Skip to main content

Functions of Sleep and NREMS

  • Chapter
  • First Online:
Understanding Sleep and Dreaming

Abstract

Sleep must be necessary for something because it is so pervasive in animals and it is so compelling. Historically there have been many speculations about the functions of sleep based on the metaphysical and scientific understandings at the time. Most people today would say that sleep is necessary for rest and restoration of the body, but this is only a small part of the functions of sleep. More substantial are related notions that sleep conserves energy and might also have adaptive behavioral functions such as keeping the sleeper safe from harm. However, most contemporary theories focus on the benefits of sleep for the brain and brain function including improving cognitive, especially memory, functions and keeping the brain tuned up and flexible for new learning. An emerging theory is that sleep is necessary to restore the local brain cells that have been very active during wakefulness. Many of the theories suggest there are different functions for each of the stages of sleep. N3 may be most important for the restoration of the body or brain and for conservation of energy. The functions of N2 are not as well understood, but N2 seems important for performance of procedural memory tasks such as simple motor skills. N1 is thought to be a brief, transitory state between wake and other stages of sleep. One interesting idea is that sleep early in the night is necessary, but sleep later in the night is optional. The functions of REMS and dreaming are covered in Chap. 11.

Portions of this chapter have been adapted from Moorcroft (1993) with permission of the publisher. Specific references to statements in this chapter that can be found there and in multiple, widely available sources are not included in the text. A selection of these sources is listed below and can also be consulted for verification or more detail (Cartwright 2010; Cirelli and Tononi 2008; Frank 2006; Horne 2006; Kryger et al. 2011; Siegel 2005; Vassalli and Dijk 2009).

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

eBook
USD 16.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 99.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 139.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    From Borbély 1986 and Horne 1988.

  2. 2.

    Animals that regulate their body temperature by producing heat through internal means.

  3. 3.

    Learning without awareness.

  4. 4.

    Those whose infants are born relatively immature.

References

  • Ambrosin, M. V., & Giuditta, A. (2001). Learning and sleep: The sequential hypothesis. Sleep Medicine Reviews, pp. 477–490.

    Google Scholar 

  • Ameen, S., Ranjan, S., & Nizamie, S. H. (2002). The Reinterpretation of Dreams. Retrieved from Mental Health Reviews: http://www.psyplexus.com/excl/dicp.html.

  • Amzica, F., Neckelmann, D., & Steriade, M. (1997). Instrumental conditioning of fast (20 to 50 Hz) oscillations in corticothalamic networks. Proceedings of the National Academy of Sciences of the United States of America, 94, 1985–1989.

    Article  PubMed  Google Scholar 

  • Arzi, A., Shedlesky, L., Ben-Shaul, M., Nasser, K., Oskenberg, A., Hairston, I., et al. (2012). Humans can learn new Information during Sleep. Retrieved from Nature Neuroscience: http://www.nature.com/neuro/journal/vaop/ncurrent/full/nn.3193.html.

  • Badia, P. (1990). Memories in sleep: Old and new. In R. R. Bootzin., J. F. Kihlstrom., D. L. Schachter (Eds.), Sleep and cognition (pp. 67–76). Washington: American Psychological Association.

    Google Scholar 

  • Bennington, J. H., & Heller, H. C. (1994). Does the function of REM sleep concern Non-REM sleep or waking? Progress in Neurobiology, 44, 433–449.

    Article  Google Scholar 

  • Benington, J. H., & Heller, H. C. (1995). Restoration of brain energy metabolism as a function of sleep. Progress in Neurobiology, 45, 347.

    Article  PubMed  Google Scholar 

  • Benoit, O. (1985). Homeostatic and adaptive roles of human sleep. Experientia, 40, 437–440.

    Article  Google Scholar 

  • Berger, R. J., & Phillips, N. H. (1995). Energy conservation and sleep. Behavioral Brain Research, 69, 65–73.

    Article  Google Scholar 

  • Bonnet, M. H., & Arand, D. L. (1995). Are we chronically sleep deprived. Sleep, 18, 908–911.

    Google Scholar 

  • Borbély, A. A. (1986). The secrets of sleep. New York: Basic Books.

    Google Scholar 

  • Carskadon, M. A. (Ed.). (1993). Encyclopedia of sleep and dreaming. New York: Macmillian.

    Google Scholar 

  • Cartwright, R. C. (2010). The twenty-four hour mind. New York: Oxford University Press.

    Google Scholar 

  • Cirelli, C., Tononi, G. (2008). Is Sleep Essential? PLoS Biol, 6(8), e216. doi:10.1371/journal.pbio.0060216.

  • Division of Sleep Medicine at Harvard Medical School. (2007). Why do We Sleep, Anyway? Retrieved from http://healthysleep.med.harvard.edu/healthy/matters/benefits-of-sleep/why-do-we-sleep.

  • Eich, E. (1990). Learning during sleep. In R. R. Bootzin, J. F. Kihlstrom, & D. L. Schachter (Eds.), Sleep and cognition (pp. 88–108). Washington: American Psychological Association.

