GeoMEast 2017: Soil Testing, Soil Stability and Ground Improvement pp 162-176 | Cite as
Effect of Variability of Soil Parameters in the Behavior of Shallow Foundations
Abstract
This work is divided into two folds. The first stage was to carry out a statistical study of geotechnical soil parameters obtained for a housing project. This comprised analysis of the mean, standard deviation, coefficient of variance, histograms, cumulative densities and normal distribution laws. In addition correlation using linear regression analysis was carried out between pairs of soil parameters obtained from laboratory tests. Then autocorrelation functions were developed for pressuremeter modulus.
The second stage was to develop a probabilistic approach to design shallow foundations. This assumed that strengths parameters such as cohesion and angle of shearing strength are variable. The results were compared to traditional techniques based on Terzaghi methods such as DIN and DTU and also to semi probabilistic approach such as Eurocode.
Keywords
Statistical analysis Correlation Laboratory tests In situ test Foundation analysis Probabilistic approach1 Introduction
The design of civil engineering structures requires a good knowledge of the subgrade. The first stage of a project is a geotechnical investigation as it allows the engineer to select representative values of soil characteristics necessary for the design. However, it is impossible to define in any point of a site the soil properties because the determination of representative parameter values is generally carried out on the basis of a few samples taken almost at random and in situ tests executed following a more or less wide mesh.
This is why the development of methods of statistical analysis and probability for the characterization of physical and mechanical properties of soils should solve the problem of variability of soil parameters. Then the use of these statistical methods in the probabilistic foundation design might be more advantageous compared to traditional methods used at present.
2 Site Presentation
The project is located in a mountainous region (Medea) in Algeria and includes the completion of 500 and 200 housing units as part of a 2000 housing program. The investigation in situ comprised the completion of 11 boreholes of 15 ml, 6 boreholes of 20 ml, 5 pressuremeter tests of 10 ml, 60 dynamic penetration tests and 2 piezometers 20 ml each deep.
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Layer 1: silty clay with a thickness of about 4 m
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Layer 2: gray marl
3 Statistical Analysis of Geotechnical Parameters
Data analysis will focus on the results of laboratory and in situ tests for model one layer (Site) and model two layers (clay and marl). The results compare values of the min, max, average, standard deviation and coefficient of variance (CV) for the 2 models.
Several geotechnical parameters were analyzed such as the density, water content, degree of saturation, grading analysis, Atterberg limits, compressibility parameters, compression index, swelling coefficient, cohesion and angle of friction. As well as the results of pressuremeter tests.
Summary of models Atterberg limits single layer, two layers
| Paramètres | Model | Nbre sampl retained | Min values | Max values | Average values | Stand déviation | CV (%) |
|---|---|---|---|---|---|---|---|
| WL (%) | Site | 36 | 45 | 59 | 54,24 | 4,13 | 7,62 |
| Clay | 26 | 46 | 59 | 54,08 | 4,21 | 7,79 | |
| Marl | 10 | 45 | 59 | 54,10 | 4,18 | 7,72 | |
| IP (%) | Site | 36 | 22 | 29 | 27,00 | 2,09 | 7,76 |
| Clay | 26 | 23 | 29 | 26,96 | 2,16 | 8,02 | |
| Marl | 10 | 22 | 29 | 25.50 | 2,11 | 8.27 |
4 Analysis of Variability
Distribution de Ip with depth for model 1(a) and model 2(b and c)
Histograms of Ip
Cumulative distribution of Ip
5 Correlations and Lineair Regressions
Relations between water content and Atterberg limits
6 Spatial Auto-correlation
Analysis of spatial variability of physical and mechanical properties of the site was performed for the pressuremeter survey. The analysis was carried out in the vertical direction as it contained enough regularly spaced data. The purpose of this analysis is to determine the auto-correlation function which describes the representation given in the vertical direction and also to determine the remote auto correlation (or fluctuation scale) which determines the degree of dispersion of data.
Where n is the number of measurements of the soil property and τ is the shift of the data set.\( {\bar{\text{y}}}_{\text{i}} \,{\text{and }}\,{\bar{\text{y}}}_{{{\text{i}} +\uptau}} \) are values of the measured trends at \( {\text{x}}_{\text{i}} \,{\text{and}}\;{\text{x}}_{{{\text{i}} +\uptau}} \) respectively.
