Abstract
This chapter offers an intellectual genealogy of the ultimatum since Antiquity. A long lineage connects Roman reflections on the utility of final warnings to the deliberations at the two Hague conferences of the late nineteenth and early twentieth centuries. It runs through the writings of Church Fathers in the early Middle Ages and the attempts of practitioners and legal scholars in the late Middle Ages, the Renaissance, and the Early Modern Period to codify the rules of armed conflict. Ultimata signalled the dividing line between war and peace discussed with reference to war declarations. Ultimata were final warnings that served moral, legal, or strategic purposes—or a combination thereof—offering opponents a way out, or advance notice of the consequences. Ultimata fulfilled procedural notions of justness as required by deities and/or international law but also made it possible to attain objectives without war. Ultimata targeted various audiences to rally support or not to interfere. The rationale for ultimata was sometimes contested since they spoiled the surprise. From the twentieth century onwards, the focus shifted from war declarations to threats of armed force against the background of changing views on the legitimacy of the use of armed force in interstate relations.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
Oxford Dictionary, ‘Genealogy—Definition of Genealogy in English’, Oxford Dictionaries | English, 4 March 2017, https://en.oxforddictionaries.com/definition/genealogy.
- 2.
Michel Foucault, ‘Nietzsche, Genealogy, History’, in The Foucault Reader, ed. Paul Rabinow (New York: Pantheon, 1984), 76–77.
- 3.
Frederic J. Baumgartner, Declaring War in Early Modern Europe (Palgrave Macmillan, 2011); Maurice Rea Davie, The Evolution of War: A Study of Its Rôle in Early Societies / by Maurice R. Davie, Yale Publications in Economics, Social Science and Government 1 (New Haven, Connecticut: Yale University Press; London, 1929), chap. L; Stephen C. Neff, War and the Law of Nations: A General History (Cambridge UK: Cambridge University Press, 2005).
- 4.
Neff, War and the Law of Nations, 26–27; Davie, The Evolution of War, 295; Rudolf Holsti, The Relation of War to the Origin of the State (Suomalainen Tiedeakatemia, 1914), 41.
- 5.
Baumgartner, Declaring War in Early Modern Europe, 19.
- 6.
Davie, The Evolution of War, 292.
- 7.
Davie, 292.
- 8.
Davie, 294–95.
- 9.
Davie, 293.
- 10.
Holsti, The Relation of War to the Origin of the State, 40–41.
- 11.
Holsti, 40–41.
- 12.
Johan MG van der Dennen, ‘Ritualized “Primitive” Warfare and Rituals in War: Phenocopy, Homology, Or…?’, Default Journal, 2005, 15; Davie, The Evolution of War, 294; Holsti, The Relation of War to the Origin of the State, 23; Neff, War and the Law of Nations, 29, 41.
- 13.
Werner Braun, Démarche, Ultimatum, Sommation; eine diplomatisch völkerrechtliche Studie, (Berlin: G. Stilke, 1930), 46; Hans Asbeck, Das Ultimatum im modernen Völkerrecht. Studie (Berlin-Grunewald: Rothschild, 1933), 5, fn. 1, 13.
- 14.
Online Etymology Dictionary, ‘“Ultimatum”’, Online Etymology Dictionary, 22 March 2017, http://www.etymonline.com/index.php?term=ultimatum.
- 15.
Asbeck, Das Ultimatum im modernen Völkerrecht. Studie—Berlin-Grunewald, v–vii; Ernest Mason Satow, A Guide to Diplomatic Practice (London, Longmans, 1932), 100, http://archive.org/details/guidetodiplomati00satouoft. This observation is supported by a reading of a sample of descriptions of ultimata in the early 1800s that appeared in popular English language media; see ProQuest Historical Newspapers, ‘Advanced Search: “ultimatum” in ProQuest Historical Newspapers: The Guardian and The Observer’, ProQuest Historical Newspapers, 22 March 2017, https://search.proquest.com/hnpguardianobserver/results/2CFE87E0A5A84B16PQ/1?accountid=11862; see also Stefan Kadelbach, ‘Ultimatum’, in Max Planck Encyclopedia of Public International Law (Max Planck, October 2015), http://opil.ouplaw.com/view/10.1093/law:epil/9780199231690/law-9780199231690-e422.
- 16.
Brien Hallett, The Lost Art of Declaring War, 1st paperback (University of Illinois Press, 1998); Tanisha M. Fazal, ‘Why States No Longer Declare War’, Security Studies 21, no. 4 (October 2012): 557–93, https://doi.org/10.1080/09636412.2012.734227. See also Oona A. Hathaway et al., ‘War Manifestos’, SSRN Scholarly Paper (Rochester, NY, 15 September 2017), https://papers.ssrn.com/abstract=3037538.
- 17.
Roger Pearse, ‘The Office of “Pater Patratus” in Roman Religion’, Roger Pearse (blog), 21 February 2013, n. 5, http://www.roger-pearse.com/weblog/2013/02/21/the-office-of-pater-patratus-in-roman-religion/.
- 18.
Neff, War and the Law of Nations, 27; Claude Eilers, Diplomats and Diplomacy in the Roman World (BRILL, 2009), 21–24; Dimitar Apasiev, ‘Imperium Militiae (I)’, Iustinianus Primus Law Review 1, no. 8 (2014): 4–5; Yvon Garlan, La Guerre Dans l’Antiquité, 3e éd. revue et augmentée (Paris: Nathan Université, 1999), 30–31.
