Skip to main content

Integrating Local Users and Multitiered Institutions into the IWRM Process

  • Chapter
Sustainability of Integrated Water Resources Management

Abstract

Participation among stakeholders and tiered institutions in a collaborative policymaking process is essential to IWRM’s stated goals of securing water for people in a manner that reconciles economic efficiency, social equity, and environmental sustainability. Using the energy-water nexus and case examples from Tajikistan and Mexico, we define a mechanism by showing that poorly articulated multitiered institutional arrangements coupled with failure to generate truly participatory interaction of stakeholders lead to water insecurity. In the case examples, we found that the livelihoods of vulnerable populations are threatened when users experience water insecurity that is created or exacerbated when tiered institutions neglect users’ signals by failure to respond with actions that promote sound resource management or mitigate livelihood threats. Water and livelihood security would be improved by adaptive actions targeted at user-defined causes of water insecurity and coordination between local resource users and institutions at multiple levels. Our results are a diagnostic tool that can be used to identify one cause that, among a possible multitude, contributes to water insecurity. Institutions and decision-making among stakeholders will be an explicit component of the human capacity to respond with programs, policies, and actions able to deal with the dual pressure on water resources posed by climate change and heightened demand while reconciling economic efficiency, social equity, and environmental sustainability. Institutions that operate at the intersection of local users and state and non-state actors have the greatest chance of inducing IWRM solutions if the tiered nature of linkages is expressly accounted for and used to adaptive advantage.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

eBook
USD 16.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 149.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 179.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    All Water User Associations that were surveyed in the Khatlon province were created by Winrock International/USAID’s Water Users Association Support Program and Family Farming Program between 2005 and 2011.

  2. 2.

    The surface water users’ association is formally known as the Rayón ejido. An ejido is a system of communal agricultural property rights unique to Mexico and given to a group of people (typically landless farmers) by the Mexican government. The system was created by the Constitution of 1917 and eliminated as a constitutional right in 1991.

  3. 3.

    These federally appointed officials are officially termed Juez de Campo or “Field Judge.”

  4. 4.

    Secretariat of Agriculture, Livestock, Rural Development, Fisheries, and Food is a unit of Mexico’s Federal Executive branch.

References

  • Abdullaev K, Akbarzaheh S (2010) Historical dictionary of Tajikistan. Scarecrow Press, Lanham

    Google Scholar 

  • Acuña D (2013) Reportan Ganaderos Beneficios Por Lluvias. El Imparcial, 10 July 2013, Online edition, sec. Local

    Google Scholar 

  • Adams DK, Comrie AC (1997) The North American monsoon. Bull Am Meteorol Soc 78(10):2197–2213. doi:10.1175/1520-0477(1997)078<2197:TNAM>2.0.CO;2

    Article  Google Scholar 

  • Berkes F (2007) Community-based conservation in a globalized world. Proc Natl Acad Sci 104(39):15188–15193, http://www.pnas.org/content/104/39/15188.short

    Article  Google Scholar 

  • Carter NT (2010) Energy’s water demand: trends, vulnerabilities, and management. Congressional Research Service, Washington, DC

    Google Scholar 

  • Comrie AC, Broyles B (2002) Variability and spatial modeling of fine-scale precipitation data for the Sonoran Desert of south-west Arizona. J Arid Environ 50(4):573–592. doi:10.1006/jare.2001.0866

    Article  Google Scholar 

  • Comrie AC, Glenn EC (1998) Principal components-based regionalization of precipitation regimes across the Southwest United States and Northern Mexico, with an application to monsoon precipitation variability. Clim Res 10(3):201–215, http://www.int-res.com/abstracts/cr/v10/n3/p201-215/

    Article  Google Scholar 

  • Easterling DR, Meehl GA, Parmesan C, Changnon SA, Karl TR, Mearns LO (2000) Climate extremes: observations, modeling, and impacts. Science 289:2068–2074

    Article  Google Scholar 

  • Fawcett PJ, Stalker JR, Gutzler DS (2002) Multistage moisture transport into the interior of Northern Mexico during the North American summer monsoon. Geophys Res Lett 29(23):2094. doi:10.1029/2002GL015693

    Article  Google Scholar 

  • Feed the Future (2012) Tajikistan Fact Sheet. www.feedthefuture.gov

  • Global Water Partnership Technical Advisory Committee, Agarwal A, de los Angeles MS, Bhatia R, Chéret I, Davila-Poblete S, Falkenmark M et al (2000) Integrated water resources management, TAC Background Papers. Global Water Partnership, Stockholm

    Google Scholar 

  • Hightower M, Pierce SA (2008) The energy challenge. Nature 452(7185):285–286, http://www.nature.com/nature/journal/v452/n7185/full/452285a.html

