Emotions as Bio-cultural Processes pp 23-53 | Cite as
Emotions as Bio-cultural Processes: Disciplinary Debates and an Interdisciplinary Outlook
Abstract
This chapter develops a theoretical framework that is capable of integrating the biological foundations of emotions with their cultural and semantic formation. It starts by investigating two leading scientific theories about emotions: one that is dominant in biology and a second one that is dominant in psychology. In biology, we consider the theory of basic emotions that focuses on innate biological emotional mechanisms. Using this approach, we can take physiological states into account. In psychology, we take a closer look at theories focusing on appraisals—the so-called appraisal theories—because these can be brought in to explain the cultural and semantic modification of biological emotional processes. Our examination of the major factors and elements of appraisal processes, which is also an examination of the internal processing of an emotional episode, discriminates unconscious from conscious processes and mental from nonmental processes. The next step is to integrate the two theories—the theory of basic emotions and appraisal theory—to couple emotional sensations with emotional concepts (semanticization). We clarify how basic innate emotional processes and complex learned ones are related to each other. We assume that cognition, feeling, and consciousness gradually become more differentiated in single species and organisms (phylogeny). Correspondingly, one possible hypothesis is that this differentiation process runs parallel on all levels, meaning that these domains can be assumed to be closely linked or even interdependent.
Keywords
Emotional Process Basic Emotion Bodily Change Formal Object Specific EmotionReferences
- Arnold, M. B. (1960). Emotion and personality (Vols. 1–2). New York: Columbia University Press.Google Scholar
- Bejjani, B. P., Damier, P., Arnulf, I., Thivard, L., Bonnet, A. M., Dormont, D., Cornu, P., et al. (1999). Transient acute depression induced by high-frequency deep brain stimulation. New England Journal of Medicine, 340, 1476–1480.PubMedCrossRefGoogle Scholar
- Ben-Ze’ev, A., & Oatley, K. (1996). The intentional and social nature of human emotions: Reconsideration of the distinctions between basic and non-basic emotions. Journal for the Theory of Social Behaviour, 26(1), 81–94.CrossRefGoogle Scholar
- Berridge, K. C. (2003). Comparing the emotional brains of humans and other animals. In R. J. Davidson, K. R. Scherer, & H. H. Goldsmith (Eds.), Handbook of affective sciences (pp. 25–51). New York: Oxford University Press.Google Scholar
- Cacioppo, J. T., Berntson, G. G., Klein, D. J., & Poehlmann, K. M. (1997). Psychophysiology of emotion across the lifespan. Annual Review of Gerontology and Geriatrics, 17, 27–74.Google Scholar
- Cacioppo, J. T., Berntson, G. G., Larsen, J. T., Poehlmann, K. M., & Ito, T. A. (2000). The psychophysiology of emotion. In R. Lewis & J. M. Haviland-Jones (Eds.), Handbook of emotions (2nd ed., pp. 173–191). New York: Guilford Press.Google Scholar
- Clore, G. L., & Ortony, A. (2000). Cognition in emotion: Always, sometimes, or never? In R. D. Lane & L. Nadel (Eds.), Cognitive neuroscience of emotion (pp. 24–61). New York: Oxford University Press.Google Scholar
- Cosmides, L., & Tooby, J. (2000). Evolutionary psychology and the emotions. In R. Lewis & J. M. Haviland-Jones (Eds.), Handbook of emotions (2nd ed., pp. 91–115). New York: Guilford Press.Google Scholar
- Damasio, A. R. (1994). Descartes’ error: Emotion, reason and the human brain. New York: HarperCollins.Google Scholar
- Darwin, C. (1904). The expression of the emotions in man and animals. London: John Murray. (Original work published 1872)Google Scholar
- Davidson, R. J. (1994). Complexities in the search for emotion-specific physiology. In P. Ekman & R. J. Davidson (Eds.), The nature of emotion (pp. 237–242). New York: Oxford University Press.Google Scholar
- Doi, T. (1973). The anatomy of dependency. Tokyo: Kodansha International.Google Scholar
- Doi, T. (1974). Amae: A key concept for understanding Japanese personality structure. In R. Levine (Ed.), Culture and personality: Contemporary readings (pp. 307–314). Chicago, IL: Aldine.Google Scholar
