Abstract
Blood transfusions are vital components of modern medical treatment to which there is no viable alternative despite efforts to create artificial blood. Each year thousands of lives are saved by blood transfusions in every country of the world. However, blood and blood products can result in significant adverse events including immunologic reactions, infections, inefficacy, and others which can sometimes result in death and severe disability. Thus, the sustainability of safe blood systems and costs are considered to be at crisis level. In industrialized countries, the risk of transfusion-transmitted infections such as HIV, syphilis, hepatitis viruses B and C are very low [generally [<1 in a million units], but in developing countries [especially in Africa] blood safety is still not assured. Compounding the problem of blood/product safety with respect to infectious agents are new emerging infectious microbes that are not being routinely tested for in blood that are donated. This chapter reviews the infectious risk of blood transfusions, types, mode and geographic variation, and the methods being used by blood services to attenuate and prevent these risks.
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Keywords
- Blood products
- Platelets
- Bacterial infections
- Viruses
- HIV
- Hepatitis B-,
- C-, and E virus
- Zika virus
- New zoonoses
- Emerging infections
8.1 History of Blood Transfusion
Research into blood transfusion began in the seventeenth century after William Harvey experiments on the circulation of blood and Richard Lower pioneered the first blood transfusion between animals in 1665 [Royal Society]; but the first blood transfusion from animal to human was carried out by Jean-Baptiste Denys in France [Blood transfusion—Wikipedia]. The first successful blood transfusion was performed using a syringe by the British obstetrician James Blundell to treat postpartum hemorrhage in 1818. Subsequently, the first successful whole blood transfusion was performed to treat a patient with hemophilia in 1840 by Samuel Lane in London. Blood transfusions were avoided in the late nineteenth century because of severe reactions and high mortality.
It was not until 1901, after discovery of the three blood groups [O, A, and B] by the Austrian Karl Landsteiner, that blood transfusion became safer and led to the acceptance for modern treatment in emergency blood loss and surgeries [Wikipedia]. The first blood transfusion for surgery was performed in 1906 at Case Western Reserve University in Cleveland. The First World War was the stimulus for the rapid development of blood banks and transfusion techniques, and the world’s first blood donor service was established in 1921 by the British Red Cross. The first blood bank was established in a Leningrad hospital in 1932 and the US government established a nationwide program for blood collection in 1940 [Highlights of transfusion medicine history; http://www.aabb.org/tm/Pages/highlights.aspx].
Transfusion was recognized as a source of infection before 1941 with description of transfusion-transmitted [TT] syphilis and screening for syphilis in blood donors was instituted before blood banks became common. In 1943, Paul Beeson published the classic description of TT–hepatitis [Highlights of transfusion medicine history], but the malarial parasite may be the first microbe known to be transmitted by transfusion. Globally, it is estimated that 85 million units of red blood cells are transfused every year.
8.2 Adverse Effects
Transfusions of blood products are associated with several complications and most of these are due to immunological reactions or infections. The immunological reactions are more frequent than infections and include (1) acute hemolytic anemia [most often due to human error in cross matching of mismatch blood types]; (2) delayed hemolytic reaction >24 h to 28 days [usually due to low or undetectable anti-Rh and anti- Kid antibodies]; (3) febrile nonhemolytic reactions, one of the most common transfusion reaction that occurs in about 7% [due to release of inflammatory chemical mediators from stored white blood cells]; (4) allergic reactions caused by IgE anti-allergen antibodies from the donor or recipient [more common in patients with hay fever/allergies]; (5) rarely anaphylactic reactions, caused by IgA anti-plasma protein antibodies; (6) extremely rare post-transfusion purpura, associated with the presence of antibodies directed against both the donor and recipient platelets [human platelet antigen]; (7) transfusion-associated acute lung injury [similar to acute respiratory distress syndrome [ARDS]] within 6 h of transfusion, related to donor antibodies interacting with recipient tissue antigen with release of inflammatory cytokines resulting in capillary leakage; (8) and transfusion-associated graft versus host disease which occurs in immunodeficient patients whose body failed to eliminate the donor’s T cells [Blood transfusion—Wikipedia]. A common non-immunological complication is transfusion-related circulatory overload within 6 h and acute respiratory distress with signs of heart failure.
8.3 Infections Associated with Blood Products
Blood products transfusion can cause infectious complications through three mechanisms: (a) transfusion of microbes present in asymptomatic donor blood [mainly viruses]; (b) contamination of stored blood products [primarily bacteria in platelets]; and (c) transfusion-related immunosuppression predisposing to postoperative infections and others. The risk of infection increases with the amount of red blood cell units or blood products transfused and patients requiring chronic blood or products are most vulnerable .
8.4 Transfusion-Transmitted Infectious Diseases
Despite the remarkable progress made in blood or blood products safety achieved in the last 30 years since the identification of the human immunodeficiency virus [HIV] and hepatitis C virus [HCV] , concerns still abound with the risk of transmission from emerging infectious agents. For microbes to be transmitted by transfusion certain attributes are considered necessary: presence of the agent in blood during the donor’s asymptomatic phase, the agent’s survival/persistence in blood during processing/storage, and the agent must be recognized as responsible for a clinically illness/outcome in a proportion of the infected recipients [1]. A group of experts in 2009 [members of the AABB’s Transfusion Transmitted Diseases Committee] identified 68 infectious disease agents capable of being transmitted by blood transfusion [1]. However, the list now is even larger and will keep expanding as the rate of emergence of new agents from 1940 to 2004 was 3–5 new viruses discovered every year, 60–70% from animal origin that can infect humans [2, 3]. The infectious agents were classified and prioritized on risk level based on combination of scientific/epidemiological assessment, public perception, and regulatory concern into red, orange, yellow, and white categories [1]. The list did not include the well-acknowledged transfusion-transmitted agents—HIV, HCV, hepatitis B virus [HBV], and Treponema pallidum.
