Abstract
This article addresses the question of where in German constitutional law the entitlement to legal aid is rooted and what effects this has on the entitlement to legal aid for legal persons. After a brief review of the rather inconsistent case law from the German Constitutional Court, the weaknesses of its approach are elaborated. This article then argues that, for administrative proceedings, the right to legal aid follows from the fundamental right which guarantees legal recourse (Article 19 [4] sentence 1 of German Basic Law [Grundgesetz or GG]). Legal aid is—in contrast to the prevailing view in German jurisprudence and scholarly literature—not anchored in the constitutional principles of social welfare, equality under the law, or the general principle of the rule of law.
This has a direct effect on legal persons’ right to legal aid; contrary to the general opinion, they may also have a right to legal aid on constitutional grounds. While statutory law grants legal persons a right to legal aid, it does so only if additional requirements are met. One significant restriction is the requirement that the legal action not be contrary to the “public interest”. It is precisely this additional requirement, which moreover dates back to a “law” passed in 1933 by the national socialist government, that makes individual legal protection for legal persons dependent on the interest of the public or third parties. This is an unnecessary burden and therefore unconstitutional.
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Notes
- 1.
German Constitutional Court Decisions 9, 124; 10, 264/270; 22, 83/86; 51, 295/302; 63, 380/394; 67, 245/248; 78, 104/117 et seq.; 81, 347/356 et seq.; 122, 39/49 et seq.; German Constitutional Court Chamber Decisions 9, 123/126; Ernst (2021), Article 19, marginal number 157; Huber (2018), Article 19, marginal number 464; Jarass (2022), Article 3, marginal number 85 et seq.; Peters and Altwicker (2022), chapter 21, marginal number 196.
- 2.
- 3.
An earlier verdict: German Constitutional Court Decisions 9, 256/258; 35, 348/355.
- 4.
German Federal Supreme Court, NJW 2009, 3658/3659. An earlier verdict is in the German Constitutional Court Decisions 78, 104/113.
- 5.
See also Munich Administrative Court, decision of 27 July 2017—15 C 14.2047, BeckRS 2017, 121559, marginal number 11; Scholz (1995), p. 726.
- 6.
See Sect. 4.2.2 below.
- 7.
See Swiss Federal Supreme Court, BGE 88, II, 386/389 and Austrian Constitutional Court, reference VfGH, G26/10–11, order of 5 October 2011, paras. 45 et seq., https://www.vfgh.gv.at/downloads/VfGH_G_26-10_VH.pdf, 2.11.2022.
- 8.
To facilitate the flow of reading, the following does not cite the provision referenced, § 166 (1) sentence 1 of the German Code of Administrative Court Proceedings (VwGO); rather, the ZPO is cited directly.
- 9.
The term predates the Basic Law and was used in the German Empire, when there was no equivalent to Article 3 (1) GG or Article 19 (4) sentence 1 GG; see, for example, Hahn (1880), p. 206, which refers to the “necessity of equal legal protection for rich and poor”.
- 10.
German Constitutional Court Decisions 22, 83/87 et seq.
- 11.
The explanatory memorandum to the original “Civilprozessordnung” speaks of “law for the poor” or “poor law” (“Armenrecht”, today’s legal aid) as the extension of Roman and canonical law and states that “law for the poor” is a traditional and generally applicable procedural law; see Hahn (1880), pp. 206 et seq. See also the essay by Linde (1833), pp. 51 et seq.
- 12.
Legal aid for natural persons can be traced back to Roman and Canonical Law; see Sect. 4.2.3 below.
- 13.
- 14.
The provision corresponded to the original version dated 1933 and read: “A domestic legal person may be granted assistance for the poor if the prerequisites specified in paragraph 1 are met, if the funds required to conduct the lawsuit can neither be raised by the legal person nor by the economic participants in the lawsuit, and the failure to pursue or defend the law would be contrary to the public interest”.
- 15.
German Constitutional Court Decisions 35, 348/354 et seq. On the version at that time, see the account by Meents (1975), pp. 150–152.
- 16.
German Constitutional Court Decisions 35, 348/357 et seq.
- 17.
German Constitutional Court Decisions 35, 348/357. See also Baldegger (2017), pp. 573 et seq., 622, 655, who interprets the German Constitutional Court’s case law in such a way that the court categorically excludes a constitutional right to legal aid for legal persons.
