Skip to main content

Closing the Cycle: The Impact of Formal and Informal Mobilisation

  • Chapter
  • First Online:
Book cover Local Government in the European Union
  • 214 Accesses

Abstract

Asserting and understanding the impact of local government on EU decisions is key to validating the idea of an integration cycle. The chapter therefore examines whether, to what extent and under which conditions local government can effectively influence European policy-making. It engages in a conceptual and methodological discussion and examines the impact of local actors through formal and informal mobilisation. The chapter provides evidence to show how local government has become an effective territorial interest group in the EU’s system of multilevel governance. It then introduces a causal model of local influence reflecting the scope, conditions, lobbying structure and opportunity structure in the context of the European political arena.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 99.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 129.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 129.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Tatham’s study of regional interest representation in the EU (2015) confirmed the limits to the influence of regions as a generic territorial interest group. Their self-reported influence, however, is contingent upon size (a representational logic) and the supranational embeddedness of leading officials (a Matthew effect or cumulative advantage logic).

  2. 2.

    Our analysis rests on the basic premise that local actors should be aware of the given policy process and willing to change it as they see fit. This precludes cases where despite the apparent impact of EU decisions on local government, local actors did not mobilise to influence the decision, which de facto rules out influence as we have conceptualised it (see also Chap. 7). A marked example of such a case concerns the European harmonisation of public document recognition, whereby local authorities failed to identify subsidiarity concerns and consequently did not get involved in the decision process that would impact strongly and directly on their working (Pazos-Vidal, 2019, pp. 97–101).

  3. 3.

    The interplay between formal and informal powers is here reflected by the fact that until today, the CoR has not yet made use of the ‘nuclear option’ of going to court to defend local interests on the basis of the constitutionalised principles (cf. Pazos-Vidal, 2019, p. 100). An unsuccessful complaint would also risk taking away some of the Committee’s threat potential.

  4. 4.

    According to Bergeret-Cassagne (in Pazos-Vidal, 2019, p. 57), the CEMR is further inflicted by the inherent political tension between members who prefer the CEMR to act as an intergovernmental organisation (the European umbrella of national associations) and members who perceive the CEMR as an instrument to foster a federal Europe (as codified in the 1953 Charter of Municipal Liberties).

  5. 5.

    Directive 2004/18/EC on the coordination of procedures for the award of public works contracts, public supply contracts and public service contracts.

  6. 6.

    Directive 2004/17/EC coordinating the procurement procedures of entities operating in the water, energy, transport and postal services sectors.

  7. 7.

    The 2014 revision of the public procurement acquis is discussed below.

  8. 8.

    Additionality is one of the main principles of the European Structural and Investment Funds according to which EU funding must not replace, but add to public spending.

  9. 9.

    Van Bever and Verhelst (2013, pp. 9–10) found that the large majority of municipalities in Flanders (around 80%) perceived their impact on EU policies as little to none. Yet, a small number (6.7%) of proactive authorities, which lobbied European institutions, were moderately satisfied with the outcome of their actions. In most cases, these were undertaken by larger cities and targeted cohesion policy and funding (Verhelst, 2019, pp. 97–98).

  10. 10.

    UK local government, for instance, failed to lobby for reforms of the Structural Funds due to opposition between the London authorities and local authorities in North England, which forced their local government association to adopt only a vague position on this matter. At the same time, local authorities in London could not change the definition of the Objective 2 areas of the Structural Funds in the Maastricht Treaty because their effort was ill-prepared and less concise (John, 1994, pp. 916–918).

  11. 11.

    The establishment of the European Social Dialogue as such, however, was considered a successful case of policy entrepreneurialism by the CEMR .

  12. 12.

    http://www.eurocities.eu/eurocities/allcontent/Cities-share-good-practices-and-deliver-key-messages-at-the-EU-Roma-Week-WSPO-AXRUZ6.

  13. 13.

    http://www.eurocities.eu/eurocities/news/EUROCITIES-contribution-to-post-2020-EU-Roma-Framework-WSPO-BBZ4CW.

  14. 14.

    Directive 2014/24/EU on Public Procurement; Directive 2014/23/EU on the Award of Concession Contracts; and Directive 2014/25/EU on Procurement for Water, Energy, Transport and Postal Services.

  15. 15.

    The aim of the business lobby to abolish any exemption from the directives was less strategic as it conflicted with the Commission ’s goal to provide legal clarity, as well as the path dependency of EU policy-making which makes it difficult to reverse certain legislative ambitions once they are set into motion.

  16. 16.

    This ‘pro-EU urban mobility policy community’ also was disproportionally included in the pre-legislative stage, evoking fierce complaints from local actors (ibid., pp. 94–95).

  17. 17.

    This overview is partly based on the authors’ interviews with local government lobbyists involved in this case.

  18. 18.

    The status in the EU is particularly important for British local authorities, because in the absence of a codified constitution, they do not enjoy any guarantee to their local autonomy. In Germany, local actors were concerned that losing their European status would give the Länder extra control over them.