    Chapter  Google Scholar 

  • Evenson, C. (2009). Comparative research approaches to discovering the biomedical implications of sleep loss and recovery. In C. Amlaner & P. Fuller (Eds.), Basics of sleep (2nd ed.). Westchester: Sleep Research Society.

    Google Scholar 

  • Frank, M. G. (2006). The function of sleep. In T. Lee-Chiong (Ed.), Sleep: A comprehensive handbook (pp. 45–48). Hoboken: Wiley.

    Google Scholar 

  • Gumustekin, K., Seven, B., Karabulut, N., Aktas, O., Gursan, N., Aslan, S., et al. (2004). Effects of sleep deprivation, nicotine, and selenium on wound healing in rats. International Journal of Neuroscience, 114, 1433–1442.

    Article  PubMed  Google Scholar 

  • Horne, J. A. (1983). Interacting functions of mammalian sleep. In W. P. Koella (Ed.), Sleep 1982 (pp. 130–134). Basel: Karger.

    Google Scholar 

  • Horne, J. A. (1983b). Mammalian sleep function with particular reference to man. In A. Mayes (Ed.), Sleep Mechanisms and Functions in Humans and Animals—An Evolutionary Perspective (pp. 262–312). Birkshire, England: Van Nostrand Reinhold.

    Google Scholar 

  • Horne, J. A. (1988). Why We sleep. New York: Oxford University Press.

    Google Scholar 

  • Horne, J. (1992). "Core" and "optional" sleepiness. In R. Broughton, & R. Ogilvie (Eds.), Sleep, Arousal, and Performance (pp. 27–44). Boston: Birkanser.

    Google Scholar 

  • Horne, J. A. (2000). REM sleep: By default? Neuroscience and Biobehavioral Reviews, 24, 777–797.

    Article  PubMed  Google Scholar 

  • Horne, J. (2006). Sleepfaring. New York: Oxford University Press.

    Google Scholar 

  • Jenkins, J., & Dallenbach, K. (1924). Obliviscence during sleep and waking. American Journal of Psychology, 35, 605–612.

    Article  Google Scholar 

  • Jenni, O. G., Molinari, L., Caflisch, J. A., & Largo, R. H. (2007). Sleep duration from ages 1 to 10 years: Variability and stability in comparison with growth. Pediatrics, 120, e769–e776.

    Article  PubMed  Google Scholar 

  • Kavanau, J. L. (1997). Memory, sleep and the evolution of mechanisms of synaptic efficacy maintenance. Neuroscience, 79, 7–44.

    Article  PubMed  Google Scholar 

  • Kleitman, N. (1972). Sleep and wakefulness. Chicago: Universtiy of Chicago Press.

    Google Scholar 

  • Krueger, J. M., & Obál, F. J, Jr. (1993). A neuronal group theory of sleep function. Journal of Sleep Research, 2, 63–69.

    Article  PubMed  Google Scholar 

  • Krueger, J. M., Obál F, Jr., Kapás, L., & Fang, J. (1995). Brain organization and sleep function. Behavioural Brain Research 69(1-2), 177–185.

    Google Scholar 

  • Krueger, J. M., Obál, F, Jr, & Fang, J. (1999). Why we sleep: A theoretical view of sleep function. Sleep Medicine Reviews, 3, 119–129.

    Article  PubMed  Google Scholar 

  • Krueger, J. M., Szentirma, E., & Kapas, L. (2009). Biochemistry of sleep function: A paradigm for brain organization of sleep. In C. Amlander (Ed.), Basics of Sleep Guide (pp. 69–74). Westchester, Illinois: The Sleep Research Society.

    Google Scholar 

  • Kryger, M. H., Roth, T. R., & Dement, W. C. (Eds.). (2011). Principles and practice of sleep medicine (5th ed.). St. Louis: Elsevier.

    Google Scholar 

  • Laureys, S., Peigneux, P., Phillips, C., Fuchs, S., Degueldre, C., Aerts, J., et al. (2001). Experience-dependent changes in cerebral functional connectivity during human rapid eye movement sleep. Neuroscience, 105, 521–525.

    Article  PubMed  Google Scholar 

  • Meddis, R. (1975). On the function of sleep. Animal Behavior, 23, 676–691.

    Article  Google Scholar 

  • Meddis, R. (1983). The evolution of sleep. In A. Mayes (Ed.), Sleep mechanisms and functions in humans and animals: An evolutionary prespective (pp. 57–106). Berkshire: Van Nostrand Reinhold.

    Google Scholar 

  • Moorcroft, W. H. (1993). Sleep, dreaming, and sleep disorders: An introduction (2nd ed.). Lanham: University Press of America.

    Google Scholar 

  • Moruzzi, G. (1966). The functional significance of sleep with particular regard to the brain mechanisms underlying consciousness. In J. Eccles (Ed.), Brain mechanisms and conscious experience. New York: Springer.

    Google Scholar 

  • Obál, F, Jr. (1984). Thermoregulation and sleep. In A. A. Borbely & J. L. Valat (Eds.), Sleep mechanisms (pp. 157–172). New York: Springer.

