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9.8 Further Reading and References
9.8.1 General Reading
A.C. Boccara, C. Pickering and J. Rivory, Eds. Spectroscopic Ellipsometry (Elsevier, Amsterdam, 1993).
R.W. Collins, D.E. Aspnes and E.A. Irene, Eds. Spectroscopic Ellipsometry 1997 (Elsevier, Lausanne, 1997).
R.M.A. Azzam and N.M. Bashara, Ellipsometry and Polarized Light (North-olland, Amsterdam, 1977).
H.A. Macleod, Thin Film Optical Filters (Macmillan, New York, 1986).
M. Mansuripur, The Physical Principles of Magneto-optical Recording (University Press, Cambridge, 1995).
S. Chandrasekhar, Liquid Crystals (Cambridge University Press, Cambridge, 1992).
A. Lakhtakia, Beltrami Fields in Chiral Media (World Scientific, Singapore, 1994).
A. Lakhtakia, Natural Optical Activity, SPIE Milestone Series Vol. MS15.
P.Y. Yu and M. Cardona, Fundamentals of Semiconductors (Springer, Berlin, 1995).
G.E. Pikus and G.L. Bir, Symmetry and Strain Induced Effects in Semiconductors (Wiley, New York, 1974).
S. Adachi, Physical Properties of III-V Semiconductor Compounds (Wiley-Interscience, New York, 1992).
W.H. Press, B.P. Flannery, S.A. Teukolsky and W.T. Vetterling, Numerical Recipies in C (Cambridge University Press, Cambridge, 1988).
W.A. McGahan, “Magneto-optical applications”, in Intermetallic Compounds, Vol. 2, edited by J.H. Westbrook and R.L. Fleischer, p. 435–451, Ch. 19 (John Wiley&Sons Ltd, London, 1994).
International Tables for Crystallography, edited by T. Hahn (Reidel, Dordrecht, 1983), Vol. A.
E.D. Palik, Handbook of Optical Constants of Solids (Academic, New York, 1985), pp. 798–804.
H. Goldstein, Classical Mechanics (Addison-Wesley, Reading, MA, 1965).
P. Yeh, Optical Waves inLlayered Media, Wiley Series in Pure and Applied Optics (Wiley, New York, 1988).
J.A. Kong, Electromagnetic Wave Theory (John Wiley & Sons., New York, 1990).
L.D. Landau and E.M. Lifschitz, Electrodynamics of Continuous Media (Pergamon, New York, 1960).
F. Agulló-Lopez, J.M. Cabrera, F. Agulló-Rueda, Electrooptics (Academic Press, San Diego, 1994).
9.8.2 Numbered References
R.M.A. Azzam and N.M. Bashara, “Generalized Ellipsometry for surfaces with directional preference: application to diffraction gratings”, J. Opt. Soc. Am., 62, 1521–1523 (1972).
R.M.A. Azzam and N.M. Bashara, “Polarization transfer function of a biaxial system as a bilinear transformation”, J. Opt. Soc. Am. A, 62, 502–510 (1972).
P.S. Hauge, “Generalized rotating-compensator ellipsometry”, Surf. Sci., 56, 148–160 (1976).
D.J. DeSmet, “Generalized ellipsometry and the 4 × 4 matrix formalism”, Surf. Sci., 56, 293–306 (1976).
M. Elshazly-Zaghloul, R.M.A. Azzam and N.M. Bashara, “Explicit solutions for the optical properties of a uniaxial crystal in generalized ellipsometry”, Surf. Sci., 96, 41–53 (1980).
H. Wöhler, M. Fritsch, G. Haas and D.A. Mlynski, “Characteristic matrix method for stratified anisotropic media: optical properties of special configurations”, J. Opt. Soc. Am. A, 8, 536–540 (1991).
K. Eidner, “Light propagation in stratified anisotropic media: orthogonality and symmetry properties of the 4 × 4 matrix formalism”, J. Opt. Soc. Am. A, 6, 1657–1660 (1989).
M. Schubert, B. Rheinländer, J.A. Woollam, B. Johs and C. Herzinger, “Extension of Rotating Analyzer Ellipsometry to Generalized Ellipsometry: Determination of the dielectric function tensor from uniaxial TiO2”, J. Opt. Soc. Am. A, 13, 875–883 (1996).
