Skip to main content

Capacity or Preferences? Explaining the Implementation of the European Integration Fund

  • Chapter
  • First Online:
The EU’s Policy on the Integration of Migrants

Part of the book series: Palgrave Studies in European Union Politics ((PSEUP))

  • 361 Accesses

Abstract

This chapter looks at another aspect of implementation: the actual use of the fund. Three years after the closure of the implementation period, only 80% of the money available has been used by EU member states. This chapter draws from the literature on structural funds and compliance in order to delve into the determinants of this implementation gap. Using multilevel regression analysis, it tests the effect of capacity against preferences in a comparative fashion. Strong support is found for capacity factors and none for preferences. Even so, not all aspects of capacity matter.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 69.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 89.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 89.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    See Testa (2014), but see also European Commission (2011).

  2. 2.

    Realizing the potential of migration has been a recurring theme of the EU integration policy from 2003 onwards; see notably COM (2003) 336 final.

  3. 3.

    European Council (1999).

  4. 4.

    See notably the Common Basic Principles for immigrant integration policy (CBPs), Box 3.2.

  5. 5.

    See Chapter 1 for a selective literature review.

  6. 6.

    This chapter uses the same type of models as that presented in the previous chapter. Note that the specifics and data used are detailed in the appendices.

  7. 7.

    A first mention was made in the rejected constitutional treaty though.

  8. 8.

    During the negotiation phase, the Commission declared having ‘copied’ the provisions regarding spending rules from the structural funds [see Council of the European Union 5578/06 (2006)].

  9. 9.

    Chapter 4 goes through the policy-making process and describes this point in detail.

  10. 10.

    Note that, in the absence of the additionality principle, co-financing conditions may be easily met where the member state presents a significant integration budget (see below).

  11. 11.

    The United Kingdom does not systematically take part in policies relating to the Area of Freedom, Security and Justice. It may, however, opt in for some policies; as it did for the EIF.

  12. 12.

    For more on this point, see Schnapper (1994), Wischenbart (1994), Zincone et al. (2011) Mouritsen and Hovmark Jensen (2014), Mandin (2014), Fischler (2014); but see also Chapter 3.

  13. 13.

    COM (2003) 336 final.

  14. 14.

    Mulcahy (2011) is an exception; see Chapter 1 for more on this. More generally, law scholars have been more interested in the topic, notably because of potential conflicts of competence between levels and consequences on legal frameworks (see inter alia Groenendijk 2004; Szyszczak 2006; Velluti 2007; Murphy 2009).

  15. 15.

    See, for instance, Geddes and Achtnich (2015), Pratt (2015), Scholten and Penninx (2016); to name but a few. Note that Mulcahy did not mention the EIF in her opus on the EU integration policy.

  16. 16.

    Several EU reports have looked into the implementation of the EIF (Ramboll 2011, 2013; European Court of Auditors 2012). They highlight the issues that arose in the process in a descriptive fashion without undertaking systematic or complete (most were written before the end of the programme) analysis of implementation.

  17. 17.

    Regulation 516/2014/EU.

  18. 18.

    On this point, see notably Barca et al. (2012), Mendez (2013), Kemmerling and Bodenstein (2006), Bouvet and Dall’Erba (2010), Dellmuth (2011).

  19. 19.

    See Commission Decision C. (2008) 795 establishing the rules for implementation. It notably constrains the possibility for government to act as a direct implementer.

  20. 20.

    See, for instance, Kemmerling and Bodenstein (2006), who consider the role of left-right cleavages.

  21. 21.

    A particularly relevant example is that of France which used at least 90% of the first two years of allocations to finance its national integration strategy (see Carrera and Faure Atger 2011).

  22. 22.

    See notably Eurobarometer 60 in 2004 and Eurobarometer 83 in 2015.

  23. 23.

    Robustness checks (next section on post-estimation analyses) show that the variable is significant in model (2), provided that Greece, Finland or Romania be present in the model. In other words, these three countries are influential level-two units that mitigate the effect of the variable. See the appendices for more detail.

  24. 24.

    Robustness checks show that the variable is sensitive to influential level-two units, notably to data points relating to the United Kingdom. See the next section for more detail.

  25. 25.

    Tosun (2014). Tosun hypothesised the positive role of decentralisation but did not find supporting evidence.

  26. 26.

    Dropping any of the level-two influential observations dismisses the results displayed in Fig. 6.3 (see next section). They are therefore considered invalid.

  27. 27.