Among the auto-correlation function models, exponential functions of the following form: \( C.e^{{ - \frac{\left| \tau \right|}{a}}} \) can be used (Imanzadeh [3]):
\( \uptau \) represents the distance between two points of the ground where it is desired to determine the correlation and \( {\text{a}} \) is the auto correlation distance.
Where \( \delta_{v} \) is the vertical fluctuation scale and \( \bar{d} \) is the average value of distances limited by the intersections of the trend function with the function ξ(z) of soil property.
6.1 Drift Average Values (Linear Regression)
Spatial variability of pressuremeter module (EM)
6.2 Functions and Auto-correlation Distances
Autocorrelation diagrams and EM autocorrelation functions in clay and marl
Capacity-Solicitation model
For each auto-correlation diagram, an exponential function of the form, \( y = C.e^{{ - \frac{\left| x \right|}{a}}} \), has been adjusted on the first three or four values of the coefficient of auto-correlation, distance of auto correlation and fluctuation scale θ = 2a.
Autocorrelation function, fluctuation scale θ wide field and the coefficient of determination R2 in clay and marl and the whole site
| Paraméter | Nature of soil | Auto-corrélation function \( \rho \left( \tau \right) \) | Auto-corrélation distance a | Fluctuation scale \( \theta \) | R2 |
|---|---|---|---|---|---|
| EM | Clay | y = 3,747e−1,32x | 0.266 | 0.52 | 1 |
| Marl | y = 3,383e−1,21x | 0.295 | 0.59 | 1 | |
| Site | y = 5,188e−1,38x | 0.72 m | 1.44 m | 0,903 |
The auto-correlation function in the vertical direction of EM was determined for clay and marl. The best results were obtained with the exponential function (Figs. 9 and 10) for which the value of R2 is the highest.
The R2 value obtained was found greater than 0.903, and the vertical autocorrelation distance was found around 0.52 m in clay and 0.59 m in the marl. This means that the pressuremeter modulus vary in the clay layer in an identical manner to the marl.
The vertical distance of autocorrelation obtained for EM varies between 0.5 and 1.44. This indicates that these values are not dispersed.
7 Fondation Calculation
A probabilistic approach enables the study of the risk of failure by taking into account the variability of geotechnical parameters and also the variability of the pressure acting on the foundations. In what follows, traditional calculation results (Terzaghi, DTU, DIN) and Eurocode will be compared to probabilistic results, considering a normal distribution law.
7.1 Calculation of Bearing Capacity from Laboratory Tests
With:
\( q_{l} \) and q: bearing capacity and vertical lateral pressure respectively
\( \gamma_{1} ,\gamma_{2} \): Volumetric weight of the soil under the base of the foundation and laterally respectively
c: Cohesion of soil under the base of the foundation
B and D: Width of the foundation and ancrage depth of the foundation, respectively
\( N_{\gamma } \left( \varphi \right) \),\( N_{c} \left( \varphi \right) \) and \( N_{q} \left( \varphi \right): \) Bearing Factors of the foundation
Bearing capacity factors
| Concept | Bearing factors | ||
| \( N_{\gamma } \) | \( N_{c} \) | \( N_{q} \) | |
| Conventionnel French (DTU13.12) | \( \text{1,85}\left( {Nq\text{ - 1}} \right){tan\varphi } \) | \( \left( {N_{q} - \text{1}} \right){cot\varphi } \) | \( e^{{\varvec{\pi}\,{\mathbf{tan}}\varvec{\varphi }}} \cdot \text{tan}^{\text{2}} \left( {\frac{\uppi}{\text{4}}\text{ + }\frac{{\varphi }}{\text{2}}} \right) \) |
| Conventionnel German | \( \text{2}\left( {Nq - \text{1}} \right)\text{tan}\varphi \) | ||
| Eurocode 7-1 | \( \text{2}\left( {Nq - \text{1}} \right){tan\varphi } \) | ||
7.2 Allowable Bearing Capacity of a Foundation (According to Terzaghi)
7.3 French Conventional Concept (DTU13.12)
\( q_{r{\acute{e}}el} \), \( q_{ad} \): real stress applied to the foundation and allowable pressure respectively
7.4 Conventional German Concept DIN 1054
A: area of the foundation and Fs: global safety factor
\( V_{b} \) and V: Limit load and external load applied on the foundation
7.5 Eurocode 7.1 (Semi-probabilistic Calculation for Safety)
With, \( c_{d}^{{\prime }} = \frac{{c_{k}^{{\prime }} }}{{\gamma_{{c^{{\prime }} }} }} \quad ,\;\;\tan \varphi_{d}^{{\prime }} = \frac{{\tan \varphi_{k}^{{\prime }} }}{{\gamma_{{\varphi^{{\prime }} }} }}\quad \quad \gamma_{d} = \gamma_{k} \)
The variation of \( \upgamma \) specific weight is very low, for this reason we take \( \upgamma = 1 \).
