Abstract
Scholarship on international investment arbitration is plentiful. Despite it being a relatively young field, it would be difficult to name one in which more books and articles have been published in recent years. The field is a dynamic one, attracting a diverse range of authors; the stakes are high, the knowledge is limited: scholarly work is necessary and to be welcome. The amount of available literature, however, also provides us for an opportunity to study its relationship with the field it purports to describe: in a nutshell, we do not study investment arbitration scholarship because we are naively surprised that it exists, or that there is so much of it. We know that there must be good reasons for it to do so, and to do so to this extent. It is precisely for these very good reasons that we can resolutely argue that investment arbitration scholarship is worth studying, and that studying investment arbitration scholarship can bring us a step closer to a better understanding of investment arbitration. Accordingly, this chapter seeks to provide a large-scale analysis of investment arbitration scholarship. By combining theoretical insights and big data empirical analysis, we seek to map the field, its actors, and, its dynamics, with a view to revealing latent patterns through citations, topics, and publication dynamics, but also through tribunals’ use of literature.
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Notes
- 1.
With reference to American scholarship see Tushnet (1980), p. 1205 (‘I cannot imagine, for example, an intellectual history of contemporary America in which legal thought would play an important part… [t…]he intellectual marginality of legal scholarship is all the more striking in light of 7 the immense role that law plays in American society’).
- 2.
This is not to say that the demand for legal scholarship is low: as in a number of academic fields, it is not, and the business is profitable specifically because ‘demand has the elasticity of cast iron’. See EJIL: Talk! – What a Journal Makes: As we say goodbye to the European Law Journal. https://www.ejiltalk.org/what-a-journal-makes-as-we-say-goodbye-to-the-european-law-journal/. Accessed 6 February 2020.
- 3.
Harrison and Mashburn (2015), pp. 46–47.
- 4.
- 5.
For an exception see Schill (2011).
- 6.
- 7.
Brabandere (2014).
- 8.
- 9.
ICJ Statute, Article 38(1)(d).
- 10.
For one such view expressed in a book which is very much on law-ascertainment, see d’Aspremont (2013), p. 209.
- 11.
For the notion of Article 38 as an important ‘event’ see Skouteris (2010).
- 12.
League of Nations. Advisory Committee of Jurists (1920); For an understanding of Article 38 as consolidating previous arbitral practice see Fitzmaurice M, History of Article 38 of the Statute of the International Court of Justice, ID 2774354, 3 May 2016.
- 13.
For some early reflections on judicialisation see Moore (1929).
- 14.
Oppenheim (1908), p. 315.
- 15.
Consider, for example, this passage from Pasquale Fiore’s treatise, which predates Oppenheim’s by about 40 years (our translation): ‘We observe, however, that the authority of publicists must be employed with a grain of salt, without ascribing to their opinion such weight capable of displacing the principles of reason’. See Fiore (1865), p. 42.
- 16.
See also Kingsbury (2012).
- 17.
Alter KJ, The Multiple Roles of International Courts and Tribunals: Enforcement, Dispute Settlement, Constitutional and Administrative Review, ID 2114310, 19 July 2012.
- 18.
Schwarzenberger (1947), pp. 553–554.
- 19.
See generally Peil (2012).
- 20.
- 21.
Jennings (1996), p. 9 (maintaining that ‘[t]he main reason for this convention is, one suspects, not so much based upon any principle concerning a source of law but, rather, to avoid invidious distinctions between publicists cited and publicists not cited’).
- 22.
Consider for example the reliance on scholars in early American cases: The Paquete Habana 175 US 677, 700 (1900). Consider also EWHC (Admin), The Freedom And Justice Party & Ors, R (On the Application Of) v Secretary of State for Foreign and Commonwealth Affairs & Anor [2016] EWHC 2010 (Admin), Judgment of 5 August 2016.
- 23.
Helmersen (2019).
- 24.
For a case in which it did, see Waguih Elie George Siag & Clorinda Vecchi v. Arab Republic of Egypt, ICSID Case No. ARB/05/15, Award, 1 June 2009, paras 498–499 (‘The Loewen decision has been the subject of intense scrutiny and criticism by international law scholars and investment arbitration practitioners… Commentators have also stigmatised the Tribunal’s application of a rule developed in one particular contex… Finally, academics and practitioners have questioned the relevance of the Loewen Tribunal’s conclusions’.).
- 25.
Koskenniemi (2006), pp. 563 ff.