References

  • Baumgartner, F. R., & Leech, B. L. (1998). Basic interests: The importance of groups in politics and in political science. Princeton University Press.

    Book  Google Scholar 

  • Beyers, J., & Kerremans, B. (2012). Domestic embeddedness and the dynamics of multilevel venue shopping in four EU member states. Governance: An International Journal of Policy, Administration, and Institutions, 25(2), 263–290.

    Article  Google Scholar 

  • Bouwen, P. (2002). Corporate lobbying in the European Union: The logic of access. Journal of European Public Policy, 9(3), 365–390.

    Article  Google Scholar 

  • Bouwen, P., & McCown, M. (2007). Lobbying versus litigation: Political and legal strategies of interest representation in the European Union. Journal of European Public Policy, 14(3), 422–443.

    Article  Google Scholar 

  • Calandrino, M., & Güntner, S. (2010). The role of cities in EU social policy. In A. Hamedinger & A. Wolffhardt (Eds.), The Europeanization of cities. Policies, urban change & urban networks (pp. 145–160). Techne Press.

    Google Scholar 

  • Callanan, M., & Tatham, M. (2014). Territorial interest representation in the European Union: Actors, objectives and strategies. Journal of European Public Policy, 21(2), 188–210.

    Article  Google Scholar 

  • Chalmers, A. W. (2011). Interests, influence and information: Comparing the influence of interest groups in the European Union. European Integration, 33(4), 471–486.

    Article  Google Scholar 

  • CoR (Committee of the Regions). (2005). Procedures for local and regional authority participation in European policy making in the member states. European Communities: CoR Studies.

    Google Scholar 

  • Deutsche EUROCITIES-Städte. (2002, October 22). Lokale Demokratie stärken, die europäische Demokratieverwirklichen—Kölner Erklärung der deutschen EUROCITIES-Städte zum Europäischen Konvent. Retrieved September 9, 2020, from http://www.heide-ruehle.de/heide/fe/pub/de/dct/70

  • Dür, A. (2008). Measuring interest group influence in the EU. A note on methodology. European Union Politics, 9(4), 559–576.

    Article  Google Scholar 

  • Dür, A. (2010). Interest groups in the European Union: How powerful are they? In J. Beyers, R. Eising, & W. Maloney (Eds.), Interest group politics in Europe. Lessons from EU studies and comparative politics (pp. 110–128). Routledge.

    Google Scholar 

  • Dür, A., & De Bièvre, D. (2007). The question of interest group influence. Journal of Public Policy, 27(1), 1–12.

    Article  Google Scholar 

  • Goldsmith, M. (1993). The Europeanisation of local government. Urban Studies, 30(4/5), 683–699.

    Article  Google Scholar 

  • Goldsmith, M. (2011). Twenty years on: The Europeanization of local government. In E. Van Bever, H. Reynaert, & K. Steyvers (Eds.), The road to Europe. Main street or backward alley for local governments in Europe? (pp. 31–48). Vanden Broele.

    Google Scholar 

  • Greenwood, J. (2011). Interest representation in the European Union. Palgrave Macmillan.

    Book  Google Scholar 

  • Guderjan, M. (2012). Local government and European integration—Beyond Europeanisation? Political Perspectives, 6(1), 105–128.

    Google Scholar 

  • Guderjan, M. (2013). When Europe meets the local level: A fusing multilevel compound? PhD thesis, Manchester Metropolitan University.

    Google Scholar 

  • Guderjan, M. (2015). Theorising European integration of local government—Insights from the fusion approach. Local Government Studies, 41(6), 937–955.

    Article  Google Scholar 

  • Hauser, H. (2011). European Union lobbying post-Lisbon: An economic analysis. Berkeley Journal of International Law, 29(2), 680–790.

    Google Scholar 

  • Heinelt, H., & Niederhafner, S. (2008). Cities and organized interest intermediation in the EU multi-level system. European Urban and Regional Studies, 15(2), 173–187.

    Article  Google Scholar 

  • Hessel, B. (2003). De rol van de Nederlandse decentrale overheden in het Europese wetgevingsproces. RegelMaat, 2, 46–68.

    Google Scholar 

  • Hoffschulte, H. (2006). Kommunen in Europa—Die bürgernahe Basis in einem “Europa der vier Ebenen”. In U. von Alemann & C. Münch (Eds.), Europafähigkeit der Kommunen—Die lokale Ebene in der Europäischen Union (pp. 58–76). VS Verlag für Sozialwissenschaften.

    Chapter  Google Scholar 

  • John, P. (1994). Local government and the European Union lobbying. Contemporary Political Studies, 2, 906–921.

    Google Scholar 

  • John, P. (2000). The Europeanisation of sub-national governance. Urban Studies, 37(5–6), 877–894.

    Article  Google Scholar 

  • Kettunen, P., & Kull, M. (2009). Governing Europe: The status and networking strategies of Finnish, Estonian and German subnational offices in Brussels. Regional and Federal Studies, 19(1), 117–142. https://doi.org/10.1080/13597560802692447

    Article  Google Scholar 

  • Klüver, H. (2011). The contextual nature of lobbying: Explaining lobbying success in the European Union. European Union Politics, 12, 483–506.

