Skip to main content

Causal Explanations: Are They Possible in Physics?

  • Chapter

Abstract

The existence of causal explanations in science has been an issue of interest in Western philosophy from its very beginnings. That is the reason this work, following an idea of Mario Bunge, makes a historical review of this matter. The modern treatment of this subject takes place since the postulation by Popper and Hempel of the D-N model of scientific explanation, whose viability is scrutinized here from different points of view in the current philosophy of science. The main object of this paper is to present two arguments against the possibility of causal explanations in theoretical physics. The first one concerns the existence, in certain cases, of inter-theoretical incompatibilities, and the second refers to the need to resort, in other cases, to concatenations of laws of different theories and disciplines. The final conclusion will be the defence of a form of theoretical explanation, which follows the Popper-Hempel model, but devoid of any ontological and metaphysical connotations.

Complutense Research Group 930174 and Research Project FFI2014-52224-P supported by the Ministry of Economy and Competitiveness of the Spanish Government.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   79.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD   99.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD   99.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

Notes

  1. 1.

    It is not my aim to make here an interpretation of the concept of causality in Plato. To that end, and without any claim of completeness, I refer to Ashbaugh (1988).

  2. 2.

    This is the translation of Miguel Candel in the Spanish edition of the Organon (Aristóteles 1988, p. 412). In any case as Ross recognizes: “In history and in natural science we are attempting to explain events, and an event is to be explained (in Aristotle’s view) by reference either to an event that precedes it (an efficient cause) or to one that follows it (a final cause)” (Ross 1949, p. 79, Introduction).

  3. 3.

    In this the current philosophy of science clearly disagrees with Aristotle. Hempel for instance claims that “To explain the phenomena in the world of our experience, to answer the question ‘why?’ rather than only the question ‘what?’ is one of the foremost objectives of empirical science” (Hempel 1965, p. 245). Lawrence Sklar considers that “To explain, we feel, is to answer the question why what occurs, and not just to describe what, in fact, does occur” (Sklar 1992, p. 100). And Peter Lipton argues that “The starting point of enquiry into explanation … is the gap between knowing that something is the case and understanding why it is” (Lipton 2001b, p. 103).

  4. 4.

    According to Mach, science is an economy of thought, a clearly instrumentalist idea. He sums up this concept in the following terms: “The economy of thought, the economical representation of the actual, – this was indicated by me, in summary fashion first in 1871 and 1872, as being the essential task of science, and in 1882 and 1883 I gave considerably enlarged expositions of this idea. As I have shewn elsewhere, this conception,… can be traced back to Adam Smith, and, as P. Volkmann holds, in its beginnings even to Newton. We find the same conception again,…, fully developed in Avenarius (1876)” (Mach 1959, p. 49).

  5. 5.

    Henceforth, French refers to the first edition of Duhem’s book.

  6. 6.

    French means here the original edition of Comte’s Cours de Philosophie Positive.

  7. 7.

    For instance, Popper says: “This concept of explanation (now commonly referred to as the ‘deductive-nomological concept of explanation’) is further elaborated in the Logik der Forschung (1934, 2nd ed., 1966), Sect. 12” (Popper 1979, p. 86, note *2. My own translation, A.R.).

  8. 8.

    See Feyerabend (1962), Friedman (1974), Salmon (1984), Lewis (1986), Kitcher (1981, 1989), Sklar (1992), Lipton (2001a,b), and Psillos (2002).

  9. 9.

    This theory “consists in supposing the sun and his heat to have originated in a coalition of smaller bodies, falling together by mutual gravitation, and generating, as they must do according to the great law demonstrated by Joule, an exact equivalent of heat for the motion lost in collision” Kelvin (1903, pp. 493–4).

  10. 10.

    Since this is neither the place nor the occasion to develop the philosophical theory of preduction as a strategy of creativity or innovation in theoretical physics, I refer to Rivadulla (2008, 2010, 2016a) to see more on preductive reasoning.

References

  • Aristóteles. (1988). In M. Candel (Ed.), Tratados de Lógica (Órganon) (Vol. II). Madrid: Editorial Gredos.

    Google Scholar 

  • Aristotle. (1975). Posterior analytics (J. Barnes, Trans.). Oxford: Clarendon Press.

    Google Scholar 

  • Aristotle. (1985). In J. Barnes (Ed.), The complete works (Vol. II). Princeton: Princeton University Press.

    Google Scholar 

  • Ashbaugh, A. F. (1988). Plato’s theory of explanation. A study of the cosmological account in the Timaeus. Albany: State University of New York Press.

    Google Scholar 

  • Bacon, F. (1952). Novum organum. In F. Bacon (Ed.), Advancement of learning. Novum Organum. New Atlantis. William Benton, Publisher. Chicago: Encyclopaedia Britannica. 1. First published in 1620.

