CAV 2018: Computer Aided Verification pp 505-522

# Formally Verified Montgomery Multiplication

Open Access
Conference paper
Part of the Lecture Notes in Computer Science book series (LNCS, volume 10982)

## Abstract

We report on a machine assisted verification of an efficient implementation of Montgomery Multiplication which is a widely used method in cryptography for efficient computation of modular exponentiation. We shortly describe the method, give a brief survey of the VeriFun system used for verification, present the formal proofs and report on the effort for creating them. Our work uncovered a serious fault in a published algorithm for computing multiplicative inverses based on Newton-Raphson iteration, thus providing further evidence for the benefit of computer-aided verification.

## Keywords

Modular arithmetic Multiplicative inverses Montgomery Multiplication Program verification Theorem proving by induction

## 1 Introduction

Montgomery Multiplication  is a method for efficient computation of residues $$a^{j}$$ mod n which are widely used in cryptography, e.g. for RSA, Diffie-Hellman, ElGamal, DSA, ECC etc. [4, 5]. The computation of these residues can be seen as an iterative calculation in the commutative ring with identity $$R_{n}=(\mathbb {N}_{n},\oplus ,\mathfrak {i}_{n},\odot ,0,1~mod~n)$$ where $$n\ge 1$$, $$\mathbb {N}_{n}=\left\{ 0,\ldots ,n-1\right\}$$, addition defined by $$a\oplus b=a+b$$ mod n, inverse operator defined by $$\mathfrak {i}_{n}(a)=a\cdot (n-1)$$ mod n, multiplication defined by $$a\odot b=a\cdot b$$ mod n, neutral element 0 and identity 1 mod n.

For any $$m\in \mathbb {N}$$ relatively prime to n, some $$m_{n} ^{{\texttt {-}}1}\in \mathbb {N}_{n}$$ exists such that $$\left. m\odot m_{n}^{{\texttt {-}}1}\right. =1$$ mod n. $$m_{n}^{{\texttt {-}}1}$$ is called the multiplicative inverse of m in $$R_{n}$$ and is used to define a further commutative ring with identity $$R_{n}^{m}=(\mathbb {N} _{n},\oplus ,\mathfrak {i}_{n},\otimes ,0,$$ m mod n) where multiplication is defined by $$a\,\otimes \,b=a\,\odot \,b\,\odot \,m_{n}^{{\texttt {-} }1}$$ and identity given as m mod n. The multiplication $$\otimes$$ of $$R_{n}^{m}$$ is called Montgomery Multiplication.

The rings $$R_{n}$$ and $$R_{n}^{m}$$ are isomorphic by the isomorphism $$h:R_{n}\rightarrow R_{n}^{m}$$ defined by $$h(a)=a\odot m$$ and $$h^{-1} :R_{n}^{m}\rightarrow R_{n}$$ given by $$h^{-1}(a)=a\odot m_{n} ^{{\texttt {-}}1}$$. Consequently $$a\cdot b$$ mod n can be calculated in ring $$R_{n}^{m}$$ as well because Fig. 1. Procedures $$\mathsf {redc}$$ and $$\mathsf {redc}^{\mathsf {*}}$$ implementing the Montgomery Reduction

The required operations $$h,\otimes$$ and $$h^{-1}$$ can be implemented by the so-called Montgomery Reduction redc  (displayed in Fig. 1) as stated by Theorem 1:

### Theorem 1

Let $$a,b,n,m\in \mathbb {N}$$ with $$m>n>a$$, $$n>b\$$and nm relatively prime, let $$I=\mathfrak {i}_{m}(n_{m}^{{\texttt {-}}1})$$ and let $$M=m^{2}$$ mod n. Then I is called the Montgomery Inverse and (1) $$h(a)= redc (a\cdot M,I,$$ mn), (2) $$a\otimes b= redc (a\cdot b,I,m,n)$$, and (3) $$h^{-1}(a)= redc (a,I,m,n)$$.

By () and Theorem 1, $$a\cdot b$$ mod n can be computed by procedure redc and consequently $$a^{j}$$ mod n can be computed by iterated calls of redc (implemented by procedure redc$$^{*}$$ of Fig. 1) as stated by Theorem 2:

### Theorem 2

Let anmI and M like in Theorem 1. Then for all $$j\in \mathbb {N}{:}$$1
$$a^{j}\text { }mod\text { }n= redc ( redc ^{*}( redc (a\cdot M,I,m,n),I,m,n,j),I,m,n).$$

By Theorem 2, $$j+2$$ calls of redc are required for computing $$a^{j}$$ mod n, viz. one call to map a to h(a), j calls for the Montgomery Multiplications and one call for mapping the result back with $$h^{-1}$$. This approach allows for an efficient computation of $$a^{j}$$ mod n in $$R_{n}^{m}$$ (for sufficient large j), if m is chosen as a power of 2 and some odd number for n, because x mod m then can be computed with constant time and x/m only needs an effort proportional to $$log$$ m in procedure redc, thus saving the expensive mod n operations in $$R_{n}$$.

