Skip to main content

Prior-Art Relevance Ranking Based on the Examiner’s Query Log Content

  • Chapter
  • First Online:
Challenging Problems and Solutions in Intelligent Systems

Part of the book series: Studies in Computational Intelligence ((SCI,volume 634))

Abstract

This work belongs to the domain of technical information retrieval (IR) and, more specifically, patent retrieval. We show that the recorded history of patent examiner’s search queries can be used to create a more effective method of finding prior art patents than search methods based on titles and claims. We verify the performance of the proposed method experimentally. Our experiments show that we can almost double the recall measure, compared to classical techniques based on titles and claims. The other contribution of our work is the creation of a database of over half a million patent examiners queries (recorded search activity over the patents prosecution process). The paper also discusses the limitations of the current work and the ongoing research to further improve the proposed approach.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Agatonovic, M., Aswani, N., Bontcheva, K., Cunningham, H., Heitz, T., Li, Y., Roberts, I., Tablan, V.: Large-scale, parallel automatic patent annotation. In: Proceedings of 1st International ACM Workshop on Patent Information Retrieval—PaIR’08, pp. 1–8. California (2008)

    Google Scholar 

  2. Apache Lucene—Query Parser Syntax : Boosting a Term (2013). Accessed from http://lucene.apache.org/core/2_9_4/queryparsersyntax.html

  3. Apache Lucene—Scoring (2013). Accessed from http://lucene.apache.org/core/3_5_0/scoring.html

  4. Azzopardi, L., Vanderbauwhede, W., Joho, H.: Search system requirements of patent analysts. In: Proceedings of the 33rd International ACM SIGIR Conference on Research and Development in Information Retrieval, pp. 775–776. ACM, New York (2010)

    Google Scholar 

  5. Baeza-Yates, R.A., Ribeiro-Neto, B.A.: Modern Information Retrieval —The Concepts and Technology Behind Search, 2nd edn. Pearson Education Ltd., Harlow (2011)

    Google Scholar 

  6. Bashir, S., Rauber, A.: Improving retrievability of patents in prior-art search. In: Advances in Information Retrieval, pp. 457–470. Springer, Heidelberg (2010)

    Google Scholar 

  7. Bravo-Marquez, F., L‘Huillier, G., Ros, S.A., Velsquez, J.D.: A text similarity meta-search engine based on document fingerprints and search results records. In: Proceedings of the 2011 IEEE/WIC/ACM International Conferences on Web Intelligence and Intelligent Agent Technology-, vol. 01, pp. 146–153. IEEE Computer Society, Washington (2011)

    Google Scholar 

  8. Callaert, J., Van Looy, B., Verbeek, A., Debackere, K., Thijs, B.: Traces of prior art: an analysis of non-patent references found in patent documents. Scientometrics 69(1), 3–20 (2006)

    Article  Google Scholar 

  9. Carpineto, C., Romano, G.: A survey of automatic query expansion in information retrieval. ACM. Comput. Surv. 44(1), 1–56 (2012)

    Article  MATH  Google Scholar 

  10. Fujii, A.: Enhancing patent retrieval by citation analysis. In: Proceedings of the 30th Annual International ACM SIGIR Conference on Research and Development in Information Retrieval, pp. 793–794. The Netherlands, Amsterdam (2007)

    Google Scholar 

  11. Ganguly, D., Leveling, J., Jones, G.J.F.: United we fall, divided we stand: a study of query segmentation and PRF for patent prior art search. In: Proceedings of the 4th Workshop on Patent Information Retrieval, pp. 13–18. ACM, New York (2011)

    Google Scholar 

  12. Jansen, B.J., Booth, D.L., Spink, A.: Determining the user intent of web search engine queries. In: Proceedings of the 16th International Conference on World Wide Web, pp. 1149–1150. Banff, Alberta (2007)

    Google Scholar 

  13. Jiang, D., Pei, J., Li, H.: (2013). Mining search and browse logs for web search: a survey. ACM Trans. Intell. Syst. Technol. 4(4), 57:1–57:37

    Google Scholar 

  14. Joho, H., Azzopardi, L.A., Vanderbauwhede, W.: A survey of patent users: an analysis of tasks, behavior, search functionality and system requirements. In: Proceedings of the Third Symposium on Information Interaction in Context, pp. 13–24 (2010)

    Google Scholar 

  15. Jürgens, J., Hansen, P., Womser-Hacker, Ch.: Going beyond CLEF-IP: The reality for patent searchers? In: Catarci T., Forner P., Hiemstra D., PeAas A., Santucci G. (eds.) Information Access valuation. Multilinguality, Multimodality, and Visual Analytics, pp. 30–35 Springer, Heidelberg (2012)

    Google Scholar 

  16. Kim, Y., Seo, J., Croft, W.B.: Automatic boolean query suggestion for professional search. In: Proceedings of the 34th International ACM SIGIR Conference on Research and Development in Information Retrieval, pp. 825–834. Beijing, China (2011)

    Google Scholar 

  17. Lupu, M.: Patent information retrieval: an instance of domain-specific search. In: Proceedings of the 35th International ACM SIGIR Conference on Research and Development in Information Retrieval, pp. 1189–1190 (2012)