    Google Scholar 

  • Berkeley, G. (1970). A treatise concerning the principles of human knowledge. C. M. Turbayne (Ed.), with critical essays. Indianapolis: The Bobbs-Merril Company, Inc. First published in 1710.

    Google Scholar 

  • Bunge, M. (1962). Causality: A rejoinder. Philosophy of Science, 29, 306–317.

    Article  Google Scholar 

  • Bunge, M. (1979). Causality and modern science. New York: Dover Publications. First edition 1959 by Harvard University Press.

    Google Scholar 

  • Bunge, M. (1982). The revival of causality. In G. Floistad (Ed.), Contemporary philosophy. A new survey (Vol. 2, pp. 133–155). The Hague: Martinus Nijhoff. Reprinted in Martin Mahner (ed.), Selected Essays of Mario Bunge. Scientific Realism. New York: Prometheus Books 2001.

    Google Scholar 

  • Clifford, W. K. (1955). The common sense of the exact sciences. New York: Dover Publications, 1955. First published in 1885.

    Google Scholar 

  • Comte, A. (2000). The positive philosophy of Auguste Comte. Freely Translated and Condensed by Harriet Martineau. Batoche Books. Kitchener, French original version: Cours de Philosophie Positive. Presentation et notes par Michel Serres, François Dagognet, Allal Sinaceur. Paris: Hermann, 1998.

    Google Scholar 

  • Copernicus, N. (1993). On the revolutions of the heavenly spheres. In M. J. Adler (Ed.), Great books of the Western World. 15. Ptolemy, Copernicus, Kepler. Chicago: Encyclopaedia Britannica, 1952, Fourth Printing. First published in 1543.

    Google Scholar 

  • Duhem, P. (1954). The aim and structure of physical theory. Princeton University Press. French original version: La Théorie Physique. Son objet et sa structure. Paris: Chevalier & Rivière, 1906.

    Google Scholar 

  • Einstein, A. (1973). The mechanics of Newton and their influence on the development of theoretical physics. In A. Einstein (Ed.), Ideas and opinions (pp. 253–261). London: Souvenir Press Ltd. Originally published in Die Naturwissenschaften, vol. 15, 1927.

    Google Scholar 

  • Feyerabend, P. (1962). Explanation, reduction and empiricism. Minnesota Studies in the Philosophy of Science, III, 28–97. Reduced version: Erklärung, Reduktion und Empirismus, Chap. 4 of Paul K. Feyerabend, Probleme des Empirismus (pp.73–125). Braunschweig/Wiesbaden: Vieweg & Sohn, 1981.

    Google Scholar 

  • Friedman, M. (1974). Explanation and scientific understanding. Journal of Philosophy, 71, 5–19.

    Article  Google Scholar 

  • Gilson, E. (1952). La Philosophie au Moyen Age (2nd ed.). Paris: Payot. 1952.

    Google Scholar 

  • Hanson, N. R. (1958). Patterns of discovery. An inquiry into the conceptual foundations of science. Cambridge: Cambridge University Press.

    Google Scholar 

  • Hempel, C. G. (1965). Aspects of scientific explanation and other essays in the philosophy of science (2nd ed.). New York: Free Press.

    Google Scholar 

  • Hempel, C. G. (1966). Philosophy of natural science. Englewood Cliffs: Prentice-Hall, Inc.

    Google Scholar 

  • Herschel, J. F. W. (1830). A preliminary discourse on the study of natural philosophy. Chicago: Chicago University Press, 1987. (Facsimile edition).

    Google Scholar 

  • Jevons, S. (1958). The principles of science. A treatise on logic and scientific method. New York: Dover. First published in 1873.

    Google Scholar 

  • Kant, I. (1998). Critique of pure reason (P. Guyer & A. W. Wood, Trans. & Ed.). Cambridge: Cambridge University Press. Originally published in 1781.

    Google Scholar 

  • Kelvin, L. (1903). On the age of the sun’s heat. Appendix E. In L. Kelvin (Ed.), Treatise on natural philosophy. Cambridge: Cambridge University Press. First published in Macmillan’s Magazine, March 1862.

    Google Scholar 

  • Kepler, J. (1981). Mysterium cosmographicum. The secret of the universe (A. M. Duncan, Trans.). New York: Abaris Books. Originally published in 1596.

    Google Scholar 

  • Kitcher, P. (1981). Explanatory unification. Philosophy of Science, 48, 505–531.

    Article  Google Scholar 

  • Kitcher, P. (1989). Explanatory unification and the causal structure of the world. In P. Kitcher & W. C. Salmon (Eds.), Scientific explanation (Minnesota Studies in the Philosophy of Science) (Vol. XIII). Minneapolis: University of Minnesota Press.

    Google Scholar 

  • Lewis, D. (1986). Causal explanation. In D. Lewis (Ed.), Philosophical papers (Vol. II). Oxford: University Press.

    Google Scholar 

  • Lipton, P. (2001a). What good is an explanation? In G. Hon & S. Rakover (Eds.), Explanation. Theoretical approaches and applications (pp. 43–59). Dordrecht: Kluwer Academic Publishers.

