Abstract
Analysis of the oxygen isotope ratio of tree-ring cellulose (δ18Ocell) is a promising tool for reconstructingpast climatic variations and their influence on terrestrial ecosystems, but control mechanisms of δ18Ocell are multi-faceted, involving a number of fractionation steps along the oxygen transfer pathway from precipitation water to the site of cellulose formation. The goal of the current chapter is to provide an overview of the current knowledge concerning fractionation mechanisms related to δ18Ocell. The review is organized by using the currently widely-used δ18Ocell model as a reference context, and is focused on three main determinants of δ18Ocell: source water isotope ratio (δ18Osw), leaf water isotope enrichment (Δ18Olw), and biochemical fractionations downstream of Δ18Olw. For each component, we summarize environmental, physiological, and/or biochemical processes underlying 18O fractionations, and provide explanations of how these processes are critically relevant for linking δ18Ocell to climatic factors in real-world scenarios. We identify knowledge gaps in mechanistic controls of δ18Ocell, and highlight opportunities for more research to improve upon the existing model.
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1 Introduction
Stable oxygen isotope composition of tree ring cellulose (δ18Ocell) has been demonstrated to reflect a suite of biotic and abiotic factors (i.e. air temperature, precipitation, relative humidity, leaf temperature, transpiration) during the period of tree growth. There is widespread interest in the employment of δ18Ocell as a reconstructive proxy to these various factors, and such interest spans a range of research areas including paleoclimatic studies (Anchukaitis and Evans 2010; Saurer et al. 2012; Voelker et al. 2014; Zeng et al. 2017), plant ecophysiology (Helliker and Richter 2008; Brooks and Coulombe 2009; Ulrich et al. 2019), and environmental sciences (Savard 2010; Wagner and Wagner 2006; Guerrieri et al. 2011).
Central to many of the δ18Ocell-based applications is a solid understanding of the isotopic fractionation mechanisms underlying δ18Ocell. Over the last 30 years, plant scientists have made significant progress in characterizing physiology- and biochemistry-related fractionation processes and their influences on δ18Ocell. These efforts have led to an accumulation of knowledge about δ18Ocell-associated mechanisms, and consequently the development of a process-based model which can be mathematically expressed as the following (Roden et al. 2000; Barbour and Farquhar 2000):
where pex is the fraction of oxygen in the cellulose molecule that exchanges with water at the site of cellulose synthesis, and εo is the biochemical fractionation factor associated with the exchange of oxygen atoms between carbonyl group and the tissue water. Δ18Olw refers to isotope enrichment of bulk leaf water above source water and can be approximated as isotopic difference between leaf and source water or δ18Olw − δ18Osw.
In this chapter, we will review the current knowledge of the factors/processes affecting stable isotope compositions in tree ring cellulose, by using the tree-ring isotope model (Eq. 10.1) as a reference context. We will focus on the three main determinants of δ18Ocell as represented by the mechanistic model: source water isotope ratio, leaf water isotopic enrichment, and biochemical fractionation at the site of sucrose production and cellulose synthesis. For each of the components we will present current understanding as well as highlight knowledge gaps that remain to be answered with future research. Further, recent evidence for the presence of biochemical fractionation during phloem loading and transport, a process not represented by the current model, will also be discussed.
2 Oxygen Isotope Ratio of Source Water (δ18Osw)
2.1 δ18Osw and Climatic Signals
Source water is here defined as water in the soil available to be taken up by roots. Previous studies have produced convincing evidence that root uptake and subsequent xylem transport of the source water do not alter the original δ18O signature (i.e., no occurrence of isotopic fractionation during these processes; Wershaw et al. 1966; Dawson and Ehleringer 1991; Dawson 1993). As such, it is now common practice for researchers to analyse stem xylem water when determining δ18Osw.
