Skip to main content

Underwater Acoustics

  • Chapter
  • First Online:
Underwater Acoustic Signal Processing

Part of the book series: Modern Acoustics and Signal Processing ((MASP))

Abstract

The topic of this chapter is underwater acoustics, with an emphasis on the aspects important to signal processing. The inherent assumption of distance in remote sensing applications implies the most important aspect of underwater acoustics is how propagation affects the signal of interest. Several topics related to acoustic propagation in the ocean are covered, including time- and frequency-domain characterizations of the wave equation, the propagation loss term in the sonar equation, and the effects of source motion, refraction and boundary reflection on an acoustic wave. The properties of ambient noise relevant to sonar-equation analysis are described, including which sources dominate different frequency regimes. The target strength term in the sonar equation and target impulse response are defined in terms of the scattered response of a signal from an object of interest, including an explanation of how the scattering depends on the acoustic wavenumber of the sensing system and the size of the object (i.e., ka). Finally, the reverberation level term in the sonar equation and a statistical and spectral characterization of reverberation are presented.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 189.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 249.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    In this text the only portion of the pressure measurement considered is that arising from acoustic signals; static pressure is assumed to be constant over time and removed during sensing.

  2. 2.

    The acoustic pressure is assumed to be on-average zero in order to simplify various results in later sections; it may not be strictly accurate in all cases, especially if T is not overly large.

  3. 3.

    Particle oscillation in the same direction as a wave is traveling defines a longitudinal wave. When an acoustic wave travels through the ocean bottom, it may also include a transverse wave with particles oscillating in the perpendicular direction.

  4. 4.

    These units are codified by international standard in [17, Sect. 3.3.1.4].

  5. 5.

    Note that the propagation loss factor is one over the propagation factor (i.e., L p = 1∕F MP) in the notation of [9, Sect. 3.2.2.1].

  6. 6.

    Nepers are the units of the natural logarithm of a ratio of a measured (i.e., field) quantity such as pressure, so 1 Np = 20log10(e) dB.

  7. 7.

    Sound speed and density values for the various examples in this section are from [9, Sect. 4.4]; for example, medium clay has c b = 0.9846c w and ρ b = 1.331ρ w. The acoustic impedances are computed assuming c w = 1500 m/s and ρ w = 1027 kg/m3.

  8. 8.

    Note that the square root of (3.140) is also commonly defined as the Rayleigh parameter.

  9. 9.

    Note that (3.158) differs from that presented in [5, eq. 3.83] by the − 4π scale noted in Sect. 3.2.3.1.

  10. 10.

    Because for real x > 0, where J ν(x) and Y ν(x) are Bessel functions of the first and second kind, respectively.

  11. 11.

    A property of the Sturm-Liouville system eigenvalues.

  12. 12.

    Note that some radar texts (e.g., [53, Sect. 5.2]) differentiate RCS from scattering cross section by restricting RCS to the polarization the antenna can sense.

  13. 13.

    The rectangular pulse function is one when the magnitude of the argument is less than 0.5 and zero otherwise; see Sect. 4.2.1.

  14. 14.

    This description describes the general trend of G t; most objects will exhibit nulls and peaks with frequency.

  15. 15.

    This essentially requires a flat target spectral response over the frequency band of the source waveform.

  16. 16.

    As described in [52, Sec. 2.3.2], scattering strength does not have units of dB relative to a unit volume or area.

  17. 17.

    This distinction was not made for volume reverberation, although it is relevant.

References

  1. D. Halliday, R. Resnick, Fundamentals of Physics (Wiley, New York, 1981)

    MATH  Google Scholar 

  2. J.A. Knauss, Introduction to Physical Oceanography, second, reissued in 2005 edition (Waveland Press, Inc., Long Grove, 1997)

    Google Scholar 

  3. L.E. Kinsler, A.R. Frey, A.B. Coppens, J.V. Sanders, Fundamentals of Acoustics, 3rd edn. (Wiley, New York, 1982)

    Google Scholar 

  4. A.D. Pierce, Acoustics: An Introduction to Its Physical Principles and Applications (Acoustical Society of America, Woodbury, 1989)

    Google Scholar 

  5. I. Tolstoy, C.S. Clay, Ocean Acoustics: Theory and Experiment in Underwater Sound (American Institute of Physics, Inc., New York, 1987)

    Google Scholar 

  6. H. Medwin, C.S. Clay, Fundamentals of Acoustical Oceanography (Academic Press, Inc., Boston, 1998)

    Google Scholar 

  7. G.V. Frisk, Ocean and Seabed Acoustics (Prentice Hall, Inc., Englewood Cliffs, 1994)

    Google Scholar 

  8. F.B. Jensen, W.A. Kuperman, M.B. Porter, H. Schmidt, Computational Ocean Acoustics, 2nd edn. (Springer, New York, 2011)

