Skip to main content

Risk Assessment in the Open Pit Mining Industry—A Short Review

  • Chapter
  • First Online:
Occupational and Environmental Safety and Health

Abstract

The extractive industry is simultaneously one of the human civilisation pillars for the resources it provides, but also one of those with the highest accident index. The quarries exploitation, amongst all extractive industry activities, being considered a high-risk occupation in which, due to the development of their respective professional activities, the workers are exposed to risks that may impact on their health as well as in their physical integrity. This work aimed to identify risk assessment methods specifically used in the open pit mining industry. The research of information was based on the PRISMA methodology, where 12 databases with the appropriate keywords were searched. A total of 38,594 articles were obtained, and 42 were selected after the sorting process. It was verified that the risk assessment methods specifically addressed to the extractive industry were fundamentally destined for environmental and geological risks; for occupational risks, general evaluation methods were used. This scenario leaves open the necessity of developing methods specifically aimed at assessing the accident risk in the open pit mining industry.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 229.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 299.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Suopajärvi, L., Ejdemo, T., Klyuchnikova, E., Korchak, E., Nygaard, V., Poelzer, G.A.: Social impacts of the ‘glocal’ mining business: case studies from Northern Europe. Miner. Econ. 30(1), 31–39 (2017)

    Article  Google Scholar 

  2. Mancini, L., Sala, S.: Social impact assessment in the mining sector: review and comparison of indicators frameworks. Resour. Policy 57, 98–111 (2018)

    Article  Google Scholar 

  3. Festin, E.S., Tigabu, M., Chileshe, M.N., Syampungani, S., Odén, P.C.: Progresses in restoration of post-mining landscape in Africa. J. Forest. Res. 1–16 (2018). https://doi.org/10.1007/s11676-018-0621-x

  4. Bao, J., Johansson, J., Zhang, J.: An occupational disease assessment of the mining industry’s occupational health and safety management system based on FMEA and an improved AHP model. Sustainability 9(1) (2017). https://doi.org/10.3390/su9010094

    Article  Google Scholar 

  5. Lilic, N., Cvjetic, A., Knezevic, D., Milisavljevic, V., Pantelic, U.: Dust and noise environmental impact assessment and control in Serbian mining practice. Minerals 8(2), 34 (2018). https://doi.org/10.3390/min8020034

    Article  Google Scholar 

  6. Sanmiquel, L., Bascompta, M., Rossell, J.M., Anticoi, H.F., Guash, E.: Analysis of occupational accidents in underground and surface mining in Spain using data-mining techniques. Int. J. Environ. Res. Public Health 15(3), 1–11 (2018). https://doi.org/10.3390/ijerph1503046

    Article  Google Scholar 

  7. Kazanin, O.I., Rudakov, M.L., Kolvakh, K.A.: Occupational safety and health in the sector of coal mining. Int. J. Civ. Eng. Technol. 9(6), 1333–1339 (2018)

    Google Scholar 

  8. Abdaal, A., Jordan, G., Szilassi, P.: Testing contamination risk assessment methods for mine waste sites. Water Air Soil Pollut. 224, 1416–1442 (2013). https://doi.org/10.1007/s11270-012-1416-x

    Article  Google Scholar 

  9. Dadon, A., Peeters, A., Ben-Dor, E., Karnieli, A.: A semi-automated GIS model for extracting geological structural information from a spaceborne thematic image. GIScience Remote Sens. 48(2), 264–279 (2013). https://doi.org/10.2747/1548-1603.48.2.264

    Article  Google Scholar 

  10. Ersoy, A., Yunsel, T.Y., Atici, Ü.: Geostatistical conditional simulation for the assessment of contaminated land by abandoned heavy metal mining. Environ. Toxicol. 23, 96–109 (2008)

    Article  Google Scholar 

  11. Nelson, E.P., Connors, A.K., Suárez, C.: GIS-based slope stability analysis, Chuquicamata open pit copper mine. Chile. Nat. Resour. Res. 16(2), 171–190 (2007)

    Article  Google Scholar 

  12. Bessa, R., Baptista, J.M.: Comparing three risk analysis methods on the evaluation of a trench opening in an urban site. In: Occupational Safety and Hygiene III, pp. 429–433 (2015)

    Chapter  Google Scholar 

  13. Castelo Branco, J., Baptista, J.M.: Metodologias de Avaliação de Riscos na Inústria Extrativa: Estado da Arte. In: Proceedings CLME’2011/IIICEM - 6º Congr Luso-Moç de Eng, 3º Congresso Moçambicano de Eng, CD-ROM com artigos completos, INEGI/FEUP (2011)

    Google Scholar 

  14. Carvalho, F., Melo, R.B.: Avaliação de riscos: Comparação entre vários métodos de avaliação de risco de natureza semi-quantitativa. Territorium 18, 43–54 (2011)

    Article  Google Scholar 

  15. Pinto, A., Nunes, I., Ribeiro, R., Paschoarelli, L.C.: Preliminary application of QRAM method for safety risk assessment in civil construction. Associação Brasileira de Engenharia de Produção 23(2), 375–386 (2012)