G.E. Jellison, Jr. And F.A. Modine, “Two-modulator generalized ellipsometry: theory”, Appl. Optics, 36, 8184–8189 (1998); “Two-modulator generalized ellipsometry: experiment and calibration”, Appl. Optics, 36, 8190–8198 (1998).
D.W. Thompson, M.J. DeVries, T.E. Tiwald and J.A. Woollam, “Determination of optical anisotropy in calcite from ultraviolet to mid-infrared by generalized ellipsometry”, Thin Solid Films, 313–314, 341–346 (1998).
B. Lecourt, D. Blaudez and J.M. Turlet, “Specific approach of generalized ellipsometry for the determination of weak in-plane anisotropy: application to Langmuir-Blodgett ultrathin films”, J. Opt. Soc. Am. A, 10, 2769–2782.
P.I. Rovira, R.A. Yarussi, R.W. Collins, R. Messier, V.C. Venugopal, A. Lakhtakia, K. Robbi and M.J. Brett, “Transmission ellipsometry of a thin-film helicoidal bianisotropic medium”, Appl. Phys. Lett., 71, 1180–1182 (1997).
A. En Naciri, L. Johann and R. Kleim, “Spectroscopic Generalized Ellipsometry based on Fourier analysis”, Appl. Opt., (1 Aug.), 4802–4811 (1999).
A. Berger and M.R. Pufall, “Generalized magneto-optical ellipsometry”, Appl. Phys. Lett., 71, 965–967 (1997).
M. Schubert, B. Rheinländer, C. Cramer, H. Schmiedel, J.A. Woollam, B. Johs and C.M. Herzinger, “Generalized Transmission Ellipsometry for twisted biaxial dielectric media: Application to chiral liquid crystals”, J. Opt. Soc. Am. A, 13, 1930–1940 (1996).
J.-D. Hecht, A. Eifler, V. Riede, M. Schubert, G. Krauß and V. Krämer, “Birefringence and reflectivity of single-crystal CdAl2Se4 by generalized ellipsometry”, Phys. Rev. B, 57, 7037–7042 (1998).
M. Schubert, T. Hofmann, B. Rheinländer, I. Pietzonka, T. Saß, V. Gottschalch, J.A. Woollam, “Near-band-gap CuPt order — induced birefringence in AL0.48Ga0.52InP2”, Phys. Rev. B, 60, 16618–16643 (1999).
S. Zangooie, R. Jansson and H. Arwin, “Ellipsometric characterization of anisotropic porous silicon Fabry-Pérot filters and investigation of temperature effects on capillary condensation efficiency”, J. Appl. Phys., 86, 850–858 (1999).
J.F. Elman, J. Greener, C.M. Herzinger and B. Johs, “Characterization of biaxially-stretched plastic films by generalized ellipsometry”, Thin Solid Films, 313–314, 816–820 (1998).
C.H. Yan and H. Yao, “Anisotropic optical responses of sapphire (α-Al2O3) single crystals”, J. Appl. Phys., 85, 6717–6722 (1999).
G.E. Jellison, Jr., F.A. Modine and L.A. Boatner, “The measurement of the optical functions of uniaxial materials using two-modulator generalized ellipsometry: rutile (TiO2)”, Opt. Lett., 22, 1808–1810 (1997).
G.E. Jellison, Jr. J.O. Ramey and L.A. Boatner, “Optical Functions of BiI3 as measured by generalized ellipsometry”, Phys. Rev. B, 59, 9718–9721 (1999).
G.E. Jellison, Jr. And L.A. Boatner, “Optical Functions of uniaxial ZnO determined by generalized ellipsometry”, Phys. Rev. B, 58, 3586–3589 (1998).
Guide to using WVASE (J.A. Woollam, Lincoln, 1995)
J.L. Tsalamengas, “Interaction of electromagnetic waves with general bianisotropic slabs”, IEEE Transaction on Microwave Theory and Techniques, 40, 1870–1878 (1992).
Y. Wenyen and W. Wenbing, “The transmission properties of stratified chiroferrite media with obliquely incident plane waves”, Int. J. Infrared Millim. Waves, 15, 593–603 (1994).
J.S. Nefedov, “Microstrip slow-wave structures on the bianisotropic substrate”, Electromagnetics, 17, 343–360 (1997).