- 19.
Neff, War and the Law of Nations, 28; F. W. Walbank, ‘Roman Declaration of War in the Third and Second Centuries’, Classical Philology 44, no. 1 (1949): 18; J. W. Rich, Declaring War in the Roman Republic in the Period of Transmarine Expansion (Latomus, 1976), 58–59.
- 20.
Rich, Declaring War in the Roman Republic in the Period of Transmarine Expansion, 58, 103–6.
- 21.
Marcus Tullio Cicero, ‘Cicero: De Officiis’, www.constitution.org, 22 March 2017, para. 36, http://www.constitution.org/rom/de_officiis.htm.
- 22.
On the role of heralds and the customs of warnings and war announcements in Ancient Greece, see Frank Adcock and D. J. Mosley, Diplomacy in Ancient Greece, 1st edition (London: Thames and Hudson, 1975), 152–153,184, 202; Derek J. Mosley, Envoys and Diplomacy in Ancient Greece (Steiner, 1973), 84.
- 23.
Garlan, La Guerre Dans l’Antiquité, 30; Philip Sabin, Hans van Wees, and Michael Whitby, eds., The Cambridge History of Greek and Roman Warfare, 1 edition (Cambridge: Cambridge University Press, 2007), 190, 540.
- 24.
Coleman Phillipson, The International Law and Custom of Ancient Greece and Rome, Vol. 1 (London: MacMillan, 1911), 40–41, http://archive.org/details/internationallaw01philuoft; Coleman Phillipson, The International Law and Custom of Ancient Greece and Rome, Vol. 2 (London: Macmillan, 1911), 197–99, http://archive.org/details/internationallaw02philuoft.
- 25.
Claude Eilers, Diplomats and Diplomacy in the Roman World (Brill, 2009), 22, fn 17; S. E. Baldwin, ‘The Share of the President of the United States in a Declaration of War’, The American Journal of International Law 12, no. 1 (1918): 188; M. De Secondat, Reflections on the Causes of the Rise and Fall of the Roman Empire (Oxford, 1823), 62, http://archive.org/details/reflectionsonca00montgoog.
- 26.
Neff, War and the Law of Nations, 71; Baumgartner, Declaring War in Early Modern Europe, 25–29; William Belcher Ballis, ‘The Legal Position of War: Changes in Its Practice and Theory from Plato to Vattel’ (The Hague, M. Nijhoff, 1937), chap. 2.
- 27.
Ballis, ‘The Legal Position of War’, 43; Saint Augustine and Marcus Dods, The City of God, Vol. 2. Translated by Marcus Dods (Edinburgh T. & T. Clark, 1913), 222–23, http://archive.org/details/cityofgodtransla02auguuoft.
- 28.
Ballis, ‘The Legal Position of War’, 45; Isidore of Seville, The Etymologies of Isidore of Seville, trans. Stephen A. Barney et al. (Cambridge UK: Cambridge University Press, 2006), 359.
- 29.
Ballis, ‘The Legal Position of War’, 45; Frederick H. Russell, The Just War in the Middle Ages (Cambridge University Press, 1977), 62, fn.24.
- 30.
Aquinas Thomas, The ‘Summa Theologica’ of St. Thomas Aquinas, Part II. (QQ. XLVII.-LXXIX) (London: Burns Oates & Washbourne, 1912), 500–503, http://archive.org/details/summatheologi09thom.
- 31.
Baumgartner, Declaring War in Early Modern Europe, 17–18.
- 32.
Clifford J. Rogers, The Oxford Encyclopedia of Medieval Warfare and Military Technology (Oxford University Press, 2010), 493–94, 202, 315, 326, 338; Maurice Hugh Keen, The Laws of War in the Late Middle Ages (Routledge & K. Paul, 1965), 103, 119–22; Maurice Keen, Medieval Warfare: A History (OUP Oxford, 1999), 154.
- 33.
Baumgartner, Declaring War in Early Modern Europe, 22–23, 44–45, 49; Ballis, ‘The Legal Position of War’, 32–33.
- 34.
Ernest Nys, Le droit de la guerre et les précurseurs de Grotius (Londres et New York: Trübner & co, 1882), 56–57, 62–63, http://archive.org/details/ledroitdelaguer00nysgoog; Ballis, ‘The Legal Position of War’, 36–39.
- 35.
Nys, Le droit de la guerre et les précurseurs de Grotius, 59, 64; Percy Bordwell, The Law of War between Belligerents; a History and Commentary (Chicago, Callaghan & co., 1908), 15–16, http://archive.org/details/lawwarbetweenbe00bordgoog.
- 36.
Baumgartner, Declaring War in Early Modern Europe, 23; Charles IV, ‘The Avalon Project: The Golden Bull of the Emperor Charles IV 1356 A.D.’, Text, The Avalon Project Documents in Law, History and Diplomacy, 23 March 2017, para. 17, http://avalon.law.yale.edu/medieval/golden.asp.
- 37.
Jan Willem Honig, ‘Reappraising Late Medieval Strategy: The Example of the 1415 Agincourt Campaign’, War in History 19, no. 2 (1 April 2012): 123–51, https://doi.org/10.1177/0968344511432975.
- 38.