- 18.
German Constitutional Court Decisions 35, 348/355 et seq.
- 19.
German Constitutional Court Decisions 81, 347/356 et seq. However, this exchange was later relativised, cf. German Constitutional Court Decisions 122, 39/48–50; see Sect. 3.2 below.
- 20.
See Bork (2016), before § 114, marginal numbers 8, 11, § 116, marginal number 24; Möbius (2014), pp. 218 et seq.; Neumann and Schaks (2018), § 166, marginal numbers 11 et seq.; Riese (2022), § 166, marginal number 5 and Sect. 3.2 below; Schweigler (2017), pp. 314 et seq. believes that it is worth a separate analysis to examine whether and which conclusions could be drawn from the German Constitutional Court’s divergent approaches to reasoning.
- 21.
German Constitutional Court Decisions 10, 264/268; 18, 302/303 et seq.; 78, 104/117; 80, 103/107 et seq.; 85, 337/346; 92, 122/124; 133, 1/28 et seq.; Scholz (1995), pp. 726 et seq.
- 22.
This was already the case specifically regarding the law on the poor at the time, in the explanatory memorandum to the German Code of Civil Procedure of 1877, printed in Hahn (1880), p. 207.
- 23.
German Constitutional Court Decisions 50, 217/230 et seq.; Schenke (1999), p. 170.
- 24.
German Constitutional Court Decisions 9, 124/131 et seq.; 10, 264/268 et seq.; 78, 104/117 et seq.; 81, 347/356 et seq.; German Constitutional Court Chamber, NJW 1997, 2103/2104; German Constitutional Court Chamber, order dated 14 February 2017—reference 1 BvR 2507/16, paragraphs 12 et seq.
- 25.
Regarding this, see Neumann and Schaks (2018), § 154, marginal numbers 20–42.
- 26.
Constitutional according to the German Constitutional Court Decisions 7, 53/55 et seq.; 9, 256/257 et seq.; 10, 264/268 et seq.; 81, 347/357; 92, 122/124; 122, 39/49; German Constitutional Court Chamber Decisions, NJW 2010, 1657; NJW 2013, 1727/728; decision dated 14 February 2017—reference 1 BvR 2507/16, paragraphs 13 et seq., BeckRS 2017, 103367; Schenke (1999), pp. 170 et seq.
- 27.
More stringent criteria for the prospects of success—for reasons of cost reduction—in part six, chapter I, § 11 of the third decree of the Reichspräsident to safeguard the economy and finances and to counteract political protests, dated 6 October 1931, RGBl. I, p. 563. Criticism in Meents (1975), pp. 63–77, 356–358.
- 28.
Cf. Huber (2018), Article 19, marginal number 464.
- 29.
- 30.
German Constitutional Court Decisions 81, 347 et seq.
- 31.
German Constitutional Court Decisions 1, 109.
- 32.
German Constitutional Court, decision of 6 March 1953—reference 1 BvR 392/51, reprinted in Meents (1975), pp. 383 et seq.
- 33.
German Constitutional Court Decisions 7, 53/56–58. Regarding this, see also German Constitutional Court Decisions 9, 254 et seq.
- 34.
German Constitutional Court, decision of 6 March 1953—reference 1 BvR 392/51, reprinted in Meents (1975), pp. 383 et seq.; German Constitutional Court Decisions 2, 336/340 et seq.
- 35.
German Constitutional Court Decisions 9, 124/131; 22, 83/86; 35, 348 et seq.; 51, 295/302; 54, 251/273; 56, 139/143; 63, 380/394 et seq.; 78, 104/108–110.
- 36.
German Constitutional Court Decisions 81, 347/356.
- 37.
German Constitutional Court Decisions 122, 39/48 et seq.
- 38.
Regarding this, see Bork’s concern (2016), before § 114, marginal number 8.
- 39.
A fully developed administrative jurisdiction did not emerge in Germany until the Basic Law came into force.
- 40.
- 41.
- 42.
German Constitutional Court Decisions 116, 69/88 with further references; 122, 39/49; Huber (2018), Article 19, marginal number 461.
- 43.
German Constitutional Court Decisions 11, 139/143; 54, 39/41.