    Book  Google Scholar 

  9. M.A. Ainslie, Principles of Sonar Performance Modeling (Springer, New York, 2010)

    Book  Google Scholar 

  10. R.H. Stewart, Introduction to Physical Oceanography (Orange Grove Texts Plus, Tallahassee, 2008)

    Google Scholar 

  11. L.J. Ziomek, Acoustic Field Theory and Space-Time Signal Processing (CRC Press, Boca Raton, 1995)

    Google Scholar 

  12. W.S. Burdic, Underwater Acoustic System Analysis, 2nd edn. (Peninsula Publishing, Los Altos, 1991)

    Google Scholar 

  13. J.F. Hurley, Intermediate Calculus: Multivariable Functions and Differential Equations with Applications (Saunders College, Philadelphia, 1980)

    Google Scholar 

  14. W.J. Bangs II, Array Processing with Generalized Beamformers. PhD thesis, Yale University, 1971

    Google Scholar 

  15. W.R. Hahn, Optimum signal processing for passive sonar range and bearing estimation. J. Acoust. Soc. Am. 58(1), 201–207 (1975)

    Article  Google Scholar 

  16. L.E. Kinsler, A.R. Frey, A.B. Coppens, J.V. Sanders, Fundamentals of Acoustics, 4th edn. (Wiley, New York, 2000)

    Google Scholar 

  17. ISO 18405.2 International Standard for Terminology in Underwater Acoustics. https://www.iso.org/obp/ui/#iso:std:iso:18405

  18. P.M. Morse, K.U. Ingard, Theoretical Acoustics (Princeton University Press, Princeton, 1968)

    Google Scholar 

  19. L.H. Sibul, L.G. Weiss, T.L. Dixon, Characterization of stochastic propagation and scattering via Gabor and wavelet transforms. J. Comput. Acoust. 2(3), 345–369 (1994)

    Article  Google Scholar 

  20. C.H. Sherman, J.L. Butler, Transducers and Arrays for Underwater Sound (Springer, New York, 2007)

    Book  Google Scholar 

  21. I.S. Gradshteyn, I.M. Ryzhik, Table of Integrals, Series, and Products, 8th edn., ed. by D. Zwillinger. (Elsevier Academic Press, Waltham, 2015)

    Google Scholar 

  22. A.C. Kibblewhite, L.D. Hampton, A review of deep ocean sound attenuation data at very low frequencies. J. Acoust. Soc. Am. 67(1), 147–157 (1980)

    Article  Google Scholar 

  23. M.B. Porter, Y.C. Liu, Finite-element ray tracing, in Proceedings of the International Conference on Theoretical and Computational Acoustics, ed. by D. Lee, M.H. Schultz (1994), pp. 947–956

    Google Scholar 

  24. Ocean Acoustics Library. http://oalib.hlsresearch.com

  25. W.H. Munk, Sound channel in an exponentially stratified ocean, with application to SOFAR. J. Acoust. Soc. Am. 55(2), 220–226 (1974)

    Article  Google Scholar 

  26. W.S. Burdic, Underwater Acoustic System Analysis (Prentice Hall, Englewood Cliffs, 1984)

    Google Scholar 

  27. W.M. Carey, Lloyd’s mirror—image interference effects. Acoust. Today 5(2), 14–20 (2009)

    Article  Google Scholar 

  28. R.J. Urick, Models for the amplitude fluctuations of narrow-band signals and noise in the sea. J. Acoust. Soc. Am. 62(4), 878–887 (1977)

    Article  Google Scholar 

  29. L.M. Brekhovskikh, O.A. Godin, Acoustics of Layered Media I: Plane and Quasi-Plane Waves (Springer, Berlin, 1998)

    Google Scholar 

  30. R.N. Bracewell, The Fourier Transform and Its Applications, 2nd edn. (McGraw-Hill, Inc., New York, 1986)

    MATH  Google Scholar 

  31. R.N. McDonough, A.D. Whalen, Detection of Signals in Noise, 2nd edn. (Academic Press, Inc., San Diego, 1995)

    Google Scholar 

  32. X. Lurton, An Introduction to Underwater Acoustics (Springer-Praxis, Berlin, 2002)

    Google Scholar 

  33. D.A. Abraham, S.M. Murphy, P.C. Hines, A.P. Lyons, Matched-filter loss from time-varying rough-surface reflection with a small effective ensonified area. IEEE J. Ocean. Eng. https://doi.org/10.1109/JOE.2017.2704198

