Abstract
In the present chapter we focus on ferromagnetism (or, more precisely, saturated ferromagnetism) in the ground states of the Hubbard model. Recalling that both the non-interacting models and the non-hopping models exhibit paramagnetism, we see that ferromagnetism can be generated only through nontrivial “competition” between wave-like nature and particle-like nature of electrons. After discussing basic properties of saturated ferromagnetism in the Hubbard model in Sect. 11.1, we present some rigorous results which establish that the ground states of certain versions of the Hubbard models exhibit ferromagnetism. They include Nagaoka’s ferromagnetism for systems with infinitely large U (Sect. 11.2), flat-band ferromagnetism by Mielke and by Tasaki (Sect. 11.3), and ferromagnetism in nearly-flat-band Hubbard model due to Tasaki (Sect. 11.4). The final result is of particular importance since it deals with a situation where ferromagnetism is intrinsically a non-perturbative phenomenon, and above mentioned competition plays an essential role. We end the chapter by briefly discussing the fascinating but extremely difficult problem of metallic ferromagnetism in Sect. 11.5.
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- 1.
One uses the same complex rotation (4.4.26), regarding the spin operator as written in terms of the fermion operators.
- 2.
Lieb’s example in Sect. 10.2.3 satisfies this criterion, but it should better be interpreted as ferrimagnetism rather than partial ferromagnetism.
- 3.
Proof Since \(\hat{H}\) and \(\hat{S}_\mathrm{tot}^{(3)}\) are simultaneously diagonalizable, there is a ground state in \({\mathscr {H}}_{S_{\mathrm {max}},M_0}\) for some \(M_0\). Then Theorem A.16 (p. 473) implies that there is a ground state in \({\mathscr {H}}_{S_{\mathrm {max}},M}\) for each M.
- 4.
The constants \(n_{0}\) and d represent the degeneracy of the single-electron ground states and the dimension of the system, respectively.
- 5.
- 6.
If the transition amplitude between two states is negative (resp., positive), one superposes the two states with the same (resp., opposite) signs.
- 7.
In Japanese institutions it often happens that the presence of a single foreign participant in a seminar room makes everybody shift from Japanese to English. I used to mention this phenomenon in the introduction to talks about Nagaoka’s ferromagnetism. I remember one seminar at RIMS in Kyoto, where I had a perfect situation for this joke; the topic was about my refinement of Nagaoka’s theorem, there was exactly one foreign participant at the seminar, and among many Japanese participants was Yosuke Nagaoka!
- 8.
To be precise, \({\mathscr {H}}_{N}^\mathrm{hc}\) is spanned by the basis states (9.2.35) with the constraint that \(x_j\ne x_k\) when \(j\ne k\).
- 9.
If this is not the case, we redefine \(ia\{\varphi (x,\varvec{\sigma })-\varphi (x,\varvec{\sigma })^{*}\}\) as \(\varphi (x,\varvec{\sigma })\), where \(a\in \mathbb {R}\) is a normalization factor. The corresponding \(|\varPhi _\mathrm {GS}\rangle \) is also a ground state.
- 10.
A lattice (or a graph) is biconnected (or non-separable) if and only if one cannot make it disconnected by removing a single site.
- 11.
Those who read Japanese might enjoy a short article by Nagaoka entitled “The 15 Puzzle” [43].
- 12.
The sufficient condition is, in a sense, physical since it only makes use of basic exchange processes caused by local motions of the hole. But, after all, we should note that Nagaoka’s ferromagnetism itself is not quite physical.
- 13.
For a proof of this property, see “Proof of the property (iii)” in p. 41.
- 14.
- 15.
It was very early days of arXiv, and neither Mielke nor myself were posting papers. I learned about Mielke’s work from my colleague some time after it was published in the journal. I was at that time working on a draft of my paper [67].
- 16.
We believe it fair to say that rigorous results preceded numerical works in the study of ferromagnetism in the Hubbard model. There also appeared numerical works in various versions of the Hubbard model, but we shall not try to list them.
- 17.