- 44.
German Constitutional Court Decisions 35, 348/355, 362.
- 45.
German Constitutional Court Decisions 15, 275/282; 103, 142/156; 129, 1/20; 149, 407/413.
- 46.
- 47.
Schmidt-Aßmann (2022), Article 19 (4), marginal number 8.
- 48.
German Constitutional Court Decisions 8, 274/326; 30 (dissenting opinion Geller, von Schlabrendorff, Rupp), 1/41; 101, 106/122 et seq.; 103, 142/156; Schmidt-Aßmann (2022), Article 19 (4), marginal number 11.
- 49.
Schmidt-Aßmann (2022), Article 19 (4), marginal number 43a.
- 50.
Thus, inter alia, German Constitutional Court Decisions 101, 106/123; Voßkuhle (1993), p. 314. Others cite Article 19 (4) sentence 1 GG as providing for a right to benefits, for example Ibler (2022), Article 19 (4), marginal numbers 43–46; Jarass (2022), Article 19, marginal number 37; Sobota (1997), p. 203.
- 51.
See the references in footnotes 2, 3, 4, and 5 as well as the Hamburg Superior Administrative Court decision of 30 June 2021—6. See 19/21, BeckRS 2021, 18458, marginal number 7: “The granting of legal aid ultimately constitutes a granting of benefits […]”.
- 52.
The precedent-setting decision in German Constitutional Court Decisions 33, 303/331 et seq.
- 53.
- 54.
Gaier (2011), p. 385; Jarass (2022), Article 19, marginal number 37; Schenke (2009), § 78, marginal number 6; Schulze-Fielitz (2013), Article 19 (4), marginal number 84; Huber (2018), Article 19, marginal number 374, refers to a “right of participation vis-à-vis the state in the provision of judicial procedures for the enforcement of rights”.
- 55.
- 56.
Constitutional Court Decisions 8, 274/326; 54, 39/40 et seq.; 101, 106/122 et seq.
- 57.
This also applies to the ECHR, cf. Diggelmann and Altwicker (2012), p. 781.
- 58.
However, see Möbius (2014), pp. 257, 290.
- 59.
Huber (2021), § 6, marginal number 51; Ibler (2022), Article 19 (4), marginal number 360; Meents (1975), p. 351 with numerous references to earlier case law and literature in footnote 2; Voßkuhle (1993), pp. 5 et seq. For basic information on the monopoly on the use of force see Grimm (2006), pp. 18–38; Klein (2018), “Gewaltmonopol”; Klein (2010), pp. 635–656; Möllers (2006), pp. 804–807.
- 60.
- 61.
See also German Constitutional Court Decisions 35, 348/354 et seq.
- 62.
- 63.
- 64.
- 65.
- 66.
- 67.
- 68.
German Constitutional Court Decisions 81, 347/357 et seq.; German Constitutional Court Chamber Decisions, FamRZ 2009, 1654; NJW 2013, 1727/1728.
- 69.
German Constitutional Court Decisions 35, 348/355: “…are actually prevented from pursuing or defending their rights in court …” and “…could jeopardise the legal protection of the impecunious party in general …”; Schweigler (2017), p. 315.
- 70.
German Constitutional Court Decisions 78, 88/98 et seq.; 96, 27/39.
- 71.
German Constitutional Court Chamber Decisions, NJW 2016, 44/45 with further references.
- 72.
German Constitutional Court Decisions 92, 122/124. Similarly, “making legal protection accessible”, Behn (1992), p. 1.
- 73.
Larenz (1991), p. 324.
- 74.
- 75.
Puppe (2023), pp. 141 et seq.
- 76.
This is the general view; see German Constitutional Court Decisions 13, 153/161; 35, 382/401; 50, 1/3; 81, 347/356; Ernst (2021), Article 19, marginal number 157; Huber (2018), Article 19, marginal numbers 353–358, 462 et seq.; Ibler (2022), Article 19 (4), marginal numbers 235 et seq., 360, 362; Meents (1975), p. 362; Schenke (2020), Article 19 (4), marginal number 283; Schenke (2009), § 78, marginal number 1; Schmidt-Jortzig (1994), p. 2569; Sobota (1997), pp. 188 et seq., 202, et seq., 255, 257.
- 77.