- Doi, T. (1986). The anatomy of self: Self versus society. Tokyo: Kodansha International.Google Scholar
- Dörner, D. (1993). Wissen, Emotionen und Handlungsregulation oder die Vernunft der Gefühle. [Knowledge, emotions, and the control of action. Or: The rationality of feelings] Zeitschrift für Psychologie, 201(2), 167–202.PubMedGoogle Scholar
- Ekman, P. (1972). Universals and cultural differences in facial expressions of emotions. In J. K. Cole (Ed.), Nebraska symposium on motivation 1972 (pp. 207–285). Lincoln, NE: University of Nebraska Press.Google Scholar
- Ekman, P. (1993). Facial expression and emotion. American Psychologist, 48, 384–392.PubMedCrossRefGoogle Scholar
- Ekman, P. (2004). What we become emotional about. In A. S. Manstead, N. H. Frijda, & A. Fischer (Eds.), Feelings and emotions. The Amsterdam symposium (pp. 119–135). New York: Oxford University Press.Google Scholar
- Ekman, P., & Davidson, R. J. (1994). The nature of emotion. New York: Oxford University Press.Google Scholar
- Ekman, P., & Friesen, W. (1975). Unmasking the face. Englewood Cliffs, NJ: Prentice Hall.Google Scholar
- Ellsworth, P. C. (1994). Levels of thought and levels of emotion. In P. Ekman & R. J. Davidson (Eds.), The nature of emotion (pp. 192–196). New York: Oxford University Press.Google Scholar
- Fehr, B., & Russell, J. A. (1984). Concept of emotion viewed from a prototype perspective. Journal of Experimental Psychology: General, 113, 464–486.CrossRefGoogle Scholar
- Frijda, N. H. (1994). Emotions require cognitions, even if simple ones. In P. Ekman & R. J. Davidson (Eds.), The nature of emotion (pp. 197–202). New York: Oxford University Press.Google Scholar
- Gray, J. A. (1994). Three fundamental emotion systems. In P. Ekman & R. J. Davidson, (Eds.), The nature of emotion (pp. 243–247). New York: Oxford University Press.Google Scholar
- Griffiths, P. E. (1997). What emotions really are. Chicago, IL: University of Chicago Press.Google Scholar
- Hinton, A. L. (1999). Outline of a bioculturally based “processual” approach to the emotions. In A. L. Hinton (Ed.), Biocultural approaches to the emotions (pp. 299–328). Cambridge, UK: Cambridge University Press.Google Scholar
- Holodynski, M., & Friedlmeier, W. (2005). Development of emotions and emotion regulation. Boston, New York: Springer (Kluwer International Series in Outreach Scholarship).Google Scholar
- James, W. (1884). What is an emotion? Mind, 9, 188–205.CrossRefGoogle Scholar
- Johnson-Laird, P. N., & Oatley, K. (1989). The language of emotions: An analysis of a semantic field. Cognition and Emotion, 3(2), 81–123.CrossRefGoogle Scholar
- Johnson-Laird, P. N., & Oatley, K. (1992). Basic emotions, rationality, and folk theory. Cognition and Emotion, 6, 201–223.CrossRefGoogle Scholar
- Kappas, A. (2002). The science of emotion as a multidisciplinary research paradigm. Behavioural Processes, 60, 85–98.PubMedCrossRefGoogle Scholar
- Lazarus, R. S. (1966). Psychological stress and the coping process. New York: MacGraw Hill.Google Scholar
- Lazarus, R. S., & Folkman, S. (1984). Stress, appraisal, and coping. New York: Springer.Google Scholar
- LeDoux, J. E. (1996). The emotional brain. New York: Touchstone.Google Scholar
- LeDoux, J. E. (2000). Emotion circuits in the brain. Annual Review of Neuroscience, 23, 155–184.PubMedCrossRefGoogle Scholar
- Leventhal, H., & Scherer, K. R. (1987). The relationship of emotion to cognition: A functional approach to a semantic controversy. Cognition and Emotion, 1, 3–28.CrossRefGoogle Scholar
- Lutz, C. (1988). Unnatural emotions. Everyday sentiments on a Micronesian atoll and their challenge to western theory. Chicago, IL: University of Chicago Press.Google Scholar
- Manstead, A. S., & Fischer, A. H. (2001). Social appraisal: The social world as object of and influence on appraisal processes. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion (pp. 221–232). Oxford, UK: Oxford University Press.Google Scholar
- Markowitsch, H. J. (1998/1999). Differential contribution of the right and left amygdala to affective information processing. Behavioural Neurology, 11, 233–244.Google Scholar
- McDougall, W. (1960). An introduction to social psychology. London: Methuen. (Original work published 1908)Google Scholar