This is in fact not entirely obvious because \(\varvec{\beta }_u\) with \(u\in {\mathscr {I}}\) are not mutually orthogonal. Let us give a careful proof. Define the Gramm matrix \(\mathsf {G}\) by \((\mathsf {G})_{u,v}=\langle \varvec{\beta }_u,\varvec{\beta }_v\rangle =\{\hat{b}_{u,\sigma },\hat{b}^\dagger _{v,\sigma }\}\) for \(u,v\in {\mathscr {I}}\). The linear independence of \(\{\varvec{\beta }_u\}_{u\in {\mathscr {I}}}\) implies that \(\mathsf {G}\) is invertible. We define the dual operators by \(\hat{b}'_{u,\sigma }=\sum _{v\in {\mathscr {I}}}(\mathsf {G}^{-1})_{u,v}\hat{b}_{v,\sigma }\), which clearly satisfy \(\{\hat{b}'_{u,\sigma },\hat{b}^\dagger _{v,\tau }\}=\delta _{u,v}\delta _{\sigma ,\tau }\). We also have \(\{\hat{b}'_{u,\sigma },\hat{a}^\dagger _{p,\tau }\}=0\) for any \(u\in {\mathscr {I}}\) and \(p\in {\mathscr {E}}\). Since (11.3.11) implies \(\hat{b}'_{u,\sigma }|\varPhi _\mathrm {GS}\rangle =0\) for any \(u\in {\mathscr {I}}\) and \(\sigma =\uparrow ,\downarrow \), we get the desired property.
- 18.
This should be obvious, but see “Proof of the property (iii)” in p. 41 for a rigorous proof.
- 19.
By recalling (2.4.11), one can directly show that the superposition of basis states (with a common \(S_\mathrm{tot}^{(3)}\)) with equal weights leads to a ferromagnetic state.
- 20.
In [68] we conjectured that a version of the Brandt-Giesekus model may exhibit superconductivity. We now believe that this is (unfortunately) not the case.
- 21.
See footnote 28 in p. 33 for the definition of connectedness.
- 22.
“Kagomé” is a Japanese word that means the mesh of woven bamboo. Thus “me” is pronounced like “mesh” (without “sh”).
- 23.
See p. 37 and Fig. 2.1 for the definition of bipartiteness.
- 24.
A lattice (or a graph) is biconnected (or two-fold connected) if and only if one cannot make it disconnected by removing a single site.
- 25.
A lattice in which all the sites are connected is called a complete graph.
- 26.
We note that this is by no means the unique general method to construct tight-binding models with flat-bands.
- 27.
A large part of the present proof is due to Akinori Tanaka (private communication).
- 28.
Unfortunately the lemma, as far as we know, has not been applied much to concrete problems. It is possible that the lemma will be useful when one studies totally different aspects of flat-band systems.
- 29.
This characterization of r is known as the determinantal rank. Its equivalence to the standard characterization in terms of the dimension of \(\ker \mathsf {A}\) is a well-known theorem.
- 30.
This may be obvious, but let us see a proof. If \(\mu _z(x)=0\) for some \(x\in \varLambda \) and all \(z\in I\), then it is obvious that \(\psi _j(x)=0\) for all \(j=1,\ldots ,D_0\), where \(\{\varvec{\psi }_j\}_{j=1,\ldots ,D_0}\) is an orthonormal basis of \(\mathfrak {h}_0\). (See (11.3.44).) Thus \((\mathsf {P}_0)_{x,x}=\sum _{j=1}^{D_0}(\psi _j(x))^*\psi _j(x)=0\). Next, suppose that \(\mu _z(x)\ne 0\) for some \(x\in \varLambda \) and some \(z\in I\). Let us denote by \(\mathsf {P}_z\) the projection matrix onto the unit vector proportional to \(\varvec{\mu }_z\). Then since \(\mathsf {P}_0\ge \mathsf {P}_z\), we have \((\mathsf {P}_0)_{x,x}\ge (\mathsf {P}_z)_{x,x}\ne 0\).
- 31.
In fact we only need to assume that \(\gamma \) is sufficiently away from \(-1\).
- 32.
In fact we obtained (11.4.5) by demanding that \(\langle \varvec{\omega }_p,\varvec{\omega }_{p+1}\rangle =0\) and that \(\mathsf {T}\varvec{\omega }_p=\tau _0\,\varvec{\omega }_p+\tau _1\{\varvec{\omega }_{p-1}+\varvec{\omega }_{p+1}\}+O(\nu ^3)\) holds for some \(\tau _0\) and \(\tau _1\).
- 33.
