The Theoretical Connection Between John R. Commons and Regulation and Convention Theories

Chapter
Part of the Evolutionary Economics and Social Complexity Science book series (EESCS, volume 5)

Abstract

After discussing the uniqueness of Dewey’s philosophy in relation to (1) the world’s plurality and multiplicity, (2) the primary significance of multifarious interactions, and (3) the interrelation between habit and intelligence, we clarify the uniqueness of Commons’s institutional economics: (1) value theory based on multiple causation; (2) transactions as the ultimate unit of analysis; and (3) the interrelation between habitual assumption and collective action. We examine the theoretical connection between Commons and regulation and convention theories. The former partly shares and develops the first characteristic listed above, multiple causation, while the latter shares and develops the third characteristic, the interrelation between habitual assumption and collective action. In Institutional Economics (Commons, J.R., Institutional economics: Its place in political economy. Macmillan, New York, 1934), applying the idea of “multiple causation,” Commons approached macrodynamics based on the expansion of some key concepts and studies on income distribution and demand growth. This was a prototype of growth analysis based on the cumulative causation model with various forms of coordination, later formulated as regulation theory. Commons, following and developing Dewey’s theory of habit and intelligence, created the concept of “habitual and customary assumptions” and discussed a collective process for achieving “reasonable values,” such as the common-law method. Two-layered coordination in convention theory attempted to explain the psychological means and social mechanisms involved in the persistence of customs and institutions, which Commons briefly mentioned. Using Commons’s theory as a medium, it may be possible to articulate the macrodynamics developed by regulation theory and the micro theory of human interaction developed by convention theory.

Keywords

John R. Commons John Dewey Collective action Cumulative causation Regulation theory Convention theory 

Notes

Acknowledgments

This work was supported by the Japan Society for the Promotion of Science (JSPS), the KAKENHI Grant-in-Aid for Scientific Research (B) (grant number 26285048).