German Constitutional Court Decisions 122, 39 et seq.; German Constitutional Court Chamber Decisions, NVwZ 2005, 323; NJW 2018, 449/450.
- 78.
German Constitutional Court Decisions 94, 241/263; 97, 169/185; 110, 412/445.
- 79.
German Constitutional Court Decisions 26, 16/37; 35, 202/236; 45, 376/387 et seq.; 89, 214/232; 100, 271/284; 103, 197/221.
- 80.
Swiss Federal Supreme Court, BGE 88, II, 386/389.
- 81.
Schmidt-Aßmann (2022), Article 19 (4), marginal number 35.
- 82.
- 83.
- 84.
Cf. Puppe (2023), pp. 141 et seq.
- 85.
German Constitutional Court Decisions 50, 217/230 et seq.
- 86.
German Constitutional Court Decisions 50, 217/231.
- 87.
German Constitutional Court Decisions 78, 88/99 et seq.
- 88.
German Constitutional Court Decisions 78, 104/121 et seq.; Willenbruch (1977), pp. 33–35.
- 89.
Bork (2016), § 116, marginal number 24.
- 90.
Superior Administrative Court of Saxony, NVwZ-RR 2016, 120.
- 91.
This is very clear, although with regard to civil proceedings and Article 6 ECHR; see Diggelmann and Altwicker (2012), p. 784.
- 92.
CJEU, Case C-279/09, 22 December 2010, DEB Deutsche Energiehandels- und Beratungsgesellschaft mbH/Deutschland, ECLI:EU:C:2010:811, paras. 59–62 et seq.
- 93.
CJEU, Case C-279/09, 22 December 2010, DEB Deutsche Energiehandels- und Beratungsgesellschaft mbH/Deutschland, ECLI:EU:C:2010:811, paras. 39 et seq., 52, 59.
- 94.
CJEU, Case C-279/09, 22 December 2010, DEB Deutsche Energiehandels- und Beratungsgesellschaft mbH/Deutschland, ECLI:EU:C:2010:811, paras. 40 et seq.
- 95.
CJEU, Case C-279/09, 22 December 2010, DEB Deutsche Energiehandels- und Beratungsgesellschaft mbH/Deutschland, ECLI:EU:C:2010:811, para. 41.
- 96.
See ECtHR: Dietrich Eckart v. Germany, no. 23947/03, § 1, 10 April 2007. (See http://hudoc.echr.coe.int/eng?i=001-80354); ECtHR: Claus und Heike Herma v. Germany, no. 54193/07, 8 December 2009. (See https://hudoc.echr.coe.int/eng?i=001-96483).
- 97.
ECtHR: Granos Organicos Nacionales S.A. v. Germany, no. 19508/07, 22 March 2012. (See https://hudoc.echr.coe.int/eng?i=001-109807).
- 98.
ECtHR: Golder v. The United Kingdom, no. 4451/70, paras. 33–36, 21 February 1975. (See http://hudoc.echr.coe.int/eng?i=001-57496); ECtHR: Stankov v. Bulgaria, no. 68490/01, para. 50, 12 July 2007. (See http://hudoc.echr.coe.int/eng?i=001-81606); ECtHR: Georgel and Georgeta Stoicescu v. Romania, no. 9718/03, para. 68, 26 July 2011. (See http://hudoc.echr.coe.int/eng?i=001-105820).
- 99.
Diggelmann and Altwicker (2012), pp. 782 et seq.
- 100.
ECtHR: Kübler v. Germany, no. 37215/06, 13 January 2011, para. 44 with further references. (See https://hudoc.echr.coe.int/eng?i=001-102811).
- 101.
ECtHR: Georgel and Georgeta Stoicescu v. Romania, no. 9718/03, para. 74, 26 July 2011. (See http://hudoc.echr.coe.int/eng?i=001-105820).
- 102.
ECtHR: Teltronic-CATV v. Poland, no. 48140/99, paras. 51 et seq., 10 January 2006. (See http://hudoc.echr.coe.int/eng?i=001-71946); Diggelmann and Altwicker (2012), p. 784.
- 103.
Diggelmann and Altwicker (2012), p. 783.
- 104.
ECtHR: Stankov v. Bulgaria, no. 68490/01, para. 55 with further references, 12 July 2007. (See http://hudoc.echr.coe.int/eng?i=001-81606).