    Article  Google Scholar 

  34. D.A. Abraham, Coherent matched-filter surface reflection loss as a function of pulse duration and ensonified extent, in Proceedings of the Underwater Acoustics Conference and Exhibition, Skiathos, September 2017, pp. 177–183

    Google Scholar 

  35. F.W.J. Olver, D.W. Lozier, R.F. Boisvert, C.W. Clark (eds.), NIST Handbook of Mathematical Functions (Cambridge University Press, Cambridge, 2010)

    MATH  Google Scholar 

  36. M.B. Porter, E.L. Reiss, A numerical method for ocean-acoustic normal modes. J. Acoust. Soc. Am. 76(1), 244–252 (1984)

    Article  Google Scholar 

  37. M.B. Porter, E.L. Reiss, A numerical method for bottom interacting ocean acoustic normal modes. J. Acoust. Soc. Am. 77(5), 1760–1767 (1985)

    Article  Google Scholar 

  38. G.M. Wenz, Acoustic ambient noise in the ocean: spectra and sources. J. Acoust. Soc. Am. 34(12), 1936–1956 (1962)

    Article  Google Scholar 

  39. G.M. Wenz, Review of underwater acoustics research: noise. J. Acoust. Soc. Am. 51(3), 1010–1024 (1972)

    Article  Google Scholar 

  40. R.J. Urick, Ambient Noise in the Sea. Undersea Warfare Technology Office, Naval Sea Systems Command, Department of the Navy, Washington, D.C., 1984

    Google Scholar 

  41. W.M. Carey, R.B. Evans, Ocean Ambient Noise: Measurement and Theory (Springer, New York, 2011)

    Book  Google Scholar 

  42. Principles and applications of underwater sound. Sum. Tech. Rep. Volume 7, Office of Scientific Research and Development, Nat. Def. Res. Comm. Div. 6, 1946. DTIC accession number AD200786

    Google Scholar 

  43. R.J. Urick, Principles of Underwater Sound, 3rd edn. (McGraw-Hill, Inc., New York, 1983)

    Google Scholar 

  44. J.W. Horton, Fundamentals of SONAR (United States Naval Institute, Annapolis, 1959)

    Google Scholar 

  45. V.O. Knudsen, R.S. Alford, J.W. Emling, Underwater ambient noise. J. Mar. Res. 7, 410–429 (1948)

    Google Scholar 

  46. R.H. Mellen, The thermal-noise limit in the detection of underwater acoustic signals. J. Acoust. Soc. Am. 24(5), 478–480 (1952)

    Article  Google Scholar 

  47. J.W. Horton, Signal Processing of Underwater Acoustic Waves (Government Printing Office, Washington, 1969)

    Book  Google Scholar 

  48. J.H. Wilson, Very low frequency (vlf) wind-generated noise produced by turbulent pressure fluctuations in the atmosphere near the ocean surface. J. Acoust. Soc. Am. 66(5), 1499–1507 (1979)

    Article  Google Scholar 

  49. S.C. Wales, R.M. Heitmeyer, An ensemble source spectra model for merchant ship-radiated noise. J. Acoust. Soc. Am. 111(3), 1211–1231 (2002)

    Article  Google Scholar 

  50. APL-UW, APL-UW high-frequency ocean environmental acoustic models handbook. Technical Report TR9407, Applied Physics Laboratory, University of Washington, 1994

    Google Scholar 

  51. W.A. Kuperman, M.C. Ferla, A shallow water experiment to determine the source spectrum level of wind-generated noise. J. Acoust. Soc. Am. 77(6), 2067–2073 (1985)

    Article  Google Scholar 

  52. D.R. Jackson, M.D. Richardson, High-Frequency Seafloor Acoustics (Springer, New York, 2007)

    Book  Google Scholar 

  53. P.Z. Peebles Jr., Radar Principles (Wiley, New York, 1998)

    Google Scholar 

  54. A.E. Fuhs, Radar cross section lectures. Technical Report DTIC A125576, Naval Post Graduate School, Monterey, California, 1982

    Google Scholar 

  55. D.E. Kerr, H. Goldstein, Radar targets and echoes, in Propagation of Short Radio Waves, chapter 6, ed. by D.E. Kerr (McGraw-Hill Book Company, Inc., New York, 1951). reprinted by Peninsula Publishing in 1988