In a general sense, the ultimate “source” of the source water originates from local precipitation. Hence, in situations where δ18Oxw information is not available, use of δ18O of precipitation (δ18Oppt) as a proxy for δ18Osw is an alternative. The past several decades have seen great efforts to document natural variation in δ18Oppt in space and time (Bowen 2018). As a result, GIS-based, data-driven models (i.e., isoscape models) are now available enabling prediction of δ18Oppt at any given site on the Earth with high accuracy (Bowen and Revenaugh 2003). The availability of isoscape-type δ18Oppt data has provided a convenient and effective means for researchers to constrain δ18Osw with δ18Oppt under different field settings (Bowen 2010).
Regarding climatic effects on δ18Oppt, the pioneering work of Dansgaard (1964) has demonstrated that δ18Oppt can be influenced by several abiotic factors including altitude, latitude, distance from coast and amount of precipitation. Both the altitude and latitude effects are derived from the decreasing temperature as latitude and altitude increase, where the temperature influences the condensation rate and the equilibrium fractionation between vapour and liquid (Gat 1996). The distance from coast, known as the continental effect, is caused by a Rayleigh distillation process by which preferential precipitation of the heavier water isotopes (18O and 2H) leaves subsequent precipitation depleted as a weather system moves over land. The fourth effect noted by Dansgaard (1964), is the amount effect that is also caused by a Rayleigh process, resulting in a negative correlation between the amount of precipitation and its isotope composition, as typically observed in tropical regions.
The isotope processes described in Dansgaard (1964) suggest that δ18Oppt variation in space and time is mainly a function of two climatic variables; temperature and precipitation amount. It has been shown that temperature effect is often markedly present in the mid- and high-latitudinal regions whereas precipitation amount is more likely a significant controlling factor for low-latitudinal δ18Oppt variation (Bowen and Revenaugh 2003). Accordingly, δ18O of tree rings, with δ18Oppt as one of its critical determinants, has also been shown by numerous studies to provide proxy information about precipitation amount in tropical ecosystems (Anchukaitis and Evans 2010; Brienen et al. 2012) and air temperature in boreal and temperate ecosystems (Rebetez et al. 2003; Etien et al. 2008). Modelled and measured δ18Oppt has also been included in mechanistic models of δ18Ocell that couple variable climate measurements with environmental and ecophysiological parameters, which show strong relationships for the inter-annual tree responses to vapour pressure deficit and relative humidity (Lorrey et al. 2016). On interglacial to glacial timescales, tree ring δ18Ocell measurements are rare (Poussart 2004), but some species like New Zealand kauri offer this potential (Lorrey et al. 2018). Differences between interglacial and glacial oceanic δ18Oseawater as a result of continental ice sheet expansion and eustatic sea level lowering drives δ18Oppt toward more negative values during glacial phases. This suggests an ice volume correction for δ18Ocell may be required when tree rings outside of interglacial epochs are analysed.
2.2 Isotopic Transfer from Precipitation to Source Water
Other than studies that investigated the relationships between δ18Ocell and δ18Oppt-contained climatic factors, there are also studies performed to examine how δ18Ocell is related to δ18Oppt itself (Saurer et al. 1997a; Barbour et al. 2001; Song et al. 2011). These studies generally showed good correlations between δ18Ocell and δ18Oppt, substantiating the role of δ18Oppt in controlling δ18Ocell. Notably, several large spatial-scale studies have presented data to show that δ18Ocell is strongly correlated with amount-weighted average of δ18Oppt throughout the year (δ18Oppt_annual). Such observations indicate that source water utilized by trees during the period of tree-ring growth (i.e., the growing season) may not derive solely from water precipitated over the growing season, but rather is more likely from a combination of both growing and non-growing season precipitation water. As an example, Fig. 10.1 presents the results from a re-analysis of a published, world-wide collection of tree wood cellulose sampled from a number of Quercus and Pinus tree species (Barbour et al. 2001). As can be seen from Fig. 10.1(a), at this large, geographic scale δ18Ocell was strongly positively correlated with the variation in δ18Oppt_annual, with a correlation coefficient of 0.79 (P < 0.001). By comparison, the correlation coefficient for the relationship between δ18Ocell and growing-season averaged δ18Oppt (or δ18Oppt_grs) is only 0.61 (Fig. 10.1b), lower than the δ18Ocell -δ18Oppt_annual relationship. Further evidence in support of the notion that trees utilize a combination of both growing- and non-growing-season rainwater can be obtained from Sternberg et al. (2007) in which tree xylem water was directly sampled and analysed for δ18O across a continental scale in the United States. For this study δ18O of xylem water was found to be related more strongly to δ18Oppt_annual than to δ18Oppt_grs (see Fig. 10.2), in agreement with the pattern seen at the cellulose level.
