Abstract
Implementation links purpose to outcome. Our model of implementation effectiveness centers on learning – learning-before-doing (preparation) and learning-in-action (adaptation and change catalysis). We explain both the degree of implementation and its impact on various measures of performance (subjective and objective) and test our proposed model on a large, multi-industry sample in the context of implementing the ISO 9000 quality standard. We find that learning-before-doing, an important means for bridging the adoption–implementation gap, is a necessary but not sufficient condition for realizing the benefits of a planned change. To fully bridge the implementation–performance gap, both aspects of learning-in-action – adaptation and change catalysis – must accompany implementation.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
From hereon, the terms “change” and “innovation” are used interchangeably, to mean potentially beneficial alterations in the way an organization functions.
- 2.
As Klein and Sorra (1996: 1057) comment: “Implementation is the transition period during which targeted organizational members ideally become increasingly skillful, consistent, and committed in their use of an innovation. Implementation is the critical gateway between the decision to adopt the innovation and the routine use of the innovation within an organization.”
- 3.
Orlikowski (2002: 250) takes an even stronger view that stresses that knowledge and practice reciprocally constitute each other.
- 4.
We avoid using the term “learning-by-doing” even though it is close to “learning-in-action” because learning-by-doing is identified with learning curve effects (Argote, 1999).
- 5.
This concept expands on Greve and Taylor’s (2000) idea of technological innovation as being a catalyst for additional organizational changes.
- 6.
H3 is operationalized in an identical manner to the following hypothesis – Extent of implementation moderates the relationship between change catalysis and performance; the greater the extent of implementation, the more positive will be effect of change catalysis on performance. Hence, the operationalization (as an interaction term’s effect on performance) captures both arguments leading to H3.
- 7.
Before the interviews, we constructed an interview guide that had open-ended questions about the company’s experience with ISO 9000. During the site visit, we heard general presentations. We interviewed people from the functions of: auditing (both internal and external), quality management, manufacturing, engineering, software development, and documentation. Typically, the interviews lasted from 1 to 1.5 hours and were taped. We also took handwritten notes, and while on-site collected relevant documents. The interview team discussed its impressions with company representatives and had off-site debriefings.
- 8.
In companies with more than one ISO 9000 registrations, we ran the analyses with measures corresponding to their first registration. For the 55 public companies, on the date we finalized the survey, the mean and standard deviation of the time passed since first facility registration were 43.0 and 15.6 months, respectively. Time since last facility registration was 41.8 months (14.9 standard deviation). We also ran analyses with measures relative to the most recent registration. Results were very similar to using the first registration time frame.
- 9.
This variable was incorporated only in the models predicting self-reported measures; it is constant for the Compustat performance measures because all time-relevant performance measures were obtained from Compustat.
- 10.
The formulation of the path analysis is as follows. (The following notation is used here: Internal Integration [II], External Coordination [EC], Implementation [IM], Adaptation-in-use [AD], Change Catalysis [CC], Performance [PR].)
The first two element in the top equation are the direct effects of internal integration and external coordination on performance. Substituting the last three equations into the first one yields the following:
Specific numerical values for all models are available from the authors upon request.
References
Abrahamson E (1991) Managerial fads and fashions: The diffusion and rejection of innovation. Academy of Management Review 16: 586–612.
Abrahamson E (1996) Management fashion. Academy of Management Review 21: 285.
Abrahamson E (1997) The emergence and prevalence of employee management rhetorics: The effects of long waves, labor unions, and turnover, 1875 to 1992. Academy of Management Journal 40: 491–533.
Adler PS, Borys B (1996) Two types of bureaucracy: Enabling and coercive. Administrative Science Quarterly 41: 61–89.
Aiken LS, West SG (1991) Multiple regression: Testing and interpreting interactions. Newbury Park, CA: Sage.
Aiman-Smith L, Green SG (2002) Implementing new manufacturing technology: The related effects of technology characteristics and user learning activities. Academy of Management Journal 45: 421–430.