    This explanation originates from midterm implementation reports summarized in Ramboll (2011: 45).

References

  • Scholarship and Expert References

    Google Scholar 

  • Agresti, A., & Finlay, B. (2007). Statistical Methods for the Social Sciences (4th ed.). Upper Saddle River, NJ: Pearson Education Limited.

    Google Scholar 

  • Bachtler, J., Mendez, C., & Oraže, H. (2014). From Conditionality to Europeanization in Central and Eastern Europe: Administrative Performance and Capacity in Cohesion Policy. European Planning Studies, 22(4), 735–757.

    Article  Google Scholar 

  • Barca, F., McCann, P., & Rodríguez-Pose, A. (2012). The Case for Regional Development Intervention: Place-Based Versus Place Neutral Approaches. Journal of Regional Science, 52(1), 134–152.

    Article  Google Scholar 

  • Beck, N. (2006). Time-Series–Cross-Section Methods. No. Draft as of June 5, 2006.

    Google Scholar 

  • Börzel, T. A. (2001). Non-compliance in the European Union: Pathology or Statistical Artefact? Journal of European Public Policy, 8(5), 803–824.

    Article  Google Scholar 

  • Bouvet, F., & Dall’Erba, S. (2010). European Regional Structural Funds: How Large Is the Influence of Politics on the Allocation Process? JCMS: Journal of Common Market Studies, 48(3), 501–528.

    Google Scholar 

  • Bücker-Gärtner, H. (2011). Europe Needs Innovative Ideas to Integrate Immigrants and Ethnic Minorities—Challenges and Creative Activities in Education and Civil Society (A Comparison of Five European Countries). Berlin: Berlin School of Economics and Law.

    Google Scholar 

  • Carrera, S., & Faure Atger, A. (2011). Integration as a Two-Way Process in the EU? Assessing the Relationship Between the European Integration Fund and the Common Basic Principles. Brussels: Centre for European Policy Studies.

    Google Scholar 

  • Collett, E. (2011). Immigrant Integration in Europe in a Time of Austerity. Migration Policy Institute. Available at http://www.migrationpolicy.org/research/TCM-immigrant-integration-europe-time-austerity. Last Consulted November 12, 2016.

  • CSES—Centre for Strategy and Evaluation Services. (2013). Study on Practices of Integration of Third-Country Nationals at Local and Regional Level in the European Union. Otford: Centre for Strategy and Evaluation Services.

    Google Scholar 

  • Dellmuth, L. M. (2011). The Cash Divide: The Allocation of European Union Regional Grants. Journal of European Public Policy, 18(7), 1016–1033.

    Article  Google Scholar 

  • European Commission. (2011). The 2012 Ageing Report: Underlying Assumptions and Projection Methodologies. Brussels: European Commission.

    Google Scholar 

  • Falkner, G., Hartlapp, M., & Treib, O. (2007). Worlds of Compliance: Why Leading Approaches to European Union Implementation Are Only “Sometimes-True Theories”. European Journal of Political Research, 46(3), 395–416.

    Article  Google Scholar 

  • Ferrari, S., & Cribari-Neto, F. (2004). Beta Regression for Modelling Rates and Proportions. Journal of Applied Statistics, 31(7), 799–815.

    Article  Google Scholar 

  • Fischler, F. (2014). Integration Policy Netherlands Country Report (Interact Research Report 2014/15).

    Google Scholar 

  • Geddes, A., & Achtnich, M. (2015). Research-Policy Dialogues in the European Union. In P. Scholten, H. Entzinger, R. Penninx, & S. Verbeek (Eds.), Integrating Immigrants in Europe: Research-Policy Dialogues (pp. 293–314). Amsterdam: IMISCOE Research Series.

    Google Scholar 

  • Gelman, A., & Hill, J. (2006). Data Analysis Using Regression and Multilevel/Hierarchical Models (3rd ed.). Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Green-Pedersen, C., & Mortensen, P. B. (2013). Policy Agenda-Setting Studies: Attention, Politics and the Public. In E. Araral, S. Fritzen, & M. Howlett (Eds.), Routledge Handbook of Public Policy (pp. 167–174). New York: Taylor & Francis.

    Google Scholar 

  • Groenendijk, K. (2004). Legal Concepts of Integration in EU Migration Law. European Journal of Migration and Law, 6(2), 111–126.

    Article  Google Scholar 

  • Hamilton, L. C. (2012). Statistics with Stata: Updated for Version 12 (8th ed.). Boston: Brooks and Cole-Cengage Learning.