Red agents have low to high scientific evidence of blood safety risk with the potential for severe clinical outcomes, including human variant of Creutzfeldt-Jakob disease [vCJD] , dengue viruses [DENV] , and Babseia species. vCJD has a low to very low risk of transmission in North America [NA] but higher risk of transmission in the United Kingdom [UK] where it was first described. DENV has a low to very low [almost absent] risk of transmission in NA but moderate risk in endemic countries. However, Babesia has moderate risk for transmission in the USA but very low risk in Canada and Europe or countries where the parasite is not endemic. Orange category agents have sufficient scientific/epidemiological evidence of blood transmission risk that may support higher priority in the future. These include Chikungunya virus [CHIKV] , potential risk as not proven transfusion transmitted; St. Louis encephalitis virus [SLEV] , potential risk but not proven; Leishmania species low risk with blood transmission proven in possibly 10 cases mainly in endemic areas [4]; Plasmodium species are well documented with blood transmission, low in non-endemic countries and high in hyperendemic regions; Trypanosoma cruzi [Chagas disease] is well documented to be blood transmitted, low in the USA and Europe but moderate in South and Central America. Yellow category agents have low to absent risk of blood transmission, but there is public and regulatory concern. These agents include chronic wasting disease [CWD] prion agent, never detected in humans or donated blood; human herpesvirus-8 [HHV-8], transmitted by transfusion in Africa [5] and possible in the USA but not proven [6], and resulted in no clinical disease; HIV variants are potentially blood transmissible but never proven; human parvovirus B19 which has been proven to be transmitted by blood [four documented cases by 2009], but very low risk except for hemophilia and conditions requiring recurrent chronic transfusion and immunosuppression; avian influenza A virus subtype H5N1 unlikely to be blood transmitted, but high profile for possible pandemic spread; simian foamy virus can be transmitted by blood transfusion in nonhuman primates, but never demonstrated in humans and is theoretically possible; Borrelia burgdorferi [Lyme disease agent] potentially possible but no proven cases of transfusion transmitted; and hepatitis A virus [HAV] is very rarely transmitted by transfusion in neonatal intensive care units. White category agents represent a watch list, subject to modifications with change according to circumstances. These agents include hepatitis E virus [HEV] which is documented to be blood transfusion transmitted in endemic regions and industrialized countries, mainly the zoonotic subtypes [7, 8]; and Anaplasma phagocytocytophilum which has been documented to be transfusion transmitted in the USA [8 cases by 2014] with potential for greater blood transmission due to high seroprevalence in some regions of the USA, unknown period of bacteremia, survival in refrigerated stored blood, and shown in animal models to be transfusion transmittable [1]. Since the AABB group publication in 2009, the list of agents was updated in 2014 with six new additions [9]. These included yellow fever viruses, miscellaneous arboviruses, XMRV, human parvoviruses other than B19, bocaviruses, measles virus, and MERS-CoV. Tables 8.1 and 8.2 lists the microorganisms recommended for screening donated blood.
8.5 Recent Trends in Transmittable Agents in Blood Donors
There is a strong correlation between the risk of transfusion-transmitted agents and the prevalence of endemic rate in the local population of the country or region. Hence epidemiological data on the prevalence of high-risk infectious microbes in blood donors can be used as a guide to assess blood transfusion risk in conjunction with other preventative measures. There is a marked regional variation in prevalence of these agents and the data in recent years will be presented by country, but is incomplete from lack of recent studies from some regions.
8.5.1 China
In China recent data from 2008 to 2015 for blood donors screened for HIV, HBV, HCV, and syphilis from the southwest region showed a decreasing trend over the time period, from 2.39 to 1.98% [combination of the four agents], slightly lower than other regions [10]. Syphilis was the most prevalent, especially in females and farmers in rural regions. Since establishing the blood services, China had experienced several catastrophes with transfusion-transmitted diseases in the past, but since 1998 has undergone transformative changes in donor screening and donor testing. Donor selection is now voluntary donation with fixed groups and donated blood undergoes two rounds of testing with different equipment or reagents by different personnel [11]. Since 2010, nucleic acid test [NAT] was established in several blood centers and in 2015 the government invested for nationwide expansion of NAT. However, China’s blood services do not screen for other agents, which are regionally endemic and can be transmitted by transfusion. A nationwide distribution of nine potential agents that could be targeted was recently reviewed. These infectious agents include Plasmodium spp. , human parvovirus B19 [B19V], DENV, Brucella spp., severe fever with thrombocytopenia syndrome virus [SFTSV], Leishmania spp., HTLV, and Coxiella burnetii [Q fever] [12].
Despite malaria being endemic in some regions of China and previous reports of at least 87 cases transmitted by transfusion from 1992 to 2015 [12], the prevalence of malarial parasites in blood donors is unknown and screening of blood is not performed. DENV is also endemic in parts of China and blood donors in 2014 from endemic areas in Guangdong province had IgM prevalence rate of 2.4% with one donor with RNA load of 944 copies/mL. Brucellosis is endemic in the farming communities of North China and the prevalence rate among blood donors from an endemic area [Xinjiang Province] was reported in 2015 to be 1% and Brucella DNA was detected in 0.39% [13]. SFTSV, a tick-borne bunyavirus, was first described in China concentrated in the mountainous rural areas in central-eastern China with episodic outbreaks from spring to autumn. No transfusion-transmitted cases has been described and the seroprevalence rates in blood donors were 0.54% from endemic area and 0.28% from non-endemic area, and two low-grade suspected viremic samples were detected by RNA testing [12]. HEV is found worldwide and many cases have been transmitted by blood transfusion all over the world [14]. Screening of blood donors from six urban blood centers in China was reported in 2010 as showing prevalence of anti-HEV IgG of 32.6%, anti-HEV IgM of 0.94%, and HEV RNA in 0.07% among 44,816 donations [15]. HTLV prevalence in China is low and the latest nationwide surveillance in blood donors reported a rate of 0.03% in 2014 [16]. Leishmania spp. can be transmitted by transfusion and the parasite can survive in human red blood cells [RBC] in storage conditions up to 15 days [17]. Up to 2010, there were 300 cases of kala-azar reported yearly from China, mainly from Xinjiang Province and other western provinces [12]. However, there are no surveillance studies in blood donors and no documented transfusion-transmitted cases in China. B19V has been documented to be transmitted by blood transfusion and can cause RBC aplasia in the immunosuppressed [18]. Among Chinese blood donors, the B19V DNA was detected in 0.58% but was 4.8% in the Tibetan population. However, B19V DNA was detected in 54.2% of plasma pools used to manufacture intravenous immunoglobulin, factor VIII, fibrinogen, etc. with viral loads of 1 × 102 to 1 × 107 gEq/mL, which is higher than recommended by the US FDA [1 × 104 gEq/mL] [12]. C. burnetii DNA has been detected in blood donated [0.3%] of seropositive donors of 12.2% during a large outbreak of Q-fever in the Netherlands [19], but blood donor screening has not been initiated in China. Q-fever is mainly endemic in Tibet, inner Mongolia, and Western China.