\( \varvec{\gamma}_{{\varvec{\varphi }^{{\prime }} }} ,\varvec{\gamma}_{{c^{{\prime }} }}{:} \) Partial safety factors applied to φ′ and c′ respectively
Indices \( {\text{k}} \) and \( {\text{d}} \) mean characteristic value and design value respectively
7.6 Probabilistic Method
The few published work on this subject (Mounji et al. [5], Chew et al. [6]) has shown the importance of taking account of soil variability. In this work, the capacity (Q) and solicitation (S) are considered random variables each having a mean and standard deviation.
Bearing capacity \( q_{l} \) , based on random variables φ, c and γ
The coefficient of variation of y will be:
7.7 Calculation Results
7.7.1 Traditional Method
Widths B with Terzaghi method for Fs = 2 and 3
| \( \varphi \)’[°]/c’[kPa] | 13/40 | 15/61 | 15/49 | 14/51 | 15/44 | 15/53 | 16/53 | 14/58 | 15/51 |
|---|---|---|---|---|---|---|---|---|---|
| Fs = 2 | 1,09 | 0,7 | 0,83 | 0,86 | 0,90 | 0,79 | 0,73 | 0,78 | 0,81 |
| Fs = 3 | 1,60 | 1,04 | 1,23 | 1,27 | 1,32 | 1,17 | 1,09 | 1,16 | 1,20 |
7.7.2 DTU, DIN and Eurocode Methods
Widths B for DTU, DIN and Eurocode 7.1 methods
| \( \varphi \)’[°]/c’[kPa] | DIN 1054 | DTU 13.12 | Eurocode 7 | ||
|---|---|---|---|---|---|
| Fs = 2 | Fs = 3 | Fs = 2 | Fs = 3 | ||
| 13/40 | 1,09 | 1,60 | 1,01 | 1,40 | 1,58 |
| 15/49 | 0,83 | 1,23 | 0,79 | 1,11 | 1,21 |
| 15/44 | 0,90 | 1,32 | 0,85 | 1,18 | 1,30 |
| 16/53 | 0,73 | 1,09 | 0,70 | 0,99 | 1,07 |
| 15/51 | 0,81 | 1,20 | 0,77 | 1,09 | 1,18 |
The results show that the widths obtained from DIN approach are slightly higher than those of the DTU. However the results of Eurocode are much closer to the results of DIN for \( {\text{FS}} = 3 \).
7.7.3 Probabilistic Method
Mechanical properties of the soil
| µ | s | V | s2 | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| φ’ | (°) | 13 | 15 | 15 | 14 | 15 | 15 | 16 | 14 | 15 | 15 | 0,87 | 0,06 | 0,75 |
| γ1 | kN.m-3 | 20,9 | 20,9 | 20,6 | 20,8 | 20,6 | 20,1 | 20,6 | 20,5 | 20,0 | 20,6 | 0,32 | 0,02 | 0,10 |
| c’ | kN.m-2 | 40 | 61 | 49 | 51 | 44 | 53 | 53 | 58 | 51 | 51,1 | 6,43 | 0,13 | 41,36 |
It is considered that the solicitation (S) and the capacity (Q) are random and follow a normal probability law and thus the safety margin (Z = Q–S) also follows a normal distribution.