## 2 About Open image in new window The truth of Theorems 1 and 2 is not obvious at all, and some number theory with modular arithmetic is needed for proving them. Formal proofs are worthwhile because correctness of cryptographic methods is based on these theorems. Fig. 2. Data structures and lemmas in Open image in new window

Proof assistants like Isabelle/HOL, HOL Light, Coq, ACL2 and others have been shown successful for developing formal proofs in Number Theory (see e.g. ). Here we use the  system2 [7, 10] to verify correctness of Montgomery Multiplication by proving Theorems 1 and 2. The system’s object language consists of universal first-order formulas plus parametric polymorphism. Type variables may be instantiated with polymorphic types. Higher-order functions are not supported. The language provides principles for defining data structures, procedures operating on them, and for statements (called “lemmas”) about the data structures and procedures. Unicode symbols may be used and function symbols can be written in out-, in-, pre- and postfix notation so that readability is increased by use of the familiar mathematical notation. Figure 2 displays some examples. The data structure $$\mathsf {bool}$$ and the data structure $$\mathbb {N}$$ for natural numbers built with the constructors 0 and $$^{{\texttt {+}}}$$($$\ldots$$) for the successor function are the only predefined data structures in the system. $$^{{\texttt {-}}}$$($$\ldots$$) is the selector of $$^{{\texttt {+}}}$$($$\ldots$$) thus representing the predecessor function. Subsequently we need integers $$\mathbb {Z}$$ as well which we define in Fig. 2 as signed natural numbers. For instance, the expression $$\langle$$‘−’, $$42$$ $$\rangle$$ is a data object of type $$\mathbb {Z}$$, selector $$sign$$ yields the sign of an integer (like ‘−’ in the example), and selector $$\left| \ldots \right|$$ gives the absolute value of an integer (like 42 in the example). Identifiers preceded by @ denote type variables, and therefore polymorphic triples are defined in Fig. 2. The expression $${\lessdot } 42,$$ $$\langle$$$$+$$’, $$47{\rangle }$$$$\langle$$‘−’, $$5{\rangle }{\gtrdot }$$ is an example of a data object of type $$triple [\mathbb {N},\mathbb {Z},\mathbb {Z}]$$. The $$i^{th}$$ component of a triple is obtained by selector $$(\ldots )_{i}$$.

Procedures are defined by $$if$$- and $$case$$-conditionals, functional composition and recursion like displayed in Fig. 1. Procedure calls are evaluated eagerly, i.e. call-by-value. The use of incomplete conditionals like for redc and redc$$^{*}$$ results in incompletely defined procedures . Such a feature is required when working with polymorphic data structures but is useful for monomorphic data structures too as it avoids the need for stipulating artificial results, e.g. for n/0. Predicates are defined by procedures with result type $$\mathsf {bool}$$. Procedure for deciding the greater-than relation is the only predefined procedure in the system. Upon the definition of a procedure, automated termination analysis (based on the method of Argument-Bounded Functions [8, 11]) is invoked for generating termination hypotheses which are sufficient for the procedure’s termination and proved like lemmas. Afterwards induction axioms are computed from the terminating procedures’ recursion structure to be on stock for future use.

Lemmas are defined with conditionals $${ if :bool\times bool\times bool\rightarrow bool}$$ as the main connective, but negation $$\lnot$$ and $$case$$-conditionals may be used as well. Only universal quantification is allowed for the variables of a lemma. Figure 2 displays a lemma about (the elsewhere defined) procedure mod (computing the remainder function) which is frequently used in subsequent proofs. The string in the headline (between “lemma” and “”) is just an identifier assigning a name to the lemma for reference and must not be confused with the statement of the lemma given as a boolean term in the lemma body. Some basic lemmas about equality and >, e.g. stating transitivity of $$=$$ and >, are predefined in the system. Predefined lemmas are frequently used in almost every case study so that work is eased by having them always available instead of importing them from some proof library.

Lemmas are proved with the HPL-calculus (abbreviating Hypotheses, Programs and Lemmas) . The most relevant proof rules of this calculus are Induction, Use Lemma, Apply Equation, Unfold Procedure, Case Analysis and Simplification. Formulas are given as sequents of form $$H, IH \vdash goal$$, where H is a finite set of hypotheses given as literals, i.e. negated or unnegated predicate calls and equations, $$IH$$ is a finite set of induction hypotheses given as partially quantified boolean terms and goal is a boolean term, called the goalterm of the sequent. A deduction in the HPL -calculus is represented by a tree whose nodes are given by sequents. A lemma $$\ell$$ with body $$\mathbb {\forall }\ldots$$ goal is verified iff (i) the goalterm of each sequent at a leaf of the proof tree rooted in equals $$true$$ and (ii) each lemma applied by Use Lemma or Apply Equation when building the proof tree is verified. The base of this recursive definition is given by lemmas being proved without using other lemmas. Induction hypotheses are treated like verified lemmas, however being available only in the sequent they belong to.

The Induction rule creates the base and step cases for a lemma from an induction axiom. By choosing Simplification, the system’s first-order theorem prover, called the Symbolic Evaluator, is started for rewriting a sequent’s goalterm using the hypotheses and induction hypotheses of the sequent, the definitions of the data structures and procedures as well as the lemmas already verified. This reasoner is guided by heuristics, e.g. for deciding whether to use a procedure definition, for speeding up proof search by filtering out useless lemmas, etc. Equality reasoning is implemented by conditional term rewriting with AC-matching, where the orientation of equations is heuristically established . The Symbolic Evaluator is a fully automatic tool over which the user has no control, thus leaving the HPL-proof rules as the only means to guide the system to a proof.

Also the HPL-calculus is controlled by heuristics. When applying the Verify command to a lemma, the system starts to compute a proof tree by choosing appropriate HPL-proof rules heuristically. If a proof attempt gets stuck, the user must step in by applying a proof rule to some leaf of the proof tree (sometimes after pruning some unwanted branch of the tree), and the system then takes over control again. Also it may happen that a further lemma must be formulated by the user before the proof under consideration can be completed. All interactions are menu driven so that typing in proof scripts is avoided (see [7, 10]).

is implemented in Java and installers for running the system under Windows, Unix/Linux or Mac are available from the web . When working with the system, we use proof libraries which had been set up over the years by extending them with definitions and lemmas being of general interest. When importing a definition or a lemma from a library into a case study, all program elements and proofs the imported item depends on are imported as well. The correctness proofs for Montgomery Multiplication depend on 9 procedures and 96 lemmas from our arithmetic proof library, which ranges from simple statements like associativity and commutativity of addition up to more ambitious theorems about primes and modular arithmetic. In the sequel we will only list the lemmas which are essential to understand the proofs and refer to  for a complete account of all used lemmas and their proofs.