Stored meteoric water in soil and regolith that interacts with tree roots (Sprenger et al. 2016) has an isotopic composition related to multiple precipitation events, including rainfall from the growing season and pre-growing season dormancy intervals. This highlights the fact that trees utilise a heterogeneous precipitation resource from both the current and past seasons. Recently, capitalizing on a four-year collection of isotope compositions of precipitation, soil and tree xylem water, Brinkmann et al. (2018) conducted a rigorous, quantitative evaluation of the residence time of precipitation in the soil of a temperate forest. Their results showed that the residence time of soil water can be months or even years long, depending on the relative strengths of the precipitation input and the amount of water removal through evapotranspiration and infiltration. A significant finding of the Brinkmann et al. (2018) is that contributions of growing season and non-growing season precipitation are of similar magnitude as far as the total water supply of temperate trees is concerned. This finding is consistent with the pattern seen at the spatial scale that demonstrates strong correlations of δ18Ocell or δ18Oxw with δ18Oppt_annual.
It is worth pointing out that the close linkage between precipitation water and source water notwithstanding, δ18Oppt inherently represents an approximation to δ18Osw regardless of the temporal scale over which it is integrated. In some cases, there is evidence that rapid uptake of meteoric rainfall (via increased soil moisture availability) corresponds to incremental growth of trees (Wunder et al. 2013), suggesting in some cases there may be low δ18Oppt residence time prior to incorporation in δ18Ocell. On the other hand, the transfer of the isotope signal from precipitation to the plant-available source water pool may not be a straightforward process, but instead, could be complicated by several factors. For example, after infiltrating into the soil, the precipitation signal can be damped or even masked after mixing with the existing soil water, and there is potential for precipitation and soil water to mix with short- and long-residence stem water, and/or precipitation may be further altered by extreme events such as tropical cyclones that often bring in large amount of water with distinctively low δ18O values (Miller et al. 2006), or by evaporative enrichment of soil water or the influence of the ground water (Cernusak et al. 2016; Sprenger et al. 2016). In addition, δ18Oppt is known to be seasonally variable for many regions (Bowen 2018), which means the season of growth response that dominates incremental ring addition (and therefore δ18Ocell) may require consideration. Furthermore, according to the recently proposed “two-water worlds” theory, it is possible that in some circumstances the precipitation signal may not be present in δ18Oxw at all, i.e., after soil pores are filled with tightly-bound water from early rainfall events, the subsequent, recurrent precipitation would only act as the so-called “mobile water” contributing mainly to the soil water flow, without interacting much with the plant-accessible pore water (Brooks et al. 2010). Nevertheless, the “two-water worlds” theory suggests that substantial energy will need to be overcome during root uptake of the tightly-bound water, and thus is incompatible with water movement along water potential gradients within the soil–plant-atmosphere continuum (Bowling et al. 2017). Because of these complications, we recommend caution in the use of δ18Oppt to parameterize δ18Osw in applications where very precise information about δ18Osw is needed.
3 Oxygen Isotope Enrichment of Leaf Water (Δ18Olw)
3.1 The Craig-Gordon Model and Humidity Effect
During plant transpiration, the heavier H218O evaporates and diffuses more slowly through the stomata than does H216O, leaving leaf water enriched in 18O. Early studies of leaf water enrichment usually treated the leaf as a single, well-mixed and isotopically uniform water pool such that Δ18Olw is the same as 18O enrichment of water at the evaporative sites within the leaf (Δ18Oe). At steady state, Δ18Oe can be well described by the Craig-Gordon model, as the following (Craig and Gordon 1965; Farquhar et al. 2007):
where ε+ and εK are temperature dependent equilibrium fractionation factor for the water evaporation and the cumulative kinetic fractionation factor of water vapor diffusing out of the leaf respectively, Δ18Ov denotes 18O enrichment of atmospheric water vapour relative to the source water, and \(\frac{{\mathrm{e}}_{\mathrm{a}}}{{\mathrm{e}}_{\mathrm{i}}}\) is the ratio of the water vapor mole fraction in the air relative to that in the intercellular air spaces within the leaf.