Probability of a value being smaller than z for a standard normal distribution
| Bearing capacity | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| B = 0,5 m | B = 0,75 m | B = 1 m | B = 1, 5 m | |||||||||||||
| ql | Ql | Z | F(z) | ql | Ql | Z | F(z) | ql | Ql | Z | F(z) | ql | Ql | Z | F(z) | |
| 200 | 100 | −2,08 | 0,05 | 200 | 150 | −2,07 | 0,05 | 200 | 200 | −2,06 | 0,05 | 200 | 300 | −2,05 | 0,05 | |
| 300 | 150 | −1,57 | 0,12 | 300 | 225 | −1,57 | 0,12 | 300 | 300 | −1,57 | 0,12 | 300 | 450 | −1,56 | 0,12 | |
| 400 | 200 | −1,06 | 0,23 | 400 | 300 | −1,06 | 0,23 | 400 | 400 | −1,07 | 0,23 | 400 | 600 | −1,08 | 0,22 | |
| 500 | 250 | −0,55 | 0,34 | 500 | 375 | −0,56 | 0,34 | 500 | 500 | −0,57 | 0,34 | 500 | 750 | −0,60 | 0,33 | |
| 538,96 | 269,48 | −0,35 | 0,38 | 544,11 | 408,08 | −0,34 | 0,38 | 549,25 | 549,25 | −0,33 | 0,38 | 559,55 | 839,32 | −0,31 | 0,38 | |
| 600 | 300 | −0,04 | 0,40 | 600 | 450 | −0,06 | 0,40 | 600 | 600 | −0,08 | 0,40 | 600 | 900 | −0,12 | 0,40 | |
| 659,10 | 329,55 | 0,26 | 0,39 | 665,92 | 499,44 | 0,27 | 0,38 | 672,74 | 672,74 | 0,28 | 0,38 | 686,39 | 1029,59 | 0,30 | 0,38 | |
| 690,12 | 345,06 | 0,42 | 0,37 | 696,08 | 522,06 | 0,42 | 0,36 | 702,03 | 702,03 | 0,43 | 0,36 | 713,94 | 1070,91 | 0,43 | 0,36 | |
| 714,00 | 357 | 0,54 | 0,34 | 720,82 | 540,61 | 0,55 | 0,34 | 727,64 | 727,64 | 0,55 | 0,34 | 741,29 | 1111,94 | 0,56 | 0,34 | |
| 730,83 | 365,42 | 0,63 | 0,33 | 737,46 | 553,09 | 0,63 | 0,33 | 744,08 | 744,08 | 0,63 | 0,33 | 757,33 | 1136,00 | 0,64 | 0,33 | |
| 753,90 | 376,95 | 0,75 | 0,30 | 760,57 | 570,43 | 0,75 | 0,30 | 767,24 | 767,24 | 0,75 | 0,30 | 780,57 | 1170,86 | 0,75 | 0,30 | |
| 760,39 | 380,19 | 0,78 | 0,29 | 766,25 | 574,69 | 0,78 | 0,30 | 772,12 | 772,12 | 0,77 | 0,30 | 783,86 | 1175,79 | 0,77 | 0,30 | |
| 810,96 | 405,48 | 1,04 | 0,23 | 818,84 | 614,13 | 1,04 | 0,23 | 826,72 | 826,72 | 1,04 | 0,23 | 842,48 | 1263,71 | 1,05 | 0,23 | |
| 848,32 | 424,16 | 1,23 | 0,19 | 855,24 | 641,43 | 1,22 | 0,19 | 862,16 | 862,16 | 1,22 | 0,19 | 876,01 | 1314,02 | 1,21 | 0,19 | |
| µ | 607,61 | 303,81 | 0,00 | 611,81 | 458,85 | 0,00 | 616,00 | 616,00 | 0,00 | 624,39 | 936,58 | 0,00 | ||||
| s | 196,16 | 98,08 | 1,00 | 198,98 | 149,23 | 1,00 | 201,81 | 201,81 | 1,00 | 207,52 | 311,29 | 1,00 | ||||
Calculation \( of\,\mu_{q } \) et de \( s_{q} \) for différent B
| Sol | Clay | |||
|---|---|---|---|---|
| B = 0,5 m | B = 0,75 m | B = 1 m | B = 1,5 m | |
| \( c\,Nc \) | 658,6 | 658,6 | 658,6 | 658,6 |
| \( \gamma \,t\,Nq \) | 91,4 | 91,4 | 91,4 | 91,4 |
| \( \gamma \,B/2\,N\gamma \) | 15,0 | 22,5 | 30,0 | 45,0 |
| \( q_{l} \) | 765,1 | 772,6 | 780,1 | 795,1 |
| \( 1/2\; c\;d^{2} \,Nc/d\varphi^{2} \;\;s_{\varphi }^{2} \) | 3 867,8 | 3 867,8 | 3 867,8 | 3 867,8 |
| \( 1/2 \,\gamma \,t\;d^{2} \,Nq/ d\varphi^{2} \;s_{\varphi }^{2} \) | 1 216,5 | 1 216,5 | 1 216,5 | 1 216,5 |
| \( 1/2 \gamma \;B/2 d^{2} \,N\gamma / d\varphi^{2} \;s_{\varphi }^{2} \) | 561,9 | 842,9 | 1 123,9 | 1 685,8 |
| Somme | 5 646,3 | 5 927,2 | 6 208,2 | 6 770,1 |
| moyenne \( \mu_{q} \) (kPa) | 6 411,3 | 6 699,8 | 6 988,3 | 7 565,2 |
