Abstract
Article 41 of the ICJ Statute is the expression of an inherent power of international arbitral tribunals and judicial bodies; also the conditions for the indication of provisional measures by the ICJ are similar with those usually applied in arbitration. Yet, the Court’s competence to act proprio motu and the use of interim measures as a tool fostering international peace and security distinguish the Court’s practice from that of arbitral tribunals.
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Notes
- 1.
See Article 26(1) thereof. The corresponding provisions of the Inter-State and the IOS Optional Rules are drafted in slightly different terms, providing for the power to grant interim measures ‘unless the parties otherwise agree’ (emphasis added; see further below, Sect. 7.3, for a discussion of these texts). Cf. Also Article 1(2) of the ILC Model Rules on Arbitral Procedure and, as regards investor-State arbitration, Article 47 of the ICSID Convention.
- 2.
- 3.
Award of 16 April 1938, RIAA 3, p. 1911 at 1936. For another early example see Oellers-Frahm (2012b), p. 390.
- 4.
See E-Systems, Interim Award No. 13-388-FT. Cf. further Caron (1986), pp. 475ff. Also the European Court of Human Rights has established its power to issue provisional measures in Rule 39 of its Rules of Court, without and express basis in the Convention.
- 5.
- 6.
See Happold (2013).
- 7.
See above, Sect. 6.5.
- 8.
See Article 290(5) UNCLOS, entrusting either the ITLOS or the Seabed Disputes Chamber with a residual competence to adopt provisional measures in disputes submitted to arbitration, pending the constitution of the arbitral tribunal.
- 9.
See especially the Legality of Use of Force cases: the orders on provisional measures of 2 June 1999, (see ICJ Reports 1999, p. 124 at 132, para. 21, for the Yugoslavia v. Belgium case). On this requirement cf., critically, Bastid (1951), p. 598.
- 10.
Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua), Provisional Measures, order of 8 March 2011, ICJ Reports 2011, p. 6 at 18, para. 53; see further, in the same case (joined with Nicaragua v. Costa Rica), the order of 22 November 2013, para. 24. Cf. already the separate opinion by Judge Abraham appended to the order of 13 July 2006 in Pulp Mills on the River Uruguay, ICJ Reports 2006, p. 137 at 140, and Thirlway (2001), pp. 88–89.
- 11.
Request for Interpretation of the Judgment of 31 March 2004 in the Case concerning Avena and Other Mexican Nationals, Provisional Measures, order of 16 July 2008, ICJ Reports 2008, p. 311 at 328, para. 65.
- 12.
Certain Activities in the Border Area, order of 8 March 2011, ICJ Reports 2011, pp. 21–22, para. 64; cf. also, for example, Questions relating to the Obligation to Prosecute or Extradite (Belgium v. Senegal), Provisional Measures, order of 28 May 2009, ICJ Reports 2009, p. 139 at 152–153, para. 62.
- 13.
The Indus Waters Kishenganga Arbitration (The Islamic Republic of Pakistan and the Republic of India), order on interim measures of 23 September 2011, para. 127. See, also for a very critical appraisal of the Tribunal’s approach to the issue, Bhattacharya (2013).
- 14.
Order of 8 October 2003, paras. 76ff.
- 15.
This document also mentions (letter C of the preamble) another Undertaking relating to the use of the seised material that was submitted to the Arbitral Tribunal constituted under the 2002 Timor Sea Treaty on 19 December 2013. Cf. Belgium v. Senegal, ICJ Reports 2012, p. 155, paras 71, 73.
- 16.
Kishenganga, order on interim measures, 23 September 2011, paras. 128ff. See www.pca-cpa.org, accessed 9 Oct 2013. For the text of Annexure G to the Indus Waters Treaty of 19 Sept 1960, under the authority of which the arbitration is taking place, see UNTS 419, p. 210. See Brown (2007), pp. 135ff.
- 17.
- 18.
Compare the discussion below, Sect. 10.4, concerning the possibility to limit the Court’s competence under Article 61 thereof.
- 19.