    Google Scholar 

  56. J.W. Crispin Jr., K.M. Siegel (eds.), Methods of Radar Cross-Section Analysis (Academic Press, New York, 1968)

    Google Scholar 

  57. D.K. Barton, Modern Radar System Analysis (Artech House, Inc., Norwood, 1988)

    Google Scholar 

  58. P.L. Marston, Quantitative ray methods for scattering, in Encyclopedia of Acoustics, vol. 1, chapter 43, ed. by M.J. Crocker (Wiley, New York, 1997), pp. 483–500

    Chapter  Google Scholar 

  59. L.R. Dragonette, C.F. Gaumond, Transient and steady-state scattering and diffraction from underwater targets, in Encyclopedia of Acoustics, vol. 1, chapter 42, ed. by M.J. Crocker (Wiley, New York, 1997), pp. 469–482

    Chapter  Google Scholar 

  60. A.D. Waite, SONAR for Practising Engineers, 3rd edn. (Wiley, New York, 2002)

    Google Scholar 

  61. Z. Sun, G. Gimenez, D. Vray, F. Denis, Calculation of the impulse response of a rigid sphere using the physical optic method and modal method jointly. J. Acoust. Soc. Am. 89, 10–18 (1991)

    Article  Google Scholar 

  62. Lord Rayleigh, The Theory of Sound, vol. II (Dover Publications, New York, 1896). Second revised and enlarged edition

    Google Scholar 

  63. J.J. Faran, Sound scattering by solid cylinders and spheres. J. Acoust. Soc. Am. 23(4), 405–418 (1951)

    Article  MathSciNet  Google Scholar 

  64. R.R. Goodman, R. Stern, Reflection and transmission of sound by elastic spherical shells. J. Acoust. Soc. Am. 34(3), 338–344 (1962)

    Article  MathSciNet  Google Scholar 

  65. H. Überall, Interference and steady-state scattering of sound waves, in Encyclopedia of Acoustics, vol. 1, chapter 5, ed. by M.J. Crocker (Wiley, New York, 1997), pp. 55–67

    Chapter  Google Scholar 

  66. L. Flax, L.R. Dragonette, H. Überall, Theory of elastic resonance excitation by sound scattering. J. Acoust. Soc. Am. 63(3), 723–731 (1978)

    Article  Google Scholar 

  67. K. Oldham, J. Myland, J. Spanier, An Atlas of Functions, 2nd edn. (Springer, New York, 2009)

    Book  Google Scholar 

  68. R. Hickling, Analysis of echoes from a solid elastic sphere in water. J. Acoust. Soc. Am. 34(10), 1582–1592 (1962)

    Article  Google Scholar 

  69. R.D. Doolittle, H. Überall, Sound scattering by elastic cylindrical shells. J. Acoust. Soc. Am. 39(2), 272–275 (1966)

    Article  Google Scholar 

  70. V.V. Ol’shevskii, Characteristics of Sea Reverberation (Consultants Bureau, New York, 1967)

    Google Scholar 

  71. R.P. Chapman, J.H. Harris, Surface backscattering strengths measured with explosive sound sources. J. Acoust. Soc. Am. 34(10), 1592–1597 (1962)

    Article  Google Scholar 

  72. D.D. Ellis, D.V. Crowe, Bistatic reverberation calculations using a three-dimensional scattering function. J. Acoust. Soc. Am. 89(5), 2207–2214 (1991)

    Article  Google Scholar 

  73. J.X. Zhou, The analytical method of angular power spectrum, range and depth structure of the echo-to-reverberation ratio in shallow water sound field. Acta Acust. 5(2), 86–99 (1980)

    Google Scholar 

  74. C.H. Harrison, Closed-form expressions for ocean reverberation and signal excess with mode stripping and Lambert’s law. J. Acoust. Soc. Am. 114(5), 2744–2756 (2003)

    Article  Google Scholar 

  75. M.A. Richards, Fundamentals of Radar Signal Processing (McGraw-Hill, New York, 2005)

    Google Scholar 

  76. J.J. Kroszczynski, Pulse compression by means of linear-period modulation. Proc. IEEE 57(7), 1260–1266 (1969)

    Article  Google Scholar 

  77. R.O. Nielsen, Sonar Signal Processing (Artech House, Inc., Norwood, 1991)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Abraham, D.A. (2019). Underwater Acoustics. In: Underwater Acoustic Signal Processing. Modern Acoustics and Signal Processing. Springer, Cham. https://doi.org/10.1007/978-3-319-92983-5_3

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-92983-5_3

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-92981-1

  • Online ISBN: 978-3-319-92983-5

  • eBook Packages: EngineeringEngineering (R0)

Publish with us

Policies and ethics