## 3 Multiplicative Inverses

We start our development by stipulating how multiplicative inverses are computed. To this effect we have to define some procedure $$\mathfrak {I:}$$ $$\mathbb {N\times N\rightarrow N}$$ satisfying3
\begin{aligned} \forall x,y\text {:} \mathbb {N} \,\, y\ne 0\wedge gcd(x,y)=1\rightarrow [x\cdot \mathfrak {I}(x,y)\equiv 1]\,mod\,y \end{aligned}
(*)
\begin{aligned} \forall x,y,z\text {:} \mathbb {N} \,\,y\ne 0\wedge gcd(x,y)=1\rightarrow [z\cdot x\cdot \mathfrak {I}(x,y)\equiv z]\,mod\,y \end{aligned}
(1)
\begin{aligned} \forall n,x,y,z\text {:} \mathbb {N} \,\,y\ne 0\wedge gcd(x,y)=1\rightarrow [n+z\cdot x\cdot \mathfrak {I}(x,y)\equiv n+z]\,mod\,y. \end{aligned}
(2)
Lemma 2 is proved with Lemma 1 and library lemma
\begin{aligned} \forall n,m,x,y\text {:} \mathbb {N} \,\,gcd(n,m)=1\wedge [m\cdot x\equiv m\cdot y]\,mod\,n\rightarrow [x\equiv y]\,mod\,n \end{aligned}
(3)
after instructing the system to use library lemma
\begin{aligned} \forall x,y,z\text {:} \mathbb {N} \,\,z\ne 0\rightarrow [x\cdot (y\,mod\,z)\equiv x\cdot y]\,mod\,z \end{aligned}
(4)
and proves Lemma 3 automatically using Lemma 2 as well as library lemma
\begin{aligned} \forall n,x,y,z\text {:} \mathbb {N} \,\,z\ne 0\wedge [x\equiv y]\,mod\,z\rightarrow [x+n\equiv y+n]\,mod\,z. \end{aligned}
(5)
Multiplicative inverses can be computed straightforwardly with Euler’s $$\phi$$-function, where Lemma 1 then is proved with Euler’s Theorem [7, 14]. But this approach is very costly and therefore unsuitable for an implementation of Montgomery Multiplication. Fig. 3. Computation of multiplicative inverses by the extended Euclidean algorithm

### 3.1 Bézout’s Lemma

A more efficient implementation of procedure $$\mathfrak {I}$$ is based on Bézout’s Lemma stating that the greatest common divisor can be represented as a linear combination of its arguments:

Bézout’s Lemma

For all $$x,y\in \mathbb {N}\,$$some $$s,t\in \mathbb {Z}$$ exist such that $$gcd(x,y)=x\cdot s+y\cdot t$$.

If $$y\ne 0$$, $$\mathfrak {I}_{B}(x,y):=s$$ mod y is defined and $$gcd(x,y)=1$$ holds, then by Bézout’s Lemma $$[x\cdot \mathfrak {I} _{B}(x,y)=x\cdot (s$$ mod $$y)\equiv x\cdot s\equiv x\cdot s+y\cdot t=1]~mod$$ y. To implement this approach, the integer s need to be computed which can be performed by the extended Euclidean algorithm displayed in Fig. 3. This approach is more efficient because a call of euclid(xy) (and in turn of $$\mathfrak {I}_{B}(x,y)$$ given as in Fig. 3) can be computed in time proportional to $$( log$$ $$y)^{2}$$ if $$x<y$$, whereas the use of Euler’s $$\phi$$-function needs time proportional to $$2^{ log \,y}$$ in the context of Montgomery Multiplication (as $$\phi (2^{k+1})=2^{k}$$).

However, $$s\in \mathbb {Z}$$ might be negative so that $$y+(s$$ mod $$y)\in \mathbb {N}$$ instead of s mod y then must be used as the multiplicative inverse of x because the carriers of the rings $$R_{n}$$ and $$R_{n}^{m}$$ are subsets of $$\mathbb {N}$$. We therefore define $$\mathfrak {I}_{B}$$ as shown in Fig. 3 which complicates the proof of Lemma 1 (with $$\mathfrak {I}$$ replaced by $$\mathfrak {I}_{B}$$) as this definition necessitates a proof of $$[x\cdot y+x\cdot (s$$ mod $$y)\equiv 1]$$ mod y if $$s<0$$.

Bézout’s Lemma is formulated in our system’s notation by the pair of lemmas displayed in Fig. 4. When prompted to prove Lemma 7, the system starts a Peano induction upon x but gets stuck in the step case. We therefore command to use induction corresponding to the recursion structure of procedure $$\mathsf {euclid}$$. responds by proving the base case and simplifying the induction conclusion in case $$sign (s)=$$ ‘$$+$$’ to
\begin{aligned} y\ne 0\rightarrow x\cdot |t|+g=(x\; mod\;\, y)\cdot |t|+g+|t|\cdot (y-1)\cdot (x/y)+|t|\cdot (x/y) \qquad \qquad {\hbox {(i)}} \end{aligned}
(where e abbreviates $$euclid (y,(x$$ mod y)), $$g:=$$ $$( e )_{1}$$, $$s:=$$ $$( e )_{2}$$ and $$t:=$$ $$( e )_{3}$$) using the induction hypothesis
and some basic arithmetic properties. We then instruct the system to use the quotient-remainder theorem for replacing x at the left-hand side of the equation in (i) by $$(x/y)\cdot y+(x$$ mod y) causing to complete the proof. The system computes a similar proof obligation for case $$sign (s)=\$$‘−’ which is proved in the same way. Fig. 4. Bézout’s Lemma

By “basic arithmetic properties” we mean well known facts like associativity, commutativity, distributivity, cancellation properties etc. of $$+,-,\cdot ,/, gcd ,\ldots$$ which are defined and proved in our arithmetic proof library. These facts are used almost everywhere by the Symbolic Evaluator so that we will not mention their use explicitly in the sequel.