Such binding effects are denied, for instance, by Guggenheim (1932), pp. 757–758; Barile (1952), p. 151; Tesauro (1975), pp. 894ff.; Elkind (1981), p. 164; Gaeta (2000), p. 186. An opposite conclusion is purported, among others, by Niemeyer (1932), p. 27; Hammarskjöld (1935), p. 27 (maintaining that interim measures issued by the PCIJ would be binding, but not executory); Hambro (1956), p. 169; Oellers-Frahm (1975), p. 109; Daniele (1993), p. 150.
- 20.
Emphasis added.
- 21.
Emphasis added. For a discussion of these differences see LaGrand, judgment of 27 June 2001, ICJ Reports 2001, p. 501ff., paras. 99ff.
- 22.
Provisional measures were not executed, notably, in the cases of the Electricity Company of Sofia and Bulgaria, order of 5 December 1939, Series A/B, No. 79, because of the events of World War II. As regards the ICJ, this fate was met by provisional measures issued against Iran in the case of the Anglo-Iranian Oil Co. (United Kingdom v. Iran), order of 5 July 1951, ICJ Reports 1951, p. 89 at 100ff.; against Iceland in the Fisheries Jurisdiction cases, orders of 17 August 1972, ICJ Reports 1972, pp. 12 and 30; against France in the Nuclear Tests cases, orders of 23 June 1973, ICJ Reports 1973, pp. 99 and 135; and against the United States in LaGrand.
- 23.
Declaration appended to the order of 1 July 2000, Armed Activities in the Territory of the Congo (Congo v. Uganda), Provisional Measures, ICJ Reports 2000, p. 132, para. 6.
- 24.
Cf. Tesauro (1975), p. 901.
- 25.
Application of the Convention on the Prevention and Punishment of the Crime of Genocide (Bosnia v. Serbia), order of 13 September 1993, separate opinion, ICJ Reports 1993, p. 370 at 374.
- 26.
Judgment of 27 June 2001, ICJ Reports 2001, pp. 501–502, para. 102:
The object and purpose of the Statute is to enable the Court to fulfil the functions provided for therein, and, in particular, the basic function of judicial settlement of international disputes by binding decisions in accordance with Article 59 of the Statute. The context in which Article 41 has to be seen within the Statute is to prevent the Court from being hampered in the exercise of its functions because the respective rights of the parties to a dispute before the Court are not preserved. It follows from the object and purpose of the Statute, as well as from the terms of Article 41 when read in their context, that the power to indicate provisional measures entails that such measures should be binding, inasmuch as the power in question is based on the necessity, when the circumstances call for it, to safeguard, and to avoid prejudice to, the rights of the parties as determined by the final judgment of the Court.
Cf. already the mandatory language used in Congo v. Uganda, order of 1 July 2000, operative part, ICJ Reports 2000, p. 111 at 129, para. 47(3).
- 27.
- 28.
See further Rosenne (2005), p. 11, stressing the influence of the ‘important political innovation’ brought about by the Third United Nations Convention on the Law of the Sea.
- 29.
See the authors mentioned above, note 19.
- 30.
Emphasis added. However, compare this with the Trail Smelter provisional award, providing for a temporary regime apparently without any express request by the parties (RIAA 3, p. 1936); neither does Article 1(2) of the ILC Model Rules mention this requirement. Also the Eritrea/Ethiopia Boundary Commission’s extensive interpretation of its power to make interim decisions, discussed below in this section, could have led provisional measures to being adopted proprio motu.
- 31.
Emphasis added. See Treves (2004), p. 1250.
- 32.
The power to indicate provisional measures aimed at preventing the aggravation of a dispute ‘independently of the parties’ requests’ was restated in the Request for Interpretation (Cambodia v. Thailand) case, ICJ Reports 2011, pp. 551–552, para. 59.
- 33.
See above, Sect. 6.5.
- 34.
Cf. Eisemann (2013), p. 123. See for a recent example the order of 22 November 2013 in the joined cases concerning Certain Activities in the Border Area—Construction of a Road in Costa Rica, para. 52.
- 35.