    Google Scholar 

  18. Magdy, W., Jones, G.J.F.: A study on query expansion methods for patent retrieval. In: Proceedings of the 4th Workshop on Patent Information Retrieval, pp. 19–24 (2011)

    Google Scholar 

  19. Mahdabi, P., Andersson, L., Keikha, M., Crestani, F.: Automatic refinement of patent queries using concept importance predictors. In: Proceedings of the 35th International ACM SIGIR Conference on Research and Development in Information Retrieval, pp. 505–514 (2012)

    Google Scholar 

  20. Nguyen, K.L., Myaeng, S.H.: Query enhancement for patent prior-art-search based on keyterm dependency relations and semantic tags. In: Larsen, Salampasis B. (ed.) Multidisciplinary Information Retrieval, pp. 28–42. Springer, Heidelberg (2012)

    Chapter  Google Scholar 

  21. Oh, S., Lei, Z., Lee, W.C., Mitra, P., Yen, J.: CV-PCR: A context-guided value-driven framework for patent citation recommendation. In: Proceedings of the 22nd ACM International Conference on Conference on Information; Knowledge Management, pp. 2291–2296 (2013)

    Google Scholar 

  22. Prez-Iglesias, J., Prez-Agüera, J.R. Fresno, V., Feinstein, Y.Z.: Integrating the Probabilistic Models BM25/BM25F into Lucene. CoRR (2009)

    Google Scholar 

  23. Potey, M.A., Patel, D.A., Sinha, P.K.: A survey of query log processing techniques and evaluation of web query intent identification. In: Advance Computing Conference (IACC), 2013 IEEE 3rd International, pp. 1330–1335 (2013)

    Google Scholar 

  24. Sormunen, E.: A novel method for the evaluation of boolean query effectiveness across a wide operational range. In: Proceedings of the 23rd Annual International ACM SIGIR Conference on Research and Development in Information Retrieval, Special Issue of SIGIR Forum 34, pp. 25–32 (2000)

    Google Scholar 

  25. Sparck Jones, K.: A statistical interpretation of term specificity and its application in retrieval. J. Doc. 28, 11–21 (1972)

    Article  Google Scholar 

  26. Takaki, T., Fujii, A., Ishikawa, T.: Associative document retrieval by query subtopic analysis and Its application to invalidity patent search. In: Proceedings of the 2004 ACM CIKM International Conference on Information and Knowledge Management, pp. 399–405 (2004)

    Google Scholar 

  27. Tannebaum, W., Rauber, A.: Mining query logs of USPTO patent examiners. In: Forner P., Mller H., Paredes R., Rosso P., Stein B. (eds.) Information Access Evaluation. Multilinguality, Multimodality, and Visualization. Springer, Heidelberg pp. 136–142 (2013)

    Google Scholar 

  28. Tannebaum, W., Rauber, A.: Analyzing query logs of USPTO examiners to identify useful query terms in patent documents for query expansion in patent searching: a preliminary study. In: Proceedings of the 5th Conference on Multidisciplinary Information Retrieval, 127–136 (2012)

    Google Scholar 

  29. Tiwana, S., Horowitz, E.: Findcite: automatically finding prior art patents. In: Proceedings of the 2nd International Workshop on Patent Information Retrieval (2009)

    Google Scholar 

  30. Von Wartburg, I., Teichert, T., Rost, K.: Inventive progress measured by multi-stage patent citation analysis. Res. Policy. 34(10), 1591–1607 (2005)

    Article  Google Scholar 

  31. Wu, H.C., Chen, H.Y., Lee, K.Y., Liu, Y.C.: A method for assessing patent similarity using direct and indirect citation links. In: Proceedings of the 2010 IEEE International Conference on Industrial Engineering and Engineering Management (IEEM), pp. 149–152 (2010)

    Google Scholar 

  32. Xue, X., Croft, W.B.: Automatic query generation for patent search. In: Proceedings of the 18th ACM Conference on Information and Knowledge Management, pp. 2037–2040 (2009)

    Google Scholar 

  33. Xue, X., Croft, W.B.: Transforming patents into prior-art queries. In: Proceedings of the 32nd International ACM SIGIR Conference on Research and Development in Information Retrieval, pp. 808–809 (2009)

    Google Scholar 

  34. Zhao, X., Xiao, C., Lin, X., Wang, W., Ishikawa, Y.: Efficient processing of graph similarity queries with edit distance constraints. VLDB J. 22(6), 727–752 (2013)

    Google Scholar 

Download references

Acknowledgments

The first author contribution is supported by the Foundation for Polish Science under International PhD Projects in Intelligent Computing. Project financed from The European Union within the Innovative Economy Operational Programme (2007–2013) and European Regional Development Fund.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jakub Wajda .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Wajda, J., Zadrozny, W. (2016). Prior-Art Relevance Ranking Based on the Examiner’s Query Log Content. In: Trė, G., Grzegorzewski, P., Kacprzyk, J., Owsiński, J., Penczek, W., Zadrożny, S. (eds) Challenging Problems and Solutions in Intelligent Systems. Studies in Computational Intelligence, vol 634. Springer, Cham. https://doi.org/10.1007/978-3-319-30165-5_15

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-30165-5_15

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-30164-8

  • Online ISBN: 978-3-319-30165-5

  • eBook Packages: EngineeringEngineering (R0)

Publish with us

Policies and ethics