Neff, War and the Law of Nations, 71; Nys, Le droit de la guerre et les précurseurs de Grotius, 106, 108.
- 39.
Maurice Keen, Chivalry (Yale University Press, 1984), Ch xii, 217–239.
- 40.
Neff, War and the Law of Nations, 71–72.
- 41.
Russell, The Just War in the Middle Ages, 48–51.
- 42.
Baumgartner, Declaring War in Early Modern Europe, 29; Fedor Fedorovich Martens, Traité de droit international, vol. III (Paris: Chevalier-Marescq et cie., 1883), 203, http://archive.org/details/traitdedroitint01martgoog; Garrett Mattingly, Renaissance Diplomacy (Boston: Houghton Mifflin, 1955), 32, http://archive.org/details/renaissancediplo00matt.
- 43.
Baumgartner, Declaring War in Early Modern Europe.
- 44.
Pierino Belli, De Re Militari Et Bello Tractatus, Vol. II: The Translation by Herbert C. Nutting (Clarendon Press, 1936), chap. Introd., 15a; Nys, Le droit de la guerre et les précurseurs de Grotius, 107; Baumgartner, Declaring War in Early Modern Europe, 74.
- 45.
Belli, De Re Militari Et Bello Tractatus, pt. II, Ch. viii, 80.
- 46.
Niccolò Machiavelli, The Prince and the Discourses (The Modern Library, 1950), 299; Niccolo Machiavelli, The Art of War, trans. Henry Neville (CreateSpace Independent Publishing Platform, 2015).
- 47.
Baumgartner, Declaring War in Early Modern Europe, 56; Niccolo Machiavelli, History of Florence, by Niccolo Machiavelli: Chapter II, 2017, https://ebooks.adelaide.edu.au/m/machiavelli/niccolo/m149h/chapter18.html.
- 48.
Alberico Gentili, De Iure Belli Libri Tres: The Translation of the Edition of 1612, by John C. Rolfe, and an Introduction by Coleman Phillipson (Clarendon Press, 1933), Introd., 38-39, bk. II, i, 135.
- 49.
See also the discussion in Nys, Le droit de la guerre et les précurseurs de Grotius, 107.
- 50.
Gentili, De Iure Belli Libri Tres, bk. II, i, 133.
- 51.
Gentili, bk. II, Chapter ii, 140.
- 52.
(Belli 1936, Introd., 15 a, part II, xi; Gentili 1933, Introd. 39a, bk II, ii, 136-141).
- 53.
Hugo Grotius and Stephen C. Neff, Hugo Grotius on the Law of War and Peace: Student Edition (Cambridge University Press, 2012), 345.
- 54.
Grotius and Neff, 345.
- 55.
Hugo Grotius, The Rights of War and Peace: Including the Law of Nature and of Nations, Edited and with an Introduction by Richard Tuck, from the Edition by Jean Barbeyrac (Indianapolis: Liberty Fund, 2005), 2005, bks 3, Chapter 3, http://oll.libertyfund.org/titles/1877; Grotius and Neff, Hugo Grotius on the Law of War and Peace, 346–47; Baumgartner, Declaring War in Early Modern Europe, 92–93.
- 56.
Grotius and Neff, Hugo Grotius on the Law of War and Peace, 347.
- 57.
Samuel Freiherr von Pufendorf, James Tully, and Michael Silverthorne, Pufendorf: On the Duty of Man and Citizen According to Natural Law (Cambridge University Press, 1991), 168–167, par. 3 & 7.
- 58.
Charles Molloy et al., De Jure Maritimo et Navali: Or, A Treatise of Affairs Maritime, and of Commerce … (London: Printed by John Walthoe …, 1744), 15–17, http://archive.org/details/dejuremaritimoet00moll.
- 59.
Gershom Carmichael, Natural Rights on the Threshold of the Scottish Enlightenment: The Writings of Gershom Carmichael [1724], ed. James Moore, trans. Michael Silverthorne (Indianapolis: Liberty Fund, 2002), 200.
- 60.
Carmichael, 200–201.
- 61.
T. (Thomas) Rutherforth et al., Institutes of Natural Law: Being the Substance of a Course of Lectures on Grotius de Jure Belli et Pacis, Read in S. John’s College, Cambridge (Whitehall, [Pa.]: Printed for William Young, bookseller and stationer, no. 52 South Second-Street, Philadelphia, 1799), 551–52, http://archive.org/details/institutesofnatu02ruth.
- 62.
Rutherforth et al., 485–89, 549–50.
- 63.
Molloy et al., De Jure Maritimo et Navali, 4–6. Grotius, The Rights of War and Peace, bks 3, Chap. 3; Grotius and Neff, Hugo Grotius on the Law of War and Peace, 346–47; Baumgartner, Declaring War in Early Modern Europe, 92–93.
- 64.
Bordwell, The Law of War between Belligerents; a History and Commentary, 36–37; Baumgartner, Declaring War in Early Modern Europe, 54.
- 65.
Cornelis van Bijnkershoek and Peter Stephen Du Ponceau, A Treatise on the Law of War (The Lawbook Exchange, Ltd., 1810), 7; for the whole discussion see 6–17.
- 66.
Jean Jacques Burlamaqui and Thomas Nugent, The Principles of Natural and Politic Law (Printed at the University Press, by W. Hilliard, 1807), 187–88; see also 184.