8.5.2 Africa
The threat of blood-borne pathogens is disproportionately high in Sub-Saharan Africa , but there is variation among countries. In Eritrea, 60,236 blood donors were screened between 2010 and 2016, and at least 3.6% of donated blood was positive for one of the acknowledged transfusion-transmittable infections [TTI], HBV, HIV, HCV and syphilis, and 0.1% for multiple infections [20]. The seroprevalence of HBV, HCV, HIV, syphilis, and co-infections were 2.0, 0.7, 0.3, and 0.6%, respectively. These rates are relatively low compared to other countries in Sub-Saharan Africa.
In Ethiopia, similar data was collected from 11,382 blood donors from 2008 to 2015 with overall seroprevalence of 6.6% of the TTI, and prevalence of HBV, HIV, HCV, and syphilis were 4.4, 0.6, 0.8, and 1.1%, respectively [21]. Higher prevalence of any TTI was reported in Eastern Ethiopia [11.5%] with the majority [94.5%] due to HBV [22]. In Western Kenya, the seroprevalence of the four TTI in voluntary blood donors was even higher at 9.4%, distributed among HIV, HBV, HCV, and syphilis at 1.15, 3.46, 3.21, and 1.56%, respectively [23]. Prospectively screened donors from 2005 to 2016 in Nigeria showed 14. 96% were infected with at least one of the four TTI with overall prevalence of HBV, HCV, Syphilis, and HIV of 4.1, 3.6, 3.1, and 4.2%, respectively [24]. However, the rate of all TTI declined significantly over the years with a remarkable decline in HIV. The seroprevalence of the four main TTI among blood donors reported from 17 different and reported between 2009 and 2016 was recently reviewed [25]. This study found that West African countries had the highest seroprevalence of the TTI than other countries, especially for HBV [10.0–14.96%] and HCV [1.5–8.69%], but HIV prevalence demonstrated declining pattern throughout the years. Blood transfusion-transmitted-associated HIV infection in Nigeria was previously reported to be responsible for 14 [2.3%] of 597 children infection between 2004 and 2011 [26]. The Western Cape Province of South Africa’s blood supply appears to be exceptionally safe with the introduction of NAT since 2005 [27].
8.5.3 Middle East
The prevalence rate of the main TTI in blood donors appears to be lower in Middle Eastern countries than in Africa and Asian countries, with declining rates from 2004 to 2014 in Iran [28]. The overall seroprevalence rates of HBV, HCV, and HIV were 0.15, 0.1, and 0.004%, respectively. Similarly, low rates of TTI have been reported among blood donors from Jordan [29]. Data from Egypt in 2013 indicate that the prevalence of HIV and syphilis were extremely low [0%] but HCV and HBV were 7.2% and 2.3%, respectively, still posed a significant risk of blood transmission [30]. Recent prevalence data from Saudi Arabia among blood donors used serological testing and NAT from relatively small sample [3028] found: HBV sAg 0.33%, HCV 0.40%, HIV 0.13%, HTLV 0.20%, and HBV cAbs 9.81%; with additional detection by NAT.
8.5.4 Southeast Asia
Among blood donors from Pakistan [2014–2015] TTI was detected in 5.46% and 0.38% had multiple infections by rapid immunochromatographic technique [31]. The overall frequency of HCV, syphilis, HBV, malaria, and HIV was 2.62, 1.55, 1.10, 0.10, and 0.02, respectively. The prevalence rate of the TTI appears to be lower in India with overall positive for any TTI among the donors 2.79% in Kolkata [32] and the cumulative seroprevalence in Darjeeling of HIV, HBV, HCV, and syphilis of 0.42, 1.24, 0.62, and 0.65%, respectively [33]. Another study from India reported that the prevalence of TTI was higher in replacement donors than voluntary donors, but overall decreased from 2008 to 2012 [34]. The prevalence of infection in donated blood has been decreasing in Thailand from 2010 to 2012 compared to 2007–2009, and rates up to 2012 for HIV, HBV, HCV, and syphilis were 0.26–0.28, 0.97–1.42, 0.26–0.42, and 0.35–0.53%, respectively [35].
8.5.5 South America
Seroprevalence data of the usual TTI in blood donors in South American countries are incomplete and only partially present for few countries within the last 5 years. In Brazil, NAT was introduced for HIV and HCV in 2012 and the prevalence of these two viruses was recently estimated to be 209.9 and 66.3 per 100,000 donations, respectively [36]. Argentina introduced NAT screening in blood banks for >10 years and reported positive donors for HIV at 0.075%, HCV 0.05%, and HBV 0.045% [37], which may represent intermediate risk in comparison between African countries and developed nations. Limited data from Colombia of 41,575 donors over a year note prevalence rates of: Chagas disease 0.49%, HBV 0.21%, HCV 0.45%, HIV 0.12%, and syphilis 1.68%, total prevalence of 2.95% [38].
