Skip to main content

Zusammenfassung

Power, rule, and legitimacy have always been core concerns of political science. However, as Suchman (1995: 572) observes, “(m)any researchers employ the term legitimacy, but few define it.” If it is defined, reference is mostly made to Max Weber and his definition of the three types of legitimate domination. For Weber, the systematic empiricist and action theorist, a social order is legitimate if it is held to be binding and exemplary; it is the belief in the exemplary and binding nature of a social order that constitutes legitimacy, whether this is the order of marriage or of political rule (Weber 1956: 26). The legitimating belief attributes the right to make binding decisions to some person or institution, and constitutes at the same time the normative (moral) obligation of specified subjects to comply, irrespective of the costs or benefits accruing to them if they do. Though this is often not done, the social scientist should insist on Weber’s definition: legitimacy is a belief, an empirical phenomenon to be established as other socially relevant subjective phenomena, and not something to be inferred from compliant behavior nor deduced from the presence or absence of its presumable determinants. Whether a legitimating belief is widely shared or not is an empirical question of great practical importance, but need not be included in the very definition of legitimacy.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 69.99
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 69.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

Literaturverzeichnis

  • Archibugi, Daniele 2004: Cosmopolitan Democracy and its Critics: A Review, in: European Journal of International Relations 10/3, 437–473.

    Article  Google Scholar 

  • Baldwin, Robert/Cave, Martin 1999: Understanding Regulation: Theory, Strategy, and Practice. Oxford.

    Google Scholar 

  • Dreier, Horst (ed.) 2006: Grundgesetz: Kommentar. Band 2. Tübingen.

    Google Scholar 

  • Dryzek, John S. 2006: Deliberative Global Politics: Discourse and Democracy in a Divided World. Cambridge.

    Google Scholar 

  • Edelman, Lauren B./Stryker Robin 2005: A Sociological Approach to Law and the Economy, in: Smelser, Neil J./Swedberg, Richard (eds.): The Handbook of Economic Sociology. Princeton, 527–551.

    Google Scholar 

  • Elster, Jon (ed.) 1998: Deliberative Democracy. Cambridge.

    Google Scholar 

  • Falkner, Gerda/Treib, Oliver/Hartlapp, Miriam/Leiber, Simone 2005: Complying with Europe: EU Harmonisation and Soft Law in the Member States. Cambridge.

    Google Scholar 

  • Habermas, Jürgen 1973: Legitimationsprobleme im Spätkapitalismus. Frankfurt a. M.

    Google Scholar 

  • Habermas, Jürgen 1992: Faktizität und Geltung: Beiträge zur Diskurstheorie des Rechts und des demokratischen Rechtsstaats. Frankfurt a. M.

    Google Scholar 

  • Halliday, Terence C./Block-Lieb, Susan/Carruthers, Bruce G. 2010: Rhetorical Legitimation: Global Scripts as Strategic Devices of International Organizations, in: Socio-Economic Review 8/1, 77–112.

    Article  Google Scholar 

  • Held, David 1995: Democracy and the Global Order. Cambridge.

    Google Scholar 

  • Held, David/Koenig-Archibugi, Mathias (eds.) 2005: Global Governance and Public Accountability. Oxford.

    Google Scholar 

  • Héritier, Adrienne 2003: Composite Democracy in Europe: The Role of Transparency and Access to Information, in: Journal of European Public Policy 10/5, 814–833.

    Article  Google Scholar 

  • Hirschman, Albert O. 1986: Rival Views of Market Societies and Other Recent Essays. New York.

    Google Scholar 

  • Höreth, Marcus 2009: Überangepasst und realitätsentrückt: Theorie der deliberativen Demokratie in der EU, in: Zeitschrift für Politikwissenschaft 19/3, 307–329.

    Article  Google Scholar 

  • Huckel, Carmen 2007: Die Effektivität von Public–Private Partnerships, in: Hasenclever, Andreas/Wolf, Klaus Dieter/Zürn, Michael(eds.): Macht und Ohnmacht internationaler Organisationen. Frankfurt a. M., 115–144.

    Google Scholar 

  • Kreide, Regina/Niederberger, Andreas 2008: Transnationale Verrechtlichung und Entrechtlichung: Zur Einleitung, in: Kreide, Regina/Niederberger, Andreas (eds.): Transnationale Verrechtlichung. Frankfurt a. M., 14–29.

    Google Scholar 

  • Luhmann, Niklas 1969: Legitimation durch Verfahren. Neuwied.

    Google Scholar 

  • Majone, Giandomenico 1996: Regulatory Legitimacy, in: Majone, Giandomenico (ed.): Regulating Europe. London, 284–301.

    Google Scholar 

  • Mastenbroek, Ellen 2005: EU Compliance: Still a Black Hole?, in: Journal of European Public Policy 12/6, 1103–1120.

    Article  Google Scholar 

  • Mayntz, Renate 1988: Funktionelle Teilsysteme in der Theorie sozialer Differenzierung, in: Mayntz, Renate et al. (eds.): Differenzierung und Verselbständigung: Zur Entwicklung gesellschaftlicher Teilsysteme. Frankfurt a. M., 11–44.

    Google Scholar 

  • Mayntz, Renate 1975: Legitimacy and the Directive Capacity of the Political System, in: Lindberg, Leon N. et al. (eds.): Stress and Contradiction in Modern Capitalism: Public Policy and the Theory of the State. Toronto, 261–274.

    Google Scholar 

  • Mayntz, Renate/Scharpf, Fritz W. 1975: Policy-Making in the German Federal Bureaucracy. Amsterdam.