When called to prove Lemma 8 by induction corresponding to the recursion structure of procedure $$\mathsf {euclid}$$, responds by proving the base case and rewrites the step case with the induction hypothesis to
It then automatically continues with proving (ii) by induction corresponding to the recursion structure of procedure $$\mathsf {gcd}$$ where it succeeds for the base and the step case. Lemma 8 is useful because it relates procedure $$\mathsf {euclid}$$ to procedure $$\mathsf {gcd}$$ of our arithmetic proof library so that all lemmas about $$\mathsf {gcd}$$ can be utilized for the current proofs.
For proving the inverse property
\begin{aligned} \forall x,y\text {:} \mathbb {N} \,\,y\ne 0\wedge gcd(x,y)=1\rightarrow [x\cdot \mathfrak {I}_{B}(x,y)\equiv 1]\; \,mod\,\, y \end{aligned}
(6)
of procedure $$\mathfrak {I}_{B}$$, we call the system to unfold procedure call $$\mathfrak {I}_{B}(x,y)$$. responds by proving the statement for case $$sign (s)=\$$$$+$$’ using Bézout’s Lemma 7 and 8 and the library lemmas
\begin{aligned} \forall x,y,z\text {:} \mathbb {N} \,\,z\ne 0\wedge z\mid x\rightarrow [x+y\equiv y]\,mod\,z \end{aligned}
(ii)
\begin{aligned} \forall x,y\text {:} \mathbb {N} \,\;y\ne 0\rightarrow y\mid x\cdot y \end{aligned}
(9)
as well as (5), but gets stuck in the remaining case with proof obligation
where g abbreviates $$( euclid (x,y))_{1}$$ and s stands for $$( euclid (x,y))_{2}$$. Proof obligation (iii) represents the unpleasant case of the proof development and necessitates the invention of an auxiliary lemma for completing the proof. After some unsuccessful attempts, we eventually came up with lemma
\begin{aligned} \forall x,y,z,u\text {:} \mathbb {N} \, y\ne 0\wedge y\mid (x\cdot z+u)\wedge x\ge u\rightarrow [x\cdot y-x\cdot (z\;\, mod\;\,y)\equiv u]\, mod\;\, y.\quad \end{aligned}
(10)
For proving (iii), we command to use Lemma 12 for replacing the left-hand side of the congruence in (iii) by g, and  computes
Now we can call the system to use Bézout’s Lemma 7 for replacing $$x\cdot |s|+g$$ in (iv) by $$y\cdot |t|$$ causing  to complete the proof with Bézout’s Lemma 8 and library lemma (11) in case of $$x\ge g$$ and otherwise showing that $$x<g=1$$ entails $$x=0$$ and $$1=g=gcd(0,y)=y$$ in turn, so that $$x\cdot y-x\cdot (|s|$$ mod y) simplifies to $$0\$$and $$[0\equiv 1]$$ mod y rewrites to $$true$$.
It remains to prove auxiliary lemma (12) for completing the proof of Lemma 9: After being called to use library lemma4
\begin{aligned} \forall x,y,z\text {:} \mathbb {N} \,\,z\ne 0\wedge z\mid (x-y)\wedge z\mid (y-x)\rightarrow [x\equiv y\,\,]\, \;mod\; \,z \end{aligned}
(11)
for replacing the left-hand side of the congruence in (12) by u,  computes
with the library lemmas (11) and
\begin{aligned} \forall x,y,z\text {:} \mathbb {N} \,\,z\ne 0\wedge [x\equiv y]\;\,mod\;\,z\rightarrow z\mid (x-y) \end{aligned}
(iii)
\begin{aligned} \forall x,y,z,n\text {:} \mathbb {N} \,\,n\ne 0\rightarrow [x+y\cdot (z\;\,mod\;\,n)\equiv x+y\cdot z\mathsf {\,}]\;\,mod\;n. \end{aligned}
(12)
We then command to use library lemma $$\forall x,y,z\text {:}{\mathbb {N}}$$ $$z\ne 0\wedge x\le y\rightarrow x\le y\cdot z$$ (with u substituted for x, x for y and $$y-(z$$ mod y) for z) after x factoring out, causing to prove (v) with the synthesized lemma5
\begin{aligned} \forall x,y\text {:} \mathbb {N} \,\,y\ne 0\rightarrow y>(x\;mod\;\,y). \end{aligned}
(iv)

### 3.2 Newton’s Method

Newton-Raphson iteration is a major tool in arbitrary-precision arithmetic and efficient algorithms for computing multiplicative inverses are developed in combination with Hensel Lifting . Figure 5 displays an implementation by procedure $$\mathfrak {I}_{N}$$ for odd numbers x and powers y of 2 (where $$\mathsf {\uparrow }$$ computes exponentiation satisfying $$0\uparrow 0=1$$). Procedure $$\mathfrak {I}_{N}$$ is defined via procedure $$\mathfrak {I} _{N^{\prime }}$$ which is obtained from , viz. Algorithm 2$$^{\mathcal {\prime }}$$ Recursive Hensel, where however ‘−’ instead of ‘$$+$$’ is used in the result term. Algorithm 2$$^{\mathcal {\prime }}$$ was developed to compute a multiplicative inverse of x modulo $$p^{k}$$ for any x not dividable by a prime p and returns a negative integer in most cases. By replacing ‘−’ with ‘$$+$$’, all calculations can be kept within $$\mathbb {N}$$ so that integer arithmetic is avoided. As procedure $$\mathfrak {I} _{N^{\prime }}$$ computes the absolute value of a negative integer computed by Algorithm 2$$^{\mathcal {\prime }}$$, one additional subtraction is needed to obtain a multiplicative inverse which is implemented by procedure $$\mathfrak {I}_{N}$$. The computation of $$\mathfrak {I}_{N}(x,2^{k})$$ only requires $$log ~k$$ steps (compared to $$k^{2}$$ steps for $$\mathfrak {I}_{B}(x,2^{k})$$), and therefore $$\mathfrak {I}_{N}$$ is the method of choice for computing a Montgomery Inverse.