8.5.6 Developed Countries
Most high-income industrialized countries have very low rates of the usual TTI in blood donors but recent updates of seroprevalence are only present for a few. Data from 14.8 million donations were collected from 2011 to 2012 in the USA, representing 50% of the blood supply [39]. Surveillance-positive rates per 10,000 donations were: HBV, 0.76 [0.00076%]; HCV, 2.0 [0.002%]; HIV, 0.28 [0.00028%]; and HTLV 0.34 [0.00034%]. The Dutch experience from 1995 to 2014 was recently updated and the prevalence of TTIs among blood donors was 6 to 60-fold lower than the general population [40]. New donors had higher rates of TTIs compared to repeat donors, and the prevalence rates of the TTIs from 2009 to 2014 per 100,000 donors were: HBV, 39 [0.00039%]; HCV, 16 [0.00016%], HIV, 2.4 [0.00024%], HTLV, 4.2 [0.00042%], and syphilis, 28 [0.00028%]. The prevalence of TTIs in the Dutch donor population was typically lower than in other industrialized countries where the rates varied from 32 to 136 for HBV, 31 to 82 for HCV, 1 to 4 for HIV and 1 to 10 for HTLV per 100,000 donors [40].
8.6 Risk of Transfusion-Transmitted Infections
The risk of TTIs is variable in different regions of the world and is dependent on several factors: prevalence of TTIs in the donor population, type of donors routinely used [voluntary, replacement, or paid], screening or deferral of donors, method of testing blood donated [serology, antigen detection, and NAT], and pathogen reduction techniques for treating donated blood. In general, industrialized countries use multiple methods, including NAT, plus with a low prevalence of the major TTIs have the lowest risk of TTIs. Poor or low-income countries, especially in Africa, with a higher prevalence of TTIs, less dependent on voluntary donation and lacking facilities for NAT have the greatest risk of TTIs. Whereas, middle-income countries [Brazil, China, etc.] have intermediate risks of the usual TTIs, see Table 8.3 for comparative rates of TTIs [41,42,43,44].
8.7 Risk of Blood Transmission of Specific Viruses
8.7.1 Cytomegalovirus
Cytomegalovirus [CMV] latent infection is very common in the adult population of industrialized countries [about 60%] and developing nations [>80%] and can be transmitted by blood, as it resides in leukocytes, once a person is infected indefinitely. Transmission of CMV does not pose a significant health hazard to the healthy adult or older child, but it can result in severe disease in the immunocompromised CMV-seronegative patients, i.e., stem cell transplantation and for premature neonates. Measures to reduce TT-CMV for high-risk groups include depletion of cellular blood products [leukoreduction] and selection of CMV-negative donations. Studies indicate that newly positive CMV-IgG donors pose the highest risk of transmitting CMV as their blood contains the highest levels of CMV DNA [45]. However, there is no scientific evidence according to a recent review that leukoreduction or any single strategy reduces the risk of TT-CMV infection in high-risk patients [46].
8.7.2 Occult Hepatitis B
Transfusion-transmission of HBV is extremely low in developed and middle-income countries that screen blood for HBsAg and NAT, but a residual risk still remains from blood donors with extremely low viral DNA in the blood with occult HBV infection, that are intermittently shed from the liver or not detectable by even highly sensitive NAT. Models estimate a residual transmission risk of 3–14% with occult HBV donation after HBsAg and NAT non-reactivity [47]. Despite NAT testing for HBV, up to 2013 4–13 cases of TT-HBV infection occurred annually from occult or recent infection in the window period in Japan [48]. Individual NAT revealed that 1.94% of donations with low anti-HBc and anti-HBs titers were viremic. Since then the Japanese blood services had elected to discard all units with low anti-HBc and anti-HBs that accounted for only 1.3% of total donations [48]. A study from Australia [without universal anti-HBc testing] estimated that occult HBV residual risk was 1 in 982,000 units transfused which represented 55% of the total HBV risk, and was decreasing with individual NAT identifying repeat blood donors with occult infection [49]. Data from Brazil indicate that the presence of high anti-HBs titers [>100 mIU/mL] did preclude the presence of HBV DNA in the donor blood [50].
A recent study reported that 3 Slovenian blood donors with occult HBV infection infected 9 of 31 [29%] recipients with extremely low viral loads [51]. The study suggested that the minimal infectious dose should be revised from 100 to 16 copies [or 3 IU] of HBV DNA and that further prevention could be achieved by universal anti-HBc screening [performed by a few centers] or highly sensitive NAT able to detect 0.8 copies [0.15 IU/mL] or pathogen reduction methods .
8.7.3 Hepatitis E
Hepatitis E virus [HEV] is of worldwide distribution with >20 million cases each year in tropical/subtropical countries causing more than 56,000 deaths each year [52]. Endemic and epidemic diseases in these countries [Asia, Africa, Central America, etc.] are caused by genotypes 1 and 2 by oral–fecal route of transmission. But in Europe, North America, and parts of Asia [i.e., Japan] genotypes 3 and 4 are zoonoses present in many animals [especially domestic pigs] that cause sporadic infections by consumption of raw or undercooked pork but also by blood transfusion [53]. HEV viremic blood donors are usually asymptomatic with normal transaminase and donor screening interviews are not beneficial. Moreover, the asymptomatic HEV-viremia can be present for up to 68 days [54]. Although most infection with HEV causes asymptomatic or mild hepatitis, fulminant disease is seen in pregnancy and patients with preexisting cirrhosis and chronic hepatitis progressing to cirrhosis can occur in the immunosuppressed [53]. This is also of concern as organ transplant recipients and patients with hematological malignancy more commonly receive blood or blood products transfusion, and immunocompromised patients develop chronic HEV in about 60% with infection [55].
HEV [genotype 1] transmission by blood transfusion was first described in an endemic area in 2004 [56], but since then most cases have been reported in industrialized countries with genotype 3. Cases have been reported from Europe [France, Germany, Spain, the UK], Australia, Canada, and Japan [57]. TT-HEV can occur with transfusion of RBCs, platelet concentrate, fresh frozen plasma, and pooled granulocytes. Presently, there are about 40 cases of TT-HEV with 21 from Japan and at least 17 cases of transfusion of HEV blood products not resulting in HEV infection [57]. Universal screening of blood products for HEV RNA is a very controversial topic in Europe and policies vary among countries. In 2012–2013 in England, 225,000 blood donations were retrospectively screened and 79 had detectable HEV RNA [1:2850], and follow up of 43 recipients showed 18 [43%] had evidence of HEV infection [58]. The prevalence of HEV viremia in blood donors vary from 1:762 in the Netherlands to 1:9500 in the USA, and the risk of viremic blood leading to infection was estimated to be 40–50% [59]. The risk of developing clinical infection in the recipient of viremic blood products may depend on the presence of antibodies, viral load, and volume of transfused blood. The minimal infective dose is unknown but low viral load <100 IU/mL has not been associated with HEV infection and the lowest inoculum known to lead to infection in the recipient is 2 × 104 IU [58]. HEV RNA screening of blood donations is now routinely performed in Ireland, the UK, and the Netherlands, but selective screening for use in high-risk patients is performed in some blood centers in Germany, France, and Switzerland [57].
