Abstract
In Chap. 7, we go further away from self-actionalism, by deepening the grasp of contingency in the theories of the policy process. We look at attempts at bringing an understanding of the political constitution of policy problems back into the theories of the policy process, by looking at different understandings of policy implementation ranging from the concepts of “street-level bureaucrats” to those of “backward mapping.” Then we move to four basic patterns in theorizing policy as a contingent process: the theory of policy streams; the theory of advocacy coalitions; “thick” institutionalism in rational choice theory; and the theory of “attention shifts.” This provides the basis for making sense of the emergence of the theories of policy networks and the notion of governance as governing through networks. We discuss various additional roots of the notion of governance, such as new-institutionalism, new public management, organization studies and political science, and multi-level governance and/as network governance.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
A term sometimes used to highlight the specificity of network form of governance that is neither anarchy of markets, nor hierarchy of state—see Chap. 3.
- 2.
References
Aldrich, H., & Pfeffer, J. (1976). Environments of organizations. Annual Review of Sociology, 2, 79–105.
Allison, G. (1969). Conceptual models and the Cuban Missile Crisis. The American Political Science Review, 63(3), 689–718.
Allison, G., & Zelikow, P. (1999). Essence of decision: Explaining the Cuban Missile Crisis. Longman.
Amnå, E., & Montin, S. (Eds.) (2000). Towards a New Concept of Local Self-Government?: Recent LocalGovernment Legislation in Comparative Perspective. Oslo: Fagbokforlaget.
Bache, I., & Flinders, M. (Eds.). (2004). Multilevel governance. Oxford University Press.
Baumgartner, F. R., & Jones, B. D. (Eds.). (2002). Policy dynamics. Chicago University Press.
Baumgartner, F. R., & Jones, B. D. (2009). Agendas and instability in American politics. University of Chicago Press.
Benson, K. (1975). The interorganizational network as a political economy. Administrative Science Quarterly, 20(2), 229–249.
Benson, K. (1977). Organizations: A dialectical view. Administrative Science Quarterly, 22(1), 1–21.
Benson, K. (1982). A framework for policy analysis. In D. L. Rogers & D. A. Whetton (Eds.), Interorganisational coordination: Theory, research and implementation (pp. 137–170). Ames.
Berry, F., Brower, R., Choi, S., Goa, W., Jang, H., Kwon, M., & Word, J. (2004). Three traditions of network research: What the public management research agenda can learn from other research communities. Public Administration Review, 64(5), 539–552.
Bevir, M. (2010a). Democratic governance. Princeton University Press.
Bevir, M. (2010b). Rethinking governmentality: Towards genealogies of governance. European Journal of Social Theory, 13(4), 423–441.
Bevir, M., & Rhodes, R. (2006). Governance stories. Routledge.
Chia, R. (1999). A ‘rhizomic’ model of organizational change and transformation: Perspective from a metaphysics of change. British Journal of Management, 10(3), 209–227.
Chia, R., & Holt, R. (2009). Strategy without design. The silent efficacy of indirect action. Cambridge University Press.
Clark, G. (1984). A theory of local autonomy. Annals of the Association of American Geographers, 74(2), 195–208.
Cobb, R. W., & Elder, C. D. (1971). The politics of agenda-building: An alternative perspective for modern democratic theory. The Journal of Politics, 33(4), 892–899.
Conklin, J. (2006). Dialogue mapping: Building shared understanding of wicked problems. John Wiley.
Crozier, M., & Thoenig, L.-C. (1976). The regulation of complex organized systems. Administrative Science Quarterly, 21(4), 547–570.
DeFilippis, J. (1999). Alternatives to the “New Urban Politics”: Finding locality and autonomy in local economic development. Political Geography, 18(9), 973–990.
Dowding, K. (1995). Model or metaphor? A critical review of the policy network approach. Political Studies, 43(1), 136–158.
Dowding, K. (2001). There must be end of confusion: Policy networks, intellectual fatigue, and the need for political science methods courses in British universities. Political Studies, 49(1), 89–105.
Dunsire, A. (1993). Modes of governance. In J. Kooiman (Ed.), Modern governance. New government-society interactions (pp. 21–34). Sage.
Easton, D. (1953). The political system: An inquiry into the state of political science. Alfred A. Knopf.
Elmore, R. (1979/1980). Backward mapping: Implementation research and policy decisions. Political Science Quarterly, 94(4), 601–616.
Elmore, R. (1983). Forward and backward mapping: Reversible logic in the analysis of public policy. Paper presented at the International Workshop on Interorganizational Implementation Systems, Rotterdam, The Netherlands, June 27–30.