S.B. Borisov, N.N. Dadoenkova and I.L. Lyubchanskii, “Normal electromagnetic Waves in gyrotropic magnetooptic layered structures”, Opt. Spectrosc., 74, 670–682 (1993).
A. Lakhtakia and W. Weiglhofer, “On light propagation in helicoidal bianisotropic mediums”, Proc. R. Soc. Lond. A, 448, 419–437 (1995).
A. Lakhtakia and W. Weiglhofer, “Further results on light propagation in helicoidal bianisotropic mediums: oblique propagation”, Proc. R. Soc. Lond. A, 453, 93–105 (1997).
W.S. Weiglhofer and A. Lakhatakia, “Wave propagation in a continuously twisted biaxial dielectric medium parallel to the helical axis”, Optik, 96, 179–183 (1994).
A. Lakhatakia and W.S. Weiglhofer, “Simple and exact analytic solution for oblique propagation in a cholesteric liquid crystal”, Microwave and Opt. Techn. Lett., 12, 245–247 (1996).
C.R. Pidgeon, “Free carrier optical properties of semiconductors”, Handbook on Semiconductors, Vol. 2, ed. By M. Balkanski (North-Holland, Amsterdam, 1980), pp. 223–328.
M. Schubert, T.E. Tiwald and J.A. Woollam, “Explicit solutions for the optical properties of arbitrary magneto-optic materials in generalized ellipsometry”, Appl. Opt., 33, 177–187 (1999).
D.W. Berreman, “Optics in stratified and anisotropic media: 4 × 4 matrix formulation”, J. Opt. Soc. Am., 62, 502–510 (1972).
H.G. Booker, “Oblique propagation of electromagnetic waves in a slowly-varying non-isotropic medium”, Proc. Roy. Soc. A, 155, 235–257 (1936).
H. Wöhler, M. Fritsch, G. Haas and D.A. Mlynski, “Faster 4 × 4 matrix method for uniaxial inhomogeneous media”, J. Opt. Soc. Am. A, 5, 1554–1557 (1988).
M. Schubert, “Polarization-dependent optical parameters of arbitrarily anisotropic homogeneous layered systems”, Phys. Rev. B, 53, 4265–4274 (1996).
See P.J. Lin-Chung and S. Teitler, “4 × 4 matrix formalism for optics in stratified anisotropic media”, J. Opt. Soc. Am. A, 1, 703–705 (1984), for comparison between the 4 × 4 matrix formalism developed respectively by Berreman (Ref. 35) and by Yeh (Ref. 41).
M. Schubert, “Generalized Ellipsometry and complex optical systems”, Thin Solid Films, 313–314, 323 (1998).
P. Yeh, “Optics of anisotropic layered media: A new 4 × 4 matrix algebra”, Surf. Sci., 96, 41–53 (1980).
M. Mansuripur, “Analysis of multilayer thin film structures containing magneto-optic and anisotropic media at oblique incidence using 2 × 2 matrices”, J. Appl. Phys., 67, 6466–6480 (1990).
W. Xu, L.T. Wood and T.D. Golding, “Optical degeneracies in anisotropic layered media: Treatment of singularities in a 4 × 4 matrix formalism”, Phys. Rev. B, 61, 1740–1743 (2000).
E. Toussaere and J. Zyss, “Ellipsometry and reflectance of inhomogeneous and anisotropic media: a new computationally efficient approach”, Thin Solid Films, 234, 416–438 (1993).
S. Visnovsky, “Magneto-optical ellipsometry”, Czech. J. Phys. B, 36, 625–650 (1986).
S. Visnovsky, M. Nyvlt, V. Prosser, R. Lopusník, R. Urban, J. Ferré, G. Pénissard, D. Renard and R. Krishnan, “Polar magneto-optics in simple ultrathin-magneticfilm structures”, Phys. Rev. B, 52, 1090–1106 (1995).
C. Gu and P. Yeh, “Extended Jones matrix method II”, J. Opt. Soc. Am. A, 10, 966–973 (1993) and references therein.
D.W. Berreman and T.J. Scheffer, “Bragg reflection of light from single-domain cholesteric liquid-crystal films”, Phys. Rev. Lett., 25, 577–581 (1970).
K. Eidner, G. Mayer, M. Schmidt and H. Schmiedel, “Optics in stratified media-The use of optical eigenmodes of uniaxial crystals in the 4 × 4-matrix formalism”, Mol. Cryst. Liq. Cryst., 172, 191–200 (1989).