References

  1. Basle, M. 2002. Acknowledged and Unacknowledged Institutionalist Antecedents of Regulation Theory. In Régulation Theory: The State of the Art, ed. R. Boyer and Y. Saillard. New York: Routledge.Google Scholar
  2. Batifoulier, P., ed. 2001. Théorie des Conventions. Paris: Economica.Google Scholar
  3. Batifoulier, P., and G. De Larquier 2001. De la convention et de ses usages (On the Convention and Its Usages). In Batifoulier (ed.) (2001).Google Scholar
  4. Batifoulier, P., and O. Thévenon 2001. Interprétation et fondement conventionnel des règles (Interpretation and Conventional Foundation of the Rules). In Batifoulier (ed.) (2001).Google Scholar
  5. Bessy, C., and O. Favereau 2003. Institutions et Économie des Conventions. Cahiers d’ Économie Politique (Institutions and Economics of the Conventions. Papers in Political Economy) 44: 119–164.Google Scholar
  6. Biencourt, C., C. Chaserrant, and A. Rebérioux 2001. L’État des conventions: l’affirmation d’un programme de recherche (The States of the Conventions: Affirmation of a Research Program). In Batifoulier (ed.) (2001).Google Scholar
  7. Boisvert, R.D. 1998. John Dewey: Rethinking Our Time. New York: State University of New York Press.Google Scholar
  8. Boltanski, L., and E. Chiapello 1999. Le Nouvel Esprit du Capitalisme. Paris: Editions Gallimard. (The New Spirit of Capitalism). Translated by Gregory Elliot. 2005. London: Verso.Google Scholar
  9. Boltanski, L., and L. Thévenot. 1991. De la Justification: Les Économies de la Grandeur (On Justification: Economies of Worth). Paris: Editions Gallimard.Google Scholar
  10. Bowles, S. 2004. Microeconomics: Behavior, Institutions, and Evolution. New York: Russell Sage Foundation.Google Scholar
  11. Boyer, R. 1988. Formalizing Growth Regimes. In Technical Change and Economic Theory, ed. G. Dosi et al. London: Pinter Publishers.Google Scholar
  12. ———. 2002. Is Régulation Theory an Original Theory of Economic Institutions? In Régulation Theory: The State of the Art, ed. R. Boyer and Y. Saillard. New York: Routledge.Google Scholar
  13. ———. 2004a. Théorie de la Régulation, 1. Les Fondamentaux (Regulation Theory, Vol. 1. The Fundamentals). Paris: Éditions La Découverte.Google Scholar
  14. ———. 2004b. Une Théorie du Capitalism est-ell Possible? (Is a Theory of Capitalism Possible?). Paris: Odile Jacob.Google Scholar
  15. Chaserant, C., and O. Thévenot 2001. Aux origines de la théorie économique des conventions : prix, règles et représentations (On the Origins of the Economic Theory of Conventions: Price, Rules and Representations). In Batifoulier (ed.) (2001).Google Scholar
  16. Commons, J. R. 1927. Reasonable Value: A Theory of Volitional Economics. Manuscript. Collection of the Kyoto Prefectural Library. Call mark: /331.04/C85/, Material code: 1102508007.Google Scholar
  17. Commons, J.R. 1934. Institutional Economics: Its Place in Political Economy. New York: Macmillan.Google Scholar
  18. Dewey, J. 1910. A Short Catechism Concerning Truth. In The Influence of Darwinism on Philosophy and Other Essays, ed. Dewey J. New York: Henry Holt & Company.Google Scholar
  19. ———. 1917. The Need for the Recovery of Philosophy. In Creative Intelligence: Essays in the Pragmatic Attitude, ed. J. Dewey. New York: Henry Holt & Company.Google Scholar
  20. ———. 1922. Human Nature and Conduct: An Introduction to Social Psychology. New York: Henry Holt & Company.Google Scholar
  21. ———. 1927. The Public and Its Problems. New York: Henry Holt & Company.Google Scholar
  22. Fehr, E., and K.M. Schmidt. 1999. Theory of Fairness, Competition, and Cooperation. The Quarterly Journal of Economics 114(3): 817–868.CrossRefGoogle Scholar
  23. Hodgson, G.M. 2003. John R. Commons and the Foundations of the Institutional Economics. Journal of Economic Issues 37(3): 547–576.CrossRefGoogle Scholar
  24. Kaldor, N. 1966. Causes of the Slow Growth in the United Kingdom. Cambridge: Cambridge University Press. (Republished in Kaldor, N., Further Essays on Economic Theory. London: Duckworth, 1978).Google Scholar
  25. Kapp, K. W. 2011. The Foundations of Institutional Economics, ed. S. Berger and R. Steppacher. London: Routledge.Google Scholar
  26. Kitagawa, K. 2016. Cumulative Causation in J.R. Commons’s Institutional Economics from the Perspective of Instrumental Pragmatism. Cahiers d’économie politique (Papers in Political Economy) 70: 75–106.Google Scholar
  27. Myrdal, G. 1957. Economic Theory and Under-developed Regions. London: Gerald Duckworth.Google Scholar
  28. Petit, P. 2005. Croissance et Richesse des Nations (Growth and Wealth of Nations). Paris: La Découverte (coll. Repères).Google Scholar
  29. Rebérioux, A., Biencourt, O., and P. Gabriel 2001. La dynamique des conventions entre consensus et conflit (The dynamics of the conventions between consensus and conflict). In Batifoulier (ed.) (2001).Google Scholar
  30. Rutherford, M. 1994. Institutions in Economics: The Old and the New Institutionalism. In Cambridge. New York: Cambridge University Press.Google Scholar
  31. Tokumaru, N. 2016. Social Preference, Institution, and Distribution: An Experimental and Philosophical Approach. Singapore: Springer.CrossRefGoogle Scholar
  32. Uni, H. 2007. Growth Regimes in Japan and the United States in the 1990s. Revue de la régulation 1: 1–20.Google Scholar
  33. ———. 2017. Scope of John R. Commons’s Criticism on the Classical Theory of Value: Progress and Limits. In the 1927 Manuscript. In Contemporary Meanings of John R. Commons’s Institutional Economics: An Analysis Using a Newly Discovered Manuscript, ed. H. Uni. Singapore: Springer. Google Scholar

Copyright information

© Springer Nature Singapore Pte Ltd. 2017

Authors and Affiliations

  1. 1.Graduate School of EconomicsKyoto UniversityKyotoJapan
  2. 2.Hannan UniversityMatsubaraJapan

Personalised recommendations