Enroth, H. (2011). Policy network theory. In M. Bevir (Ed.), The Sage handbook of governance (pp. 19–35). Sage.
Fischer, F., & Forester, J. (Eds.). (1993). The argumentative turn in policy analysis and planning. Duke University Press.
Flynn, N. (1993). Public sector management. Harvester Wheatsheaf.
Foucault, M. (1982). The subject and power. Critical Inquiry, 8(4), 777–795.
Gage, R. W., & Mandell, M. P. (Eds.). (1990). Strategies for managing intergovernmental policies and networks. Praeger.
Goldsmith, M. (1995). Autonomy and city limits. In D. Judge, G. Stoker, & H. Wolman (Eds.), Theories of urban politics (pp. 228–252). Sage.
Hanf, K., & Scharpf, F. (1978). Interorganisational policy making. Limits of coordination and central control. Sage.
Hardin, G. (1968). The tragedy of the commons. Science, 162(3859), 1243–1248.
Hay, C. (2016). Good in a crisis: The ontological institutionalism of social constructivism. New Political Economy, 21(6), 520–535.
Heclo, H. (1978). Issue networks and the executive establishment. In A. King (Ed.), The new American political system (pp. 87–101). American Enterprise Institute for Public Policy Research.
Hitch, C. (1957). Operations research and national planning: A dissent. Operations Research, 5(5), 718–723.
Hjern, B., & Porter, D. (1983). Implementation structures: A new unit of administrative analysis. In B. Holzner, K. D. Knorr, & H. Strasser (Eds.), Realizing social science knowledge (pp. 265–277). Physica-Verlag.
Hood, C. (1991). A public management for all seasons? Public Administration, 69(1), 3–19.
Howlett, M., McConnell, A., & Perl, A. (2014). Streams and stages: Reconciling Kingdon and policy process theory. European Journal of Political Research, 44, 37–58. https://doi.org/10.1111/1475-6765.12064
Hudson, B. (2004). Analysing network partnerships. Benson re-visited. Public Management Review, 6(1), 75–94.
Jessop, B. (1998). The rise of governance and the risk of failure. International Social Science Journal, 50(155), 29–45.
Jessop, B. (2004). Multi-level governance and multi-level metagovernance. In I. Bache & M. Flinders (Eds.), Multi-level governance (pp. 49–74). Oxford University Press.
Jessop, B. (2011). Metagovernance. In M. Bevir (Ed.), The Sage handbook of governance (pp. 106–123). Sage.
Jessop, B. (2016a). The state: Past, present, future. Polity.
Jessop, B. (2016b). Territory, Governance and Multispatial Metagovernance. Territory, Politics, Governance, 4(1), 8–32.
Jordan, G. (2011). Policy community. In B. Badie, D. Berg-Schlosser, & L. Morlino (Eds.), International encyclopaedia of political science (pp. 1902–1904). Sage/IPSA.
Jordan, G., Maloney, W. A., & McLaughlin, A. M. (1994). Characterizing agricultural policy-making. Public Administration, 72(4), 505–526.
Junginger, S. (2014). Towards Policymaking as Designing: Policymaking beyond Problem-Solving and Decision-making. In Bason C. (Ed.), Design for Policy (pp. 57–69). London, New York: Gover.
Keast, R. (2013). Network theory tracks and trajectories. In R. Keast, M. Mandell, & R. Agranoff (Eds.), Network theory in the public sector. Building new theoretical frameworks (pp. 15–30). Routledge.
Keast, R., Mandell, M., & Agranoff, R. (Eds.). (2013). Network theory in the public sector. Building new theoretical frameworks. Routledge.
Kickert, W. J. M., Kijn, E.-H., & Koppenjan, J. F. M. (eds.) (1997). Managing Complex Networks. Strategies for the Public Sectors. London, Sage.
Kjellberg, F., Reschova, J., & Sootla, G. (1994). The role of local autonomy in democratic and democratising societies. The new local government acts in Czech Republic, Estonia and Norway. Paper presented at the XVI IPSA World Congress, Berlin, August 21–25.
Klijn, E. H. (1997). Policy networks: An overview. In W. Kickert, E. H. Klijn, & J. F. M. Koppenjan (Eds.), Managing complex networks. Strategies for the public sector (pp. 15–34). Sage.
Klijn, E. H., & Koppenjan, J. F. M. (2000). Public management and policy networks: Foundations of a network approach to governance. Public Management, 2(2), 135–158.
