985). The logic of inequality. Foreign Policy, 59, 123–131.

    Article  Google Scholar 

  • Okimoto, D. I. (1975). The 1975–76 Debate over ratification of the NPT in Japan. Asian Survey, 15(4), 313–327.

    Article  Google Scholar 

  • Paul, T. V. (2003). Systemic conditions and security cooperation: Explaining the persistence of the nuclear non-proliferation regime. Cambridge Review of International Affairs, 16(1), 135–154.

    Article  Google Scholar 

  • Quester, G. (1973). The politics of nuclear proliferation. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Rauf, T. (2000). An unequivocal success? Implications of the NPT review conference. Arms Control Today, 30(6), 9–16.

    Google Scholar 

  • Reus-Smit, C. (2005). Liberal hierarchy and the license to use force. Review of International Studies, 25(5), 71–92.

    Article  Google Scholar 

  • Reus-Smit, C. (2011). Struggles for individual rights and the expansion of the international system. International Organization, 65(2), 207–242.

    Article  Google Scholar 

  • Rost Rublee, M. (2009). Nonproliferation norms: Why states choose nuclear restraint. Athens: University of Georgia Press.

    Google Scholar 

  • Rühle, M. (2007). Enlightenment in the second nuclear age. International Affairs, 83(3), 511–522.

    Article  Google Scholar 

  • Scarlott, J. (1991). Nuclear proliferation after the cold war. World Policy Journal, 8(4), 687–710.

    Google Scholar 

  • Scott, S. (2008). The problem of unequal treaties in contemporary international law: How the powerful have reneged on the political compacts within which five cornerstone treaties of global governance are situated. Journal of International Law and International Relations, 4(2), 101–126.

    Google Scholar 

  • Shaker, M. I. (1976). The treaty on the non-proliferation of nuclear weapons: A study based on the five principles of UN General Assembly Resolution 2028 (XX), thesis. Geneva: Université de Genève.

    Google Scholar 

  • Smith, R. K. (1987). Explaining the non-proliferation regime: Anomalies for contemporary international relations theory. International Organization, 41(2), 253–281.

    Article  Google Scholar 

  • ‘Sperrvertrag: Alles Quatsch’. (6 January 1969). Der Spiegel.

    Google Scholar 

  • Taylor, C. (1994). The politics of recognition. In A. Gutmann (Ed.), Multiculturalism: Examining the politics of recognition (pp. 25–73). Princeton: Princeton University Press.

    Chapter  Google Scholar 

  • UN General Assembly (1965). Resolution 2028 (XX) Non-proliferation of nuclear weapons, A/RES/2028 (XX), 19 November.

    Google Scholar 

  • UN General Assembly (2011). Resolution 66/32, Promotion of multilateralism in the area of disarmament and non-proliferation, A/RES/66/32, 2 December.

    Google Scholar 

  • Verona, S. (1978). Structural negotiating blockades to disarmament. Security Dialogue, 9(3), 200–209.

    Google Scholar 

  • Weber, K. (2000). Hierarchy amidst anarchy: Transaction costs and institutional choice. Albany: State University of New York Press.

    Google Scholar 

  • Welch Larson, D. (1998). Exchange and reciprocity in international negotiations. International Negotiation, 3, 121–138.

    Article  Google Scholar 

  • Wendt, A. (2003). Why a world state is inevitable. European Journal of International Relations, 9(4), 491–542.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Caroline Fehl .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Fachmedien Wiesbaden GmbH, part of Springer Nature

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Fehl, C. (2019). Understanding the Puzzle of Unequal Recognition: The Case of the Nuclear Non-Proliferation Treaty. In: Fehl, C., Peters, D., Wisotzki, S., Wolff, J. (eds) Justice and Peace. Studien des Leibniz-Instituts Hessische Stiftung Friedens- und Konfliktforschung. Springer VS, Wiesbaden. https://doi.org/10.1007/978-3-658-25196-3_3

Download citation

Publish with us

Policies and ethics