    Google Scholar 

  16. Aven, T., Rennb, O.: On risk defined as an event where the outcome is uncertain. J. Risk Res. 12(1), 1–11 (2009)

    Article  Google Scholar 

  17. Kenzap, A.S., Kazakidis, V.N.: Operating risk assessment for underground metal mining systems: overview and discussion. Int. J. Min. Miner. Eng. 4(3), 175–200 (2013)

    Article  Google Scholar 

  18. Pinto, A., Ribeiro, R., Nunes, I.L.: Qualitative Occupational Risk Assessment Model—An Overview. SHO 2012, pp. 345–350. SPOSHO, Guimarães (2012)

    Google Scholar 

  19. Moher. D., Liberati, A., Tetzlaff, J., Altman, D.G.: The PRISMA Group. Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement. PLoS Med 6(7), e1000097 (2009). Doi: https://doi.org/10.1371/journal.pmed1000097

  20. Antunes, F.J., Baptista, J.S., Tato, M.D.: Metodologia de avaliação integrada de riscos ambientais e ocupacionais. SHO 2010, pp. 75–79. Guimarães (2010)

    Google Scholar 

  21. Casal, J., Montiel, H., Planas, E., Vìlchez, J.A.: Análisis del riesgo en instalaciones in industriales. UPC (1999)

    Google Scholar 

  22. Jiang, J., Wang, P., Lung, W.-S., Guo, L., Li, M.: A GIS-based generic real-time risk assessment framework and decision tools for chemical spills in the river basin. J. Hazard. Mater. 227–228, 280–291 (2012). https://doi.org/10.1016/j.jhazmat.2012.05.051

    Article  Google Scholar 

  23. Qu, C., Sun, K., Wang, S., Huang, L., Bi, J.: Monte Carlo simulation-based health risk assessment of heavy metal soil pollution: a case study in the Qixia mining area. China. Risk Assess. Artic. 733–750 (2012)

    Google Scholar 

  24. Gurcanli, G.E., Mungen, U.: An occupational safety risk analysis method at construction sites using fuzzy sets. Int. J. Ind. Ergon. 39(2), 371–387 (2009)

    Article  Google Scholar 

  25. Nunes, I.: Fuzzy multicriteria model for ergonomic workplace analysis and risk analysis. In: International Conference: Computer-Aided Ergonomics and Safety. Proceedings, pp. 25–28. Kosice, Slovak Republic (2005)

    Google Scholar 

  26. Pradhan, B., Suliman, M.D., Awang, M.: Forest fire susceptibility and risk mapping using remote sensing and geographical information systems (GIS). Disaster Prev. Manag. 16(3), 344–352 (2007)

    Article  Google Scholar 

  27. Marhavilas, P., Koulouriotis, D., Gemeni, V.: Risk analysis and assessment methodologies in the work sites: on a review. J. Loss Prev. Process Ind. 24, 477–523 (2011)

    Article  Google Scholar 

  28. Dhillon, B.S.: Mining equipment safety: a review, analysis methods, and improvement strategies. Int. J. Min. Reclam. Environ. 23(3), 168–179 (2009)

    Article  Google Scholar 

  29. Marhavilas, P., Koulouriotis, D., Mitrakas, C.: On the development of a new hybrid risk assessment process using occupational accidents’ data: application on the Greek public electric power provider. J. Loss Prev. Process Ind. 24(5), 671–687 (2011). https://doi.org/10.1016/j.jlp.2011.05.010

    Article  Google Scholar 

  30. Azadeh-Fard, N., Schuh, A., Rashedi, E., Camelio, J.A.: Risk assessment of occupational injuries using accident severity grade. Saf. Sci. 160–167 (2015). Doi: https://doi.org/10.1016/j.ssci.2015.03.002

    Article  Google Scholar 

  31. Somerville, W., Auguié, B., Ru, E.L.: A new numerically stable implementation of the T-matrix method for electromagnetic scattering by spheroidal particles. J. Quant. Spectrosc. Radiat. Transf. 123, 153–168 (2013)

    Article  Google Scholar 

  32. CRAM: Guide d’evaluation des risques: Caisse Régionale d’Assurance Maladie de Pays de la Loire et les Services de Santé au Travail du Maine-et-Loire. de la Loire et les Services de Santé au Travail du Maine-et-Loire. (2002). https://www.cdc.retraites.fr/IMG/pdf/guide_cram_pays_loire_1_-2.pdf. Last accessed 21 Feb 2018

  33. Fine, W., Kinney, W.: Mathematical evaluation for controlling hazards. J. Saf. Res. 4, 157–166 (1971)

    Google Scholar 

  34. Reniers, G., Dullaert, W., Ale, B., Soudan, K.: Developing an external domino prevention framework: Hazwim. J. of Loss Prev. Process Ind. 18, 127–138 (2005)