- 67.
Burlamaqui and Nugent, 189–90.
- 68.
Béla Kapossy and Richard Whitmore, ‘Vattel: Life and Works—Online Library of Liberty’, 2008, http://oll.libertyfund.org/pages/vattel-life-and-works.
- 69.
Baumgartner, Declaring War in Early Modern Europe, 141–42. For the passages of Wolff’s work relevant to the necessity and rationale of final warnings, see Christian Wolff, Jus Gentium Methodo Scientifica Pertractatum: The Translation. Volume Two (Clarendon Press, 1934), 364–73.
- 70.
Emmerich Vattel, ‘Vattel: The Law of Nations: Book III’, 23 March 2017, para. 53, http://www.constitution.org/vattel/vattel_03.htm.
- 71.
Vattel, paras 52, 60.
- 72.
Vattel, para. 60.
- 73.
Vattel, para. 60.
- 74.
Robert Plumer Ward, An Enquiry into the Manner in Which the Different Wars in Europe Have Commenced, during the Last Two Centuries, by the Author of The History and Foundation of the Law of Nations in Europe, 1805, 2.
- 75.
Ward, 4.
- 76.
Martens, Traité de droit international, III: 205, 203–7. In my own translation of the original French which reads: Quelquefois le commencement de la guerre est déterminé par le rejet d’un ultimatum envoyé par l’ une des puissances à l’autre. Ce rejet équivaut à une déclaration de guerre.’
- 77.
William Edward Hall, A Treatise on International Law (Oxford: Clarendon Press; London: H. Frowde, 1895), 391, 398–99, http://archive.org/details/treatiseonintern00hallrich.
- 78.
Ward, An Enquiry into the Manner in Which the Different Wars in Europe Have Commenced, during the Last Two Centuries, by the Author of The History and Foundation of the Law of Nations in Europe, 5.
- 79.
Ward, 9–48.
- 80.
Hall, A Treatise on International Law, 394–95, fn.1.
- 81.
Neff, War and the Law of Nations, 110.
- 82.
Sir John Frederick Maurice, Hostilities without Declaration of War: An Historical Abstract of the Cases in Which Hostilities Have Occurred between Civilized Powers Prior to Declaration or Warning from 1700 to 1870. (H.M. Stationery Office, 1883), 4, https://archive.org/details/hostilitieswith00maurgoog.
- 83.
Baumgartner, Declaring War in Early Modern Europe, 4–5, fn. 9 & 11.
- 84.
Hall, A Treatise on International Law, 392, 395–96, fn. 2.
- 85.
Bordwell, The Law of War between Belligerents; a History and Commentary, 37–38, 39–41.
- 86.
Hathaway et al., ‘War Manifestos’, 1167–68.
- 87.
Hathaway et al., 1169.
- 88.
Neff, War and the Law of Nations, 105, 110, 185.
- 89.
Neff, 185, 186.
- 90.
Antoine Henri Jomini, The Art of War (Westport, Conn., Greenwood Press, 1971), chapter 1, 13-38, http://archive.org/details/artwar00mendgoog.
- 91.
Carl von Clausewitz, On War, ed. Michael Howard and Peter Paret, Tenth Printing (US) (Everyman’s Library by arrangement with Princeton University Press, 1993), bk. 3, chap. 9, pp. 233–234 & bk. 6, chap. 3, pp.434–435; Jomini, The Art of War, chap. 4, pp. 209, 216; Michael I. Handel, Clausewitz and Modern Strategy (Routledge, 2012), 62–66.
- 92.
Publius Flavius Vegetius, Concerning Military Matters: A 5th Century Epitome on Roman Warfare and Military Principles (CreateSpace Independent Publishing Platform, 2012); George T. Dennis, Three Byzantine Military Treatises (Dumbarton Oaks, Research Library and Collection, 1985); Victor Davis Hanson, Makers of Ancient Strategy: From the Persian Wars to the Fall of Rome (Princeton University Press, 2010); Peter Paret, Gordon A. Craig, and Felix Gilbert, Makers of Modern Strategy from Machiavelli to the Nuclear Age (Princeton University Press, 2010); Rogers, The Oxford Encyclopedia of Medieval Warfare and Military Technology.
- 93.
Neff, War and the Law of Nations, 183.
- 94.
The First Hague Peace Conference, ‘The Avalon Project—Laws of War: Pacific Settlement of International Disputes (Hague I); 29 July 1899’, Text, The Avalon Project Documents in Law, History and Diplomacy, 1899, Art.2, http://avalon.law.yale.edu/19th_century/hague01.asp.
- 95.
Douglas Howland, ‘Sovereignty and the Laws of War: International Consequences of Japan’s 1905 Victory over Russia’, Law and History Review 29, no. 1 (1 February 2011): 68–77.
- 96.
Lassa Francis Lawrence Oppenheim, International Law, A Treatise: War and Neutrality, vol. II (London: Longmans and Co, 1906), 30–31, 102–5.
- 97.
The Institute of International Law, ‘Resolutions Adopted by the Institute of International Law, at Ghent, in September, 1906’, The American Journal of International Law 1, no. 2 (1907): 485, https://doi.org/10.2307/2186186.
- 98.
