Abstract
The confluence of important developments in the international economic environment during the past two to three decades has turned inter-firm cooperation into an important mechanism of business interaction and market and technology access. Particularly in high- and medium-tech industries, the private sector has increasingly used various kinds of cooperative agreements such as joint ventures, joint R&D, technology exchange agreements, co-production, direct minority investments, and sourcing relationships to advance core strategic objectives. Called alliances (partnerships) in this chapter, such agreements imply deeper and steadier relationships than arm’s-length market exchanges but fall short of complete mergers. They involve mutual dependence and shared decision-making between two or more independent parties. When research and development is a focus of the partnership, universities and other research institutes may also participate.
Adapted from a chapter of the Innovation Policy Handbook report composed for the World Bank (2012). Original unpublished and available upon request.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
- 2.
For references to partnering in developing and transition countries see Deloitte (2004), Freeman and Hagedoorn (1994), Ivarsson and Alvstam (2005), Lee and Beamish (1995), Rondinelli and Black (2000), Si and Bruton (1999), and Vonortas (1998). A series of publications by UNCTAD review the literature on partnering and networking for national capacity building (UNCTAD 1999a, 1999b, 2000a, 2000b).
References
Barlett et al. (2008). Transnational management: Text, cases and readings in cross-border management (5th ed.). New York: McGraw-Hill.
Caloghirou, Y., Ioannides, S., & Vonortas, N. S. (2003). Research joint ventures: A critical survey of theoretical and empirical literature. Journal of Economic Surveys, 17(4), 541–570.
Caloghirou, Y., Ioannides, S., & Vonortas, N. S. (Eds.). (2004). European collaboration in research and development: Business strategies and public policies. Northampton: Edward Elgar.
Casas, R., & Luna, M. (1997). Government, academia and the private sector in Mexico: Towards a new configuration. Science and Public Policy, 24(1), 7–14.
Casas, R., de Gortari, R., & Santos, M. J. (2000). The building of knowledge spaces in Mexico: A regional approach to networking. Research Policy, 29, 225–241.
Chaudhari, Y. (2011). Tata hints at rethink on joint venture with Fiat, DNA India. http://www.dnaindia. com/money/report-tata-hints-at-rethink-on-joint-venture-with-fiat-1555071. Accessed 3 Nov 2014.
Deloitte Touch Tohmatsu. (2004). Partnerships for small enterprise development, report prepared for UNDP and UNIDO.
Freeman, C., & Hagedoorn, J. (1994). Catching up or falling behind: Patterns of international interfirm technology partnering. World Development, 22(5), 771–780.
Furtado, A. T., & Gomes de Freitas, A. (2000). The catch-up strategy of petrobrás through cooperative R&D. The Journal of Technology Transfer, 25(1):23–26 doi:10.1023/A:1007882903341.
Gomes-Casseres, B. (1996). The alliance revolution: The new shape of business rivalry. Cambridge: Harvard University Press.
Gulati, R. (1998). Alliances and networks. Strategic Management Journal, 19, 293–317.
Gulati, R., de Asis Martinez-Jerez, F., Narayanan, V. G., & Rachna, T. (2010). Indus Towers: Collaborating with Competitors on Infrastructure. Harvard Business School Case 110–057.
Hagedoorn, J. (2001). Inter-firm R & D partnerships: An overview of major trends and patterns since 1960. In J. Jankowski, A. N. Link, & N. S. Vonortas (Eds.), Strategic research partnerships. Workshop Proceedings, Arlington, VA: National Science Foundation.
Hagedoorn, J., Link, A. N., & Vonortas, N. S. (2000). Research partnerships. Research Policy, 29(4–5), 567–586.
Hemphil, T., & Vonortas, N. S. (2003). Strategic research partnerships: A managerial perspective. Technology Analysis and Strategic Management, 15(2), 255–271.
Humphrey, J., & Schmitz, H. (1995). Principles for promoting clusters and networks of SMEs, Paper #1, Small and Medium Enterprises Branch, United Nations Industrial Development Organization, Vienna: UNIDO.
Ivarsson, I., & Alvstam, C. G. (2005). Technology transfer from TNCs to local suppliers in developing countries: A study of AB volvo’s truck and bus plants in Brazil, China, India, and Mexico. World Development, 33(8), 1325–1344.
Jankowski, J. E., Link, A. N., & Vonortas, N. S. (Eds.) (2001). Strategic research partnerships. Arlington: National Science Foundation.
Kang, N.-H., & Sakai, K. (2000). International strategic alliances: Their role in industrial globalization, STI Working paper 2000/5. Paris: OECD.
