Abstract
Modern analytical political philosophy—characterized most notably by the work of John Rawls—has had very little to say about how punishment in particular and criminal law more generally might be justified. This is a puzzling omission, as punishment can be seen as the most serious use of coercive state power and therefore the one in greatest need of philosophical justification. With the idea of filling this gap, this chapter analyzes several major political theories of recent decades and examines how criminal justice might fit into their thought. After discussing the various political theories of libertarianism, liberalism, communitarianism, Marxism, and republicanism, I offer a limited defense of one such theory, Rawls’s “political liberalism,” as offering a suitable way to approach issues of criminal justice and punishment in modern society. More broadly, my chapter invites political philosophers to speak more often and more specifically about how criminal justice fits within their theories.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
Bentham, Hobbes, Kant, and so on, all had substantial discussions of punishment in the context of their political philosophies. To this list we could also add Beccaria, whose theory of punishment and theory of the state were closely connected.
- 2.
This may also work the other way around: our ideas about the necessity of punishment may inform and shape what we think about the role of the state more generally.
- 3.
On the various kinds of punishment, see Husak (2016).
- 4.
For a good framing of this issue, see the early pages of John Simmons’s “Locke and the Right to Punish,” (Simmons 1991).
- 5.
Recent works by Chiao (2019), Tadros (2011), Thorburn (2011), and Duff (2001) may seem to be an exception to this sweeping statement. But Chiao, Tadros, and Duff are philosophers of the criminal law first and foremost, and political philosophers second. The generalization in the text refers to the lack of attention by political philosophers on questions of the criminal law, and not the other way around. Still, to the extent that Chiao et al. meet political philosophers “in the middle,” their emphasis on the “public” and “political” character of the criminal law is a very welcome development. (Again, Braithwaite and Pettit are a good contrast here—they are working out republicanism’s implications for the criminal law; that is, they start with a political theory and then work down from that.) I discuss Duff’s communitarian liberalism in the text infra. More recently, Erin Kelly’s book, The Limits of Blame (2018), approaches the topic in a way that takes political philosophy seriously.
- 6.
An idea canvassed in (Nozick 1975).
- 7.
A related problem—which I cannot consider here—is jurisdictional: what gives the state a right to punish those who might not be citizens of that state?
- 8.
Indeed, this may be the great weakness in the abolitionist argument: the abolitionist considers only rights violations by the state rather than by private parties.
- 9.
The libertarian position is one gloss on this idea of “autonomy”—viewing autonomy as mainly (or only) promoted by protecting so-called negative liberty.
- 10.
- 11.
Here the benefits-and-burdens theory intersects with a familiar strand of retributivism (Morris 1968, p. 478) (“it is just to punish those who have violated the rules and caused the unfair distribution of benefits and burdens”).
- 12.
(Morris1968, pp. 477–478) (defending punishment as necessary to “induce compliance” and “avoid increasing the number of incidences of people taking what they do not deserve”).
- 13.
As I also note in section “Conclusion: Political Liberalism?”, the importance of contractarian thought may not be about what purposes of punishment it endorses or allows, but what purposes it excludes.
- 14.
See (Barry 1973, p. 174) (“Liberalism rests on a vision of life: a Faustian vision. It exalts self-expression, self-mastery and control over the environment, natural and social; the active pursuit of knowledge and the clash of ideas; the acceptance of personal responsibility for the decisions that shape one’s life. For those who cannot take the freedom, it provides alcohol, tranquillizers, wrestling on the television, astrology, psychoanalysis, and so on, endlessly, but it cannot by its nature provide certain kinds of psychological security.”).
- 15.
- 16.
The same applies, modulo some adjustments, to those who believe that punishing criminals is intrinsically good. See Moore (1987).
- 17.
Another Rawlsian-inspired theory that deserves consideration in this context is the one developed by Tommie Shelby. See Shelby (2007).
- 18.
Sandel, Taylor, and MacIntyre, all have, at one point or another, disclaimed the label.
- 19.