However, Algorithm 2$$^{\mathcal {\prime }}$$ is flawed so that we wasted some time with our verification attempts: The four mod-calls in the algorithm are not needed for correctness, but care for efficiency as they keep the intermediate numbers small. Now instead of using modulus $$2^{k}$$ for both inner mod-calls, Algorithm 2$$^{\mathcal {\prime }}$$ calculates mod $$2^{\lceil k/2\rceil }$$ thus spoiling correctness. As the flawed algorithm cares for even smaller numbers, the use of mod $$2^{\lceil k/2\rceil }$$ could be beneficial indeed, and therefore it was not obvious to us whether we failed in the verification only because some mathematical argumentation was missing. But this consideration put us on the wrong track. Becoming eventually frustrated by the unsuccessful verification attempts, we started Disprover  which—to our surprise—came up with the counter example $$x=3,k=2$$ for Lemma 17 in less than a second.6 We then repaired the algorithm as displayed in Fig. 5 and subsequently verified it (cf. Lemma 20). Later we learned that the fault in Algorithm 2$$^{\mathcal {\prime }}$$ has not been recognized so far and that one cannot do better to patch it as we did.7

For proving the inverse property (20) of procedure $$\mathfrak {I}_{N}$$, we first have to verify the correctness statement
\begin{aligned} \forall x,k\text {:} \mathbb {N} \,2\not \mid x\rightarrow (x\cdot \mathfrak {I}_{N^{\prime }}(x,k)\;\,mod\;\, 2^{k})=2^{k}-1 \end{aligned}
(13)
for procedure $$\mathfrak {I}_{N^{\prime }}$$: We call the system to use induction corresponding to the recursion structure of procedure $$\mathfrak {I} _{N^{\prime }}$$ which provides the induction hypothesis
\begin{aligned} \forall x^{\prime }\text {:} \mathbb {N} \,\,k\ge 2\wedge 2\not \mid x^{\prime }\rightarrow (x^{\prime }\cdot \mathfrak {I}_{N^{\prime }}(x^{\prime },\lceil k/2\rceil )\;\,mod\;\,2^{\lceil k/2\rceil })=\,2^{\lceil k/2\rceil }-1. \end{aligned}
(v)
proves the base case, but gets stuck in the step case with
where A stands for $$\mathfrak {I}_{N^{\prime }}((x$$ mod $$2^{\lceil k/2\rceil }),\lceil k/2\rceil )$$. By prompting the system to use Lemma 5, proof obligation (i) is simplified to
(where B abbreviates $$x\cdot A$$) thus eliminating the formal clutter resulting from the mod-calls in procedure $$\mathfrak {I}_{N^{\prime }}$$. Next we replace $$2B+B^{2}$$ by $$(B+1)^{2}-1$$ and then call the system to replace B by $$(B/C)\cdot C+R$$ where $$C=2^{\lceil k/2\rceil }$$ and $$R=$$ ((x mod $$C)\cdot A$$ mod C), which is justified by the quotient-remainder theorem as R rewrites to (B mod C) by library lemma (5). This results in proof obligation
and we command to use the induction hypothesis (18) for replacing R in (iii) by $$C-1$$. then responds by computing
using library lemmas $$\forall x,y,z$$:$$\mathbb {N}$$ $$y\ne 0\wedge z\ne 0\wedge z\mid y\rightarrow [(x$$ mod $$y)\equiv x]$$ mod z and (5) to prove $$2\not \mid (x$$ mod $$2^{\lceil k/2\rceil })$$ for justifying the use of the induction hypothesis.
When instructed to factor out C in (iv), the system computes
We command to use library lemma
\begin{aligned} \forall x,y,z\text {:} \mathbb {N} \mathtt {\ }z\ne 0\wedge z\not \mid x\wedge z\mid y\wedge y\ge x\rightarrow (y-x\,mod\,z)=z-(x\,mod\,z) \end{aligned}
(14)
for replacing the left-hand side of the equation in (v) yielding
justified by proof obligation
\begin{aligned}&k\ge 2\wedge 2\not \mid x\rightarrow \\&\quad 2^{k}\ne 0\wedge 2^{k}\not \mid 1\wedge 2^{k}\mid (2^{\lceil k/2\rceil })^{2}\cdot (B/C+1)^{2}\wedge (2^{\lceil k/2\rceil })^{2}\cdot (B/C+1)^{2}\ge 1 \end{aligned}
which  simplifies to
in a first step. It then uses auxiliary lemma $$\forall x\text {:} \mathbb {N} \ x\le 2\cdot \lceil x/2\rceil$$ and the library lemmas (11) and $$\forall x,y,z\text {:} \mathbb {N}$$ $$x\ne 0\wedge z\le y\rightarrow x^{z}\mid x^{y}$$ for rewriting (vii) subsequently to true. Finally the system simplifies (vi) to true as well by unfolding the call of procedure mod, and Lemma 17 is proved.
When called to verify the inverse property
\begin{aligned} \forall x,y\text {:} \mathbb {N} \,2\not \mid x\wedge 2^{{\texttt {?}}}(y)\rightarrow [x\cdot \mathfrak {I}_{N} (x,y)\equiv 1] \;\,mod\;\,y \end{aligned}
(15)
of procedure $$\mathfrak {I}_{N}$$ (where $$2^{{\texttt {?}}}(y)$$ decides whether y is a power of 2), unfolds the call of procedure $$\mathfrak {I}_{N}$$ and returns
Now we instruct the system to use library lemma (19) for replacing the left-hand side of the equation in (viii), and computes
using auxiliary lemma $$\forall x,y\text {:} \mathbb {N}$$ $$2^{{\texttt {?}}}(y)\rightarrow y>\mathfrak {I}_{N^{\prime }} (x,log_{2}(y))$$ and the library lemmas (11), (14) and
\begin{aligned} \forall x,y,z\text {:} \mathbb {N} \,\,x\cdot y>x\cdot z\rightarrow y>z. \end{aligned}
(16)
Finally we let the system use library lemma $$\forall x$$:$$\mathbb {N}$$ $$2^{{\texttt {?}}}(x)\rightarrow 2^{ log _{2}(x)}=x$$ to replace both moduli y in (ix) by $$2^{ log _{2}(y)}$$ causing to rewrite both occurrences of $$(x\cdot \mathfrak {I}_{N^{\prime }} (x,log_{2}(y))$$ mod y) with Lemma 17 to $$y-1$$ and proof obligation (ix) to true in turn, thus completing the proof of (20).

