Theory of Exchange-Correlation Effects in the Electronic Single- and Two-Particle Excitations of Covalent Crystals
Abstract
We summarize recent investigations on the importance of many-body effects for the single-particle excitation spectrum, the optical response and the impurity screening in covalent crystals which we have performed. Key tools in these investigations are the Green’s function formalism and a local one-electron basis which facilitates an explicit solution of the coupled Dyson equations for the one- and two-particle Green’s functions. We discuss a first-principle calculation of the single-particle excitations in diamond which rests on an energy-dependent nonlocal self-energy operator obtained by replacing the Coulomb potential in the exchange operator by a dynamically screened interaction. To be consistent with a variety of experiments on two-particle excitations, i.e. the optical absorption (studied in detail for diamond and silicon), the dielectric matrix of the medium was taken within the time-dependent screened Hartree-Fock approximation (TDSHF), thereby including both local-field and electron-hole (excitonic) effects. Previous calculations along similar lines have been restricted either to a RPA frequency-independent dielectric function or to a plasmon-pole approximation. For the first time the role of a realistic frequency and wave-vector dependent dielectric matrix was investigated and the relative importance of the electron-hole excitations and of the plasma resonance across the range of the valence and conduction bands was examined. Electron-hole mediated dynamical correlation effects entirely determine the quasi-particle renormalization near the energy gap. On the other hand, the plasma-resonance does not contribute appreciably in the energy range about the band-gap while it contributes significantly to the valence band-width. Our values for the band-gap and the valence bandwidth are in good agreement with reflectivity and photoemission experiments (XPS). Implications for the local density and the energy-independent correlation approximations are discussed. In addition, our method, by utilizing an energy-dependent self-energy, has also enabled us to calculate quasi-particle damping times (specifically, intra-band Auger decay rates) that are consistent with photoemission spectra.
Finally, our detailed studies of both substitutional and interstitial impurity screening in diamond and silicon demonstrate again the necessity of including local-field and excitonic manybody effects. From these effects significant corrections to binding energies of impurities are to be expected.
Keywords
Dielectric Function Impurity Position Covalent Crystal Induce Charge Density Valence Band WidthPreview
Unable to display preview. Download preview PDF.
References
- [1]D. Pines, in Elementary Excitations in Solids ( Benjamin, New York, 1963 ).Google Scholar
- [2]A. L. Fetter and J. D. Walecka, in Quantum Theory of Many-Particle Systems ( McGraw-Hill, New York, 1971 ).Google Scholar