    Article  Google Scholar 

  • Hoerling M, Kumar A (2003) The perfect ocean for drought. Science 299(5607):691–694. doi:10.1126/science.1079053

    Article  Google Scholar 

  • Intergovernmental Panel on Climate Change (2001a) Climate change 2001: synthesis report, contribution of working groups I, II, and III to the third assessment report of the intergovernmental panel on climate change. Cambridge University Press, New York

    Google Scholar 

  • Intergovernmental Panel on Climate Change (2001b) Climate change 2007: synthesis report, contribution of working groups I, II, and III to the fourth assessment report of the intergovernmental panel on climate change. IPCC, Geneva

    Google Scholar 

  • Lam S (2010) Assessment of water user association support program

    Google Scholar 

  • Lauenroth WK, Bradford JB (2009) Ecohydrology of dry regions of the United States: precipitation pulses and intraseasonal drought. Ecohydrology 2(2):173–181. doi:10.1002/eco.53

    Article  Google Scholar 

  • Leathers DJ, Yarnal B, Palecki MA (1991) The Pacific/North American teleconnection pattern and United States climate. Part I: regional temperature and precipitation associations. J Clim 4(5):517–528. doi:10.1175/1520-0442(1991)004<0517:TPATPA>2.0.CO;2

    Article  Google Scholar 

  • Loik ME, Breshears DD, Lauenroth WK, Belnap J (2004) A multi-scale perspective of water pulses in dryland ecosystems: climatology and ecohydrology of the western USA. Oecologia 141(2):269–281. doi:10.1007/s00442-004-1570-y

    Article  Google Scholar 

  • Mehta A (2008) Integrated water resource management assessment report: Wakal River Basin, India – The enabling environment (Water Related Policies, Laws and Institutional Mechanism). Project Study Series. Global Water for Sustainability Program, Florida International University, North Miami

    Google Scholar 

  • Melikyan L, Ghukassyan H (2011) Poverty and social impact assessment: energy sector in Tajikistan

    Google Scholar 

  • Mittal AK (2009) Energy-water nexus: improvements to federal water use data would increase understanding of trends in power plant water use. Report to the Chairman, Committee on Science and Technology, House of Representatives GAO-10-23. United States Government Accountability Office, Washington, DC. http://www.gao.gov/products/GAO-10-23

  • Molle F (2008a) Nirvana concepts, narratives and policy models: insights from the water sector. Water Altern 1(1):131–156, http://www.water-alternatives.org/index.php?option=com_docman&task=doc_download&gid=20%3E

    Google Scholar 

  • Molle F (2008b) Why enough is never enough: the societal determinants of river basin closure. Int J Water Resour Dev 24(2):217–226. doi:10.1080/07900620701723646

    Article  Google Scholar 

  • Molle F (2009) Water, politics and river basin governance: repoliticizing approaches to river basin management. Water Int 34(1):62–70. doi:10.1080/02508060802677846

    Article  Google Scholar 

  • Molle F, Mollinga PP, Meinzen-Dick R (2008) Water, politics and development: introducing water alternatives. Water Altern 1(1):1–6, http://www.water-alternatives.org/index.php?option=com_docman&task=doc_download&gid=14

    Google Scholar 

  • Ostrom E (2007) A diagnostic approach for going beyond panaceas. Proc Natl Acad Sci 104(39):15181–15187, http://www.pnas.org/content/104/39/15181.short

    Article  Google Scholar 

  • Overpeck J, Udall B (2010) Dry times ahead. Science 328:1642–1643

    Article  Google Scholar 

  • Pineda-Pablos N, Scott CA, Wilder M, Salazar-Adams A, Díaz-Caravantes R, Brito L, Watts C, Moreno JL, Oroz L, Neri C (2012) Chapter 5: Hermosillo. In: Wilder M, Scott CA, Pineda-Pablos N, Varady RG (eds) Moving forward from vulnerability to adaptation: climate change, drought, and water demand in the urbanizing Southwestern United States and Northern Mexico/Avanzando Desde La Vulnerabilidad Hacia La Adaptación: El Cambio Climático, La Sequía, y La Demanda Del Agua En Áreas Urbanas Del Suroeste de Los EEUU y El Norte de México. Udall Center for Studies in Public Policy, The University of Arizona, Tucson

    Google Scholar 

  • Rahaman MM, Varis O (2005) Integrated water resources management: evolution, prospects and future challenges. Sustain Sci Pract Policy 1(1):15–21, http://sspp.proquest.com/archives/vol1iss1/0407-03.rahaman.html

    Google Scholar 

  • Schlager E, Ostrom E (1992) Property-rights regimes and natural resources: a conceptual analysis. Land Econ 68(3):249–262, http://www.jstor.org/stable/10.2307/3146375