| \( c\,\;dN\,c/d\varphi \) | 2 294,4 | 2 294,4 | 2 294,4 | 2 294,4 |
| \( \gamma \,t\,dNq/d\varphi \) | 530,9 | 530,9 | 530,9 | 530,9 |
| \( \gamma \,B/2\,dN\gamma /d\varphi \) | 131,2 | 196,8 | 262,3 | 393,5 |
| Somme | 2 956,5 | 3 022,1 | 3 087,7 | 3 218,8 |
| (..somme..)2 \( s_{\varphi }^{2} \) | 6555589,07 | 6849668,34 | 7150199,79 | 7770619,2 |
| \( Nc^{2} \;\;s_{c}^{2} \) | 6867,97 | 6867,97 | 6867,97 | 6867,97 |
| \( \left( { t\;Nq + B/2\,N\gamma } \right)^{2} s_{\gamma }^{2} \) | 2,67 | 3,056 | 3,47 | 4,38 |
| \( s_{q}^{2} \) | 6562459,70 | 6856539,37 | 7157071,23 | 7777491,55 |
| Ecart type \( \varvec{s}_{\varvec{q}} \) | 2561,73 | 2618,5 | 2675,27 | 2788,81 |
| variance \( V_{q} \) | 0,4 | 0,39 | 0,38 | 0,37 |
Risk of failure for constant loads
| Widths B (m) | 0,5 | 0,75 | 1,0 | 1,5 |
|---|---|---|---|---|
| Risk of failure (%) | 59,3 | 29,8 | 18,2 | 10,1 |
Risk of failure for B = 1 m
Second case: We assume that the stress (S) and the capacity (Q) are random with a normal distribution, the load to be transmitted to the ground is characterized by the following values.
Risk of failure for variable loads and capacities
| Widths B (m) | 0,5 | 0,75 | 1,0 | 1,5 |
|---|---|---|---|---|
| Probability de failure (%) | 1,4 | 0,9 | 0,7 | 0,5 |
Diagram of normal distribution of capacity and solicitation for B = 1 m
The results show that the risk of failure in the case of a variable load is negligible for widths ranging between 0.5 to 1.5 m. However in the case of a constant load, probability of failure varies from 60 (%) in the case of a 0.5 m width of foundation to 10 (%) in the case of a width of 1.5 m. In general for widths larger than 1 m the probability of failure is less than 20 (%). With traditional methods (Terzaghi, DIN and DTU) to obtain B values between 1 and 1.5 m, an Fs equal to 3 is required.
8 General Conclusions
The geotechnical investigation showed that the soil is composed of two essential layers namely a clay layer with thickness of 4 m followed by a layer of marl. In order to compare the results we decompose the soil in 2 models. The first model is the whole site as one layer (site) and the 2nd is a two-layer soil (clay and marl).
The results of the geotechnical parameters were presented in the form of histograms, cumulative distributions and normal laws. Regression equations were established between pairs of parameters and gave results comparable to those in the literature.
We presented an analysis of the spatial variability of the pressuremeter modulus EM. We found that if we assume that EM is an exponential function, the autocorrelation distance is approximately 0.5 m indicating that EM values are not dispersed.
Foundation calculations were carried out by traditional probabilistic methods. We showed that in the probabilistic approach bearing capacity is a random parameter because it is based on parameters c and φ which are themselves random. Compared to traditional methods the probabilistic approach is a powerful calculation tool but requires to be utilized among practitioners.
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