Klijn, E. H., & Koppenjan, J. F. M. (2015). Governance networks in the public sector. Routledge.
Knoepfel, P., Larrue, C., Varone, F., & Hill, M. (2007). Public policy analysis. Polity Press.
Kooiman, J. (Ed.). (1993). Modern governance. New government-society interactions. Sage.
Kooiman, J. (1999). Social-political governance. Overview, reflections and design. Public Management: An International Journal of Research and Theory, 1(1), 67–92.
Koppenjan, J., & Klijn, E. H. (2004). Managing uncertainties in networks. A network approach to problem solving and decision making. Routledge.
Law, J. (1994). Organizing modernity. Blackwell.
Lawrence, T., Suddaby, R., & Leca, B. (2009). Institutional work actors and agency in institutional studies of organizations. Cambridge University Press.
Leemans, A. (1970). Changing patterns of local government. IUAL.
Lindblom, C. (1959). The science of “muddling through.”. Public Administration Review, 19(2), 79–88.
Lindblom, C. (1979). Still muddling, not yet through. Public Administration Review, 39(6), 517–526.
Lipsky, M. (1969). Toward a theory of street-level bureaucracy. Paper prepared for presentation at the 1969 Annual Meeting of the American Political Science Association, York, September 2–6.
Lowi, T. (1964). Review: American business, public policy, case-studies, and political theory. World Politics, 16(4), 677–715.
Marks, G., & Hooghe, L. (2004). Contrasting visions of multi-level governance. In I. Bache & M. Flinders (Eds.), Multi-level governance (pp. 15–29). Oxford University Press.
Marsh, D. (1998). Comparing policy networks. Open University Press.
Marsh, D., & Smith M. (2000). Understanding Policy Networks: towards a Dialectical Approach. Policy Studies 48(1), 4-21.
Mayntz, R. (1978). Intergovernmental implementation of environmental policy. In K. Hanf & F. W. Scharpf (Eds.), Interorganizational policy-making: Limits of coordination and central control (pp. 202–214). Sage.
Mayntz, R. (1993). Governing failures and the problem of governability: Some comments on a theoretical paradigm. In J. Kooiman (Ed.), Modern governance: New government—Society interactions (pp. 9–20). Sage.
Mayntz, R. (2003). New challenge to governance theory. In H. Bang (Ed.), Governance as social and political communication (pp. 27–40). Manchester University Press.
McLaughlin, K., Osborne, S., & Ferlie, E. (2002). New public management. Current trends and future prospects. Routledge.
Meyer, J., & Rowan, B. (1977). Institutionalized organizations: Formal structure as myth and ceremony. American Journal of Sociology, 83(2), 340–363.
Murdoch, J. (2006). Post-structuralist geography. A guide to relational space. Sage.
Nayak, A., & Chia, R. (2011). Thinking becoming and emergence: Process philosophy and organisation studies. In H. Tsoukas & R. Chia (Eds.), Philosophy and organization theory. Research in the sociology of organizations (pp. 281–309). Emerald Publishing.
Osborne, S. (2010). The new public governance? Emerging perspectives in the theory and practice of public governance. Routledge.
Ostrom, E. (1986). An agenda for the study of institutions. Public Choice, 48, 3–25.
Ostrom, E. (1998). Behavioural approach to the rational choice theory of collective action: Presidential address. Political Science Review, 92(1), 1–22.
Ostrom, E. (2005). Understanding institutional diversity. Princeton University Press.
Ostrom, E. (2015/1990). Governing the commons. The evolution of institutions for collective action. Cambridge University Press.
Parsons, W. (1995). Public policy: An introduction to the theory and practice of policy analysis. Edward Elgar Publishing.
Pollitt, C., & Bouckaert, G. (2011). Public management. Reform a comparative analysis—New public management, governance, and the Neo-Weberian state. Oxford University Press.
Pollitt, C., Hanney, S., Packwood, T., Rothwell, S., & Roberts, S. (1997). Trajectories and options: An international perspective on the implementation of public management reforms. Ministry of Finance.
Pressman, J., & Wildavsky, A. (1973). Implementation. University of California Press.
Rhodes, R. A. W. (1981). Control and power in central-local government relations. Gower.
Rhodes, R. A. W. (1988). Beyond Westminster and Whitehall: The sub-central governments of Britain. Routledge.
Rhodes, R. A. W. (1996). The new governance: Governing without government. Political Studies, 44(4), 652–667.
Rhodes, R. A. W. (2000). The governance narrative: Key findings and lessons from the ECRC’s Whitehall Program. Public Administration, 78(2), 345–363.