    Google Scholar 

  • Menon, Anand/Weatherill, Stephen 2008: Transnational Legitimacy in a Globalising World: How the European Union Rescues Its States, in: West European Politics 31/3, 397–416.

    Article  Google Scholar 

  • Müller, Harald 2008: Parlamentarisierung der Weltpolitik: Ein skeptischer Warnruf, in: Kreide, Regi-na/Niederberger, Harald (eds.): Transnationale Verrechtlichung. Frankfurt a. M., 137–158.

    Google Scholar 

  • Neyer, Jürgen 2009: Die Stärke deliberativer politischer Theorien und das Elend der orthodoxen Demokratietheorie: Eine Replik auf Marcus Höreth, in: Zeitschrift für Politikwissenschaft 19/3, 331–358.

    Article  Google Scholar 

  • Neyer, Jürgen 2004: Postnationale politische Herrschaft: Vergesellschaftung und Verrechtlichung jenseits des Staates. Baden-Baden.

    Google Scholar 

  • Offe, Claus 1972: Strukturprobleme des kapitalistischen Staates. Frankfurt a. M.

    Google Scholar 

  • Partsch, Lena 2007: Global Governance in Partnerschaft: Die EU-Initiative “Water for Life.” Baden-Baden.

    Google Scholar 

  • Quack, Sigrid (ed.) 2010: Law, Expertise and Legitimacy in Transnational Economic Governance, in: Socio-Economic Review 8/1, 3–16.

    Google Scholar 

  • Rogowski, Ronald 1974: Rational Legitimacy: A Theory of Political Support. Princeton.

    Google Scholar 

  • Schäfer, Armin 2010: Die Folgen sozialer Ungleichheit für die Demokratie in Westeuropa, in: Zeitschrift für vergleichende Politikwissenschaft 4, 131–156.

    Article  Google Scholar 

  • Scharpf, Fritz 1970: Demokratietheorie zwischen Utopie und Anpassung. Konstanz.

    Google Scholar 

  • Scharpf, Fritz 1999: Governing in Europe: Effective and Democratic? Oxford.

    Google Scholar 

  • Scharpf, Fritz 2009: Legitimität im europäischen Mehrebenensystem, in: Leviathan 37, 244–280.

    Article  Google Scholar 

  • Stryker, Robin 2001: Legitimacy, in: Smelser, Neil J./Baltes, Paul B. (eds.): International Encyclopedia of Social and Behavioral Sciences. Vol. 13. Amsterdam, 8700–8704.

    Google Scholar 

  • Suchman, Mark C. 1995: Managing Legitimacy: Strategic and Institutional Approaches, in: The Academy of Management Review 20/3, 571–610.

    Google Scholar 

  • Take, Ingo (ed.) 2009: Legitimes Regieren jenseits des Nationalstaats: Unterschiedliche Formen von Global Governance im Vergleich. Baden-Baden. Voigt, Rüdiger (ed.) 1980: Verrechtlichung. Frankfurt a. M.

    Google Scholar 

  • Wasserman, Rhonda 2004: Procedural Due Process: A Reference Guide to the United States Constitution. Westport.

    Google Scholar 

  • Weber, Klaus (ed.) 2007: Rechtswörterbuch. München.

    Google Scholar 

  • Weber, Max 1956: Wirtschaft und Gesellschaft. Tübingen.

    Google Scholar 

  • Winckelmann, Johannes 1952: Legitimität und Legalität in Max Webers Herrschaftssoziologie. Tübingen.

    Google Scholar 

  • Willke, Helmut 2007: Smart Governance: Governing the Global Knowledge Society. Frankfurt a. M.

    Google Scholar 

  • Wolfrum, Rüdiger (2008): Legitimacy of International Law and the Exercise of Administrative Functions: The Example of the International Seabed Authority, the International Maritime Organization (IMO) and International Fisheries Organisations, in: German Law Journal 9/11, 2039–2059.

    Google Scholar 

  • Zangl, Bernhard 2006: Die Internationalisierung der Rechtsstaatlichkeit. Frankfurt a. M.

    Google Scholar 

  • Zürn, Michael 2005: Introduction: Law and Compliance at Different Levels, in: Zürn, Michael/Joerges, Christian (eds.): Law and Governance in Postnational Europe: Compliance Beyond the Nation-State. Cambridge, 1–39.

    Google Scholar 

  • Zürn, Michael/Joerges, Christian (eds.) 2005: Law and Governance in Postnational Europe: Compliance Beyond the Nation-State. Cambridge.

    Google Scholar 

  • Zürn, Michael/Zangl, Bernhard (eds.) 2004: Verrechtlichung: Baustein für Global Governance? Bonn.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2011 VS Verlag für Sozialwissenschaften | Springer Fachmedien Wiesbaden GmbH

About this chapter

Cite this chapter

Mayntz, R. (2011). Legality, Legitimacy and Compliance. In: Bandelow, N., Hegelich, S. (eds) Pluralismus – Strategien – Entscheidungen. VS Verlag für Sozialwissenschaften, Wiesbaden. https://doi.org/10.1007/978-3-531-94169-1_8

Download citation

  • DOI: https://doi.org/10.1007/978-3-531-94169-1_8

  • Publisher Name: VS Verlag für Sozialwissenschaften, Wiesbaden

  • Print ISBN: 978-3-531-18446-3

  • Online ISBN: 978-3-531-94169-1

  • eBook Packages: Humanities, Social Science (German Language)

Publish with us

Policies and ethics