This is not really the second order perturbation which corresponds to the first order that we saw above. Here we are treating \(\tau \) as a perturbation.
- 34.
- 35.
\(\hat{A}\) is translation invariant if \((\hat{\tau }_z)^{-1}\hat{A}\hat{\tau }_z=\hat{A}\), which means \([\hat{\tau }_z,\hat{A}]=0\).
- 36.
We expect (or hope) that the model represents a specially tractable class of tight-binding systems, and may play the role analogous to that played by matrix product states (or the VBS state) in quantum spin chains.
- 37.
When \(d=1\) and \(\nu =1/\sqrt{2}\), one finds from (11.4.40) that \(t_{x,x}=t-s\) for all \(x\in \varLambda \). Thus the model is equivalent to that with \(t_{x,x}=0\) for all \(x\in \varLambda \).
- 38.
One needs to set \(\kappa >0\) in Lemma 11.22. Numerical results for \(d=1\) indicate that one should set \(\kappa =0\) to get the largest range in the parameter space \((\nu ,t/s,U/s)\) in which the existence of ferromagnetism is provable. (Kensuke Tamura and Hosho Katsura, private communication. See also [57].)
- 39.
In [74], general models obtained by the cell construction (see the end of Sect. 11.3.1) are also treated. The Proof of Lemma 6.1 in [74] (which corresponds to our Lemma 11.23) is highly technical. We still do not know any simplifications of the proof for models other than the simplest models that we are studying here.
- 40.
The converse is, of course, not true. There are states of the form (11.4.61) that have \(S_\mathrm{tot}=n/2\).
- 41.
One may check these relations by applying the left-hand and right-hand sides to relevant basis states and see that they yield the same results.
- 42.
In fact it is also easy to write down the ground states explicitly. See [78].
- 43.
Recall that our aim here is not to build realistic models of existing materials, but to understand fundamental and universal mechanism of various physical phenomena including metallic ferromagnetism.
- 44.
In the ground state of Mielke’s flat-band model (Sect. 11.3.2), the empty (dispersive) second lowest band touches the lowest flat-band, which is filled by ferromagnetically coupled electrons. It is likely that the model exhibits electric conduction, but the situation is slightly different from standard metals. In what follows we only focus on metals which have a partially filled band.
- 45.
Recall that we are not even able to prove the existence of ferromagnetic order in the three dimensional ferromagnetic Heisenberg model at low enough temperatures. See Sect. 4.4.4.
- 46.
The flat-band models of Sect. 11.3 with electron numbers less than the half-filling were also studied in [35, 40, 67], and it was proved that the models still exhibit ferromagnetism in two or higher dimensions when the electron fillings are sufficiently large. We however believe that the models (as they are) are not relevant to metallic ferromagnetism since the electrons in the lowest flat bands do not contribute to conduction.
- 47.
We are here relying on the standard criterion (which can be found in any textbook in condensed matter physics) that a non-interacting fermion system with a partially filled band describes a metallic state. Although we are dealing with a system of strongly interacting electrons, it behaves as a non-interacting system within the space of states with \(S_\mathrm{tot}=N/2\). There must be electric conduction, at least within the ferromagnetic sector.
- 48.
- 49.
We have subtracted a trivial term \(2\tau \sum _{p=1}^L\hat{\tilde{n}}_p\) from the effective Hamiltonian.
- 50.
For convenience, we here use a different sign convention for the hopping term.
- 51.
A hop between sites 1 and L is exceptional, but it does not produce any sign if N is odd. When N is even, such a hop generates the “wrong” sign for the Perron–Frobenius theorem.
- 52.
Instead of the Gutzwiller projection, we use the projection operator on states in which an up-spin electron and a down-spin electron never come to neighboring sites.
- 53.
Recall that the ground states can be expressed as Slater determinant states as in (11.5.5).
- 54.
This explanation should not be taken too literally since all electrons are exactly identical, and a ground state should be determined once and for all to minimize the total energy.
- 55.
Of course, by continuity, one can show that the ground states are ferromagnetic for sufficiently large \(u_2\) and U for each L. But we do not have any estimates that are independent of L.
- 56.
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Tasaki, H. (2020). The Origin of Ferromagnetism. In: Physics and Mathematics of Quantum Many-Body Systems. Graduate Texts in Physics. Springer, Cham. https://doi.org/10.1007/978-3-030-41265-4_11
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