    Article  Google Scholar 

  • Leitermann, W. (2006). Kommunale Interessenvertretung im Rahmen des Rates der Gemeinden und Regionen Europas. In U. von Alemann, C. Münch, & C. (Eds.), Europafähigkeit der Kommunen—Die lokale Ebene in der Europäischen Union (pp. 333–338). VS Verlag für Sozialwissenschaften.

    Chapter  Google Scholar 

  • Mastenbroek, E., Zwaan, P., & Liefferink, D. (2013). Provinciaal positiespel in Brussel en Den Haag. Een onderzoek naar de positie van provincies in Europese beleidsvorming. Radboud Universiteit Nijmegen, Institute for Management Research.

    Google Scholar 

  • Michalowitz, I. (2007). What determines influence? Assessing conditions for decision-making influence of interest groups in the EU. Journal of European Public Policy, 14(1), 132–151.

    Article  Google Scholar 

  • Münch, C. (2006). Emanzipation der lokalen Ebene? Kommunen auf dem Weg nach Europa. VS Verlag für Sozialwissenschaften.

    Google Scholar 

  • Neshkova, M. I. (2010). The impact of subnational interests on supranational regulation. Journal of European Public Policy, 17(8), 1193–1211.

    Article  Google Scholar 

  • Panke, D., Hönnige, C., & Gollub, J. (2015). Consultative committees in the European Union. No vote—No influence? ECPR Press.

    Google Scholar 

  • Pazos-Vidal, S. (2019). Subsidiarity and EU multilevel governance. Actors, networks and agendas. Routledge.

    Book  Google Scholar 

  • Pedler, R. (2002). Changes in the arena: Lessons from lobby cases. In R. Pedler (Ed.), European Union lobbying. Changes in the arena (pp. 310–324). Palgrave.

    Google Scholar 

  • Piattoni, S., & Schönlau, J. (2015). Shaping EU policy from below: EU democracy and the Committee of the Regions. Edward Elgar.

    Book  Google Scholar 

  • Rechlin, S. (2004). Die deutschen Kommunen im Mehrebenensystem der Europäischen Union—Betroffene Objekte oder aktive Subjekte? Discussion Paper, Social Science Research Center Berlin.

    Google Scholar 

  • Schiffler, M. (2015). Civil society and the EU concession directive: David beats Goliath, using a few tricks. In M. Schiffler (Ed.), Water, politics and money (pp. 115–120). Springer.

    Chapter  Google Scholar 

  • Schultze, C. J. (2003). Cities and EU governance: Policy-takers or policy-makers? Regional and Federal Studies, 13(1), 121–147.

    Article  Google Scholar 

  • Tatham, M. (2015). Regional voices in the European Union: Subnational influence in multilevel politics. International Studies Quarterly, 59, 387–400.

    Article  Google Scholar 

  • Tosics, I. (2010). The approach of Budapest to the European Union: The Europeanization of a post-socialist city. In A. Hamedinger & A. Wolffhardt (Eds.), The Europeanization of cities. Policies, urban change & urban networks (pp. 127–143). Techne Press.

    Google Scholar 

  • Van Bever, E., & Verhelst, T. (2013). Towards a more active approach of local level Europeanization: Discussing horizontal and bottom-up Europeanization in Flemish local government. 63rd Political Studies Association Annual Conference, Proceedings. Presented at the 63rd Political Studies Association Annual Conference.

    Google Scholar 

  • Van der Storm, I. (2002). CASTer: Creating the future in steel regions. In R. Pedler (Ed.), European Union lobbying. Changes in the arena (pp. 229–254). Palgrave.

    Google Scholar 

  • Verhelst, T. (2018). Inside the municipal lobby: Explaining local government influence on the new EU public procurement directives. Lex Localis Journal of Local Self-Government, 16(1), 193–214.

    Article  Google Scholar 

  • Verhelst, T. (2019). Vlaamse steden en gemeenten in de EU: van onverschillig naar proactief? Een stand van zaken anno 2019. In H. Reynaert (Ed.), Verrekijkers voor lokale besturen: Een lange(re) termijnvisie?! (pp. 75–103). Vanden Broele.

    Google Scholar 

  • Witte, S. (2013). Einflussgrad der deutschen kommunalen Ebene auf die Politikgestaltung der EU. Peter Lang.

    Book  Google Scholar 

  • Zimmermann, U. (2006). Die Europäische Verfassung—Eine Bilanz aus kommunaler Perspektive. In U. von Alemann & C. Münch (Eds.), Europafähigkeit der Kommunen—Die lokale Ebene in der Europäischen Union (pp. 25–47). VS Verlag für Sozialwissenschaften.

    Chapter  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Marius Guderjan .

Rights and permissions

Reprints and permissions

Copyright information

© 2021 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Guderjan, M., Verhelst, T. (2021). Closing the Cycle: The Impact of Formal and Informal Mobilisation. In: Local Government in the European Union. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-74382-6_8

Download citation

Publish with us

Policies and ethics