James Brown Scott, The Proceedings of the Hague Peace Conferences, The Conference of 1907, Volume 1, Plenary Meetings of the Conference (Oxford University Press, 1920), 131–136, http://www.loc.gov/rr/frd/Military_Law/pdf/Hague-Peace-Conference_1907-V-1.pdf Annex B; James Brown Scott, The Proceedings of the Hague Peace Conferences, The Conference of 1907, Volume 3, Plenary Meetings of the Conference, vol. 3 (New York, Oxf. Univ. Press, 1920), 253–255, http://archive.org/details/proceedingsofhag03inteuoft Annex 19–22; Neff, War and the Law of Nations, 183–84.
- 99.
Braun, Démarche, Ultimatum, Sommation; eine diplomatisch völkerrechtliche Studie, 55.
- 100.
The Second Hague Peace Conference, ‘The Avalon Project—Laws of War: Opening of Hostilities (Hague III); October 18, 1907’, Text, The Avalon Project Documents in Law, History and Diplomacy, 1907, http://avalon.law.yale.edu/20th_century/hague03.asp.
- 101.
Asbeck, Das Ultimatum im modernen Völkerrecht. Studie—Berlin-Grunewald, 75–78; Eugenia V. Nomikos and Robert Carver North, International Crisis: Outbreak of World War I (Montreal: McGill-Queen’s University Press, 1977).
- 102.
Joshua S. Goldstein, Winning the War on War: The Decline of Armed Conflict Worldwide (Plume, 2012), 215; John Mueller, ‘Changing Attitudes Towards War: The Impact of the First World War’, British Journal of Political Science 21, no. 01 (January 1991): 1–28, https://doi.org/10.1017/S0007123400006001.
- 103.
The League of Nations, ‘The Covenant of the League of Nations’, 31 December 1924, http://avalon.law.yale.edu/20th_century/leagcov.asp.
- 104.
Ian Brownlie, International Law and the Use of Force by States (Clarendon Press, 1963), 66–73.
- 105.
Government of the United States, ‘The Kellogg-Briand Pact: Treaty between the United States and other Powers providing for the renunciation of war as an instrument of national policy.’, 1928, Art.2, http://avalon.law.yale.edu/20th_century/kbpact.asp.; The League of Nations, ‘Protocol for the Pacific Settlement of International Disputes’, 2 October 1924, Art.8, https://www.wdl.org/en/item/11582/.
- 106.
Nikolas Stürchler, The Threat of Force in International Law (Cambridge University Press, 2007), 18; Asbeck, Das Ultimatum im modernen Völkerrecht. Studie—Berlin-Grunewald, 39–57, esp. 57.
- 107.
Ingrid Detter, The Law of War, 2nd ed. (Cambridge University Press, 2000), 10.
- 108.
Asbeck, Das Ultimatum im modernen Völkerrecht. Studie—Berlin-Grunewald, 11–12; Braun, Démarche, Ultimatum, Sommation; eine diplomatisch völkerrechtliche Studie, 42, 42–45.
- 109.
Braun, Démarche, Ultimatum, Sommation; eine diplomatisch völkerrechtliche Studie, 73.
- 110.
Braun, 40; 42–45; 50–56, 73; Asbeck, Das Ultimatum im modernen Völkerrecht. Studie—Berlin-Grunewald, 9–11.
- 111.
Braun, Démarche, Ultimatum, Sommation; eine diplomatisch völkerrechtliche Studie, 64; Asbeck, Das Ultimatum im modernen Völkerrecht. Studie—Berlin-Grunewald, 8.
- 112.
Philip Marshall Brown, ‘Undeclared Wars’, The American Journal of International Law 33, no. 3 (1 July 1939): 540, https://doi.org/10.2307/2190801. Brown paraphrases Oppenheim, for the original, Oppenheim, International Law, A Treatise: War and Neutrality, II: 135.
- 113.
Asbeck, Das Ultimatum im modernen Völkerrecht. Studie—Berlin-Grunewald, 57.
- 114.
Asbeck, 61. In my own translation of the original German which reads: ‘Das Ultimatum kann eine durtchaus im Interesse des Friedens liegende Wirkung entfalten; sowohl als faire Warnung und Übergangsverfahren zu gerechtfertigten ZwangsmaBnahmen wie auch als Notsignal an den Völkerbund und vor allem als Werkzeug (“MaBnahme”) des Bundes selbst.’
- 115.
Manley O. Hudson, ‘The Budapest Resolutions of 1934 on the Briand-Kellogg Pact of Paris’, The American Journal of International Law 29, no. 1 (1 January 1935): 93, https://doi.org/10.2307/2191054; Stürchler, The Threat of Force in International Law, 17–19.
References
Adcock, Frank, and D. J. Mosley. Diplomacy in Ancient Greece. 1st edition. London: Thames and Hudson, 1975.
Apasiev, Dimitar. ‘Imperium Militiae (I)’. Iustinianus Primus Law Review 1, no. 8 (2014): 1–16.
Asbeck, Hans. Das Ultimatum im modernen Völkerrecht. Studie. Berlin-Grunewald: Rothschild, 1933.
Augustine, Saint, and Marcus Dods. The City of God, Vol. 2. Translated by Marcus Dods. Edinburgh T. & T. Clark, 1913. http://archive.org/details/cityofgodtransla02auguuoft.
Baldwin, S. E. ‘The Share of the President of the United States in a Declaration of War’. The American Journal of International Law 12, no. 1 (1918): 1–14.