Lee, C., & Beamish, P. W. (1995). The characteristics and performance of Korean joint ventures in LDCs. Journal of International Business Studies, 26(3), 637–654.
Levitsky, J. (1996). Support systems for SMEs in developing countries: A review, Paper #2, Small and medium enterprises branch, United Nations Industrial Development Organization, Vienna: UNIDO.
Malerba, F., & Vonortas, N. S. (Eds.). (2009). Innovation networks in industries, editor, Edward Elgar.
Miller, R. R., Glen, J. D., Jaspersen, F. Z., & Karmokolias, Y. (1995). International joint ventures in developing countries: Happy marriages? Discussion Paper #29, International Finance Corporation. Washington, D.C.: The World Bank.
Mitchell, J., Hohl, B., Ariño, Martín, A., & Ozcan, P. (2008). Fiat’s Strategic Alliance with Tata. IESE Business School, Case SM-1528-E.
Perez-Adelman, P. (2000). Learning, adjustment and economic development: Transforming firms, the State and associations in Chile. World Development, 28(1), 41–55.
Rondinelli, D. A. & Black S. Sloan (2000). Multinational strategic alliances and acquisitions in Centeral and Eastern Europe: Partnerships in privatization. Academy of Management Executive, 14(4), 85–98.
Si, S. X., & Bruton, G. D. (1999). Knowledge transfer in international joint ventures in transitional economies: The China experience. Academy of Management Executive, 13(1), 83–90.
Sieb, C. (2008). Kuwait decision to quit joint venture puts Dow Chemical’s Expansion in Jeopardy. The Times, December 30, pp. 39
Stach, G. (2006). Business alliances at Eli Lilly: A successful innovation strategy. Strategy & Leadership, 34(5), 28–33.
United Nations Conference on Trade and Development. (1999a). Working group on science and technology partnerships and networking for national capacity-building, Economic and Social Council, Commission on Science, Technology and Development, E/CN.16/1999/2. Geneva: UNCTAD.
United Nations Conference on Trade and Development. (1999b). Report of the expert meeting on the impact of government policy and government/private action in stimulating inter-firm partnerships regarding technology, production and marketing with particular emphasis on North-South and South-South linkages in promoting technology transfers (know-how, management expertise) and trade for SME development, Trade and Development Board, Commission on Enterprise, Business Facilitation and Development, TD/B/COM.3/12, Geneva: UNCTAD.
United Nations Conference on Trade and Development. (2000a). Development Strategies and Support Services for SMEs: Proceedings of Four Intergovernmental Meetings, New York and Geneva: United Nations.
United Nations Conference on Trade and Development. (2000b). TNC-SME Linkages for Development: Issues—Experiences—Best Practices, New York and Geneva: United Nations.
United Nations Industrial Development Organization. (2001). Development of clusters and networks of SMEs, report, private sector development branch. Vienna: UNIDO.
Vonortas, N. S. (1998). Strategic alliances in information technology and developing country firms: Policy perspectives. Science, Technology & Society, 3(1), 181–205.
Vonortas, N. S. (2002). Building competitive firms: Technology policy initiatives in Latin America. Technology in Society, 24, 433–459.
Vonortas, N. S. (2007). Cooperation in research and development. Boston: Kluwer Academic Publishers.
Vonortas, N. S., & Safioleas, S. P. (1997). Strategic alliances in information technology and developing country firms: Recent Evidence. World Development, 25(5), 657–680.
Vonortas, N. S., & Zirulia, L. (2011). Business network literature review and building of conceptual models of networks and Knowledge-Intensive Entrepreneurship, Working Paper for the project “Advancing Knowledge-Intensive Entrepreneurship and Innovation for Economic Growth and Social Well-being in Europe”, European Commission, DG Research and Innovation.
Westervelt, R. (2009). Dow launches arbitration proceedings against PIC. Chemical Week, 171, 7.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2015 The Editor(s)
About this chapter
Cite this chapter
Williams, T., Vonortas, N. (2015). Strategic Alliances/Knowledge-Intensive Partnerships. In: Vonortas, N., Rouge, P., Aridi, A. (eds) Innovation Policy. SpringerBriefs in Entrepreneurship and Innovation. Springer, New York, NY. https://doi.org/10.1007/978-1-4939-2233-8_4
Download citation
DOI: https://doi.org/10.1007/978-1-4939-2233-8_4
Published:
Publisher Name: Springer, New York, NY
Print ISBN: 978-1-4939-2232-1
Online ISBN: 978-1-4939-2233-8
eBook Packages: Business and EconomicsBusiness and Management (R0)