- [3]W. Hanke and L. J. Sham, Phys. Rev. Lett. 33, 582 (1974); Phys. Rev. B12, 4501 (1975).ADSCrossRefGoogle Scholar
- [4]W. Hanke and L. J. Sham, Phys. Rev. Lett. 43, 387 (1979); Phys. Rev. B21, 4656 (1980).ADSCrossRefGoogle Scholar
- [5]W. Hanke, in Festkörperprobleme, edited by J. Treusch, (Vieweg, Wiesbaden, 1979), V. 19, p.43; Adv. Phys. 27, 287 (1978).Google Scholar
- [6]M. L. Cohen and V. Heine, in Solid State Physics, edited by H. Ehrenreich, F. Seitz and D. Turnbull (Academic, New York (1970), V.24, p.1.Google Scholar
- [7]W. Kohn and L. J. Sham, Phys. Rev. 140, A1133 (1965).MathSciNetADSCrossRefGoogle Scholar
- [8]L. Hedin and B. I. Lundqvist, J. Phys. C4, 2064 (1971); O. Gunnarson and B. I. Lundqvist, Phys. Rev. B13, 4274 (1976); O. Gunnarson, M. Jonson and B.I. Lundqvist, Phys. Rev. B20, 3136 (1979).ADSGoogle Scholar
- [9]L. Hedin and S. Lundqvist, in Solid State Physics, edited by H. Ehrenreich, F. Seitz and D. Turnbull (Academic, New York, 1969), v.23, p.1Google Scholar
- [10]L. J. Sham and W. Kohn, Phys. Rev. 145, 561 (1966).ADSCrossRefGoogle Scholar
- [11]B. I. Lundqvist, Phys. Konden. Materie 6, 193 (1967).ADSCrossRefGoogle Scholar
- [12]M. Rasolt and S. H. Vosko, Phys. Rev. B10, 4195 (1974).ADSCrossRefGoogle Scholar
- [13]A. B. Kunz, Phys. Rev. B6, 606 (1972).ADSCrossRefGoogle Scholar
- [14]J. Hermanson, Phys. Rev. B6, 2427 (1972).ADSCrossRefGoogle Scholar
- [15]A. Mauger and M. Lannoo, Phys. Rev. B15, 2324 (1977).ADSGoogle Scholar
- [16]A. Zunger and A. J. Freeman, Phys. Rev. B15, 5049 (1977).ADSCrossRefGoogle Scholar
- [17]R. A. Roberts and W. C. Walker, Phys. Rev. 161, 730 (1967).ADSCrossRefGoogle Scholar
- [18]F. R. McFeely, S. P. Kowalczyk, L. Ley, R. G. Cavell, R. A. Pollak and D. A. Shirley, Phys. Rev. B9, 5268 (1974).ADSCrossRefGoogle Scholar
- [19]D. R. Hamann, Phys. Rev. Lett. 42, 662 (1979).ADSCrossRefGoogle Scholar
- [20]A. Daunois and D. E. Aspnes, Phys. Rev. B18, 1824 (1978).ADSCrossRefGoogle Scholar
- [21]L. Ley, S. Kowalczyk, R. Pollak, D. A. Shirley, Phys. Rev. Lett 29, 1088 (1972).ADSCrossRefGoogle Scholar
- [22]J. C. Slater and G. F. Koster, Phys. Rev. 94, 1498 (1954).ADSMATHCrossRefGoogle Scholar
- [23]A. Manger and M. Lannoo, Phys. Rev. B15, 2324 (1977).ADSGoogle Scholar
- [24]F. Bassani, G. Iadonisi and B. Preziosi, Rep. Progr. Phys. 37, 1099 (1974).ADSCrossRefGoogle Scholar
- [25]S.T. Pantelides, Rev. Mod. Phys. 50, 797 (1978).ADSCrossRefGoogle Scholar
- [25]S.T. Pantelides, Rev. Mod. Phys. 50, 797 (1978).ADSCrossRefGoogle Scholar
- [27]P. Nozières, in Theory of Interacting Fermi Systems ( Benjamin, New York, 1964 ).MATHGoogle Scholar
- [28]H. Ehrenreich and M. H. Cohen, Phys. Rev. 115, 786 (1959).MathSciNetADSMATHCrossRefGoogle Scholar
- [29]H. Fröhlich, in Theory of Dielectrics (Oxford Univ. Press, Oxford, 1949 )Google Scholar
- [30]V. Ambegaokar and W. Kohn, Phys. Rev. 117, 423 (1960).MathSciNetADSMATHCrossRefGoogle Scholar
- [31]L. J. Sham and T. M. Rice, Phys. Rev. 144, 708 (1966).ADSCrossRefGoogle Scholar