Ballis, William Belcher. ‘The Legal Position of War: Changes in Its Practice and Theory from Plato to Vattel’. M. Nijhoff, 1937.
Baumgartner, Frederic J. Declaring War in Early Modern Europe. Palgrave Macmillan, 2011.
Belli, Pierino. De Re Militari Et Bello Tractatus, Vol. II: The Translation by Herbert C. Nutting. Clarendon Press, 1936.
Bijnkershoek, Cornelis van, and Peter Stephen Du Ponceau. A Treatise on the Law of War. The Lawbook Exchange, Ltd., 1810.
Bordwell, Percy. The Law of War between Belligerents; a History and Commentary. Chicago, Callaghan & co., 1908. http://archive.org/details/lawwarbetweenbe00bordgoog.
Braun, Werner. Démarche, Ultimatum, Sommation; eine diplomatisch völkerrechtliche Studie. Berlin: G. Stilke, 1930.
Brown, Philip Marshall. ‘Undeclared Wars’. The American Journal of International Law 33, no. 3 (1 July 1939): 538–41. https://doi.org/10.2307/2190801.
Brownlie, Ian. International Law and the Use of Force by States. Clarendon Press, 1963.
Burlamaqui, Jean Jacques, and Thomas Nugent. The Principles of Natural and Politic Law. Printed at the University Press, by W. Hilliard, 1807.
Carmichael, Gershom. Natural Rights on the Threshold of the Scottish Enlightenment: The Writings of Gershom Carmichael [1724]. Edited by James Moore. Translated by Michael Silverthorne. Indianapolis: Liberty Fund, 2002.
Charles IV. ‘The Avalon Project: The Golden Bull of the Emperor Charles IV 1356 A.D.’ Text. The Avalon Project Documents in Law, History and Diplomacy, 23 March 2017. http://avalon.law.yale.edu/medieval/golden.asp.
Cicero, Marcus Tullio. ‘Cicero: De Officiis’. www.constitution.org, 22 March 2017. http://www.constitution.org/rom/de_officiis.htm.
Clausewitz, Carl von. On War. Edited by Michael Howard and Peter Paret. Tenth Printing (US). Everyman’s Library by arrangement with Princeton University Press, 1993.
Davie, Maurice Rea. The Evolution of War: A Study of Its Rôle in Early Societies / by Maurice R. Davie. Yale Publications in Economics, Social Science and Government 1. New Haven, Connecticut: Yale University Press; London, 1929.
De Secondat, M. Reflections on the Causes of the Rise and Fall of the Roman Empire. Oxford, 1823. http://archive.org/details/reflectionsonca00montgoog.
Dennen, Johan MG van der. ‘Ritualized “Primitive” Warfare and Rituals in War: Phenocopy, Homology, Or…?’ Default Journal, 2005.
Dennis, George T. Three Byzantine Military Treatises. Dumbarton Oaks, Research Library and Collection, 1985.
Detter, Ingrid. The Law of War. 2nd ed. Cambridge University Press, 2000.
Eilers, Claude. Diplomats and Diplomacy in the Roman World. BRILL, 2009a.
Eilers, Claude. Diplomats and Diplomacy in the Roman World. Brill, 2009b.
Fazal, Tanisha M. ‘Why States No Longer Declare War’. Security Studies 21, no. 4 (October 2012): 557–93. https://doi.org/10.1080/09636412.2012.734227.
Foucault, Michel. ‘Nietzsche, Genealogy, History’. In The Foucault Reader, edited by Paul Rabinow. New York: Pantheon, 1984.
Garlan, Yvon. La Guerre Dans l’Antiquité. 3e éd. revue et augmentée. Paris: Nathan Université, 1999.
Gentili, Alberico. De Iure Belli Libri Tres: The Translation of the Edition of 1612, by John C. Rolfe, and an Introduction by Coleman Phillipson. Clarendon Press, 1933.
Goldstein, Joshua S. Winning the War on War: The Decline of Armed Conflict Worldwide. Plume, 2012.
Government of the United States. ‘The Kellogg-Briand Pact: Treaty between the United States and other Powers providing for the renunciation of war as an instrument of national policy’, 1928. http://avalon.law.yale.edu/20th_century/kbpact.asp.
Grotius, Hugo. The Rights of War and Peace: Including the Law of Nature and of Nations, Edited and with an Introduction by Richard Tuck, from the Edition by Jean Barbeyrac (Indianapolis: Liberty Fund, 2005), 2005. http://oll.libertyfund.org/titles/1877.
Grotius, Hugo, and Stephen C. Neff. Hugo Grotius on the Law of War and Peace: Student Edition. Cambridge University Press, 2012.
Hall, William Edward. A Treatise on International Law. Oxford: Clarendon Press; London: H. Frowde, 1895. http://archive.org/details/treatiseonintern00hallrich.
Hallett, Brien. The Lost Art of Declaring War. 1st paperback. University of Illinois Press, 1998.
Handel, Michael I. Clausewitz and Modern Strategy. Routledge, 2012.
Hanson, Victor Davis. Makers of Ancient Strategy: From the Persian Wars to the Fall of Rome. Princeton University Press, 2010.
