This volume addresses the introduction of ICT and new media, and the effect it has upon citizens’ participation in urban development projects. The chapters in this volume, therefore, explore relationships between citizen participation, the adoption and implementation of digital innovations, and city and system characteristics (see Fig. 1.1 for an illustration of these relationships). We recognize the multidirectional relations between the elements in the model. This volume focuses, however, on the impact of these elements on citizen participation and not the other way around. Neither does the volume focus on the impact of citizen participation on city adoption and implementation of innovations, nor city and system characteristics. Instead, we explore and examine the ways in which different mechanisms relate to citizen participation within different city and system contexts and not how specific city and system characteristics influence or cause participation.
The Extent and Impact of Citizen Participation
Participatory and deliberative democracy theories claim that citizen participation can contribute to democratic governance (Smith, 2009). We, inspired by recent developments in democratic theory, apply a problem-based approach to democracy. This approach presupposes that citizen participation beyond elections can contribute to solve important problems of democratic governance (Fung, 2006, 2015; Warren, 2017). Most assessments centre around the three functions of inclusiveness, deliberation, and public control, albeit sometimes with other choices of wording (Fung, 2006, 2015; Smith, 2009; Warren, 2017).
We understand citizen participation to be a three-dimensional concept (see Fung, 2006, 2015; Newig et al., 2018, p. 273) consisting of (1) The breadth of the involvement of affected citizen groups—to what extent do different affected groups of citizens participate? (2) The type of information exchange and communication—to what extent is communication a one-way information exchange or two-way dialog? and(3)The impact or influence on urban development—to what extent does the information and articulation that citizens bring to participatory arenas and channels inform the content or the premises of decisions made by city authorities? Whether or not e-participation will advance inclusiveness, deliberation and popular control, depends on the role that digital tools have on each of these three dimensions.
Inclusiveness requires the involvement of those affected and potentially affected by a collective decision to ‘possess the powers of speaking, voting, representing, and dissenting’ (Warren, 2017, p. 44). An equal opportunity to participate is therefore fundamental. This volume addresses the introduction of ICT and new media, and the influence of this upon citizen participation in urban development processes in city districts marked by gentrification. Such urban development processes often struggle to involve disadvantaged groups such as young people, refugees, and other immigrants (Fung, 2006, 2015; McKay & Warren, 2018; Michels & de Graaf, 2010)—groups highly affected by gentrification. The effects of introducing digital participatory channels are, however, contested. Some studies indicate that ICT and new media promote political participation and dialog (Gil de Zúñiga et al., 2019). Others conclude that it deepens existing participatory divides (Ellis & Goggin, 2013). These participatory divides, also known as digital divides, separate those that have access to and use digital technology from those that do not, relegating the ‘not’ group to second class digital citizens.
Forms of deliberation such as advocacy, argument, persuasion, negotiation, and bargaining shape the collective agenda and the formation of a collective will (Warren, 2017, p. 44). Observers are, however, concerned that digitalization may foster individualized and ‘thin’ participation (Urbinati, 2014) or echo-chambers (Sunstine, 2007), instead of dialog and deliberation. They are also concerned that e-decision-making can be dominated by an ignorant majority of participants, unaffected by the issues at hand, and at the expense of a deeply concerned and well-informed (knowledgeable) minority (Spada & Allegretti, 2020, p. 45).
Public control concerns the extent to which participants in these spaces are allowed to influence decisions that are taken by the government, and the importance of these decisions for the citizens’ lives. Participation is, however, often limited to providing information to city government, which gives citizens few opportunities to influence urban development (Fung, 2006, 2015; Michels & de Graaf, 2010; Smith, 2019). Digital innovations can bring citizens closer to power and bypass gatekeepers such as political parties, bureaucracies, or traditional media (van Dijk & Hacker, 2018). Some cities have also introduced multi-functional digital platforms to promote the involvement of citizens in ‘e-decision-making’ (United Nations, 2020). Still, digital participation is mostly consultative, leaving the final decision to the city government.
ICT and new media can, however, create a juxtaposition between an arena for change and the potential to reproduce existing inequalities. We therefore examine the role of digital technologies in citizen participation as a multidimensional concept. New media and digital participatory channels often supplement and are combined with traditional media and participatory channels. We, however, have little knowledge on how these channels are combined by citizens and by city governments (Smith, 2019; Spada & Allegretti, 2020). Combining digital and conventional channels can, however in theory, impact citizens’ participation in urban development in different and opposing ways. It can expand the opportunity for active resident groups to dominate the debate on urban development and provide opportunities to those not previously involved. It can make traditional measures more efficient (digitalizing existing channels) or open up new arenas for city-citizen and citizen-citizen communication. Combining channels can also extend opportunities for consultation or for (co-)decision-making.