Rhodes, R. A. W. (2007). Understanding governance: Ten years on. Organization Studies, 28(8), 1243–1264.
Richardson, J. J., & Jordan, A. G. (1979). Governing under pressure. Robertson.
Sabatier, P. (1986). Top-down and bottom-up approach to implementation research: A critical analysis and suggested synthesis. Journal of Public Policy, 6, 21–48.
Sabatier, P. (Ed.). (1999). Theories of the policy process. Westview Press.
Scharpf, F. (1978). Interorganisational policy studies: Issues, concepts and perspective. In K. Hanf & F. Scharpf (Eds.), Interorganisational policy making. Limits of coordination and central control (pp. 345–370). Sage.
Scharpf, F. W. (1997). Games real actors play: Actor-centered institutionalism in policy research. Westview Press.
Schatzki, T. (2019). Processes, life, and the practice plenum. In T. Reay, T. Zilber, A. Langley, & H. Tsoukas (Eds.), Institutions and organizations. A process view (pp. 79–99). Oxford University Press.
Schmidt, V. (2008). Discursive institutionalism: The explanatory power of ideas and discourse. Annual Review of Political Science, 11, 303–326.
Schmidt, V. (2011). Institutional theory. In B. Badie. D. Berg-Schlosser, & L. Morlino (Eds.), International encyclopaedia of political science (pp. 1188–1198). Sage/IPSA.
Scott, R. W., & Davis, G. (2006). Organizations and organizing. Rational, natural, and open system perspectives. Routledge.
Shepsle, K. (2006). Rational choice institutionalism. In R. A. W. Rhodes, S. Binder, & B. Rockman (Eds.), Oxford handbook of political institutions (pp. 23–38). Oxford University Press.
Simon, H. (1964/1957). Models of man: Social and rational: Mathematical essays in a social setting. Wiley.
Sørensen, E., & Torfing, J. (Eds.). (2007). Theories of democratic network governance. Palgrave Macmillan.
Spector, M., & Kitsuse J. I. (1977). Constructing Social Problems. Menlo Park, Cummings.
Teisman, G. (2000). Models for research into decision-making processes: On phases, streams and decision-making rounds. Public Administration, 78(4), 937–956.
Teisman, G., & van Buuren, A. (2012). Models for research into decision-making processes: On phases, streams, rounds and tracks of decision-making. In E. Araral, S. Fritzen, M. Howlett, M. Ramesh, & X. Wu (Eds.), Routledge handbook of public policy (pp. 299–319). Routledge.
Teisman, G., van Buuren A., & Gerrits, L. (Eds.) (2009). Managing complex governance systems: Dynamics, self-organization and coevolution in public investments. Routledge.
Torfing, J., Peters, G., Pierre, J., & Sørensen, E. (2012). Interactive governance. Advancing the paradigm. Oxford University Press.
Tsoukas, H., & Chia, R. (2002). On organizational becoming: Rethinking organizational change. Organization Science, 13(5), 567–582.
Turnbull, N. (2008). Dewey’s philosophy of questioning: Science, practical reason and democracy. History of the Human Sciences, 21(1), 49–75.
Tversky, A., & Kahneman, D. (1974). Judgment under uncertainty: Heuristics and biases. Science, 185(4157), 1124–1131.
Weick, K. (1969). The social psychology of organizing. Addison-Wesley.
Weick, K. (1995). Sensemaking in organisations. Sage.
Weick, K. (2009). Making sense of the organization, volume 2: The impermanent organization. Wiley.
Williamson, O. (1996). Mechanisms of governance. Oxford University Press.
Williamson, O. (1998/1985). The economic institutions of capitalism: Firms, markets, relational contracting. Free Press.
Xiang, B. (2013). Multi-scalar ethnography: An approach for critical engagement with migration and social change. Ethnography, 14(3), 282–299.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
Copyright information
© 2023 The Author(s), under exclusive license to Springer Nature Switzerland AG
About this chapter
Cite this chapter
Selg, P., Sootla, G., Klasche, B. (2023). The (Re)turn to the Political: Deepening the Grasp of Contingency in the Theories of the Policy Process. In: A Relational Approach to Governing Wicked Problems. Palgrave Studies in Relational Sociology. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-031-24034-8_7
Download citation
DOI: https://doi.org/10.1007/978-3-031-24034-8_7
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-031-24033-1
Online ISBN: 978-3-031-24034-8
eBook Packages: Social SciencesSocial Sciences (R0)