With regard to tree-ring isotope modelling, atmospheric water vapor is often assumed to be in isotopic equilibrium with the source water. This assumption has been examined in several studies that employed either isotope ratio infrared spectrometry for making high-frequency, in-situ measurement of δ18O of water vapour (δ18Ov) throughout the year (Lee et al. 2006), or a novel, epiphyte-based proxy for estimating a δ18Ov signal that integrates over the growing season (Helliker and Griffiths 2007; Helliker 2014). The results of these studies, albeit obtained through remarkably different types of methods, showed consistent evidence supporting the general validity of the equilibrium assumption. In the case of equilibrium, Δ18Ov is equivalent to -ε+. In such a case, Eq. 10.2 can be further simplified to:
Note that εk is dependent on weighted diffusional fractionations through the stomata and leaf boundary layer, so a weak negative dependence of εK on stomatal conductance (gs) is expected. Further, ε+ may also be slightly (but in a positive manner) influenced by gs, given that a lower gs is generally associated with an elevation in leaf temperature. Nevertheless, in natural conditions both ε+ and εK can vary only in a very limited range, and Eq. 10.3 essentially demonstrates that Δ18Olw is strongly related to \(\frac{{\mathrm{e}}_{\mathrm{a}}}{{\mathrm{e}}_{\mathrm{i}}}\) in a negative manner. The \(\frac{{\mathrm{e}}_{\mathrm{a}}}{{\mathrm{e}}_{\mathrm{i}}}\) term in Eq. 10.3 can be further approximated by the ambient relative humidity (RH) if tree canopies are generally assumed to be aerodynamically coupled to the ambient environment. Such an approximation in turn gives rise to the expectation that Δ18Oe and by extension δ18Ocell should contain a record of RH.
Assessment of the RH influence on Δ18Oe has been included in numerous studies in a variety of plants (Farquhar et al. 2007). Some studies showed evidence of a RH signal in δ18Ocell (Ramesh et al. 1986; Saurer et al. 1997b; Porter et al. 2009; Lorrey et al. 2016), whilst many others reported no significant relationship between δ18Ocell and RH. The mixed results at the tree-ring level are not surprising given that δ18Ocell is subject to the control of isotope signatures of two different water pools (δ18Osw and Δ18Olw; refer to Eq. 10.1). In view of the “dual control” nature, we can reasonably infer that the Δ18Oe-contained RH signal could be better revealed in circumstances where δ18Osw remains relatively constant and thus does not add a confounding factor, i.e., in deep-rooted trees that mainly utilize deep soil water or ground water; whereas when δ18Osw variation is considerable and becomes a dominant source of variation in δ18Ocell, the leaf-level signal may become dampened or even completely masked, resulting in a lack of significant correlation between δ18Ocell and RH (see Tsuji et al. (2006) and Cintra et al. (2019) for examples illustrating this point).
It is worth pointing out that the above inference inherently assumes that RH as a climatic factor is only related to variation in Δ18Oe but not with δ18Osw. Clearly, this assumption is an over-simplification of the complex dynamics between isotopes and climates in nature, and thus may not be valid in some circumstances. For example, in regions where the “amount effect” dominates, a decrease in RH could act to increase δ18Ocell not only because of its effect on enriching Δ18Olw, but also because a lower RH (or drier atmosphere) is usually accompanied with a reduction in precipitation, which, in the event of the “amount effect” corresponds to higher δ18Osw values. In such a case, the amount-effect caused variation in δ18Osw (and the associated variation in RH) essentially acts to strengthen the δ18Ocell-RH link instead of confounding it; this is in contrast with the general case as pointed out in the preceding paragraph. This type of response has been observed for some tree species in monsoon-affected East Asia or tropical ecosystems (Xu et al. 2015; Zeng et al. 2015).