Order of 17 July 2002 made pursuant to Article 20 and Article 27(1) of the Commission’s Rules of Procedure, RIAA 25, pp. 199–203.
- 36.
Emphasis added. No similar indication is included in the texts of the Inter-State and IOS Optional Rules.
- 37.
Certain Activities in the Border Area-Construction of a Road in Costa Rica, Request for the Modification of the Order of 8 March 2011, order of 16 July 2013, para. 17, emphasis added. According to Article 75(3) of the Rules, ‘The rejection of a request for the indication of provisional measures shall not prevent the party which made it from making a fresh request in the same case based on new facts’. New requests may be submitted also when provisional measures have been issued in the first place: see in this respect the new request submitted by Costa Rica in the Certain Activities in the Border Area on 24 September 2013, upheld with the order of 22 November 2013. Cf. already Bosnia v. Serbia, order of 13 September 1993, ICJ Reports 1993, pp. 325ff.
- 38.
Sztucki (1983), p. 1.
- 39.
The corresponding Article of the IOS Optional Rules is framed in similar terms, while Article 26 of the PCA Arbitration Rules 2012 adopts a more nuanced approach to the purpose of provisional measures.
- 40.
See further below, Sect. 11.2.
- 41.
On the doubts raised by the ICJ’s findings in Barcelona Traction, Light and Power Co. (Belgium v. Spain), ICJ Reports 1970, p. 32, paras. 33ff. and p. 47, para. 91, and by the subsequent case law see only Simma (1994), pp. 294ff.; Forteau (2010), pp. 39ff. at 58ff. The present author’s views on the issue are set out in Forlati (2001).
- 42.
Article 290(1) reads:
If a dispute has been duly submitted to a court or tribunal which considers that prima facie it has jurisdiction (…), the court or tribunal may prescribe any provisional measures which it considers appropriate under the circumstances to preserve the respective rights of the parties to the dispute or to prevent serious harm to the marine environment, pending the final decision.
(emphasis added). This provision, which could apply also to the ICJ under Article 287(1)(b) UNCLOS, would in keeping with the extensive reading of Article 41 of the Statute suggested above in the text because avoiding serious harm to the maritime environment is an obligation erga omnes, both under UNCLOS and, arguably, under general international law. Cf. however Treves (2004), pp. 1249ff.
- 43.
Available at www.pca-cpa.org.
- 44.
- 45.
See para. 28 thereof: ‘Either Party may request the Court at its first meeting to lay down, pending its Award, such interim measures as, in the opinion of that Party, are necessary to safeguard its interests under the Treaty with respect to the matter in dispute, or to avoid prejudice to the final solution or aggravation or extension of the dispute’. Cf. again the order of 6 June 2011, paras. 131ff.
- 46.
A ‘duty of the Parties to do nothing that would aggravate the dispute’ was identified by the Ethiopia/Eritrea Boundary Commission in its order of 17 July 2002 quoted above, para. 18; see also the ITLOS order in the Land Reclamation case, para. 90. Cf. further Eisemann (2013), p. 127.
- 47.
Order of 5 December 1939, Series A/B, No. 79, 199. See further, e.g., Anglo-Iranian Oil Co., order of 5 July 1951, ICJ Reports 1951, p. 93; Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. USA), order of 10 May 1984, ICJ Reports 1984, p. 187. For the practice of the ITLOS see Treves (2004).
- 48.
Order of 10 January 1986, ICJ Reports 1986, p. 3 at 9.
- 49.
Order of 15 March 1996, ICJ Reports 1996, p. 13 at 22–23, para. 41. Cf. also Armed Activities in the Territory of the Congo, order of 1 July 2000, ICJ Reports 2000, p. 128, para. 44. In the case of the Aegean Sea Continental Shelf (Greece v. Turkey) the ICJ did not find it necessary to make a determination on this point (order of 11 September 1976, ICJ Reports 1976, p. 3 at 13, para. 36).
- 50.
- 51.
- 52.
Below, Sect. 11.4.
- 53.