Argote L (1999) Organizational learning: Creating, retaining, and transferring knowledge. Norwell, MA: Kluwer Academic Publishers.
Argyris C, Schön DA (1978) Organizational learning: A theory of action perspective. Reading, MA: Addison-Wesley.
Armstrong JS, Overton TS (1977) Estimating non response bias in mail surveys. Journal of Marketing Research 14: 396–402.
Bagchi TP (1996) ISO 9000: Concepts, methods, and implementation. 2nd edn. New Delhi: Wheeler Publishing.
Bardach E (1977) The implementation game: What happens after a bill becomes a law. Cambridge, MA: MIT Press.
Batchelor C (1992) Badges of quality. Financial Times, 1 September.
Barney J (1986) Organizational culture: can it be a source of sustained competitive advantage? Academy of Management Review 11: 656–665.
Barrett FJ (1998) Creativity and improvisation in jazz and organizations: Implications for organizational learning. Organization Science 9: 605–622.
Benner MJ, Tushman ML (2002) Process management and technological innovation: A longitudinal study of the photography and paint industries. Administrative Science Quarterly 47: 676–706.
Beyer JM, Trice HM (1978) Implementing change: Alcoholism policies in work organizations. New York: The Free Press.
Bossidy L, Charan R (2002) Execution: The discipline of getting things done. New York: Crown Business.
Brown JS, Duguid P (1991) Organizational learning and communities-of-practice: Toward a unified view of working, learning, and innovation. Organization Science 2: 40–57.
Brown JS, Duguid P (2001) Knowledge and organization: A social-practice perspective. Organization Science 12: 198–213.
Brown A, Loughton WT (1998) Smaller enterprises’ experiences with ISO 9000. International Journal of Quality & Reliability Management 15: 273–285.
Brunsson N, Jacobsson B, Associates (2000) A world of standards. New York: Oxford University Press.
Carroll JS, Rudolph JW, Hatakenaka S (2003) Learning from organizational experience. In: Easterby-Smith M, Lyles MA (eds), The Blackwell handbook of organizational learning and knowledge management. Oxford, UK: Blackwell Publishing, pp 575–600.
Chelariu C, Johnston WJ, Young L (2001) Learning to improvise, improvising to learn. A process of responding to complex environments. Journal of Business Research 55: 141–147.
Cole RE (1999) Managing quality fads. New York: Oxford University Press.
Cooper R, Zmud R (1990) Information technology implementation. Management Science 36: 123–139.
Crossan MM, Lane HW, White RE (1999) An organizational learning framework: From intuition to institution. Academy of Management Review 24: 522–537.
Dierickx I., Cool K (1989) Asset stock accumulation and sustainability of competitive advantage. Management Science 35: 1504–1511.
Douglas TJ, Judge WQ Jr. (2001) Total quality management implementation and competitive advantage: The role of structural control and exploration. Academy of Management Journal 44: 158–169.
Edmondson AC, Bohmer RM, Pisano GP (2001) Disrupted routines: Team learning and new technology implementation in hospitals. Administrative Science Quarterly 46: 685–716.
Eisenhardt KM, Tabrizi BN (1995) Accelerating adaptive processes: Product innovation in the global computer industry. Administrative Science Quarterly 40: 84–111.
Elmuti D, Kathawala Y (1997) An investigation into the effect of ISO9000 on participants’ attitudes and job performance. Production and Inventory Management Journal 38: 52–55.
Feldman MS, Pentland BT (2003) Reconceptualizing organizational routines as a source of flexibility and change. Administrative Science Quarterly 48: 94–118.
Fidler LA, Johnson JD (1984) Communication and innovation implementation. Academy of Management Review 9: 704–711.
Flynn BB, Schroeder RG, Sakikabara S (1994) A framework for quality management research and an associated measurement instrument. Journal of Operations Management 11: 339–366.
Gersick CJG, Hackman JR (1990) Habitual routines in task-performing groups. Organizational Behavior and Human Decision Processes 47(1): 65–97.
Greve HR, Taylor A (2000) Innovations as catalysts for organizational change: Shift in organizational cognition and search. Administrative Science Quarterly 45: 54–80.