D.L. Jaggard and X. Sun, “Theory of chiral multilayers”, J. Opt. Soc. Am. A, 9, 804–813 (1992).
S. Bassani, C.H. Papas and N. Engheta, “Electromagnetic wave propagation through a dielectric-chiral interface and through a chiral slab”, J. Opt. Soc. Am. A, 5, 1450–1459 (1988).
A. Zunger and S. Mahajan, in Handbook of Semiconductors, 2nd. Ed., edited by S. Mahajan (Elsevier, Amsterdam, 1995) Vol. 3, p.1399.
A. Zunger, “Spontaneous atomic ordering in semiconductor alloys: causes, carriers, and consequencies”, MRS Bull., 22, 20–26 (1997).
G.B. Stringfellow, “Order and surface processes in III–V semiconductor alloys”, MRS Bull., 22, 27–32 (1997).
S.-H. Wei and A. Zunger, “Optical properties of zinc-blende semiconductor alloys: effects of epitaxial strain and atomic ordering” Phys. Rev. B, 49, 14337 (1994).
D.E. Aspnes, “Approximate solution of ellipsometric equations for optically biaxial materials”, J. Opt. Soc. Am., 70, 1275–1277.
B.O. Seraphin and N. Bottka, Phys. Rev., 145, 628 (1966).
T.E. Tiwald and M. Schubert, “Measurement of rutile TiO2 dielecric tensor from 0.148 to 33 μ using generalized ellipsometry”, Proc. SPIE, Vol 4103, 19 (2000).
M. Schubert, T.E. Tiwald and CM. Herzinger, “Infrared dielectric anisotropy and phonon modes of sapphire”, Phys. Rev. B, 61, 8187–8201 (2000).
M. Schubert, B. Rheinländer, E. Franke, H. Neumann, J. Hahn, M. Röder and F. Richter, “Anisotropy of boron nitride thin-film reflectivity spectra by generalized ellipsometry”, Appl. Phys. Lett., 70, 1819 (1997).
M. Schubert, B. Rheinländer, E. Franke, H. Neumann, T.E. Tiwald, J.A. Woollam, J. Hahn and F. Richter, “Infrared optical properties of mixed-phase thin films studied by spectroscopic ellipsometry and boron nitride as an example”, Phys. Rev. B, 56, 13306–13313 (1997).
A. Kasic, M. Schubert, S. Einfeldt, D. Hommel, T.E. Tiwald, “Free-carrier and phonon properties of n-and p-type hexagonal GaN films measured by infrared ellipsometry”, Phys. Rev. B, 62, 7365–7377 (2000).
M. Schubert, A. Kasic, T.E. Tiwald, J. Off, B. Kuhn, F. Scholz, “Optical phonons and free-carrier effects in MOVPE grown AlxGal-xN measured by infrared ellipsometry”, MRS Internet J. Nitride Semicond. Res., 4, 11 (1999).
A. En Naciri, L. Johann, R. Kleim, M. Sieskind and M. Amann, “Spectroscopic Ellipsometry of anisotropic materials: application to the optical constants of HgI2”, Appl. Opt. (lFebr.), 647–654 (1999).
A. Berger and M.R. Pufall, “Quantitative vector magnetometry using generalized magneto-optical ellipsometry”, J. Appl. Phys., 85, 4583–4585 (1999).
T. Hofmann, V. Gottschalch, and M. Schubert, “Far-infrared dielectric anisotropy and phonon modes in spontaneously CuPt ordered Ga0.52In0.48P”, unpublished.
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J.W. Orton and C.T. Foxon, “Group III nitride semiconductors for short wavelength light-emmiting devices”, Rep. Prog. Phys., 61, 1–75 (1998).
A.K. Harman, S. Ninomiya and S. Adachi, “Optical constants of sapphire (α-Al2O3) single crystals”, J. Appl. Phys., 76, 8032–8036 (1994).
A.C. DeFranzo and B.G. Pazol, “Index of refraction measurements on sapphire at low temperatures and visible wavelength”, Appl. Opt., 32, 2224–2234 (1993).
S.-H. Wei, A. Franceschetti and A. Zunger, “E 1, E 2, and E 0’ transitions and pressure dependence in ordered Ga0.5In0.5P”, Phys. Rev. B, 51, 13097–13102 (1995).