    Google Scholar 

  • Hapenciuc, C. V., Moroşan, A. A., & Gaube, G. A. (2013). Absorption of Structural Funds—International Comparisons and Correlations. Procedia Economics and Finance, 6, 259–272.

    Article  Google Scholar 

  • Hepburn, E. (2010). “Citizens of the Region”: Party Conceptions of Regional Citizenship and Immigrant Integration. European Journal of Political Research, 50(4), 504–529.

    Article  Google Scholar 

  • Horvat, A. (2005). Why Does Nobody Care About the Absorption? Some Aspects Regarding Administrative Absorption Capacity for the EU Structural Funds in the Czech Republic, Estonia, Hungary, Slovakia and Slovenia before Accession (WIFO Working Papers, No. 258).

    Google Scholar 

  • Howlett, M., & Giest, S. (2013). Routledge Handbook of Public Policy. New York: Taylor & Francis.

    Google Scholar 

  • Keating, M. (2009). Social Citizenship, Devolution and Policy Divergence. In S. L. Greer (Ed.), Devolution and Social Citizenship in the UK (pp. 97–116). Bristol: Policy Press.

    Google Scholar 

  • Kemmerling, A., & Bodenstein, T. (2006). Partisan Politics in Regional Redistribution: Do Parties Affect the Distribution of EU Structural Funds across Regions? European Union Politics, 7(3), 373–392.

    Article  Google Scholar 

  • König, T., & Luetgert, B. (2009). Troubles with Transposition? Explaining Trends in Member-State Notification and the Delayed Transposition of EU Directives. British Journal of Political Science, 39(1), 163–194.

    Article  Google Scholar 

  • Lampinen, R., & Uusikylä, P. (1998). Implementation Deficit? Why Member States Do Not Comply with EU Directives?’ Scandinavian Political Studies, 21(3), 231–251.

    Article  Google Scholar 

  • Les Echos. (2015, August 1). L’immigration, Principale Preoccupation Des Europeens. Les Echos.

    Google Scholar 

  • Majone, G. (1999). The Regulatory State and Its Legitimacy Problems. West European Politics, 22(1), 1–24.

    Article  Google Scholar 

  • Mandin, J. (2014). An Overview of Integration Policies in Belgium (Interact Research Report 2014/20).

    Google Scholar 

  • Mbaye, H. A. D. (2001). Why National States Comply with Supranational Law: Explaining Implementation Infringements in the European Union, 1972–1993. European Union Politics, 2(3), 259–281.

    Article  Google Scholar 

  • Mendez, C. (2013). The Post-2013 Reform of EU Cohesion Policy and the Place-Based Narrative. Journal of European Public Policy, 20(5), 639–659.

    Article  Google Scholar 

  • Milio, S. (2007). Can Administrative Capacity Explain Differences in Regional Performances? Evidence from Structural Funds Implementation in Southern Italy. Regional Studies, 41(4), 429–442.

    Article  Google Scholar 

  • Mouritsen, P., & Hovmark Jensen, C. (2014). Integration Policies in Denmark (INTERACT Research Report 2014/06).

    Google Scholar 

  • Mulcahy, S. (2011). Europe’s Migrant Policies: Illusions of Integration. Basingstoke: Palgrave Macmillan.

    Book  Google Scholar 

  • Murphy, C. (2009). Immigration, Integration and Citizenship in European Union Law: The Position of Third Country Nationals. Hibernian Law Journal, 8, 155–177.

    Google Scholar 

  • NEI Regional and Urban Development. (2002). Key Indicators for Candidate Countries to Effectively Manage the Structural Funds. Rotterdam: NEI Regional and Urban Development.

    Google Scholar 

  • OECD. (2016). Recruiting Immigrant Workers: Europe. Paris: OECD Publishing.

    Google Scholar 

  • Ospina, R., & Ferrari, S. L. P. (2012). A General Class of Zero-or-One Inflated Beta Regression Models. Computational Statistics & Data Analysis, 56(6), 1609–1623.

    Article  Google Scholar 

  • Poppelaars, C., & Scholten, P. (2008). Two Worlds Apart: The Divergence of National and Local Immigrant Integration Policies in the Netherlands. Administration & Society, 40(4), 335–357.