8.7.4 Arboviruses
Arboviruses are of worldwide distribution with regional variation depending on the species. There is a significant risk of transmission by transfusion during the short period of asymptomatic viremia, especially during peak season with a high incidence of infection. However, it is often difficult to prove TT-arbovirus infection from vector-borne transmission in endemic regions. Although transmission by blood products had been proven only for a few arboviruses, there is a major concern since the Zika virus epidemic in the Americas 2 years ago. Infection with Zika virus is the most commonly asymptomatic and viremic donors could be easily missed. Moreover, TT-Zika to pregnant women could result in severe neurological fetal abnormalities [60].
Although Colorado tick fever virus was the first arbovirus reported to be transmitted by blood transfusion in 1975 [61], concerns of TT-arboviruses became a blood safety issue, not until the West Nile virus outbreak in the USA in 2002. West Nile virus causes asymptomatic infection in the majority of patients [about 80%], but the severe neurological disease can occur in the elderly and immunocompromised subjects. In the US outbreak, 16 blood donors were linked to 23 infected recipients and all donors were negative for West Nile-specific IgM antibody at the time of donation [62]. The estimated risk of TT-West Nile virus during the epidemic period was 1.46–12.33 per 10,000 donations [63]. Since then yearly seasonal outbreaks [summer to fall] have occurred in North America but with decreased intensity. National screening by NAT was instituted in 2003, initially by minipool but after 2 years switched to individual donation, as one-third of RNA-positive donations were missed by minipool screening due to low-level viremia which can cause infection [64]. The estimated cost–benefit of West Nile virus screening in the USA in 2003 was $483,000 per quality-adjusted life year [65].
Other arboviruses shown to be transmitted by transfusion are dengue virus [DENV] and tick-borne encephalitis virus [66]. Despite high incidence of dengue fever in many tropical countries, annually at least 50 million globally, DENV has rarely been reported to be transmitted by transfusion. Up to 2016, there were only 5 well-documented clusters of TT-DENV infection [67]. However, a retrospective analysis of a large 2012 epidemic in Brazil was able to identify the 6th cluster of TT-DENV [68]. DENV-4 viremia was confirmed in 0.5–0.8% of donations during the epidemic and 42 DENV RNA-positive units were transfused to 35 recipients. However, 6 infections occurred in 16 susceptible recipients [37.5%]. Analysis revealed no significant association with transmission and viral load and 90% of donors and recipients had evidence of past DENV infection of one or more serotypes.
Chikungunya virus [CHIKV] is another arbovirus that results in clinical illness mimicking dengue fever, but results in more severe and persistent arthralgia and arthritis, and is widely distributed in the tropics with large outbreaks in the Americas and Caribbean in 2013–2014 [60]. CHIKV potentially can be transmitted by transfusion but there is no report of this occurring. CHIKV infection differs from DENV, Zika virus, and West Nile virus infections as most infected subjects are symptomatic and, thus, there is a lower risk of asymptomatic viremic donations. The risk of TT-CHIKV was recently assessed in a study from Thailand. The mean and maximal risks of viremic donations during an epidemic period was estimated to be 0.9% and 4.8%, but with only 10% asymptomatic cases, screening of donors could reduce the risk by 88.4% [69].
The rapid pandemic spread of Zika virus [ZIKV] since 2015 with reported cases in 85 countries and territories has posed the greatest risk for TT-arbovirus. Most viremic patients infected with ZIKV are asymptomatic and pose a threat to the blood supply in outbreaks and low endemic spread. Moreover, ZIKV produces severe teratogenic effects, can persist in whole blood up to 2 months [70] and four possible cases of TT-ZIKV have been reported from Brazil [71, 72]. During the ZIKV outbreak in the French Polynesia of 2013–2014, 42 of 1505 blood donors [2.8%] were positive for ZIKV RNA and only 11 subsequently became symptomatic [73]. Puerto Rico introduced NAT of donated blood in 2016 during an outbreak and ZIKV RNA was detected in up to 1.1% [74]. Similarly, NAT of asymptomatic blood donors in Martinique in 2016 detected ZIKV RNA in 1.8% and 54% reported symptoms 1–6 days post-donation [75]. In the mainland USA, more than 200 locally acquired cases of mosquito-borne ZIKV infection and >5300 cases of travel-associated infection have been reported [76]. As a consequence since August 2016, all donated blood in the USA has been screened for ZIKV RNA. Over four million donations were screened with 9 confirmed positive [only on individual tested samples] for a rate of 1:480,654 donations [77]. ZIKV RNA levels in RBC varied from 40 to 800,000 copies/mL and detection up to 154 days after donation, but in plasma detected levels ranged from 12 to 20,000 copies/mL and detection up to 80 days after donation. The present plan of NAT of individual donors is projected to cost $137 million annually [78] and the cost-effectiveness of the blood donation screening exceed $1 million/quality-adjusted life-year [QALY] gained, which is about 10 times as high as costs considered appropriate in clinical medicine [79]. The current US strategy for individual NAT for ZIKV was more recently estimated to cost $341 million per QALY and screening was cost-effective only in the high mosquito season in Puerto Rico [80].