- 26.
Hernández (2017).
- 27.
Borges (2000).
- 28.
- 29.
Hernández (2017), p. 166.
- 30.
- 31.
- 32.
Helmersen (2017).
- 33.
Ibid.
- 34.
- 35.
- 36.
Paulsson (2013), p. 256.
- 37.
Ibid., p. 256.
- 38.
Michaels (2013), p. 62.
- 39.
Alex Mills, The Privatisation of Private (and) International Law, Inaugural Lecture, University College London, 6 February 2020, Current Legal Problems Lecture Series (still unpublished).
- 40.
- 41.
The usual example is the conflicting approaches to the role of the state Wälde (2010).
- 42.
David Gaukrodger, Appointing Authorities and the Selection of Arbitrators in Investor-State Dispute Settlement: An Overview, OECD Consultation Paper, March 2018.
- 43.
- 44.
Analysis by Niccolò Ridi, based on data by Daniel Behn, Malcolm Langford, Ole Kristian Fauchald, Runar Lie, Maxim Usynin, Taylor St John, Laura Letourneau-Tremblay, Tarald Berge and Tori Loven Kirkebø, PITAD Investment Law and Arbitration Database: Version 1.0, Pluricourts Centre of Excellence, University of Oslo (31 January 2019). The network analysis has been carried out with the Gephi software. See Bastian et al. (2009).
- 45.
Bjorklund (2008), p. 1272.
- 46.
Newman (2006).
- 47.
See, in particular, Puig (2014).
- 48.
Although the network deals with arbitrators only, it is submitted that the reflection can be adapted to counsel as well for simple reasons of frequent identity. See Langford et al. (2017).
- 49.
Schultz and Ridi (2020) (footnotes omitted).
- 50.
See generally Bachelard (1938).
- 51.
Latour and Woolgar (1979).
- 52.
Leydesdorff and Milojević (2015), p. 2.
- 53.
Mingers and Leydesdorff (2015), p. 1.
- 54.
Chen (2006).
- 55.
Mingers and Leydesdorff (2015), p. 1.
- 56.
Feist (1997), p. 326.
- 57.
Gingras and Wallace (2010).
- 58.
- 59.
- 60.
- 61.
- 62.
Just like arbitral awards are sometimes sent out to colleagues or mailing lists prior to their formal publishing, the world of academia knows.
- 63.
- 64.
Van Eck and Waltman (2014). The software (free, but not Open Source) can be downloaded from <http://www.vosviewer.com>.
- 65.
Schultz (2014), pp. 153 ff.
- 66.
See in general Tardy (2004).
- 67.
For an early introduction to the concept of regular expressions (and their elegance) see Thompson (1968).
- 68.
https://www.investorstatelawguide.com, accessed 8 February 2020.
- 69.
We have made any effort to eliminate odd chapters that were parsed by overinclusive regular expressions. We decided to include, for the time being, works contained in the collected courses of the Hague Academy of International Law because of their specific type of publication cycle, and as a control variable.
- 70.
VOSviewer applies some pre-processing, including part-of-speech tagging and removal of copyright statements, in order to identify keywords. See van Eck and Waltman (2011). Naturally, the algorithm cannot do much against instances of poetic license in titles.
- 71.
Van Eck and Waltman (2013), p. 8.
- 72.
As an example, see Voon (2018).
- 73.
- 74.
Blackaby et al. (2015).
- 75.
- 76.
- 77.
Puig (2014).
- 78.
- 79.
Page L et al., The PageRank citation ranking: Bringing order to the web, 1999.
- 80.
For a critique of certain applications of PageRank see Ghoshal and Barabási (2011).
- 81.
Ding et al. (2009).
- 82.
Ibid.
- 83.
- 84.
- 85.
Helmersen (2016).
- 86.
On the question of depreciation see, with reference to precedent, Landes and Posner (1976), p. 276.
- 87.
See for example Mann (1982).
- 88.
Ridi (2019b), p. 210.
- 89.
Schwarz et al. (1991).
- 90.
Rosalyn (1982).
- 91.
- 92.
- 93.
See Merritt and Putnam (1995).
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Ridi, N., Schultz, T. (2021). Empirically Mapping Investment Arbitration Scholarship: Networks, Authorities, and the Research Front. In: Fach Gómez, K. (eds) Private Actors in International Investment Law. European Yearbook of International Economic Law(). Springer, Cham. https://doi.org/10.1007/978-3-030-48393-7_13
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