    Google Scholar 

  • Lipton, P. (2001b). Is explanation a guide to inference? A reply to Wesley C. Salmon. In G. Hon & S. S. Rakover (Eds.), Explanation: Theoretical approaches and applications (pp. 93–120). Dordrecht: Kluwer.

    Chapter  Google Scholar 

  • Mach, E. (1959). The analysis of sensations and the relation of the physical to the psychical. New York: Dover. Originally published in 1886.

    Google Scholar 

  • Mill, J. S. (1843). A system of logic ratiocinative and inductive. London: Longman. 1970.

    Google Scholar 

  • Misner, C., Thorne, K., & Wheeler, J. A. (1973). Gravitation. New York: Freeman and Co.

    Google Scholar 

  • Newton, I. (1782). Opera Quae Exstant Omnia. Tom IV. London. (Samuel Horsley, Facsimile ed.). Stuttgart: Friedrich Frommann Verlag.

    Google Scholar 

  • Ostlie, D., & Carroll, B. (1996). Modern stellar astrophysics. Reading: Addison-Wesley Publication Co., Inc.

    Google Scholar 

  • Pearson, K. (1911). The grammar of science (1st ed. 1892). New York: Meridian Library edition, second printing 1960.

    Google Scholar 

  • Plato. (1929). Timaeus. InPlato in twelve volumes (Vol. IX). Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Popper, K. (1959). The logic of scientific discovery. London: Hutchinson, 1959. First German edition, 1935.

    Google Scholar 

  • Popper, K. R. (1974). Intellectual autobiography. In P. A. Schilpp (Ed.), The philosophy of Karl Popper (pp. 3–181). La Salle: Open Court.

    Google Scholar 

  • Psillos, S. (2002). Causation & explanation. Chesham: Acumen Publishing Ltd.

    Google Scholar 

  • Rivadulla, A. (2005). Theoretical explanations in mathematical physics. In G. Boniolo et al. (Eds.), The role of mathematics in physical sciences (pp. 161–178). Dordrecht: Springer.

    Chapter  Google Scholar 

  • Rivadulla, A. (2006). Theoretical models and theories in physics. A rejoinder to Karl Popper’s picture of science. In I. Jarvie, K. Milford, & D. Miller (Eds.), Karl Popper. A centenary assessment. vol. III: Science (pp. 85–96). Aldershot: Ashgate.

    Google Scholar 

  • Rivadulla, A. (2008). Discovery practices in natural sciences: From analogy to preduction. Revista de Filosofía, 33(1), 117–137.

    Google Scholar 

  • Rivadulla, A. (2010). Complementary strategies in scientific discovery: Abduction and preduction. In M. Bergman, S. Paavola, V. Pietarinen, & H. Rydenfelt (Eds.), Ideas in action: Proceedings of the applying Peirce conference (Nordic Studies in Pragmatism 1) (pp. 264–276). Helsinki: Nordic Pragmatism Network.

    Google Scholar 

  • Rivadulla, A. (2016a). Abduction and beyond. Methodological and computational aspects of creativity in natural sciences. IFCoLog Journal of Logic and Its Applications, 3(3), 105–121.

    Google Scholar 

  • Rivadulla, A. (2016b). Models, representation and incompatibility. A contribution to the epistemological debate on the philosophy of physics. In J. Redmond et al. (Eds.), Epistemology, knowledge and the impact of interaction (Logic, Epistemology and the Unity of Science) (Vol. 38, pp. 521–532). Switzerland: Springer.

    Chapter  Google Scholar 

  • Ross, W. D. (1949). Aristotle’s prior and posterior analytics. Oxford: Clarendon Press.

    Google Scholar 

  • Salmon, W. C. (1984). Scientific explanation and the causal structure of the world. Princeton: University Press.

    Google Scholar 

  • Sklar, L. (1992). Philosophy of physics. Oxford: Oxford University Press.

    Google Scholar 

  • Straumann, N. (2004). General relativity. With applications to astrophysics. Berlin: Springer.

    Google Scholar 

  • Whewell, W. (1847). The philosophy of the inductive sciences (Part One and Part Two). London: Frank Cass and Ltd, Second Edition.

    Google Scholar 

  • Woodward, J. (2017). Scientific explanation. In E. N. Zalta (Ed.), The Stanford encyclopedia of philosophy (Spring 2017 ed.). https://plato.stanford.edu/archives/spr2017/entries/scientific-explanation/

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Andrés Rivadulla .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Nature Switzerland AG

About this chapter

Cite this chapter

Rivadulla, A. (2019). Causal Explanations: Are They Possible in Physics?. In: Matthews, M.R. (eds) Mario Bunge: A Centenary Festschrift. Springer, Cham. https://doi.org/10.1007/978-3-030-16673-1_18

Download citation

Publish with us

Policies and ethics