Ross River virus [RRV] is an arbovirus unique to the Australian region with confirmed cases of 5000 per year with the largest outbreak affecting 50,000 people in Australia, Papua New Guinea, and the Solomon Island and with recognized risk to the blood supply [81]. Like CHKV, RRV can cause epidemics of debilitating polyarthritis. The first case of TT-RRV was recently described, which prompted a comprehensive risk review. Modeling estimated the risk of infection in donors in Australia as 1:14,943 to 1: 95,039 and predicted 8–11 RRV-infected blood components issued in Australia during a 1-year period [82].
8.7.5 Other Viruses
Parvovirus B19 [B19V] infection is common in childhood and adulthood with seroprevalence of 30–40% in adolescents and 40–60% in adults, and more than 85% in the elderly population [83]. Many infected subjects are asymptomatic [approximately 25% of adults and 50% of children in outbreaks] or experience mild nonspecific viral-like illness [84]. Thus, blood may be donated during the period of viremia which occurs 1 week after exposure and lasts for about 5 days. An important pathogenic feature of B19V is the bone marrow cell tropism, especially erythroid progenitor cells, with increased susceptibility for infection with differentiation [85]. Transmission of B19V through blood products is feasible as high-level viremia regularly occurs during primary infection with >1012 geq/mL in the early phase of acute infection of asymptomatic individuals [86]. B19V is frequently found in blood and plasma donations and is more commonly transmitted by pool plasma-derived products than RBC. Transmission via plasma-derived products can occur due to incomplete clearance of the virus from the blood, high-level viremia in acute infection, and the resistance of the B19V to most inactivation procedures used in preparing blood-derived products [87].
B19V is a frequent contaminant of blood and plasma donations and the virus DNA is most commonly found in blood products from multiple donors. B19V DNA is detectable in 50–80% of non-inactivated factor VIII concentrates and in 30–50% of solvent/detergent-inactivated IX concentrates [88]. High rates of B19V DNA have been found in albumin [25%], immunoglobulin [IgG] preparations [20–75%], factor IX, and pooled plasma [>60%] with viral loads of 1 × 102 to 1 × 108 geq/mL [87]. Since no B19V transmission has not been documented from pooled-plasma products with less than 103 to 104 IU/mL B19V DNA, the US Food and Drug Administration [FDA] imposed a limit of 104 geq/mL B19V DNA from pooled plasma [87]. Cellular blood products are found to have B19V DNA in about 1% and RBC transfusion has been associated with the transmission of B19V primarily with high-level titers of >107 IU/mL [89]. However, a recent report from Japan described persistent symptomatic B19V infection with severe thrombocytopenia transmitted by RBC transfusion low levels of B19V DNA [1.0 × 104 IU/mL] [90]. Fortunately, most patients with TT-B19V are asymptomatic but the extent of clinical disease from transfusion transmission is unknown. The development of disease is influenced by the presence of hematological and immunocompromised disorders and the immune status of the host. Three groups of patients are at particular risk for serious disease with infection. Patients with chronic hemolytic disorders [i.e., thalassemia major, sickle cell disease] may develop transient aplastic crisis with acute infection; subjects with combined immunodeficiency syndrome can develop chronic severe anemia from bone marrow failure; patients with AIDS can develop pure red cell aplasia; and fetal abnormalities [hydrops fetalis] can occur in pregnant women [87]. Methods used to ensure safety of plasma-derived products include NAT of plasma minipools and individual donations and multiple steps of viral inactivation and removal with solvent/detergent, superheating at 80° C for 3 days, pasteurization, and nano-filtration [87].
Human T-lymphocytic virus types-1 and -2 [HTLV-1 and -2] are retroviruses that chronically infect lymphocytes that can be transmitted by transfusions, but only a small proportion of infected individuals will develop clinical diseases after many years. HTLV-1 infects five to ten million people worldwide from Africa, Asia, Caribbean, Central and South America and can cause debilitating spastic myelopathy, HTLV-associated myelopathy [HAM], and adult T-cell leukemia/lymphoma [ATL] [91]. HTLV-2 has not been linked with any specific disease entity but there is limited evidence that some affected patients may develop chronic neurological problems [sensory neuropathies, gait disturbance, bladder dysfunction, motor abnormalities, and mild cognitive impairment] and chronic lung infections and dermatitis [92]. HTLV-2 primarily occurs in the Americas, especially in Amerindians in North, Central, and South Americas [5–30% seropositivity] and in pygmy tribes of Africa; but the virus has been found in intravenous drug abusers [IVDA] in the USA and southern Europe [10–15%] [93]. Both HTLV-1 and -2 [primarily HTLV-1] have been shown to be transmitted by cellular blood products in Asia [first reported in Japan], Caribbean [Jamaica], and North America, but rarely recognized clinically [93]. A heart transplant recipient in France was reported to develop early signs of HAM within 4–5 months of TT-HTLV-1, the rapid onset most likely related to immunosuppression [94]. Two cases have been reported of ATL after TT-HTLV-1 in Taiwan in patients with pre-existing lymphoma and promyelocytic leukemia, 6 months and 11 years after the transmission [95]. Currently, many countries test for HTLV-1/2 antibodies in blood donors which may be cost-effective in high prevalence regions, but its value in high-income low-prevalence countries that perform universal screening is controversial and debatable [93]. Using a mathematical cost-effective model, it has been estimated that testing all new blood donors for HTLV costs US $9.2 million per life saved, or $420,000 per quality-adjusted life-year gained, when the HTLV prevalence is 1 per 100,000 [96]. When the prevalence among donors is 10 per 100,000 the cost is estimated to be US $0.9 million per life saved, or $41,000 per quality-adjusted life-year gained. In many developed countries in North America, Europe, and Australia where the prevalence of HTLV-1 is less than 1 per million universal testing of donors does not appear to be cost-effective; yet in many low- and middle-income countries with much higher prevalence antibody screening is not performed [93]. Further investigation of filter leukoreduction and pathogen inactivation methods and their cost–benefit compared to antibody screening are needed to guide national blood collection systems .
