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Regulation A+ pp 217-239 | Cite as

Public Statements of Commissioners at Open Meeting to Adopt Regulation A+

  • Paul M. Getty
  • Dinesh Gupta
  • Robert R. KaplanJr.

Abstract

Appendix C contains the comments of the Commissioner of the SEC, presented and made a part of the public record at the hearing adopting the new rules for Regulation A. These give valuable insights into the history of Regulation A, the issues the SEC sought to address and how the SEC views balancing the priorities of facilitating the marketplace with investor protection.

Keywords

Small Business Capital Formation State Security Investor Protection Corporation Finance 
These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.

Copyright information

© Paul M. Getty, Dinesh Gupta, and Robert R. Kaplan, Jr. 2015

Authors and Affiliations

  • Paul M. Getty
    • 1
  • Dinesh Gupta
    • 1
  • Robert R. KaplanJr.
    • 1
  1. 1.CAUS

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