    Chapter  Google Scholar 

  • Pigarev, I. N., Nothdurft, H. C., & Kastner, S. (1997). Evidence for asynchronous development of sleep in cortical areas. NeuroReport, 8, 2557–2560.

    Article  PubMed  Google Scholar 

  • Poe, G. R., Nitz, D. A., McNaughton, B. L., & Barnes, C. A. (2000). Experience-dependent phase-reversal of hippocampal neuron firing during REM sleep. Brain Research, 855, 176–180.

    Article  PubMed  Google Scholar 

  • Rechtschaffen, A. (1998). Current perspectives on the function of sleep. Perspectives in Biology and Medicine, 41, 359–390.

    PubMed  Google Scholar 

  • Rechtschaffen, A., Bergmann, B. M., Everson, C. A., Kushida, C. A., & Gilliland, M. A. (1989). Sleep deprivation in the rat: X. integration and discussion of the findings. Sleep, 12, 68–87.

    PubMed  Google Scholar 

  • Rechtschaffen, A., Bergmann, B. M. (2002). Sleep Deprivation in the Rat: An update of the 1998 paper. Sleep, 25, 18–24.

    Google Scholar 

  • Rectol, D. M., Schei, J. L., Van Dongen, H. P., Belenky, G., & Krueger, J. M. (2009). Physiological markers of local sleep. European Journal of Neuroscience, 29, 1771–1778.

    Article  Google Scholar 

  • Siegel, A. (2003). A Mini-Course for Clinicians and Trauma Workers on Posttraumatic Nightmares. Retrieved from http://www.asdreams.org/magazine/articles/seigel_nightmares.htm.

  • Siegel, J. M. (2005). Clues to the functions of mammalian sleep. Nature, 437, 1264–1271.

    Article  PubMed  Google Scholar 

  • Smith, C. (1996). Sleep states, memory processes and synaptic plasticity. Behavioural Brain Research, 78, 49–56.

    Article  PubMed  Google Scholar 

  • Smith, C. (2010). Sleep states, memory processing, and dreams. Sleep Medicine Clinics, 5, 217–228.

    Article  Google Scholar 

  • Smith, C., & Rose, G. M. (1996). Evidence for a paradoxical sleep window for place learning in the Morris water maze. Physiology and Behavior, 59, 93–97.

    Article  PubMed  Google Scholar 

  • Stampi, C., Moffitt, A., & Hoffman, R. (1990). Leonardo Da Vinci’s polyphasic ultrashort sleep: A strategy for sleep reduction? SleepResearch, 19, 408.

    Google Scholar 

  • Stickgold, R., James, L., & Hobson, J. A. (2000). Visual discrimination learning requires sleep after training. Nature Neuroscience, 3, 1237–1238.

    Article  PubMed  Google Scholar 

  • Tononi, G., & Cirelli, C. (2006). Sleep function and synaptic homeostasis. Sleep Medicine Reviews, 10, 49–62.

    Article  PubMed  Google Scholar 

  • Van Cauter, E., Leproult, R., & Plat, L. (2000). Age-related changes in slow-wave sleep and REM sleep and relationship with growth hormone and cortisol levels in healthy men. Journal of the American Medical Association, 284, 861–868.

    Article  PubMed  Google Scholar 

  • van der Helm, E., & Walker, M. P. (2011). Sleep and emotional memory processing. Sleep Medicine Clinics, 6, 31–43.

    Article  Google Scholar 

  • Vassalli, A., & Dijk, D.-J. (2009). Sleep function: Current questions and new approaches. European Journal of Neuroscience, 19, 1830–1841.

    Article  Google Scholar 

  • Walker, J. M., & Berger, R. J. (1980). Sleep as an adaptation for energy conservation functionally related to hibernation and shallow torpor. Progress in Brain Research, 53, 255–278.

    Google Scholar 

  • Walker M. P., & Stickgold R. (2010). Overnight alchemy: sleep-dependent memory evolution. Nature Reviews Neuroscience 11, 218.

    Google Scholar 

  • Wamsley, E. J., & Stickgold, R. (2011). Memory, sleep, and dreaming: Experiencing consolidation. Sleep Medicine Clinics, pp. 97–108.

    Google Scholar 

  • Webb, W. B. (1979). Theories of sleep functions and some clinical implications. In R Drucker-Colin, M Shkurovich, & M B Sterman (Eds.), The functions of sleep (pp. 19–35). New York: Academic Press.

    Google Scholar 

  • Webb, W. B. (1983). Theories in modern sleep research. In A. Mayes (Ed.), Sleep mechanisms and functions in humans and animals - an evolutionary prespective (pp. 1–17). Berkshire, England: Van Nostrand Reinhold.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to William H. Moorcroft .

Rights and permissions

Reprints and permissions

Copyright information

© 2013 Springer Science+Business Media New York

About this chapter

Cite this chapter

Moorcroft, W.H. (2013). Functions of Sleep and NREMS. In: Understanding Sleep and Dreaming. Springer, Boston, MA. https://doi.org/10.1007/978-1-4614-6467-9_10

Download citation

Publish with us

Policies and ethics