Cities Adoption and Implementation of Innovations
The adoption and implementation of innovations by city governments mediates citizen participation and can act as a key driver and mechanism for including or excluding citizen groups. We refer, in this volume, to innovations as new value-driven policies, procedures, technology products and services designed to promote citizen engagement in local governance. The aim of these innovations is to provide opportunities for city governments to connect with citizens. City adoption and implementation of participatory innovations are, however, affected by technological availability and resource constraints. City government choices are also influenced by its citizen participation goals and strategies. Public policy theories show that public goals and strategies are affected by the policy problem and political climate (Åström et al., 2013). Åström et al. conclude that lower levels of trust in public institutions, and the greater the depth of policy problems, the higher the chances for the adoption of what they call ‘an elite-challenging’ type of e-participation. Public policy theories also point to change agents (or policy entrepreneurs) who may play a decisive role in linking policy problems and (technological) solutions (Mahoney & Thelen, 2010). City governments adopt and implement citizen participation innovations using a range of strategies. The introduction of digitalized channels can in effect layer, replace, or supplement existing channels. For example, a city may choose to layer an online consultation platform on top of an existing non-digital channel for consultation. A city may also choose to replace physical paper petitioning with an online petition website and may supplement paper-based ‘suggestion boxes’ with online polls or social media channels that are designed to provide citizen input on government systems or services.
There are reasons to believe that the adoption and implementation of participatory innovations have an impact on whether and how citizens use participatory channels. The choices citizens make regarding which city and citizen-initiated channels to use does not follow a consistent or rational approach. We believe that citizens blend the use of participatory channels, and that their selections are highly contingent on a multitude of social, environmental, and behavioural factors. The decision to use one channel over another is therefore dynamic and responsive to the individual beliefs and perceptions held at a specific moment in time.
This multidimensional layering of participatory channels and opportunities changes over time. It also changes as citizens navigate and shift between traditional and digital forms of participation (Yao & Xu, 2021; Zheng, 2017). Mechanisms that contribute to this change include the acquisition of new digital skills, access to new technologies, implementation of new participation channels, and changes in community and government leadership (Choi & Song, 2020; Vicente & Novo, 2014).
ICT design influences how users interact with and experience digital products, systems, or services. The intended and unintended choices of project managers, developers, programmers, and others therefore influence the way in which users access and use e-participation platforms. The UN and national governments have attempted to implement a variety of policy instruments that focus on the universal design of ICT, to influence the design of digital platforms so that the broadest possible population can access and use them.
City and System Characteristics
Context will affect the extent and impact of citizen participation and the adoption and implementation of participatory innovations. This volume therefore investigates, among other things, the characteristics of the political-administrative systems that underlie the citizen–city relationship.
Previous studies have shown the importance of macro-level factors such as city size (Medaglia, 2007; Steinbach et al., 2020), financial resources (Ma, 2013, 2014; Medaglia, 2007), and the socioeconomic characteristics of the citizens (Ma, 2013; Medaglia, 2007). This research has helped explain which cities are forerunners and which laggards in the implementation of digital measures. Our knowledge of the effects of institutional context on city adoption and citizen use of digital participation is limited (Steinbach et al., 2019). The rigidity of public administration is often cited as being a general barrier to digital participatory initiatives. Public administrations often struggle with technological and organizational changes and advancements. Some findings do, however, indicate that the characteristics of the political and administrative system, such as administrative style or organizational culture, have an impact on cities’ adoption and implementation of digital innovations (Royo et al., 2014; Steinbach et al., 2019). The explanation for this is that some types of administrative cultures are more open to citizen participation than others and are therefore more open to digital participation.
Social capital and citizen trust in city government are examples of features that are fundamental to understanding citizens’ willingness and capacity to take part in participatory governance (Klijn & Koppenjan, 2016; Lowndes et al., 2006, p. 287; Reichborn-Kjennerud et al., 2021). Trust is often seen as being a precondition for citizen participation. Low trust can, however, also be a driver of city government adoption and implementation of participatory innovations. The purpose of city governance strategies being, in this case, the building of trust (Hertting & Klijn, 2018). Low trust in city government might also sustain or even reinforce a culture of citizen activism. We believe trust will have an impact on the extent of citizen involvement, and the participatory venues they prefer.
We investigate, in this volume, how a city’s broader cultural norms and institutions may influence how citizens respond, which digital and non-digital participatory channels they use, and for what purpose. Party ideology will arguably impact politicians’ views of whether to involve citizens and in what way. Medaglia (2007) and Panagiotopoulos et al. (2012) find that left-leaning municipalities adopt e-participation technologies more frequently than others. Value systems that reflect and sustain political values beyond party conflicts, however, provide the foundation for different models of urban governance. These value systems shape different urban policy choices and outcomes (Pierre, 1999). The concept of state-civil society regimes (Baiocchi, 2005) describes the creation of specific logics of civic engagement and acceptance of political practices for resolving conflicts between societal actors. Regime logic can therefore have a great impact on a city’s adoption and implementation of digital participatory innovations. This is regardless of whether the aim of the decision-makers is to adapt or break with the logic of the established state-civil society regime.