## 4 Correctness of Montgomery Multiplication

We continue by defining procedures for computing the functions $$\mathfrak {i,}$$ $$h,\otimes$$ and $$h^{-1}$$ as displayed in Fig. 6, where we write $$\mathfrak {i}(x,y)$$ instead of $$\mathfrak {i}_{y}(x)$$ in the procedures and lemmas. As we aim to prove correctness of Montgomery Multiplication $$\left. \text {using}\right.$$ procedure $$\mathfrak {I}_{N}$$ for computing the Montgomery Inverse with minimal costs, $$\left. 2\not \mid n\right.$$ $$\wedge \,2^{{\texttt {?}}}(m)$$ instead of $$gcd(n,m)=1$$ must be demanded to enable the use of Lemma 20 when proving the statements of Theorems 1 and 2. However, the multiplicative inverses $$n_{m}^{{\texttt {-}}1}$$ and $$m_{n}^{{\texttt {-}}1}$$ both are needed in the proofs (whereas only $$n_{m}^{{\texttt {-}}1}$$ is used in applications of redc and redc$$^{*}$$). Consequently procedure $$\mathfrak {I}_{N}$$ cannot be used in the proofs as it obviously fails in computing $$m_{n}^{{\texttt {-}}1}$$ (except for case $$n=m=1$$, of course). This problem does not arise if procedure $$\mathfrak {I}_{B}$$ is used instead, where $$gcd(n,m)=1$$ is demanded, because $$\mathfrak {I}_{B}(n,m)=n_{m} ^{{\texttt {-}}1}$$ and $$\mathfrak {I}_{B}(m,n)=m_{n}^{{\texttt {-}}1}$$ for any coprimes n and m by Lemma 9. The replacement of $$\mathfrak {I}_{B}$$ by $$\mathfrak {I}_{N}$$ when computing the Montgomery Inverse then must be justified afterwards by additionally proving
\begin{aligned} \forall x,y\text {:} \mathbb {N} \,\,2\not \mid x\wedge 2^{{\texttt {?}}}(y)\rightarrow \mathfrak {I}_{B}(x,y)=\mathfrak {I} _{N}(x,y). \end{aligned}
(17)
However, proving (22) would be a complicated and difficult enterprise because the recursion structures of procedures $$\mathsf {euclid}$$ and $$\mathfrak {I}_{N^{\prime }}$$ differ significantly. But we can overcome this obstacle by a simple workaround: We use procedure $$\mathfrak {I}$$ of Fig. 6 instead of $$\mathfrak {I}_{B}$$ in the proofs and let the system verify the inverse property
of procedure $$\mathfrak {I}$$ before: easily succeeds with library lemma (4) and the inverse property (9) of procedure $$\mathfrak {I}_{B}$$ after being instructed to use library lemma $$\forall x,y,n$$:$$\mathbb {N}$$ $$n\ge 2\wedge n\mid y\wedge gcd(x,y)=1\rightarrow n\not \mid x$$ and the inverse property (20) of procedure $$\mathfrak {I} _{N}$$. Consequently $$\mathfrak {I}(n,m)=n_{m}^{{\texttt {-}}1}$$ and $$\mathfrak {I}(m,n)=m_{n}^{{\texttt {-}}1}$$ for any coprimes n and m, and therefore $$\mathfrak {I}$$ can be used in the proofs. The use of $$\mathfrak {I}_{N}$$ instead of $$\mathfrak {I}$$ when computing the Montgomery Inverse is justified afterwards with lemma
$$\forall x,y\text {:} \mathbb {N} \,\,2^{{\texttt {?}} }(y)\rightarrow \mathfrak {I}(x,y)=\mathfrak {I}_{N}(x,y)$$
having an obviously trivial (and automatic) proof.
Central for the proofs of Theorems 1 and 2 is the key property
of procedure redc: For proving Theorem 1.1
we command to use (23) for replacing the right-hand side of the equation by $$(a\cdot (m\cdot m$$ mod $$n)\cdot \mathfrak {I}(m,n)$$ mod n). The system then replaces the left-hand side of the equation with $$a\cdot m$$ mod n by unfolding procedure call h(amn) and simplifies the resulting equation to $$true$$ with Lemma 2, the synthesized lemma (16) and the library lemmas (5) and
\begin{aligned} \forall x,y,u,v\text {:} \mathbb {N} \;x>y\wedge u>v\rightarrow x\cdot u>y\cdot v . \end{aligned}
(18)
Theorems 1.2 and 1.3, viz.
are (automatically) proved in the same way.
Having proved Theorem 1, it remains to verify the key property (23) for procedure redc (before we consider Theorem 2 subsequently). We start by proving that division by m in $$R_{n}$$ can be expressed by $$\mathfrak {I}$$: We call the system to prove
\begin{aligned} \forall m,n,x\text {:} \mathbb {N} \ n\ne 0\wedge m\mid x\wedge gcd(n,m)=1\rightarrow [x/m\equiv x\cdot \mathfrak {I}(m,n)]\;mod\;n \end{aligned}
(i)