As far as detection of a leaf water signal in δ18Ocell is concerned, plant physiologists have demonstrated the value of removing the influence of δ18Osw by expressing cellulose isotope signatures as enrichments above the source water (i.e., Δ18Ocell = δ18Ocell − δ18Osw). Expressing Eq. 10.1 in the form of Δ18Ocell notation yields the following:
From Eq. 10.4 it can be seen that δ18Osw is no longer a parameter influencing Δ18Ocell. Therefore we should expect that Δ18Ocell is related to Δ18Olw or Δ18Olw−contained RH signal in a more clear-cut manner, without relying on whether there is significant δ18Osw variation or not. However, counter to this theoretical expectation, in neither of the two studies that analysed large-scale collection of tree-ring datasets was Δ18Ocell observed to exhibit strongly negative correlation with RH (Helliker and Richter 2008; Song et al. 2011; Fig. 10.3a, b). Such an inconsistency with what is predicted by theory (i.e. Equations 10.3 and 10.4) has prompted the suggestion that assumptions implicit in models where tree canopies are aerodynamically coupled to the ambient environment (such that ea/ei is equal to RH) are invalid (Helliker and Richter 2008). Subsequent calculations based on inverting of Eq. 10.4 led to the unexpected finding of boreal-to-subtropical convergence of photosynthesis-weighted tree leaf temperatures toward ca. 21 °C (Helliker and Richter 2008).
Of interest, a similar absence of a negative association between RH and Δ18O of tree-stem cellulose was also observed in a more recent study performed across 11 sampling sites that spanned an aridity gradient in NE Australia (Cheeseman and Cernusak 2017; Fig. 10.3c). However, this observation cannot be fully explained by leaf-air temperature uncoupling, as along this same gradient a strongly negative correlation was observed between RH and leaf cellulose enrichment. In view of the different patterns between stem- and leaf-cellulose enrichment, Cheeseman and Cernusak (2017) proposed that the nil trend of stem cellulose enrichment along the RH gradient is a result of variation in the biochemical term “pex” (a topic that will be explored in more detail in the next section) and especially that pex is related to aridity. As of now, whether it is leaf temperature or pex that represents the true mechanism for the observed stem or tree-ring cellulose patterns remains to be further tested. Future studies explicitly designed to examine the relevant assumptions (as recently attempted by Helliker et al. (2018)) will hold the key to unravelling this uncertainty.
3.2 The Péclet Effect Model
The Craig-Gordon model has been shown to predict general trends in leaf water enrichment quite well. However, if examined more closely, measured bulk leaf water enrichment in many cases was found to be somewhat less enriched than that predicted by the Craig-Gordon equation (Walker et al. 1989; Flanagan et al. 1991). This has led to the realization that the Craig-Gordon equation may only predict the 18O enrichment at the evaporative sites within the leaf water, but not the bulk leaf water. The latter instead can be highly heterogeneous, likely as a result of mixing processes within the leaf lamina involving both unenriched and enriched water. This process was rigorously treated by Farquhar and Lloyd (1993), who introduced a Péclet effect into the leaf model to mathematically account for the ratio of advection of unenriched vein water via transpiration stream to back-diffusion of the enriched water from the evaporative site. With the incorporation of the Péclet effect, Δ18Olw model can be further modified into the following form:
where Δ18Oe, as aforementioned, refers to 18O enrichment of evaporative site water and can be predicted by the Craig-Gordon model (Eq. 10.2) and \({\text{P}}= \frac{EL}{CD}\). E is leaf transpiration rate, L is the scaled effective pathlength (m) for water movement within the leaf lamina, C is the density of water (55.56 103 mol m−3) and D is the diffusivity of H218O in water (Cuntz et al. 2007). A detailed, theoretical analysis of Eq. 10.5 revealed that for plants experiencing similar atmospheric conditions (i.e., similar δ18Ov and RH), there should be a negative correlation between Δ18Olw and stomatal conductance and/or transpiration rate (Barbour et al. 2000a). The demonstrated potential for Δ18Olw to record transpirative physiology in turn stimulated considerable interest among plant scientists to explore the use of plant oxygen isotopes as a phenotypic trait for various applications in crop breeding, forest management, and global change ecology (Barbour et al. 2000b; Brooks and Coulombe 2009; Cabrera-Bosquet et al. 2009; Battipaglia et al. 2013). For more details on this topic, the reader is referred to the “dual isotope” chapter (Chap. 16) of this book.