Hathaway, Oona A., William Holste, Scott J. Shapiro, Jacqueline Van De Velde, and Lisa Lachowicz. ‘War Manifestos’. SSRN Scholarly Paper. Rochester, NY, 15 September 2017 https://papers.ssrn.com/abstract=3037538.
Holsti, Rudolf. The Relation of War to the Origin of the State. Suomalainen Tiedeakatemia, 1914.
Honig, Jan Willem. ‘Reappraising Late Medieval Strategy: The Example of the 1415 Agincourt Campaign’. War in History 19, no. 2 (1 April 2012): 123–51. https://doi.org/10.1177/0968344511432975.
Howland, Douglas. ‘Sovereignty and the Laws of War: International Consequences of Japan’s 1905 Victory over Russia’. Law and History Review 29, no. 1 (1 February 2011): 53–97.
Hudson, Manley O. ‘The Budapest Resolutions of 1934 on the Briand-Kellogg Pact of Paris’. The American Journal of International Law 29, no. 1 (1 January 1935): 92–94. https://doi.org/10.2307/2191054.
Isidore of Seville. The Etymologies of Isidore of Seville. Translated by Stephen A. Barney, W.J. Lewis, J.A. Beach, and Oliver Berghof. Cambridge UK: Cambridge University Press, 2006.
Jomini, Antoine Henri. The Art of War. Westport, Conn., Greenwood Press, 1971. http://archive.org/details/artwar00mendgoog.
Kadelbach, Stefan. ‘Ultimatum’. In Max Planck Encyclopedia of Public International Law. Max Planck, October 2015. http://opil.ouplaw.com/view/10.1093/law:epil/9780199231690/law-9780199231690-e422.
Kapossy, Béla, and Richard Whitmore. ‘Vattel: Life and Works—Online Library of Liberty’, 2008. http://oll.libertyfund.org/pages/vattel-life-and-works.
Keen, Maurice. Chivalry. Yale University Press, 1984.
Keen, Maurice. Medieval Warfare: A History. OUP Oxford, 1999.
Keen, Maurice Hugh. The Laws of War in the Late Middle Ages. Routledge & K. Paul, 1965.
Machiavelli, Niccolo. History of Florence, by Niccolo Machiavelli: Chapter II, 2017. https://ebooks.adelaide.edu.au/m/machiavelli/niccolo/m149h/chapter18.html.
Machiavelli, Niccolo. The Art of War. Translated by Henry Neville. CreateSpace Independent Publishing Platform, 2015.
Machiavelli, Niccolò. The Prince and the Discourses. The Modern Library, 1950.
Martens, Fedor Fedorovich. Traité de droit international. Vol. III. Paris: Chevalier-Marescq et cie., 1883. http://archive.org/details/traitdedroitint01martgoog.
Mattingly, Garrett. Renaissance Diplomacy. Boston: Houghton Mifflin, 1955. http://archive.org/details/renaissancediplo00matt.
Maurice, Sir John Frederick. Hostilities without Declaration of War: An Historical Abstract of the Cases in Which Hostilities Have Occurred between Civilized Powers Prior to Declaration or Warning from 1700 to 1870. H.M. Stationery Office, 1883. https://archive.org/details/hostilitieswith00maurgoog.
Molloy, Charles, John Adams Library (Boston Public Library) MB (BRL), John Adams, and Jeremiah Gridley. De Jure Maritimo et Navali: Or, A Treatise of Affairs Maritime, and of Commerce … London: Printed by John Walthoe …, 1744. http://archive.org/details/dejuremaritimoet00moll.
Mosley, Derek J. Envoys and Diplomacy in Ancient Greece. Steiner, 1973.
Mueller, John. ‘Changing Attitudes Towards War: The Impact of the First World War’. British Journal of Political Science 21, no. 01 (January 1991): 1–28. https://doi.org/10.1017/S0007123400006001.
Neff, Stephen C. War and the Law of Nations: A General History. Cambridge UK: Cambridge University Press, 2005.
Nomikos, Eugenia V., and Robert Carver North. International Crisis: Outbreak of World War I. Montreal: McGill-Queen’s University Press, 1977.
Nys, Ernest. Le droit de la guerre et les précurseurs de Grotius. Londres et New York: Trübner & co, 1882. http://archive.org/details/ledroitdelaguer00nysgoog.
Online Etymology Dictionary. ‘“Ultimatum”’. Online Etymology Dictionary, 22 March 2017. http://www.etymonline.com/index.php?term=ultimatum.
Oppenheim, Lassa Francis Lawrence. International Law, A Treatise: War and Neutrality. Vol. II. London: Longmans and Co, 1906.
Oxford Dictionary. ‘Genealogy—Definition of Genealogy in English’. Oxford Dictionaries | English, 4 March 2017. https://en.oxforddictionaries.com/definition/genealogy.
Paret, Peter, Gordon A. Craig, and Felix Gilbert. Makers of Modern Strategy from Machiavelli to the Nuclear Age. Princeton University Press, 2010.
Pearse, Roger. ‘The Office of “Pater Patratus” in Roman Religion’. Roger Pearse (blog), 21 February 2013. http://www.roger-pearse.com/weblog/2013/02/21/the-office-of-pater-patratus-in-roman-religion/.
Phillipson, Coleman. The International Law and Custom of Ancient Greece and Rome, Vol. 1. London: MacMillan, 1911a. http://archive.org/details/internationallaw01philuoft.