- [32]G. G. Hall, Philos. Mag. 43, 338 (1952).MATHGoogle Scholar
- [33]L. Pauling, J. Am. Chem. Soc. 53, 1367 (1931).CrossRefGoogle Scholar
- [34]J. L. Whitten, J. Chem. Phys. 44, 359 (1966).ADSCrossRefGoogle Scholar
- [35]R. N. Euwema, D. L. Wilhite and G. J. Surratt, Phys. Rev. B7, 818 (1973).ADSGoogle Scholar
- [36]I. Shavitt, in Methods in Computational Physics, edited by B. Adler, S. Feshbach and M. Rotenberg (Academic, New York, 1963) p.1.Google Scholar
- [37]S. L. Adler, Phys. Rev. 126, 413 (1962).MathSciNetADSMATHCrossRefGoogle Scholar
- [38]N. Wiser, Phys. Rev. 129, 62 (1963).ADSMATHCrossRefGoogle Scholar
- [39]
- [40]L. J. Sham, in Dynamical Properties of Solids, edited by G. K. Horton and A. A. Maradudin (North-Holland, Amsterdam, 1974) vol.1, chap. 5.Google Scholar
- [41]G. S. Painter, D. E. Ellis and A. R. Lubinsky, Phys. Rev. B4, 3610 (1971).ADSCrossRefGoogle Scholar
- [42]J. C. Slater and G. F. Koster, Phys. Rev. 94, 1498 (1954).ADSMATHCrossRefGoogle Scholar
- [43]N.V. Cohan, D. Pugh and R.H. Tredgold, Proc. Phys. Soc. London 82,-65 (1963).ADSMATHCrossRefGoogle Scholar
- [44]R. C. Chaney, C. C. Lin, E. E. Lafon, Phys. Rev. B3, 459 (1971).ADSCrossRefGoogle Scholar
- [45]P. W. Anderson, Phys. Rev. Lett. 21, 13 (1968).ADSCrossRefGoogle Scholar
- [46]G. Srinivasan, Phys. Rev. 178, 1244 (1969).ADSCrossRefGoogle Scholar
- [47]D. R. Penn, Phys. Rev. 128, 2093 (1962).ADSMATHCrossRefGoogle Scholar
- [48]M. Kastner, Phys. Rev. B7, 5237 (1973).ADSCrossRefGoogle Scholar
- [49]O. Jepsen and O. K. Andersen, Solid State Commun. 9, 1763 (1971)ADSCrossRefGoogle Scholar
- [50]G. Lehmann and M. Tant, Phys. Stat. Sol. (b) 54, 469 (1972).ADSCrossRefGoogle Scholar
- [51]J. A. Van Vechten and R. M. Martin, Phys. Rev. Lett. 28, 446 (1972).ADSCrossRefGoogle Scholar
- [52]R. F. Egerton and M. J. Whelan, Philos. Mag. 30, 739 (1974).ADSCrossRefGoogle Scholar
- [53]A. Bansil, Solid State Commun. 16, 884 (1975).ADSCrossRefGoogle Scholar
- [54]B. Ortenburger and W. E. Rudge, IBM research reports (unpublished).Google Scholar
- [55]J. R. Chelikowsky and M. L. Cohen, Phys. Rev. B10, 5095 (1974).ADSCrossRefGoogle Scholar
- [56]D. J. Chadi, Phys. Rev. B16, 3572 (1977).ADSCrossRefGoogle Scholar
- [57]E. O. Kane and A. B. Kane, Phys. Rev. B17, 2691 (1978).ADSCrossRefGoogle Scholar
- [58]P. M. Morse and H. Feshbach, in Methods of Theoretical Physics ( McGraw-Hill, New York, 1953 )MATHGoogle Scholar
- [59]S. G. Louie, J. R. Chelikowsky and M. L. Cohen, Phys. Rev. Lett. 34, 155 (1975).ADSCrossRefGoogle Scholar
- [60]H. R. Philipp, J. Appl. Phys. 43, 2835 (1972).ADSCrossRefGoogle Scholar
- [61]W. A. Harrison, in Electronic Structure and the Properties of Solids ( Freeman, San Francisco, 1980 ).Google Scholar
- [62]H. J. Hinz and H. Raether, Thin Solid Films, 58, 281 (1979).ADSCrossRefGoogle Scholar
- [63]G. Strinati, H. J. Mattausch and W. Hanke, Phys. Rev. Lett. 45, 189 (1980); Phys. Rev. B (to be published).CrossRefGoogle Scholar