Here I mean to be referencing, but not endorsing, the somewhat tendentious grouping of communitarians with some very illiberal figures in history. See Holmes (1993).
- 20.
Importantly, this constraint applies to state action rather than state inaction, although that line is admittedly hard to draw. Still, this may introduce a sort of libertarian bias into political liberalism: one can reasonably reject a welfare policy, but not to the existence of poverty (although one could reasonably reject a state support of an economic system that results in massive poverty).
- 21.
Thanks to Gabe Mendlow, Vincent Chiao, Dan Epps, Alice Ristroph, Raff Donelson, Charlie Lesche, Zac Cogley, and participants at workshops at Northwestern University and at Washington University for comments on an earlier draft.
References
Barnett, Randy E. 1977. Restitution: A new paradigm for punishment. Ethics 87: 279–301.
———. 2014. The structure of liberty: Justice and the rule of law. 2nd ed. Oxford: Oxford University Press.
Barry, Brian. 1973. The liberal theory of justice; a critical examination of the principal doctrines. In A theory of justice, ed. John Rawls. Oxford: Clarendon Press.
Bennett, Christopher. 2016. Punishment as an apology ritual. In The new philosophy of criminal law, ed. Chad Flanders and Zachary Hoskins, 211–228. Lanham: Rowman & Littlefield International.
Boonin, David. 2008. The problem of punishment. Cambridge: Cambridge University Press.
Braithwaite, John, and Stephen Mugford. 1994. Conditions of successful reintegration ceremonies. British Journal of Criminology 34: 139–171.
Braithwaite, John, and Philip Pettit. 1990. Not just deserts: A republican theory of criminal justice. Oxford: Clarendon Press.
Chiao, Vincent. 2019. Criminal law in the age of the administrative state. Oxford: Oxford University Press.
Dagger, Richard. 1993. Playing fair with punishment. Ethics 103: 473–488.
Deigh, John. 1984. On the right to be punished, some doubts. Ethics 94: 191–211.
Duff, Antony. 2001. Punishment, communication, and community. Oxford: Oxford University Press.
Flanders, Chad. 2002. Review of Punishment, communication, and community, by R.A. Duff. Ethics 113: 149–151.
———. 2016a. Criminals behind the veil: Political philosophy and punishment. The BYU Journal of Public Law 31: 83–110.
———. 2016b. Public wrongs and public reason. Dialogue 55: 45–58.
———. 2017. Punishment, liberalism, and public reason. Criminal Justice Ethics 36: 61–77.
Flanders, Chad, and Zachary Hoskins. 2016. The new philosophy of criminal law. Lanham: Rowman & Littlefield International.
Golash, Deirdre. 2005. The case against punishment: Retribution, crime prevention, and the law. New York: New York University Press.
Goodin, Robert E., and Philip Pettit. 2006. Contemporary political philosophy: An anthology. 2nd ed. Malden: Blackwell Publishing.
Hampton, Jean. 1984. A moral education theory of punishment. Philosophy and Public Affairs 13: 208–228.
———. 1989. Should political philosophy by done without metaphysics? Ethics 99: 791–814.
Holmes, Stephen. 1993. The anatomy of antiliberalism. Cambridge, MA: Harvard University Press.
Husak, Douglas. 2016. Does the state have a monopoly to punish crime? In The new philosophy of criminal law, ed. Chad Flanders and Zachary Hoskins, 95–110. Lanham: Rowman & Littlefield International.
Kelly, Erin. 2018. The limits of blame. Cambridge, MA: Harvard University Press.
Kleinfeld, Joshua. 2016. Embodied ethical life & criminal law. In The new philosophy of criminal law, ed. Chad Flanders and Zachary Hoskins, 37–54. Lanham: Rowman & Littlefield International.
———. 2017. Three principles of democratic justice. Northwestern University Law Review 111: 1455–1490.
Kymlicka, Will. 2002. Contemporary political philosophy: An introduction. 2nd ed. Oxford: Oxford University Press.
Larmore, Charles E. 1996. The morals of modernity. New York: Cambridge University Press.