See recently Construction of a Road in Costa Rica, Provisional Measures, order of 13 December 2013, para. 16. See already Certain Activities in the Border Area, order of 22 November 2013, para. 25; Certain Activities in the Border Area, order of 8 March 2011, ICJ Reports 2011, p. 18, para. 54; Obligation to Prosecute or Extradite order of 28 May 2009, ICJ Reports 2009, p. 151, para. 56. Cf Oellers-Frahm (2012a), p. 1044.
- 54.
Request for Interpretation of the Judgment of 15 June 1962 in the Case concerning the Temple of Préah Vihéar (Cambodia v. Thailand), order of 18 July 2011, ICJ Reports 2011, p. 537 at 545, para. 33.
- 55.
ICJ Reports 2011, p. 551, para. 55. Para. 56 further stresses: ‘there are competing claims over the territory surrounding the Temple; (…) the situation in the area of the Temple of PrĂ©ah VihĂ©ar remains unstable and could deteriorate; (…) because of the persistent tensions and absence of a settlement to the conflict, there is a real and imminent risk of irreparable prejudice being caused to the rights claimed by Cambodia’.
- 56.
ICJ Reports 2011, p. 613 at 613, para. 2. Judge Donoghue further questioned the possibility issuing provisional measures in proceedings instituted under Article 60 of the Statute (ibid., para. 3) and criticized the lack of continuity between the measures indicated in 2011 and the judgment to be interpreted (ibid., p. 621, para. 22). Cf. also the declaration by Judge Oda in Cameroon v. Nigeria, ICJ Reports 1996, p. 26 at 27, critically emphasising that ‘loss of life in the disputed area, distressing as it undoubtedly is, does not constitute the real subject matter of the present case’.
- 57.
ICJ Reports 1976, p. 10, para. 23. Cf. further ibid., p. 12, para. 34, for the argument that the request of an order directing the Governments of both States to refrain from taking further military measures or actions did not fall within the provisions of Article 41 because ‘the right so invoked is not the subject of any of the several claims submitted to the Court by Greece in its Application’.
- 58.
ICJ Reports 2011, p. 27, para. 1 of the operative part. Para. 2 sets forth that
Costa Rica may dispatch civilian personnel charged with the protection of the environment to the disputed territory (…) but only in so far as it is necessary to avoid irreparable prejudice being caused to the part of the wetland where that territory is situated; Costa Rica shall consult with the Secretariat of the Ramsar Convention in regard to these actions, give Nicaragua prior notice of them and use its best endeavours to find common solutions with Nicaragua in this respect[.]
This part of the order is for the most part restated in the order of 22 November 2013, paragraph E of the operative part, with the exception of the obligation to seek agreed solutions with Nicaragua.
- 59.
See again the order of July 2011.
- 60.
Dissenting opinion appended to the order, ICJ Reports 2011, p. 557. at 561, para. 14. Cf. further Eisemann (2013), p. 131. On the indication of provisional measures in proceedings concerning the interpretation of judgments (that occurred already in the Avena (Request for Interpretation) case, ICJ Reports 2008, p. 311) see Oellers-Frahm (2012a), p. 1056.
- 61.
ICJ Reports 1986, p. 13.
- 62.
See his declaration in Cameroon v. Nigeria, ICJ Reports 1996, p. 29. Cf. further Zyberi (2010), p. 579.
- 63.
Interpretation (Temple of PrĂ©ah VihĂ©ar) case, dissenting opinion, ICJ Reports 2011, p. 560, para. 11. The opportunity for coordinated action between the ICJ and the Security Council in this regard was emphasised by various speakers, notably Judges Owada and Gaja, at the conference on ‘The ICJ in the Service of Peace and Justice’, The Hague, 23 September 2013.
- 64.
ICJ Reports 1976, p. 13, paras. 38ff. See Papa (2006), pp. 163ff., for a discussion of the order in the broader context of the relationship between the ICJ and the Security Council.
- 65.
- 66.
- 67.
See below, Sect. 11.4.
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Forlati, S. (2014). The Adoption of Provisional Measures Under Article 41 of the Statute. In: The International Court of Justice. Springer, Cham. https://doi.org/10.1007/978-3-319-06179-5_7
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