8.8 Transfusion Transmission of Parasites
8.8.1 Malaria
The malarial protozoa , Plasmodium species, appear to be one of the first, if not the first, TT-infection described in 1911 [97]. The major four Plasmodium species [P. falciparum, P. vivax, P. malariae, and P. ovale] can cause TT-malaria, as they can survive in stored blood even when frozen [98]. The longest interval between exposure and transmission by donation was estimated to be variable by species: 8 years for P. falciparum, 5 years for P. vivax, 7 years for P. ovale, and 44 years for P. malariae [97, 98]. TT-malaria has been described in both endemic and non-endemic countries. The risk of TT-malaria is extremely rare in industrialized countries but still a major challenge in resource-limited endemic countries, especially in sub-Saharan Africa. In endemic countries, it is challenging to differentiate between mosquito-transmitted from TT-malaria and, thus, transmission by blood transfusion is frequently unrecognized and underestimated. Recent estimates indicate that TT-malaria is <0.2 cases per million in non-endemic countries to >50 cases per million in endemic countries [98]. Donors are asymptomatic and invariably semi-immune with low levels of parasitemia that can be missed on microscopy. Transmission is usually through whole blood or packed RBC but platelets and leukocytes seldom transmit malaria from RBC carry over.
Recent studies within the past 10 years demonstrated a high-risk TT-malaria in sub-Saharan countries with median prevalence of malaria parasites in donated blood by thick smears of 10.2% [range 0.7% in Kenya to 55% in Nigeria] [99]. Blood donors are not routinely tested for malaria in most malaria-endemic countries in Africa including Nigeria. In Pakistan, blood smear detected malarial parasites in 0.57% of healthy blood donors and in India the rate was 0.03% with rapid diagnostic tests confirmed with microscopy [100, 101]. Although non-endemic regions are at very low risk for TT-malaria, this may depend on the proximity to endemic areas. In Brazil, malaria is endemic in the Amazon River basin and non-endemic in the extra-Amazon regions, i.e., Sao Paulo state. However, a recent study found that 7.4% of blood donors from Sao Paulo were positive for P. falciparum [5.14%] or P. vivax [2.26%] [102].
A recent review of TT-malaria in non-endemic regions reported 100 cases from 1911 to 2015 with only a few cases in the twenty-first century, the two most recent cases in 2015 were from the USA [103]. Fifty-four of these cases occurred in the American continent, 38 in Europe, 3 in the Mediterranean area, 1 in India, and 4 in Southeast Asia. The frequency of the different Plasmodium species was: P. falciparum 45%, P. malariae 30%, P. vivax 16%, P. ovale 4%, P. knowlesi 2%, 1 mixed infection with P. falciparum/P. malariae, and 1 case of an avian species [Plasmodium praecox] acquired in Greece. Fatal outcomes occurred mainly with P. falciparum [11/45] and rarely from P. malariae [2/30] or P. ovale [1/4] but the fatalities were not attributable to malaria [103].
Preventative measures taken by blood banks to avoid TT-malaria varies widely even in endemic regions and only a few countries in sub-Saharan Africa [Malawi, Sao Tome, Principe, and Sierra Leone] screen donated blood for malaria as of 2010 [98]. In non-endemic countries also varies with some countries [i.e., USA] rely on predonation questionnaire for potential screening and others [France, UK, and Australia] use antibody testing on donors considered at risk from preliminary questionnaire [103]. Screening of donated blood is most commonly by microscopy of blood smear or rapid diagnostic tests which are insensitive for low parasitemia, and serological tests cannot differentiate between remote and current infection. PCR is the most sensitive method but most endemic resource countries cannot afford this method for widespread use. Pathogen inactivation method using a combination of riboflavin as a photosensitizer with UV light device [Mirasol System for Whole Blood, Terumo BCT, Lakewood, Colorado] can reduces TT-malaria without damaging RBC [104].
8.8.2 Chagas Disease
Trypanosoma cruzi, the cause of Chagas disease , is widespread throughout rural Central and South America where it is transmitted by the triatomine bugs among the poor living in substandard houses. Severe cardiac disease occurs in 30–40% of chronically infected untreated individuals. TT-Chagas disease [CD] has been recognized in endemic areas for many years where screening of blood donors has been instituted [105]. With increased migration of Latin Americans to North America and Europe, TT-CD in non-endemic countries has become a concern. Transmission of CD was first recognized to be transmitted by transfusion in 1952 and the total number of TT-CD is estimated to be 300–800 in the last decades [106]. TT-CD in non-endemic countries has been reported from the USA [n = 7], Spain [n = 5], Canada [n = 2], and Australia [106] and recently Switzerland [107].
Low-level parasitemia may be detected several years after infection in asymptomatic individuals in up to 50% of those infected and the parasite can survive blood storage at 4–22 °C and even freezing and thawing [106]. Cellular components of blood can transmit the disease but not plasma. Platelet transfusion is the most commonly reported blood products associated with TT-CD probably because of the higher parasitic load than other blood products [108]. Prevention of TT-Chagas includes universal or selective donor screening [questionnaire] and testing for T. cruzi antibodies. Blood donor screening in the USA was first instituted in 2007 for Chagas disease and as of December 2017, at least 2300 infected blood donors were reported from blood banks in the USA [CDC. Chagas disease surveillance activities—seven states, 2017. Weekly/July 6, 2018/67[26]:738–41]. Donor screening for Chagas disease in non-endemic countries includes: USA, Canada, Spain, UK, France, Switzerland, and Australia [106].
8.8.3 Babesiosis
Babesiosis is a zoonosis caused by an intraerythrocytic parasite, Babesia spp., most commonly Babesia microti, usually transmitted by Ixodes ticks and resembles the malarial parasite on the blood smear, but smaller. Babesiosis is most commonly reported from the Northeast and upper Midwestern USA, Europe and Asia Pacific including China. In immunocompetent hosts, it causes mild febrile illness, but severe disease with significant mortality occurs in immunocompromised, asplenic, and elderly patients. TT-babesiosis was first described in 1979 in the USA and since then there have been over 200 cases related to transfusion described with mortality of about 18–19% [109,110,111]. Over 95% of the cases were due to B. microti but at least 3 cases were from Babesia duncani [109] and recently a case from Arkansas secondary to Babesia divergens from multiple RBC transfusion was described [112]. Babesiosis has been transmitted by RBC stored for up to 35 days and by previous frozen RBC and rarely by platelets [113].