Although the Péclet effect is a theoretically sound concept, until now the available evidence in support of this concept remains limited. The standard procedure for experimentally testing the Péclet effect relies on examination of the relationship between transpiration rate (E) and the proportional difference between Δ18Olw and Δ18Oe (f). A positive correlation between f and E is compatible with that predicted from the Péclet theory (Flanagan et al 1991; Barbour et al. 2000a), and consequently is used as a criterion by which to determine the validity of the Péclet concept. However, to date a significantly positive f–E relationship was only observed in some studies (Flanagan et al. 1994; Barbour et al. 2000a; Rippulone et al. 2008), but not in many others (Roden and Ehleringer 1999; Cernusak et al. 2003; Song et al. 2015; Roden et al. 2015).
The limited support for the Péclet theory may be viewed as an indication that the Péclet effect is insignificant in determining leaf water enrichment for many species. However, this indication is far from being conclusive, given that methodological issues common in the published experiments could have biased the results. For example, one methodological issue is related to the adoption by many early studies of a somewhat arbitrary procedure to determine isotopic steady state and δ18O of leaf transpiration (δ18OE) (Simonin et al. 2013); this could have led to uncertainty in estimating δ18Oe and f, and by extension in assessing the f–E relationship (Loucos et al. 2015). Another methodological issue lies in that all currently available methods for measuring δ18Olw involve a step of destructive sampling of the leaf before isotopic analysis. This dictates the need for collection of multiple leaves for generating a single f–E plot (i.e., each data point in the f–E plot corresponds to an individual leaf) (Cernusak and Kahmen 2013). Such a multi-leaf based approach is not ideal, because among-leaf variation in anatomical, morphological and physiological variables may be confounding factors that result in “noise” within the f–E plot (i.e., among-leaf variation per se results in much variation in f), potentially posing an obstacle to detecting the true Péclet signal.
Encouragingly, with the recent emergence of laser-based measurement instruments that permit online quantification of δ18OE at both steady and non-steady states, the above-mentioned first methodological issue can now be readily overcome (Song et al. 2015; Holloway-Phillips et al. 2016). Addressing the second issue will rest on development of new methods to allow for repeated determination of δ18Olw on a single leaf. In this context, we note that previous studies have attempted to indirectly estimate δ18Olw at different time points in a single castor bean leaf through repeated sampling and measurement of δ18O of phloem sugar transported out of the leaf under different VPD conditions (Barbour et al. 2000a, Cernusak et al. 2003). The phloem-based “single-leaf” method is a novel attempt; nevertheless, this method has limitations in that: (1) it requires assumptions regarding the biochemical fractionation factor and/or time lags from isotopic transfer of leaf water to phloem organic matter, and (2) the method relies on a phloem-bleeding technique, yet this technique is only applicable to a few plant species. As such, future studies should focus on development of a method that would permit multiple direct measurements of isotopic signals from leaf water in a non-destructive manner, and also be generally applicable to different types of species.
