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Regulation A+ pp 133-146 | Cite as

Secondary Markets and Regulation A+ Securities

  • Paul M. Getty
  • Dinesh Gupta
  • Robert R. KaplanJr.

Abstract

We discuss throughout this book that one of the great potential advantages of Reg A+ securities is the ability to freely trade shares. However, beyond isolated, negotiated trades between brokers or investors, the development of the infrastructure of a real secondary market is still nascent and has a lot of room to grow. In this chapter—to give context and to help you understand the needs of a vibrant secondary market and how new trading options may develop for Reg A+ shares—we discuss the history of the development of exchanges, dynamics of the current stock market and, in particular, those dynamics when investing in “small-cap” companies. We also discuss venture exchanges as an analog to secondary markets and conclude by reviewing a couple of market options that are currently available to facilitate trading of Reg A+ shares.

Keywords

Stock Market Market Maker Secondary Market Short Selling Market Liquidity 
These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.

Copyright information

© Paul M. Getty, Dinesh Gupta, and Robert R. Kaplan, Jr. 2015

Authors and Affiliations

  • Paul M. Getty
    • 1
  • Dinesh Gupta
    • 1
  • Robert R. KaplanJr.
    • 1
  1. 1.CAUS

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