    Article  Google Scholar 

  35. Belloví, M.B., Malagón, F.P.: NTP 330: Sistema simplificado de evaluación de riesgos de accidente. Inst Nac de Seguridad e Higiene en el Trabajo: http://www.insht.es/InshtWeb/Contenidos/Documentacion/FichasTecnicas/NTP/Ficheros/301a400/ntp_330.pdf (1993). Last accessed 05 Jan 2015

  36. Bestraten, M., Pareja, F.: Sistema simplificado de evaluación de riesgos de accidente. Obtido de INSHT (1993)

    Google Scholar 

  37. Ferreira, C.C.: Avaliação de riscos na reparação de moldes para vidro de embalagem. FEUP, Porto (2012)

    Google Scholar 

  38. Canbulat, I., Hoelle, J., Jason, E.: Risk management in open cut coal mines. Int. J. Min. Sci. Technol. 23(3), 369–374 (2013)

    Article  Google Scholar 

  39. Cox, L.J.: What’s wrong with risk matrices? Risk Anal. 28(2), 497–512 (2008). https://doi.org/10.1111/j.1539-6924.2008.01030.x

    Article  Google Scholar 

  40. Bizhe, W., Hongguang, C.: Regional environmental risk assessment and zoning based on a matrix method. International Conference on Multimedia Technology (ICMT), pp. 1644–1647 (2011)

    Google Scholar 

  41. Donoghue, A.: The Design of hazard risk assessment matrices for raking occupational health risks and their application in mining and minerals processing. Soc. Occup. Med. 5(2), 118–123 (2001)

    Article  Google Scholar 

  42. Matheson, G., Reeves, G.: The identification, appraisal, and assessment of hazards on quarry rock faces in terms of the UK Quarries Regulations. Geolog. Soc. of London (2010)

    Google Scholar 

  43. Nivolianitou, Z.: Risk analysis and risk management: a European insight. Law, Probab. Risk 1(2), 161–174 (2002)

    Article  Google Scholar 

  44. Ozog, H.: Designing an effective risk management framework.iomosaic corporation. (i. corporation, Ed.) (2009). http://www.iomosiac.com/docs/whitepapers/risk-ranking.pdf. Last accessed 21 Jan 2016

  45. ACT. Listas de Verificação: www.act.gov.pt/(pt-PT)/CentroInformacao/ListasVerificacao/Paginas/default.aspx (2010). Last accessed 30 June 2012

  46. OSHA: Instrumentos de avaliação dos riscos. http://osha.europa.eu/pt/practical-solutions/risk-assessment-tools (2010). Last accessed 23 March 2011

  47. Dunjó, J., Fthenakis, V., Vílchez, J.A., Arnaldos, J.: Hazard and operability (HAZOP) analysis. A Lit. Rev. 173(1–3), 19–32 (2010)

    Google Scholar 

  48. Hong, E.S., Lee, I., Shin, H.S., Nam, S., Kong, J.: Quantitative risk evaluation based on event tree analysis technique: application to the design of shield TBM. Tunn. Undergr. Space Technol. 3, 269–277 (2009)

    Article  Google Scholar 

  49. Mclellam, B., Corder, G.: Risk reduction through early assessment and integration of sustainability in design in the minerals industry. J. Clean. Prod. 37–46

    Google Scholar 

  50. Yang, S., Yang, L.: Automatic safety analysis of control systems. J. Loss Prev. Process Ind. 18, 178–185 (2005)

    Google Scholar 

  51. Thomas, A., Tippett, D.: Project risk management using the project risk FMEA. Eng. Manag. J. 16(4), 29–35 (2004)

    Google Scholar 

  52. Leeuwen, J. V., Nauta, M., Kaste, D. d., Odekerken-rombouts, Y., Oldenhof, M., Vredenbregt, M., Barends, D. Risk analysis by FMEA as an element of analytical validation. J. Pharm. Biomed. Anal. 50(5). (2009). Doi: https://doi.org/10.1016/j.jpba.2009.06.049

    Article  Google Scholar 

  53. Carneiro, F.C.: Avaliação de riscos: Aplicação a um processo de construção. Universidade de Aveiro, Aveiro (2011)

    Google Scholar 

Download references

Acknowledgements

The authors would like to thank the Portuguese Working Conditions Authority (ACT) for funding through the project “Guide to Risk Assessment in Open pit mining Industry”, Ref. 087APJ /11.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jacqueline Castelo Branco .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Castelo Branco, J., Rebbah, R., Duarte, J., Baptista, J.S. (2019). Risk Assessment in the Open Pit Mining Industry—A Short Review. In: Arezes, P., et al. Occupational and Environmental Safety and Health. Studies in Systems, Decision and Control, vol 202. Springer, Cham. https://doi.org/10.1007/978-3-030-14730-3_2

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-14730-3_2

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-030-14729-7

  • Online ISBN: 978-3-030-14730-3

  • eBook Packages: EngineeringEngineering (R0)

Publish with us

Policies and ethics