and automatically succeeds with Lemma 2 and the library lemmas (4) and $$\forall x,y,z$$:$$\mathbb {N} y\ne 0\wedge y\mid x\rightarrow (x/y)\cdot y=x$$.
As a consequence of Lemma 25, the quotient q in procedure redc can be expressed in $$R_{n}$$ by $$\mathfrak {I}$$ in particular (if redc is called with the Montgomery Inverse as actual parameter for the formal parameter z), which is stated by lemma
\begin{aligned}&\forall m,n,x\text {:} \mathbb {N} \,\,n\ne 0\wedge gcd(n,m)=1 \nonumber \\&\quad \quad \rightarrow [(x+n\cdot (x\cdot \mathfrak {i}(\mathfrak {I} (n,m),m)\;\,mod\;\,m))/m\equiv x\cdot \mathfrak {I}(m,n)]\;mod\;n. \end{aligned}
(ii)
For obtaining a proof, we command to use Lemma 25 for replacing the left-hand side of the congruence in (26) by $$(x+n\cdot (x\cdot \mathfrak {i}(\mathfrak {I}(n,m),m)$$ mod $$m))\cdot \mathfrak {I}(m,n)$$ causing to complete the proof using Lemma 3 as well as the library lemmas (5), (10), (11), (15) and $$\forall x,y\text {:} \mathbb {N} \text { }y\ne 0\rightarrow y\mid (x+(y-1)\cdot x)$$.
An obvious correctness demand for the method is that each call of redc (under the given requirements) computes some element of the residue class mod n. This is guaranteed by the conditional subtraction of n from the quotient q in the body of procedure redc. However, at most one subtraction of n from q results in the desired property only if $$n+n>q$$ holds, which is formulated by lemma
\begin{aligned} \forall m,n,x\text {:} \mathbb {N} \;m\cdot n>x\rightarrow n+n>(x+n\cdot (x\cdot \mathfrak {i}(\mathfrak {I}(n,m),m)\text { }mod\text { }m))/m. \end{aligned}
(iii)
We prompt the system to use a case analysis upon $$m\cdot (n+n)>x+n\cdot (x\cdot \mathfrak {i}(\mathfrak {I}(n,m),m)$$ mod m) causing to prove the statement in the positive case with the library lemmas (5) and $$\forall x,y,z\text {:} \mathbb {N} \ x\cdot z>y\rightarrow x>y/z$$ and to verify it in the negative case with the synthesized lemma (16) and the library lemmas (5), (21) and $$\forall x,y,u,v\text {:} \mathbb {N} \ x>y\wedge u\ge v\rightarrow x+u>y+v$$.
Now the mod n property of procedure redc can be verified by proving lemma
\begin{aligned}&\forall m,n,x\text {:} \mathbb {N} \;m>n\wedge n\cdot m>x\wedge gcd(n,m)=1\rightarrow \nonumber \\&\quad redc (x,\mathfrak {i}(\mathfrak {I}(n,m),m),m,n)=( redc (x,\mathfrak {i}(\mathfrak {I}(n,m),m),m,n)\;\;mod\;\,n) . \end{aligned}
(iv)
We let the system unfold the call of procedure mod in (28) causing to use the synthesized lemma (16) for computing the simplified proof obligation
Then we command to unfold the call of procedure redc which simplifies to
Finally we let the system use library lemma $$\forall x,y,z\text {:} \mathbb {N}$$ $$x>y\wedge y\ge z\rightarrow x-z>y-z$$ resulting in proof obligation
which simplifies to
by Lemma 27 and to $$true$$ in turn using the plus-minus cancellation.
Now all lemmas for proving the key lemma (23) are available: We demand to use Lemma 28 for replacing the left-hand side of the equation in (23) by $$( redc (x,\mathfrak {i} (\mathfrak {I}(n,m),m),m,n)$$ mod n) and to apply lemma (26) for replacing the right-hand side by $$((x+n\cdot (x\cdot \mathfrak {i}(\mathfrak {I}(n,m),m)\text { }mod\text { }m))/m$$ mod n) resulting in the simplified proof obligation
Then we unfold the call of procedure redc causing the system to prove (v) with library lemma (5).
Having proved the key lemma (23), the proof of Theorem 2
(where $$M=((m\cdot m)$$ mod n) and $$I=\mathfrak {i}(\mathfrak {I}(n,m),m)$$) is easily obtained by support of a further lemma, viz.
\begin{aligned}&\forall m,n,a,j\text {:} \mathbb {N} \;\,m>n>a\wedge gcd(n,m)=1\rightarrow \nonumber \\&\quad (m\cdot a^{j}\,\,mod\;\,n)= redc ^{*}( redc (a\cdot M,I,m,n),I,m,n,j) . \end{aligned}
(v)
When called to use Peano induction upon j for proving (29), proves the base case and rewrites the step case with the induction hypothesis to
Then we command to replace both calls of redc with the key lemma (23) causing to succeed with the lemmas (2), (5), (16) and (24).