MacIntyre, Alasdair C. 2007. After virtue: A study in moral theory. 3rd ed. Notre Dame: University of Notre Dame Press.
Miller, Frank. 1978. Restitution and punishment: A reply to Barnett. Ethics 88: 358–360.
Miller, David. 2003. Political philosophy: A very short introduction. Oxford: Oxford University Press.
Moore, Michael. 1987. The moral worth of retribution. In Responsibility, character, and the emotions: New essays in moral psychology, ed. Ferdinand David Schoeman, 179–219. New York: Cambridge University Press.
Morris, Herbert. 1968. Persons and punishment. The Monist 52: 475–501.
Murphy, Jeffrie. 1971. Three mistakes about retributivism. Analysis 31: 166–169.
———. 1973. Marxism and retribution. Philosophy and Public Affairs 2: 217–243.
Nagel, Thomas. 1975. Libertarianism without foundations. Yale Law Journal 85: 136–149.
Nozick, Robert. 1975. Anarchy, state, and utopia. Oxford: Blackwell.
Nussbaum, Martha Craven. 2004. Hiding from humanity: Disgust, shame, and the law. Princeton: Princeton University Press.
Pettit, Philip. 1997. Republicanism: A theory of freedom and government. New York: Clarendon Press.
Pilon, Roger. 1978. Criminal remedies: Restitution, punishment, or both? Ethics 88: 348–357.
Pogge, Thomas. 1995. Three problems with contractarian-consequentialist ways of assessing social institutions. Social Philosophy and Policy 12 (2): 241–266.
Quinn, Warren. 1985. The right to threaten and the right to punish. Philosophy and Public Affairs 14: 327–373.
Rawls, John. 1972. A theory of justice. Oxford: Clarendon Press.
———. 2005. Political liberalism. Expanded, ed. New York: Columbia University Press.
Sandel, Michael J. 1998. Liberalism and the limits of justice. 2nd ed. New York: Cambridge University Press.
Sen, Amartya. 2009. The idea of justice. Cambridge, MA: Belknap Press of Harvard University Press.
Shelby, Tommie. 2007. Justice, deviance, and the dark ghetto. Philosophy and Public Affairs 35: 126–160.
Shuster, Arthur. 2016. Punishment and the history of political philosophy: From classical republicanism to the crisis of modern criminal justice. Toronto: University of Toronto Press.
Simmons, John. 1991. Locke and the right to punish. Philosophy and Public Affairs 20: 311–349.
Tadros, Victor. 2011. The ends of harm: The moral foundations of criminal law. Oxford: Oxford University Press.
Taylor, Charles. 1985. Human agency and language: Philosophical papers. Vol. 1. Cambridge: Cambridge University Press.
———. 1989. Sources of the self: The making of the modern identity. Cambridge, MA: Harvard University Press.
Thorburn, Malcolm. 2011. Criminal law as public law. In Philosophical foundations of criminal law, ed. R.A. Duff and Stuart Green, 21–43. Oxford: Oxford University Press.
Walzer, Michael. 1983. Spheres of justice: A defense of pluralism and equality. New York: Basic Books.
Wellman, Christopher Heath. 2017. Rights forfeiture and punishment. New York: Oxford University Press.
Whitman, James. 1998. What is wrong with inflicting shame sanctions? Yale Law Journal 107: 1055–1092.
Wolff, Jonathan. 2016. An introduction to political philosophy. 3rd ed. Oxford: Oxford University Press.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2019 The Author(s)
About this chapter
Cite this chapter
Flanders, C. (2019). Political Philosophy and Punishment. In: Alexander, L., Kessler Ferzan, K. (eds) The Palgrave Handbook of Applied Ethics and the Criminal Law. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-22811-8_22
Download citation
DOI: https://doi.org/10.1007/978-3-030-22811-8_22
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-030-22810-1
Online ISBN: 978-3-030-22811-8
eBook Packages: Religion and PhilosophyPhilosophy and Religion (R0)