Undoubtedly, continued mechanistic investigations will enlighten us as to whether the Péclet theory is a valid concept in different plant types. Nevertheless, it has been argued that the Péclet effect, even if present, is unlikely to exert a significant impact on δ18Ocell when the effect is relatively small, because the transfer of the Péclet signal from leaf water down to tree-ring cellulose necessarily involves multiple steps that serve to further damp the original signal, to the point that the association of the Péclet effect to δ18Ocell becomes weak or even negligible (Ogee et al. 2009). Furthermore, in many paleo-related contexts applying a single-value based correction (the so-called “damping factor”) to the Craig-Gordon equation and the tree-ring model seems to serve the study purposes well (Saurer et al. 1997a; Saurer et al. 2016). In such cases there may be limited value of considering the more complicated Péclet correction. As such, we recommend that researchers carefully consider several factors including the strength of the Péclet signal and the scale and purpose of the planned investigation when it comes to deciding whether to include the Péclet correction for modelling δ18Ocell in practice (Cernusak et al. 2016).
4 Biochemical Fractionation
4.1 Oxygen Isotope Exchange at the Sites of Sucrose Production and Cellulose Synthesis
Exchange of oxygen atoms between water and organic molecules can occur for oxygen in carbonyl groups via formation of short-lived gem-diol intermediates (Sternberg et al. 1986). Hydration of a carbonyl oxygen is closely coupled with subsequent dehydration and the oxygen atom retained in the organic molecule can be from either the original molecule or the reaction water (Sternberg 2009). Importantly, when this type of oxygen exchange reaction reaches equilibrium, the carbonyl oxygen will become ca. 27‰ more enriched in 18O than the reaction water because of a biochemical fractionation effect (Sternberg and DeNiro 1983). This explains why εo (the biochemical fractionation factor) is treated as a constant of 27‰ in the tree-ring model (but see Sternberg and Ellsworth (2011) and Zech et al. (2014) for a slight temperature effect on εo).
According to the tree-ring model, carbonyl-water exchange of oxygen occurs during two distinct metabolic steps: the photosynthetic production of sucrose in the leaf and sucrose-cellulose conversion within the stem (Sternberg 2009). Of relevance to oxygen exchange at the leaf level, is the fact that all of the oxygen atoms in a sucrose molecule will pass through a carbonyl group at some point in the Calvin cycle leading to production of sucrose (Farquhar et al. 1998). For this reason, leaf sucrose is expected to be in equilibrium with the reaction water (i.e., leaf water). This expectation is well supported by published data proving that leaf soluble organic matter (a proxy for sucrose) is ca. 27% more enriched than leaf water in a diversity of plant species (Cernusak et al. 2003; Gessler et al. 2007, 2013; Barnard et al. 2007). The oxygen exchange at the site of cellulose synthesis is made possible by the requirement that sucrose be cleaved into carbonyl-containing hexoses (glucose and fructose) before it can be converted into cellulose. Further, it has been demonstrated that a proportion of hexose phosphate molecules also undergo futile cycling through triose phosphates before being incorporated to cellulose (Hill et al. 1995). This triose cycling process would expose more carbonyl oxygen to the local water (i.e., xylem water), allowing additional isotopic exchange.
As already mentioned, the proportion of oxygen exchange with xylem water during the sucrose-cellulose conversion is termed pex in the tree-ring model. Regarding pex, the conventional assumption is that it is a rather invariable parameter, with a value close to 0.4 regardless of species or environmental conditions. Support for this assumption comes from a number of experimental and observational studies performed on a range of species and growth conditions (Sternberg et al. 1986; Yakir and Deniro 1990; Roden et al. 2000; Cernusak et al. 2005), over which average pex is ca. 0.42 (summarized by Cernusak et al. 2005). Nevertheless, several more recent studies have suggested that pex may exhibit considerable variation in association with variation in aridity (Cheeseman and Cernusak 2017), salinity (Ellsworth and Sternberg 2014), or turnover time (τ) of the sucrose pool available for cellulose synthesis (Song et al. 2014). A relationship between pex and τ was suggested by Farquhar et al. (1998) through consideration of biochemical pathways leading to cellulose synthesis. When τ is small such that the sucrose pool turns over rapidly, there should be less opportunity for hexose phosphates to cycle through triose, potentially resulting in a smaller pex compared to the case of a slow turnover pool of sucrose. Further, it is known that τ is a parameter that can be readily influenced by plant growth environments, and hence the observed aridity- or salinity-dependence of pex may well be an indirect reflection of τ influence on pex. However, despite these plausible explanations, Waterhouse et al. (2013) demonstrated that position-specific isotopic exchange rates in cellulose cannot be fully accounted for by the carbonyl-exchange theory, with or without consideration of cycling via trioses. That is, our current understanding of the biochemical fractionation is incomplete and more research is needed to explore potential variations in pex and the associated mechanisms.