S.H. Wei, D.B. Laks and A. Zunger, “Dependence of the optical properties of semiconductor alloys on the degree of long-range order”, App. Phys. Lett., 62, 1937–1939 (1993).
S.-H. Wei and A. Zunger, “Fingerprints of CuPt ordering in III-V semiconductor alloys: valence-band splitting, band-gap reduction, and x-ray structure factors”, Phys. Rev. B, 57, 8983–8988 (1998).
C.W. Higginbotham, M. Cardona and F.H. Pollak, “Intrinsic piezobirefringence of Ge, Si, and GaAs”, Phys. Rev., 184, 821–829 (1969).
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R. Cano, “Optical rotary power of cholesteric liquid crystals”, Bull. Soc. Franc. Mineral.Crist., 90, 333–351 (1967).
C. Cramer, H. Binder, M. Schubert, B. Rheinländer and H. Schmiedel, “Optical properties of microconfined liquid crystals”, Mol. Cryst. Liq. Cryst., 282, 395–405 (1996).
I. Haller, “Thermodynamic and static properties of liquid crystals”, Prog. Sol. State Chem., 10, 103–112 (1975); see also: St.Limmer, “Physical principles underlying the experimental methods for studying the orientational order of liquid crystals”, Fortschr. Phys., 37, 879–931 (1989).
S.-T. Wu, “A semiempirical model for liquid-crystal refractive index dispersions”, J. App. Phys., 69, 2080–2087 (1991).
W.A. McGahan, P. He and J.A. Woollam, “Optical and magneto-optical characterization of thin films”, Appl. Phys. Commun., 11, 375–401 (1992).
W.A. McGahan and J.A. Woollam, “Magneto-optics of mutilayer systems”, Appl. Phys. Commun., 9, 1–25 (1989).
K.W. Wierman, J.N. Hilfiker, R.F. Sabiryanov, S.S. Jaswal, R.D. Kirby and J.A. Woollam, “Optical and Magneto-optical constants of MnPt3”, Phys. Rev. B, 55, 3093–3099 (1997).
J.M. Floraczek and E. Dan Dahlberg, “Detecting two magnetization components by the magneto-optical Kerr effect”, J. Appl. Phys., 67, 7520–7525 (1990).
X. Gao, D.W. Glenn, S. Heckens, D. W. Thompson and J.A. Woollam, “Spectroscopic ellipsometry and magneto-optic Kerr effects in Co/Pt multilayers”, J. Appl. Phys., 82, 4525–4531 (1997); X.Gao, D.W. Thompson and J.A. Woollam, “Determination of the interfacial magneto-optical effects in Co/Pt multilayer structures”, Appl. Phys. Lett., 70, 3203–3205 (1997).
A. Mascarenhas, S. Kurtz, A. Kibbler and J.M. Olson, “Polarized band-edge photoluminescence and ordering in Ga0.52In0.48P”, Phys. Rev. Lett., 63, 2108–2111 (1989).
M. Schubert, B. Rheinländer and V. Gottschalch, “Band-gap reduction and valence band splitting in spontaneously ordered GaInP2”, Solid State Commun., 95, 723–727 (1995).
M. Schubert, B. Rheinländer, E. Franke, I. Pietzonka, J. Škriniarová and V. Gottschalch, “Direct-gap reduction and valence band splitting of ordered indirect-gap AlInP2 studied by dark-field spectroscopy”, Phys. Rev. B, 54, 17616 (1996).
M. Schubert, J.A. Woollam, G. Leibiger, B. Rheinländer, I. Pietzonka, T. Saß, and V. Gottschalch, “Isotropic optical constants of highly-disordered AlxGa1−x InP2 (0 ≤ x ≤ 1)”, J. Appl. Phys., 86, 2025–2035 (1999).
C.M. Herzinger, B. Johs, W.A. McGahan, J.A. Woollam, and W. Paulson, “Ellipsometric determination of optical constants for silicon and thermally grown silicon dioxide via a multi-sample, multi-wavelength, multi-angle investigation”, J. Appl. Phys., 83, 3323–3336 (1998).
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Schubert, M. (2005). Theory and Application of Generalized Ellipsometry. In: Tompkins, H.G., Irene, E.A. (eds) Handbook of Ellipsometry. Springer, Berlin, Heidelberg . https://doi.org/10.1007/3-540-27488-X_9
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