Finally the system proves (Thm 2) using lemmas (2), (5), (16), (29) and library lemma $$\forall x,y,z\text {:} \mathbb {N}$$ $$x\ne 0\wedge y>z\rightarrow x\cdot y>z$$ after being prompted to use (Thm 1.3) for replacing the right-hand side of the equation in (Thm 2).

## 5 Discussion and Conclusion

We presented machine assisted proofs verifying an efficient implementation of Montgomery Multiplication, where we developed the proofs ourselves as we are not aware of respective proofs published elsewhere. Our work also uncovered a serious fault in a published algorithm for computing multiplicative inverses based on Newton-Raphson Iteration , which could have dangerous consequences (particularly when used in cryptographic applications) if remained undetected.

Figure 7 displays the effort for obtaining the proofs (including all procedures and lemmas which had been imported from our arithmetic proof library). Column Proc. counts the number of user defined procedures (the recursively defined ones given in parentheses), Lem. is the number of user defined lemmas (the number of synthesized lemmas given in parentheses), and Rules counts the total number of HPL-proof rule applications, separated into user invoked (User) and system initiated (System) ones (with the number of uses of Induction given in parentheses). Column % gives the automation degree, i.e. the ratio between System and Rules, Steps lists the number of first-order proof steps performed by the Symbolic Evaluator and Time displays the runtime of the Symbolic Evaluator.8

The first two rows show the effort for proving Lemmas 9 and 20 as illustrated in Sect. 3. As it can be observed from the numbers, verifying the computation of multiplicative inverses by Newton-Raphson Iteration is much more challenging for the system and for the user than the method based on Bézout’s Lemma. Row Theorems 1 and 2 below displays the effort for proving Theorems 1 and 2 as illustrated in Sect. 4 (with the effort for the proofs of Lemmas 9 and 20 included). Fig. 7. Proof statistics

The numbers in Fig. 7 almost coincide with the statistics obtained for other case studies in Number Theory performed with the system (see e.g.  and also  for more examples), viz. an automation degree of $${\sim }85\%$$ and a success rate of $${\sim }95\%$$ for the induction heuristic. All termination proofs (hence all required induction axioms in turn) had been obtained without user support, where 6 of the 12 recursively defined procedures, viz. $$\mathsf {mod}$$, $$\mathsf {/}$$, $$\mathsf {gcd}$$, $$\mathsf {log} _{2}$$, $$\mathsf {euclid}$$ and $$\mathfrak {I}_{N^{\prime }}$$, do not terminate by structural recursion.9 While an automation degree up to $$100\%$$ can be achieved in mathematically simple domains, e.g. when sorting lists [7, 9], values of $$85\%$$ and below are not that satisfying when concerned with automated reasoning. The cause is that quite often elaborate ideas for developing a proof are needed in Number Theory which are beyond the ability of the system’s heuristics guiding the proof search.10 We also are not aware of other reasoning systems offering more machine support for obtaining proofs in this difficult domain.

From the user’s perspective, this case study necessitated more work than expected, and it was a novel experience for us to spend some effort for verifying a very small and non-recursively defined procedure. The reason is that correctness of procedure $$\mathsf {redc}$$ depends on some non-obvious and tricky number theoretic principles which made it difficult to spot the required lemmas. In fact, almost all effort was spend for the invention of the auxiliary lemmas in Sect. 4 and of Lemma 12 in Sect. 3.1. Once the “right” lemma for verifying a given proof obligation eventually was found, its proof turned out to be a routine task. The proof of Lemma 17 is an exception as it required some thoughts to create it and some effort as well to lead the system (thus spoiling the proof statistics). Proof development was significantly supported by the system’s Disprover  which (besides detecting the fault in Algorithm 2$$^{\mathcal {\prime }}$$) often helped not to waste time with trying to prove a false conjecture, where the computed counterexamples provided useful hints how to debug a lemma draft.

## Footnotes

1. 1.

Exponentiation is defined here with $$0^{0}=1$$ so that $$redc ( redc ^{*}( redc (0\cdot M,I,m,n),I,$$ $$m,n,0),I,m,n)=1$$ mod n holds in particular.

2. 2.

An acronym for “A Verifier for Functional Programs”.

3. 3.

If $$x,y,z\in \mathbb {Z}$$ and $$n\in \mathbb {N}$$, then $$n{\mid } z$$ abbreviates z $$mod~n=0$$, where z $$mod~n=-(|z|$$ mod n) if $$z<0$$, and $$[x\equiv y]$$ mod n stands for $$n{\mid } x-y$$. $$x~mod~n=y$$ mod n is sufficient for $$[x\equiv y]$$ mod n but only necessary, if x and y have same polarity.

4. 4.

At least one of $$z{\mid }(x-y)$$ or $$z{\mid }(y-x)$$ holds trivially because subtraction is defined such that $$a-b=0$$ iff $$a\le b$$.

5. 5.

Synthesized lemmas are a spin-off of the system’s termination analysis.

6. 6.

The Disprover is based on two heuristically controlled disproving calculi, and its implementation provides four selectable execution modes (Fast Search, Extended Search, Simple Terms and Structure Expansion). For difficult problems, the user may support the search for counter examples by presetting some of the universally quantified variables with general terms or concrete values.

7. 7.

Personal communication with Jean-Guillaume Dumas.

8. 8.

Time refers to running 3.5 under Windows 7 Enterprise with an INTEL Core i7-2640M 2.80 GHz CPU using Java 1.8.0_45.

9. 9.

Procedure $$\mathsf {2}^{{\texttt {?}} }\mathsf {(\ldots )}$$ is not user defined, but synthesized as the domain procedure  of the incompletely defined procedure $$\mathsf {log}_{2}$$.

10. 10.

Examples are the use of the quotient-remainder theorem for proving (i) in Sect. 3.1 and (iii) in Sect. 3.2 which are the essential proof steps there although more complex proof obligations result.

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