    Article  Google Scholar 

  • Pratt, S. (2015). EU Policymaking and Research: Case Studies of the Communication on a Community Immigration Policy and the Common Basic Principles for Integration. In P. Scholten, H. Entzinger, R. Penninx, & S. Verbeek (Eds.), Integrating Immigrants in Europe: Research-Policy Dialogues (pp. 117–131). Amsterdam: IMISCOE Research Series.

    Google Scholar 

  • Pridham, G. (1994). National Environmental Policy-making in the European Framework: Spain, Greece and Italy in Comparison. Regional Politics and Policy, 4(1), 80–101.

    Article  Google Scholar 

  • Ramboll. (2011). Synthesis of the National Evaluation Reports on Implementation of Actions Co Financed by the European Fund for the Integration of Third-Country Nationals from 2007 to 2009 and Report at European Union Level Final Report. Brussels: Ramboll.

    Google Scholar 

  • Ramboll. (2013). Synthesis of the National Evaluation Reports on the Results and Impacts of Actions Co-Financed by the European Fund for the Integration of Third-Country Nationals from 2007 to 2010. Brussels: Ramboll.

    Google Scholar 

  • Saurugger, S., & Terpan, F. (2013). Resisting EU Norms. A Framework for Analysis. HAL Archives Ouvertes.

    Google Scholar 

  • Schnapper, D. (1994). The Debate on Immigration and the Crisis of National Identity. West European Politics, 17(2), 127–139.

    Article  Google Scholar 

  • Scholten, P., & Penninx, R. (2016). The Multilevel Governance of Migration and Integration. In Integration Processes and Policies in Europe. Contexts, Levels and Actors (pp. 91–108). Amsterdam: IMISCOE Research Series.

    Google Scholar 

  • Szyszczak, E. (2006). Experimental Governance: The Open Method of Coordination. European Law Journal, 12(4), 486–502.

    Article  Google Scholar 

  • Testa, M. R. (2014). The Contribution of Migration to the Demography of Europe Between 1991 and 2011—An Overview. (Fondazione ISMU, KING Project, Desk Research, No. 19).

    Google Scholar 

  • Thomson, R., Torenvlied, R., & Arregui, J. (2007). The Paradox of Compliance: Infringements and Delays in Transposing European Union Directives. British Journal of Political Science, 37(4), 685.

    Google Scholar 

  • Thränhardt, D. (2014). The State of European Integration Governance: A Comparative Evaluation (Fondazione ISMU, KING Project, Desk Research Paper, No. 7).

    Google Scholar 

  • Tosun, J. (2014). Absorption of Regional Funds: A Comparative Analysis. JCMS. Journal of Common Market Studies, 52(2), 371–387.

    Article  Google Scholar 

  • Treib, O. (2014). Implementing and Complying with EU Governance Outputs. Living Reviews in European Governance, 9(5), 1–47.

    Google Scholar 

  • Velluti, S. (2007). What European Union Strategy for Integrating Migrants? The Role of OMC Soft Mechanisms in the Development of an EU Immigration Policy. European Journal of Migration and Law, 9(1), 53–82.

    Article  Google Scholar 

  • Wischenbart, R. (1994). National Identity and Immigration in Austria—Historical Framework and Political Dispute. West European Politics, 17(2), 72–90.

    Article  Google Scholar 

  • Zincone, G., Penninx, R., & Borkert, M. (2011). Migration Policymaking in Europe: The Dynamics of Actors and Contexts in Past and Present. Amsterdam: IMISCOE Research Series.

    Google Scholar 

  • EU Acts and Other Official Documents

    Google Scholar 

  • C. (2008). 795—European Commission (2008). Commission Decision of 5 March 2008 laying down rules for the implementation of Council Decision 2007/435/EC establishing the European Fund for the Integration of third-country nationals for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund.

    Google Scholar 

  • COM (2003) 336 Final—European Commission. (2003). Communication from the Commission on Immigration, Integration and Employment.

    Google Scholar 

  • Council of the European Union 5578/06. (2006). Note.

    Google Scholar 

  • European Council. (1999). Tampere European Council 15 and 16 October 1999, Presidency Conclusions.

    Google Scholar 

  • European Court of Auditors. (2012). Do the European Integration Fund and European Refugee Fund Contribute Effectively to the Integration of Third-Country.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

Copyright information

© 2019 The Author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Van Wolleghem, P.G. (2019). Capacity or Preferences? Explaining the Implementation of the European Integration Fund. In: The EU’s Policy on the Integration of Migrants. Palgrave Studies in European Union Politics. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-97682-2_6

Download citation

Publish with us

Policies and ethics