Risk management identifies a set of actions which improve the quality of health services in order to guarantee patient safety. Risk management tools are represented by four processes: identification, analysis, control, and financial coverage of risk.
Risk investigation is the process by which situations, the user and the procedure are identified, which can lead, or have led, to a loss. The approach is based on the assumption that any error is the consequence of problems that precede it and that such problems could become manifest even before the adverse event occurs.
The map of critical areas identifies various criticalities in different ways; it presupposes the presence of a surveillance epidemiological observatory and can be carried out according to the needs of the research, the time, the concentration of adverse events in a given sector, the severity of the adverse events, etc. Its interpretation must always be very cautious as a starting point for a critical analysis and not used as the conclusive outcome of an investigation.
Risk control consists of the implementation of prevention procedures and strategies that lead to the creation of a specific risk prevention/mitigation plan. The control focuses on the training of employees in terms of information, consent, accurate compilation of a medical record, hospital discharge sheets, and reporting of unwanted events. It should also concentrate on the development of protocols, procedures, and/or control measures that can improve the safety of the assisted person and on the efficiency of the risk management units understood as monitoring capacity, interpretation of the causes of unwanted events, and identification of clinical corrective factors.
In the context of control measures, particular importance is given to the audit which is a formal process of clinical verification that controls the effectiveness of the interventions while evaluating the assistance in its various components. It aims to improve the quality and outcomes of patient care through a structured review conducted by groups of colleagues, that is with peer reviews, which after examining the clinical practice used and its results, based on the standards adopted and the elements that emerge from the verification, provide any necessary indications to modify it. The audit must give answers to questions concerning the service provided to the patient by all the professionals involved. Financial risk coverage must identify the funds necessary to cover the risk management plan and must necessarily also include insurance coverage of the settings most exposed to financial risk.
Integrated management must involve changes in clinical practice aimed at promoting a culture of safety that is more attentive and closer to the dual patient mother/fetus and infant, as well as to operators. Therefore, in the first instance it is useful to identify the training, organizational and technological criticalities encountered in the maternal–infant clinical path with reference to pregnancy, childbirth, and assistance to the newborn. The training criticalities are also to be considered in relation to the reduced volume of activities, while the organizational ones are mostly linked to a lack of continuity in the territory/hospital care and due to the lack of neonatal intensive care beds. A recent review also suggests that educational interventions aimed at improving the quality of care and training health workers may improve the safety of women and their infants during childbirth [6]. In the second instance, all risk management actions must be reported through the prevention of their realization, so as to constitute a sort of “risk control plan in the maternal and child area” [7].
In the maternal and child care area, risk management must involve all sectors in which an error can materialize in various phases of the mother and the newborn to be effective. In terms of obstetrics, attention to the three types of criticality: training, organization, and technology must focus on prevention in the preconception phase, during pregnancy and during childbirth assistance.
The clinical assistance to pregnancy and labor begins in the preconception period because it is an important time concerning the prevention of some risks, which should be identified and corrected before the concretization of these risks. The main risks are malformations, genetic, teratogenic caused by physical and toxic agents, infectious, deficiency, coming from maternal–fetal incompatibility and prematurity. In this phase, the anamnesis plays an important role in the identification of the risk, and criticalities that can emerge are of exclusive pertinence training. Folic acid supplementation, the abolition of incorrect lifestyle habits (e.g., drugs and alcohol use, smoking), close glycemic control of diabetic women, lengthening the interval between pregnancies, are just some of the examples of malformation and prematurity risk containment already in the preconception phase.
Risks associated with pregravidical anamnestic factors involved right from the start of pregnancy, especially if they have not already been carried out in the preconception period, must be identified, along with a timely diagnosis of extrauterine pregnancy. The speed here avoids, first of all, the need to intervene in emergency situations due to serious hypovolemic maternal shock related to hemopertoneal as a consequence of extrauterine pregnancy rupture, and secondly, it allows for more conservative treatments and less invasive interventions, such as medical treatment with methotrexate and video laparoscopy of the tubes. In this context, the critical points that can be detected often concern training aspects. The use of a sort of checklist aimed at identifying anamnestic risk factors important for pregnancy management right from the beginning of a pregnancy can be of great help, and it is the first step of the obstetric triage whose task is to highlight specific care pathways for the assessment of the risk profile which is a dynamic concept in continuous evolution during pregnancy. The minimal number of maternal screening tests to be carried out in the antenatal period which must be guaranteed to every woman are identified by the Maternity Clinical Risk Management Standards (CNST) [8]. The fetal screening involves fetal anomalies and Down Syndrome, the maternal screening involves infection in pregnancy such as rubella, hepatitis B, HIV, syphilis, and hemoglobinopathies such as sickle cell anemia and thalassemia [9].
During pregnancy, the correct surveillance of pregravidic diseases such as heart disease, respiratory failure, and hypertension is essential in order to monitor their possible deterioration, for the protection of maternal health and life. To safeguard the health of the future newborn, the timely diagnosis of fetal growth restriction and the realization of the risk of spontaneous premature birth allows optimization of the survival and quality of life of “small” infants both by optimizing the timing of birth in the case of fetal growth restriction, and by centralizing pregnant women (transport in utero) to hospitals equipped with neonatal intensive care whenever a premature baby is expected to be born.
Childbirth labor remains, however, the most critical phase for the safeguarding of the health and life of women. Obstetric emergencies such as postpartum hemorrhage, eclampsia, sepsis, thromboembolism, and anesthetic intervention are clinical aspects that must be monitored to prevent maternal death or serious disease related to labor and delivery.
During labor, cord prolapse, uterine rupture, uterine inversion, and shoulder dystocia are among obstetric emergencies that require timely and adequate treatments that not only require specific protocols, but also a pre-ordered and routinely monitored organizational support network using checklists, simulations, “mnemonic” and “reminder” posters.
Even vaginal delivery after a cesarean section, operative delivery and the so-called cardiotocographic emergencies are clinical pathway events that deviate from physiology, but since they are part of obstetric pathology they must, in any case, be foreseen. For each of these occurrences the risk factors must be identified a priori, as they are often, but not always present, for their realization and the treatment plans to be implemented [10].
In the clinical path, the analysis of errors represents an effective tool for prevention through the construction of barriers that prevent the realization of the damage that can result. In the obstetric area, as well, efforts have been and are still being made in order to identify errors and causes of mortality and morbidity in advance in order to offer safety indicators [11].