4.2 Oxygen Isotope Exchange During Phloem Loading and Transport of Sucrose
Lying between the above mentioned two metabolic steps is the sucrose translocation pathway, where sucrose is loaded into the minor-vein phloem of the leaf and subsequently transported downwards in phloem towards the cellulose synthesis site. The current tree-ring model assumes no isotopic effect during sucrose translocation. However, this assumption may be problematic, as both phloem loading and transport involve highly dynamic and complex mechanisms (i.e., multiple pathways during loading and the leakage-retrieval dynamics persisting throughout transport) (van Bel 2003), which may give rise to metabolic conversion of sucrose into carbonyl-containing intermediates and consequently to isotopic oxygen exchange (Barnard et al. 2007; Offermann et al. 2011; Gessler et al. 2013, 2014).
Indeed, several studies have documented significant leaf-to-phloem or phloem-basipetal isotopic gradients in sucrose (Gavrichkova et al. 2011; Offermann et al. 2011; Gessler et al. 2013), hinting at the possibility of biochemical fractionation during phloem loading and transport. In a field investigation involving five different species, Gessler et al. (2013) found that twig phloem-transported sucrose was significantly less enriched than its leaf counterpart in three evergreen species, but not in the other two deciduous species. Gessler et al. (2013) presented a detailed discussion of the anatomical and physiological variations in the studied species, and suggested that these variations may at least be partially responsible for species-specific variation in the extent of phloem-loading/transport associated oxygen exchange, in turn causing the observed variation in the isotopic difference between phloem sucrose and leaf water among species. The dataset presented in Gessler et al. (2013) does not allow for quantitative assessment of the contribution of bark photosynthesis (a critical confounding factor) to the δ18O signature in phloem so that no definitive conclusion can be drawn yet regarding whether and to what extent carbonyl-oxygen exchange during phloem loading/transport may influence the phloem-leaf isotopic difference in different species. Nevertheless, the observed isotopic effect during phloem loading/transport highlights knowledge gaps that need to be filled in order to put our understanding of the δ18Ocell-associated mechanisms on a firmer ground. To this end, future experimental studies should be performed not only to advance understanding of the biochemical/physiological mechanisms underlying the phloem-related oxygen exchange process, but also to quantify the mean and variation of the apparent fractionation factor associated with this process among different species and/or environmental conditions. This understanding should then be incorporated into the existing tree-ring isotope model, to improve our ability to interpret climatic and physiological signals from δ18Ocell under various contexts.
5 Conclusions
The oxygen isotope composition of tree rings records environmental conditions, such as temperature and relative humidity, and to a lesser extent physiological and biochemical responses such as stomatal regulation of water loss and the balance between sources and sinks for carbohydrates. However, there are a number of gaps in our understanding that need to be addressed, the three most pressing being: (1) the relevance of the Péclet effect in leaves from different species; (2) the role of variability in the proportion of exchangeable oxygen during cellulose synthesis; and (3) isotope effects during phloem loading, unloading and transport. We envision that use of high-resolution isotope sampling/measurements techniques (see Chap. 7 for more details), combined with detailed physiological and environmental monitoring across a range of species and geographies would be helpful in resolving some of these uncertainties.
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Song, X., Lorrey, A., Barbour, M.M. (2022). Environmental, Physiological and Biochemical Processes Determining the Oxygen Isotope Ratio of Tree-Ring Cellulose. In: Siegwolf, R.T.W., Brooks, J.R., Roden, J., Saurer, M. (eds) Stable Isotopes in Tree Rings. Tree Physiology, vol 8. Springer, Cham. https://doi.org/10.1007/978-3-030-92698-4_10
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