TT-babesiosis in endemic regions of the USA is increasing and of a public health concern as screening donors for B. microti is not yet mandated or routinely performed. Babesia seroprevalence in blood donors in foci of New York has been found to be up to 4.3% and 3.0% along the coastal Connecticut [111]. In a study on screening donated blood from Connecticut, Massachusetts, Minnesota, and Wisconsin with serology and PCR for B. microti, 335 [0.38%] of 89,153 blood samples were confirmed positive with 67 [20%] PCR-positive [114]. Thus, screening of donated blood in endemic regions of the USA would decrease the risk of TT-babesiosis .
8.9 Bacterial Infection from Blood Transfusion
Bacterial infections represent the foremost infectious risk from transfusion of blood products. This is most commonly due to bacterial contamination during the processing or storage of blood products [direct effect], but there is increasing recognition of an indirect effect. Blood transfusion is associated with immunomodulation which may result in increased risk of infection. Leukocyte reduction of blood has been shown to reduce the risk of health care-associated infections [115]. In a recent review of health care-associated infection after RBC transfusion, restrictive transfusion compared to liberal transfusion strategy did not reduce the overall health care-associated infections, but reduced the risk of serious infections [116]. This was particularly significant for patients undergoing hip and knee arthroplasty as well for those with sepsis.
Bacterial contamination of blood products can be from the donor’s skin [i.e., Propionibacterium acnes or staphylococci] or from the environment with a variety of bacteria: Yersinia, Pseudomonas, Proteus, Escherichia coli, Klebsiella, Acinetobacter, and Serratia [117]. Some investigations found Yersinia enterocolitica as being most common as the organism is capable of growing and multiplying at low temperatures. Septic transfusion reaction is most commonly from platelet rather than RBC transfusion. Estimated risk of blood products contamination with bacteria is 1 in 5000 for platelets and 1 in 30,000 for RBC [117]. There is recent evidence from the Netherlands that platelet concentrate stored in platelet additive solution is associated with fourfold increased risk of bacterial infections [118]. In the USA, approximately 2.2 million units of platelets are transfused yearly [2011 data] and over a 5-year period from 2009 to 2013, 13 fatalities from bacterial contamination of platelet products were recorded, 2.6 per year or ≈1.3 per million platelet transfusion [119]. Since then there does not appear to be any improvement, as 5 fatalities were recorded from a bacterial infection in 2015 [120]. Staphylococcus aureus accounted for the greatest number of deaths due to contamination in the preceding 5 years [5/18] and other bacteria associated with fatalities included: Serratia marcescens, Klebsiella pneumoniae, Morganella morganii, Pseudomonas fluorescens, Acinetobacter species, and Enterococcus faecium.
Studies on active and passive surveillance for bacterial contamination of platelets have been reported with the culture of platelet samples. In a study over a 7-year period [2007–2013], 20 of 51,440 platelet units transfused were bacterially contaminated [0.004%; 389 per million] and only resulted in 5 septic transfusion reaction [121]. In high-income countries bacterial contamination of platelets, though the most common transfusion-transmitted infections, ranging from 0.01 to 0.07% of platelet units, but the rates are much higher in resource-poor countries such as in Africa. The rate of bacterial contamination in whole blood or RBC concentrate in 7 studies from sub-Sahara Africa average 8.8% and platelet contamination is likely much higher [122]. To prevent bacterial contamination of platelets the US FDA recommends enhanced bacterial testing or pathogen reduction/inactivation strategies or both. One system which combines ultraviolet A and amotosalen for broad-spectrum pathogen inactivation is approved in the USA and Europe [123].
8.10 Summary and Future Directions
Although the blood supply is safer than ever before, there are still major concerns with respect to transfusion-transmitted infections, especially with the advent of emerging infectious agents. Moreover, the situation in resource-poor countries, especially in sub-Saharan Africa, still remains a challenge to provide safe blood supply comparable to developed nations. Blood use has declined significantly in the past decade in the USA, between 2009 and 2016 the number of blood units collected and distributed by the American Red Cross decreased by 26% and predictions for 40% decrease by 2020, raises the issue of a crisis in the US blood system [124]. Blood is an essential medicine with no replacement likely in the foreseeable future and safer blood supply is paramount for public health planning.
Prevention of multiple infectious agents being transmitted by blood transfusion is very expensive, time consuming and cumbersome. Many of the blood donation screening measures exceed US $1 million per quality-adjusted life-year gained, which are 10 times as high as deemed appropriate in clinical medicine [125]. The key to a safe and affordable blood system is a universally applied pathogen-reduction system that can inactivate all or most viruses, parasites, bacteria, and prions that can be implemented by resource-poor and resource-rich countries alike. This would obviate the need for expensive screening by serology, NAT, and others. Several methods of pathogen reduction are already in use including Mirasol [TerumoBCT, Lakewood, Co, USA] using a combination of riboflavin and UVB light can be applied to RBC and platelets to reduce most TT-viruses including HIV, HCV, and HBV by 2.3–5.19 log reduction as well parasites and bacteria; INTERCEPT [Cerus Corporation, Concord, CA, USA] utilize amotosalen and UVA light has shown similar properties against viruses, bacteria, and parasites; THERAFLEX [MacoPharma, Lille, France] uses photochemical inactivation with different methods for plasma and platelets, has demonstrated efficacy against viruses and bacteria, but 2 cases of HIV transmission have occurred after treatment of plasma; solvents/detergents for treatment of plasma is very effective against a wide array of enveloped and intracellular viruses, bacteria, and protozoa and can be combined with filtration to improve efficacy; chemical alkylating agents are also under investigation [126]. Larger comparative trials are needed to find the most suitable technique that can be used for whole blood, RBC, platelets, and plasma, to prevent transfusion-transmitted infection in the future.
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Fong, I.W. (2020). Blood Transfusion-Associated Infections in the Twenty-First Century: New Challenges. In: Current Trends and Concerns in Infectious Diseases. Emerging Infectious Diseases of the 21st Century. Springer, Cham. https://doi.org/10.1007/978-3-030-36966-8_8
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