Guler I, Guillen MF, Muir J (2002) Global competition, institutions, and the diffusion of organizational practices: The international spread of ISO 9000 quality certificates. Administrative Science Quarterly 47: 207–233.
Harman HH (1967) Modern factors analysis. Chicago, IL: University of Chicago Press.
Helfat CE, Raubitschek RS (2000) Product sequencing: Co-evolution of knowledge, capabilities and products. Strategic Management Journal 21: 961–979.
Hunt J (1997) Evaluation the tradeoffs: ISO9000 registration or compliance. Quality 36: 42–45.
ISO 9000 Survey (1996). New York: McGraw Hill.
James LR, Demaree RG, Wolf G (1984) Estimating within-group interrater reliability with and without response bias. Journal of Applied Psychology 69: 85–98.
Klein KJ, Conn AB, Sorra JS (2001) Implementing computerized technology: An organizational analysis. Journal of Applied Psychology 86: 811–824.
Klein KJ, Sorra JS (1996) The challenge of innovation implementation. Academy of Management Review 21: 100–1080.
Lave J, Wenger E (1991) Situated learning: Legitimate peripheral participation. New York: Cambridge University Press.
Lengnick-Hall CA (1996) Customer contribution to quality: A different view of the customer-oriented firm. Academy of Management Review 21: 791–824.
Leonard-Barton D (1995) Wellsprings of knowledge: Building and sustaining the sources of innovation. Boston, MA: Harvard Business School Press.
Lewis LK, Seibold DR (1993) Innovation modification during intra-organizational adoption. Academy of Management Review 18: 322–354.
March JG (1991) Exploration and exploitation in organizational learning. Organization Science 2: 71–87.
March JG, Schulz M, Zhou X (2000) The dynamics of rules: Change in written organizational codes. Stanford, CA: Stanford University Press.
Marcus AA (1988) Implementing externally induced innovations: A comparison of rule-bound and autonomous approaches. Academy of Management Journal 31: 235–258.
Matusik SF, Hill CWL (1998) The utilization of contingent work, knowledge creation, and competitive advantage. Academy of Management Review 23: 118–131.
McClelland GH, Judd CM (1993) Statistical difficulties of detecting interaction and moderator effects. Psychological Bulletin 114: 376–390.
Meyer AD, Goes JB (1988) Organizational assimilation of innovations: A multilevel contextual analysis. Academy of Management Journal 31: 897–923.
Miller CC, Cardinal LB (1994) Strategic planning and firm performance: A synthesis of more than two decades of research. Academy of Management Journal 37: 1649–1665.
Mirvis PH (1998) Variations on a theme: Practice improvisation. Organization Science 9: 586–592.
Moorman C, Miner AS (1998a) Organizational improvisation and organizational memory. Academy of Management Review 23: 698–723.
Moorman C, Miner AS (1998b) The convergence of planning and execution: Improvisation in new product development. Journal of Marketing 62: 1–20.
Naveh E, Marcus AA, Allen G, Moon HK (1999) ISO 9000 survey ’99: An analytical tool to assess the costs, benefits and savings of ISO 9000 registration. New York: McGraw-Hill.
Nord WR, Tucker S (1987) Implementing routine and radical innovations. Lexington, MA: Lexington Books.
Nutt PC (1986) Tactics of implementation. Academy of Management Journal 29: 230–261.
Nutt PC (1989) Selecting tactics to implement strategic plans. Strategic Management Journal 10: 145–157.
Orlikowski WJ (2002) Knowing in practice: Enacting a collective capability in distributed organizing. Organization Science 13: 249–273.
Pfeffer J, Sutton RI (1999) The knowing-doing gap: How smart companies turn knowledge into action. Boston, MA: Harvard Business School Press.
Pisano GP (1996) Learning-before-doing in the development of new process technology. Research Policy 25: 1097–1119.
Postrel S, Rumelt RP (1992) Incentives, routines and self-control. Industrial and Corporate Change 1: 397–425.