- 105.
Diggelmann and Altwicker (2012), p. 784.
- 106.
ECtHR: Teltronic-CATV v. Poland, no. 48140/99, paras. 54–59, 10 January 2006. (See http://hudoc.echr.coe.int/eng?i=001-71946).
- 107.
Larenz (1991), p. 330.
- 108.
Sodan and Ziekow (2020), § 2, marginal number 8.
- 109.
Larenz (1991), p. 330.
- 110.
Article 107 of the Weimar Constitution was formulated much more weakly; see Schenke (2020), Article 19 (4), marginal numbers 126–131, 134, 136.
- 111.
- 112.
See also Möbius (2014), p. 234.
- 113.
Code of Civil Procedure of 30 January 1877, RGBl. p. 83.
- 114.
Hahn (1880), p. 113.
- 115.
Hahn (1880), pp. 206 et seq.—emphasis added.
- 116.
Hahn (1880), p. 207.
- 117.
Hahn (1880), p. 206.
- 118.
- 119.
Willenbruch (1977), pp. 28 et seq.
- 120.
Hahn (1880), p. 113.
- 121.
Schott (1900), p. V.
- 122.
Breithaupt (1915).
- 123.
Hahn (1880), pp. 206 et seq.
- 124.
See Willenbruch (1977), p. 17.
- 125.
See Willenbruch (1977), p. 17.
- 126.
“The Code of Procedure does not determine to what extent legal persons’ right to exemption from fees is to be recognised”, Hahn (1880), p. 207.
- 127.
- 128.
See § 117 ZPO in: “Entwurf einer Zivilprozeßordnung” (1931), published by the Reichsjustizministerium, pp. 29 et seq., 274, 296 et seq. and, regarding this, Willenbruch (1977), pp. 18–20.
- 129.
RGBl. I, p. 780.
- 130.
For details on the history of its development, see Willenbruch (1977), pp. 16–20.
- 131.
RGBl. I, p. 141.
- 132.
RAnz. 1933, No. 257, p. 2.
- 133.
German Federal Supreme Court, ZInsO 2022, 143/144.
- 134.
RGBl. I, p. 780.
- 135.
Regarding this, see Kunig and Kotzur (2021), Article 1, marginal number 3.
- 136.
For proofs thereof, see Schenke (1999), p. 153.
- 137.
Matz (2010), p. 184.
- 138.
Matz (2010), p. 185.
- 139.
Der Parlamentarische Rat 1948–1949, files and records in 14 volumes, ed. by the German Bundestag and the Federal Archives.
- 140.
A search of the PDF files of the volumes available electronically (except for volumes 5/II and 13/II) for the term “Armenrecht” (“poor law”, the term used for legal aid at the time) did not yield any hits. Nor do the keyword indexes of the volumes overall contain the main keyword “Armenrecht”.
- 141.
Larenz (1991), p. 332.
- 142.
- 143.
Schenke (2009), § 78, marginal numbers 1 et seq. Referring solely to substantive fundamental rights, Dr Süsterhenn in the 32nd session of the Committee on Fundamental Questions of the Parliamentary Council on 11 January 1949, reprinted in: Pikart and Werner (1993), p. 927; Pestalozza (1999), pp. 140 et seq.
- 144.
Schmidt-Jortzig (1994), p. 2571.
- 145.
Willenbruch (1977), pp. 28 et seq. points out that neither substantive law nor civil procedure distinguishes between natural and legal persons in principle and that, with the exception of unique structures, they enjoy the same rights and the same legal protection.
- 146.
German Constitutional Court Decisions 92, 122/124. Similarly, “making legal protection accessible”, Behn (1992), p. 1 (heading under a.).
- 147.
- 148.
German Federal Supreme Court, NJW 1954, 1933.
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Schaks, N. (2023). “Equality of Legal Protection”: On the Constitutional Derivation of the Right to Legal Aid in Administrative Proceedings and Its Effects on Legal Persons. In: Storskrubb, E. (eds) YSEC Yearbook of Socio-Economic Constitutions 2022. YSEC Yearbook of Socio-Economic Constitutions, vol 2022. Springer, Cham. https://doi.org/10.1007/16495_2023_45
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