- [64]P. Hohenberg and W. Kohn, Phys. Rev. 136, B 846 (1964).MathSciNetADSCrossRefGoogle Scholar
- [65]V. M. Galitskii and A. B. Migdal, Sov. Phys. JEPT 7, 96 (1968).Google Scholar
- [66]J. C. Ward, Phys. Rev. 78, 182 (1950); Y. Takahashi, Nuovo Cimento 6, 371 (1957).ADSMATHCrossRefGoogle Scholar
- [67]T. M. Rice, Ann. Phys. (N.Y.) 31, 100 (1965).ADSCrossRefGoogle Scholar
- [68]A. W. Overhauser, Phys. Rev. B3, 1888 (1971).ADSCrossRefGoogle Scholar
- [69]Y. Toyozawa, Progr. Theor. Phys. 12, 421 (1954).ADSMATHCrossRefGoogle Scholar
- [70]S. T. Pantelides, D. J. Mickish and A. B. Kunz, Phys. Rev. B10, 2602 (1974).ADSCrossRefGoogle Scholar
- [71]D. J. Mickish, A. B. Kunz and T. C. Collins, Phys. Rev. B9, 4461 (1974); A. B. Kunz, D. J. Mickish and T. C. Collins, Phys. Rev. Lett. 31, 756 (1973).ADSCrossRefGoogle Scholar
- [72]W. Brinkman and B. Goodman, Phys. Rev. 149, 597 (1966).ADSCrossRefGoogle Scholar
- [73]N. O. Lipari and W. B. Fowler, Phys. Rev. B2, 3354 (1970).ADSCrossRefGoogle Scholar
- [74]
- [75]M. Bennett and J. C. Inkson, J. Phys. C10, 987 (1977); J. C. Inkson and M. Bennett, J. Phys. C11, 2017 (1978).ADSGoogle Scholar
- [76]A. J. Layser, Phys. Rev. 129, 897 (1963).ADSCrossRefGoogle Scholar
- [77]A. Baldereschi, Phys. Rev. B7, 5212 (1973).ADSCrossRefGoogle Scholar
- [78]F. J. Himpsel, J. F. van der Veen and D. E. Eastman, Phys. Rev. B22, 1967 (1980).MathSciNetADSCrossRefGoogle Scholar
- [79]L. Ley, M. Cardona and R. A. Pollak, in Photoemission in Solids, edited by L. Ley and M. Cardona (Springer, Berlin, 1979) p.11.Google Scholar
- [80]M. Mehta and C. S. Fadley, Phys. Rev. Lett. 39, 1569 (1977).ADSCrossRefGoogle Scholar
- [81]W. C. Walker and J. Osantowski, Phys. Rev. 134, A153 (1964); C. D. Clark, P. J. Dean and P. V. Harris, Proc. Roy. Soc. A277, 312 (1964); P. J. Dean, E. C. Lightowlers and D. R. Wight, Phys. Rev. 140, A352 (1965).ADSCrossRefGoogle Scholar
- [82]J. A. Alonso and M. P. Iniguez, Solid State Commun. 33, 59 (1980).ADSCrossRefGoogle Scholar
- [83]F. J. Himpsel, J. A. Knapp, J. A. Van Vechten and D. E. Eastman, Phys. Rev. B20, 624 (1979).ADSCrossRefGoogle Scholar
- [84]S. T. Pantelides, Phys. Rev. B11, 2391 (1975).ADSCrossRefGoogle Scholar
- [85]G. A. Baraff and M. Schlüter, Phys. Rev. Lett. 41, 892 (1978).ADSCrossRefGoogle Scholar
- [86]J. Bernhole, N. O. Lipari and S. T. Pantelides, Phys. Rev. Lett. 41, 895 (1978).ADSCrossRefGoogle Scholar
- [87]R. Resta, Pyys. Rev. B16, 2717 (1977).ADSCrossRefGoogle Scholar
- [88]F. Cornoiti and R. Resta, Phys. Rev. B17, 3239 (1978).ADSCrossRefGoogle Scholar
- [89]M. Lannoo and G. Alian, Solid State Commun. 33, 293 (1980).ADSCrossRefGoogle Scholar
- [90]H. Nara, J. Phys. Soc. Japan, 20, 778 (1965).CrossRefGoogle Scholar
- [91]J. P. Walter and M. L. Cohen, Phys. Rev. B2, 1821 (1970).ADSGoogle Scholar
- [92]R. Car and S. Selloni, Phys. Rev. Lett. 42, 1365 (1979).ADSCrossRefGoogle Scholar
- [93]S. Go, H. Bilz and M. Cardona, Phys. Rev. Lett. 34, 580 (1975)ADSCrossRefGoogle Scholar
- [94]J. C. Phillips, Phys. Rev. 166, 832 (1968).ADSCrossRefGoogle Scholar