Powell TC (1995) Total quality management as competitive advantage: A review and empirical study. Strategic Management Journal 16: 15–37.
Reger RK, Gustafson LT, Demarie SM, Mullane JV (1994) Reframing the organization: Why implementing total quality is easier said than done. Academy of Management Review 19: 565–584.
Repening NP (2002) A Simulation-based approach to understanding the dynamics of innovation implementation. Organization Science 13: 109–127.
Robin M, Dennis K (1994) An evaluation of the effects of quality improvement activities on business performance. The International Journal of Quality and Reliability Management 11: 29–45.
Rogers EM (1995) Diffusion of innovations, 4th edn. New York: The Free Press.
Schön DA (1983) The reflective practitioner. New York: Basic Books.
Sitkin SB, Sutcliffe KM, Schroeder RG (1994) Distinguishing control from learning in total quality management: A contingency perspective. Academy of Management Review 19: 537–564.
Staw BM, Epstein LD (2000) What bandwagons bring: Effects of popular management techniques on corporate performance, reputation, and CEO pay. Administrative Science Quarterly 45: 523–556.
Steiner GA (1979) Strategic planning. New York: The Free Press.
Sutton RI, Staw BM (1995) What theory is not. Administrative Science Quarterly 40: 371–384.
Szulanski G, Cappetta R (2003) Stickiness: Conceptualizing, measuring, and predicting difficulties in the transfer of knowledge within organizations. In: Easterby-Smith M, Lyles MA (eds), The Blackwell handbook of organizational learning and knowledge management. Oxford, UK: Blackwell, pp 513–534.
Terziovski M, Samson D, Dow D (1997) The Business value of quality management systems certification evidence form Australia and New Zealand. Journal of Operations Management 15: 1–18.
Thomas JB, Sussman SW, Henderson JC (2001) Understanding "strategic learning": Linking organizational learning, knowledge management, and sense making. Organization Science 12: 331–345.
Tushman ML, O'Rilley CA (1996) The ambidextrous organization: Managing evolutionary and revolutionary change. California Management Review 38: 8–30.
Wayhan VB, Kirche ET, Khumawala BM (2002) ISO 9000 certification: The financial performance implications. Total Quality Management 13: 217–231.
Weick KE (1998) Improvisation as a mindset for organizational analysis. Organization Science 9: 543–555.
Wenger E, McDermott R, Snyder WM (2002) Cultivating communities of practice: A guide to managing knowledge. Boston, MA: Harvard Business School Press.
Acknowledgments
This chapter was supported in part from a grant from the NSF, Decision, Risk Analysis, and Management Division (SES-9905604). McGraw Hill Quality Systems and Plexus Corporation sponsored the survey of ISO 9000 registrants upon which this chapter is based. Gove Allen of the University of Minnesota designed the Internet site that was used to carry out the survey. Gove helped us gather additional data to supplement the survey from the Compustat data base. The authors wish to acknowledge Ayala Cohen, Shmuel Ellis, Martin Gannon, Jørn Flohr Nielsen, Roger Schroeder, and Charles Snow for their comments on this chapter and earlier drafts. This chapter also benefited from the comments of anonymous reviewers of the NSF proposal.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2009 Springer Science+Business Media, LLC
About this chapter
Cite this chapter
Naveh, E., Meilich, O., Marcus, A. (2009). Learning-Before-Doing and Learning-in-Action: Bridging the Gap Between Innovation Adoption, Implementation, and Performance. In: Bøllingtoft, A., Håkonsson, D., Nielsen, J., Snow, C., Ulhøi, J. (eds) New Approaches to Organization Design. Information and Organization Design Series, vol 8. Springer, Boston, MA. https://doi.org/10.1007/978-1-4419-0627-4_7
Download citation
DOI: https://doi.org/10.1007/978-1-4419-0627-4_7
Published:
Publisher Name: Springer, Boston, MA
Print ISBN: 978-1-4419-0626-7
Online ISBN: 978-1-4419-0627-4
eBook Packages: Business and EconomicsBusiness and Management (R0)