Phillipson, Coleman. The International Law and Custom of Ancient Greece and Rome, Vol. 2. London\: MacMillan, 1911b. http://archive.org/details/internationallaw02philuoft. ProQuest Historical Newspapers. ‘Advanced Search: “ultimatum” in ProQuest Historical Newspapers: The Guardian and The Observer’. ProQuest Historical Newspapers, 22 March 2017. https://search.proquest.com/hnpguardianobserver/results/2CFE87E0A5A84B16PQ/1?accountid=11862.
Pufendorf, Samuel Freiherr von, James Tully, and Michael Silverthorne. Pufendorf: On the Duty of Man and Citizen According to Natural Law. Cambridge University Press, 1991.
Rich, J. W. Declaring War in the Roman Republic in the Period of Transmarine Expansion. Latomus, 1976.
Rogers, Clifford J. The Oxford Encyclopedia of Medieval Warfare and Military Technology. Oxford University Press, 2010.
Russell, Frederick H. The Just War in the Middle Ages. Cambridge University Press, 1977.
Rutherforth, T. (Thomas), St. John’s College (University of Cambridge), John Adams Library (Boston Public Library) MB (BRL), William Young, and John Adams. Institutes of Natural Law: Being the Substance of a Course of Lectures on Grotius de Jure Belli et Pacis, Read in S. John’s College, Cambridge. Whitehall, [Pa.]: Printed for William Young, bookseller and stationer, no. 52 South Second-Street, Philadelphia, 1799. http://archive.org/details/institutesofnatu02ruth.
Sabin, Philip, Hans van Wees, and Michael Whitby, eds. The Cambridge History of Greek and Roman Warfare. 1 edition. Cambridge: Cambridge University Press, 2007.
Satow, Ernest Mason. A Guide to Diplomatic Practice. London, Longmans, 1932. http://archive.org/details/guidetodiplomati00satouoft.
Scott, James Brown. The Proceedings of the Hague Peace Conferences, The Conference of 1907, Volume 1, Plenary Meetings of the Conference. Oxford University Press, 1920. http://www.loc.gov/rr/frd/Military_Law/pdf/Hague-Peace-Conference_1907-V-1.pdf.
Scott, James Brown. The Proceedings of the Hague Peace Conferences, The Conference of 1907, Volume 3, Plenary Meetings of the Conference. Vol. 3. New York, Oxf. Univ. Press, 1920. http://archive.org/details/proceedingsofhag03inteuoft.
Stürchler, Nikolas. The Threat of Force in International Law. Cambridge University Press, 2007.
The First Hague Peace Conference. ‘The Avalon Project—Laws of War: Pacific Settlement of International Disputes (Hague I); 29 July 1899’. Text. The Avalon Project Documents in Law, History and Diplomacy, 1899. http://avalon.law.yale.edu/19th_century/hague01.asp.
The Institute of International Law. ‘Resolutions Adopted by the Institute of International Law, at Ghent, in September, 1906’. The American Journal of International Law 1, no. 2 (1907): 485–86. https://doi.org/10.2307/2186186.
The League of Nations. ‘Protocol for the Pacific Settlement of International Disputes’, 2 October 1924a. https://www.wdl.org/en/item/11582/.
The League of Nations. ‘The Covenant of the League of Nations’, 31 December 1924b. http://avalon.law.yale.edu/20th_century/leagcov.asp.
The Second Hague Peace Conference. ‘The Avalon Project—Laws of War: Opening of Hostilities (Hague III); October 18, 1907’. Text. The Avalon Project Documents in Law, History and Diplomacy, 1907. http://avalon.law.yale.edu/20th_century/hague03.asp.
Thomas, Aquinas. The ‘Summa Theologica’ of St. Thomas Aquinas, Part II. (QQ. XLVII.-LXXIX). London: Burns Oates & Washbourne, 1912. http://archive.org/details/summatheologi09thom.
Vattel, Emmerich. ‘Vattel: The Law of Nations: Book III’, 23 March 2017. http://www.constitution.org/vattel/vattel_03.htm.
Vegetius, Publius Flavius. Concerning Military Matters: A 5th Century Epitome on Roman Warfare and Military Principles. CreateSpace Independent Publishing Platform, 2012.
Walbank, F. W. ‘Roman Declaration of War in the Third and Second Centuries’. Classical Philology 44, no. 1 (1949): 15–19.
Ward, Robert Plumer. An Enquiry into the Manner in Which the Different Wars in Europe Have Commenced, during the Last Two Centuries, by the Author of The History and Foundation of the Law of Nations in Europe, 1805.
Wolff, Christian. Jus Gentium Methodo Scientifica Pertractatum: The Translation. Volume Two. Clarendon Press, 1934.
Author information
Authors and Affiliations
Rights and permissions
Copyright information
© 2023 The Author(s), under exclusive license to Springer Nature Switzerland AG
About this chapter
Cite this chapter
Sweijs, T. (2023). A Genealogy of Ultimata. In: The Use and Utility of Ultimata in Coercive Diplomacy. Twenty-first Century Perspectives on War, Peace, and Human Conflict. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-031-21303-8_2
Download citation
DOI: https://doi.org/10.1007/978-3-031-21303-8_2
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-031-21302-1
Online ISBN: 978-3-031-21303-8
eBook Packages: Political Science and International StudiesPolitical Science and International Studies (R0)