    Article  Google Scholar 

  • Scott CA, Pasqualetti MJ (2010) Energy and water resources scarcity: critical infrastructure for growth and economic development in Arizona and Sonora. Nat Resour J 50:645, http://heinonlinebackup.com/hol-cgi-bin/get_pdf.cgi?handle=hein.journals/narj50&section=34

    Google Scholar 

  • Scott CA, Pierce SA, Pasqualetti MJ, Jones AL, Montz BE, Hoover JH (2011) Policy and institutional dimensions of the water–energy nexus. Energy Policy 39(10):6622–6630. doi:10.1016/j.enpol.2011.08.013

    Article  Google Scholar 

  • Scott CA, Meza FJ, Varady RG, Tiessen H, McEvoy J, Garfin GM, Wilder M, Farfán LM, Pablos NP, Montaña E (2013) Water security and adaptive management in the arid Americas. Ann Assoc Am Geogr 103(2):280–289. doi:10.1080/00045608.2013.754660

    Article  Google Scholar 

  • Secretaria de Gobernación (2013) Distribución de La Población Por Tamaño de Localidad, 2010. Instituto Nacional Para El Federalismo y El Desarrollo Municipal, Sistem Nacional de Información Municipal, 8 Oct 2013. http://www.snim.rami.gob.mx/#

    Google Scholar 

  • Secretariat of Agriculture, Livestock, Rural Development, Fisheries and Food (SAGARPA) (2010) Livestock census – Rayón, Sonora, Mexico

    Google Scholar 

  • Setegn SG, Rayner D, Melesse AM, Dargahi B, Srinivasan R, Wörman A (2011) Climate change impact on agricultural water resources variability in the Northern Highlands of Ethiopia. In: Melesse AM (ed) Nile River basin. Springer, Dordrecht, pp 241–265, http://dx.doi.org/10.1007/978-94-007-0689-7_12

    Chapter  Google Scholar 

  • Sheppard PR, Comrie AC, Packin GD, Angersbach K, Hughes MK (2002) The climate of the US Southwest. Clim Res 21(3):219–238, https://webspace.utexas.edu/wsc226/GeoPapers/Climate/Sheppard2002_US-SW-Climate.pdf

    Article  Google Scholar 

  • United Nations Economic Commission for Europe (2007) Our waters: joining hands across borders: first assessment of transboundary rivers, lakes and groundwaters. United Nations Publications, Geneva

    Google Scholar 

  • USAID (2012) Feed the future Tajikistan fact sheet. United States Agency for International Development. http://feedthefuture.gov/sites/default/files/resource/files/ftf_factsheet_tajikistan.pdf

  • Varady RG, Scott CA, Wilder M, Morehouse B, Pablos NP, Garfin GM (2013) Transboundary adaptive management to reduce climate-change vulnerability in the western U.S.–Mexico border region. Environ Sci Pol 26:102–112. doi:10.1016/j.envsci.2012.07.006

  • Varis O, Rahman MM (2008) Central Asian waters: social, economic, environmental and governance puzzle. Water and Development Publications – Helsinki University of Technology, Helsinki

    Google Scholar 

  • World Bank Poverty Reduction and Economic Management Unit Europe and Central Asia (2013) Tajikistan: reinvigorating growth in the Khatlon Oblast

    Google Scholar 

  • Yang S, Ding F, Ding Z (2006) Pleistocene chemical weathering history of Asian arid and semi-arid regions recorded in loess deposits of China and Tajikistan. Geochimica 70:1695–1709

    Article  Google Scholar 

  • Young OR, King LA, Schroeder H (2008) Institutions and environmental change: principal findings, applications, and research frontiers. MIT Press, Cambridge, MA

    Book  Google Scholar 

  • Zvi L, Sedik D (2008) The economics of land reform in Tajikistan

    Google Scholar 

Download references

Acknowledgments

The authors gratefully acknowledge the support of the National Science Foundation (NSF); Coupled Natural-Human Systems grant DEB-1010495; the Inter-American Institute for Global Change Research grant SGP-CRA #005 (supported by NSF grant GEO-1138881); the Fulbright Program and Mercy Corps Tajikistan, especially John Ross; the Tinker Foundation; the National Science Foundation’s Pan-American Advanced Studies Institute on Adaptive Energy-Water Management in the Americas (NSF grant OISE-1242209); and the University of Arizona’s Udall Center for Studies in Public Policy, for making this research possible. Special thanks to Dr. Shimelis Setegn, Dr. Alan Navarro, Katherine Curl, and Lily House-Peters.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Ryan H. Lee .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2015 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Lee, R.H., Herwehe, L., Scott, C.A. (2015). Integrating Local Users and Multitiered Institutions into the IWRM Process. In: Setegn, S., Donoso, M. (eds) Sustainability of Integrated Water Resources Management. Springer, Cham. https://doi.org/10.1007/978-3-319-12194-9_20

Download citation

Publish with us

Policies and ethics