- Mesquita, B., & Ellsworth, P. C. (2001). The role of culture in appraisal. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion (pp. 233–248). Oxford, UK: Oxford University Press.Google Scholar
- Oatley, K. (1992). Best laid schemes. New York: Cambridge University Press.Google Scholar
- Oatley, K., & Johnson-Laird, P. N. (1987). Towards a cognitive theory of emotions. Cognition and Emotion, 1, 29–50.CrossRefGoogle Scholar
- Öhman, A. (1986). Face the beast and fear the face: Animal and social fears as prototypes for evolutionary analyses of emotion. Psychophysiology, 23, 123–145.PubMedCrossRefGoogle Scholar
- Öhman, A., Flykt, A., & Lundqvist, D. (2000). Unconscious emotion: Evolutionary perspectives, psychophysiological data and neuropsychological mechanism. In R. D. Lane & L. Nadel (Eds.), Cognitive neuroscience of emotion (pp. 96–327). New York: Oxford University Press.Google Scholar
- Ortony, A., Clore, G. L., & Collins, A. (1988). The cognitive structure of emotions. New York: Cambridge University Press.CrossRefGoogle Scholar
- Ortony, A., & Turner, T. J. (1990). What’s basic about basic emotions? Psychological Review, 97, 315–331.PubMedCrossRefGoogle Scholar
- Panksepp, J. (1998). Affective neuroscience. The foundations of human and animal emotions. New York: Oxford University Press.Google Scholar
- Panksepp, J. (2004). Basic affects and the instinctual emotional systems of the brain. In A. S. Manstead, N. H. Frijda, & A. Fischer (Eds.), Feelings and emotions. The Amsterdam symposium (pp. 174–193). New York: Oxford University Press.Google Scholar
- Parkinson, B., & Manstead, A. S. (1992). Appraisal as a cause of emotion. In M. S. Clark (Ed.), Review of personality and social psychology: Emotion (Vol. 13, pp. 122–149). Newbury Park, CA: Sage.Google Scholar
- Plutchik, R. (1984). A general psychoevolutionary theory. In K. R. Scherer & P. Ekman (Eds.), Approaches to emotion (pp. 197–220). Hillsdale, NJ: Erlbaum.Google Scholar
- Prinz, J. (2004). Which emotions are basic? In D. Evans & P. Cruse (Eds.), Emotion, evolution, and rationality (pp. 69–87). New York: Oxford University Press.Google Scholar
- Reisenzein, R. (2000). Worum geht es in der Debatte um die Basisemotionen [What is the debate on basic emotions all about]? In F. Försterling & J. Stiensmeier-Pelster (Eds.), Kognitive Aspekte von Motivation und Emotion (pp. 205–237). Göttingen, Germany: Hogrefe.Google Scholar
- Röttger-Rössler, B. (2004). Die kulturelle Modellierung des Gefühls. Ein Beitrag zur Theorie und Methodikum ethnologischer Emotionsforschung anhand indonesischer Fallstudien [The cultural modeling of feeling: A contribution to the theory and methods of ethnological emotion research based on Indonesian case studies.] Münster, Germany: LIT.Google Scholar
- Rosaldo, R. (1993). Der Kummer und die Wut des Kopfjägers. Über die kulturelle Intensität von Emotionen [The sorrow and anger of the headhunter: The cultural intensity of emotions]. In E. Berg & M. Fuchs (Eds.), Kultur, soziale Praxis, Text. Die Krise der ethnographischen Repräsentation (pp. 375–401). Frankfurt am Main, Germany: Suhrkamp.Google Scholar
- Roseman, I. J., & Evdokas, A. (2004). Appraisals cause experienced emotions: Experimental evidence. Cognition and Emotion, 18, 1–28.CrossRefGoogle Scholar
- Roseman, I. J., & Smith, C. A. (2001). Appraisal theory: Overview, assumptions, varieties, controversies. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion (pp. 3–19). Oxford, UK: Oxford University Press.Google Scholar
- Scherer, K. R. (1984). On the nature and function of emotion: A component process approach. In K. R. Scherer & P. Ekman (Eds.), Approaches to emotion (pp. 293–318). Hillsdale, NJ: Erlbaum.Google Scholar
- Scherer, K. R. (Ed.). (1988). Facets of emotion. Recent research. Hillsdale, NJ: Erlbaum.Google Scholar
- Scherer, K. R. (1993). Neuroscience projections to current debates in emotion psychology. Cognition and Emotion, 7, 1–41.CrossRefGoogle Scholar
- Scherer, K. R. (1994). Toward a concept of modal emotions. In P. Ekman & R. J. Davidson (Eds.), The nature of emotion (pp. 25–31). New York: Oxford University Press.Google Scholar
- Scherer, K. (2001). Appraisal considered as a process of multilevel sequential checking. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion (pp. 92–120). New York: Oxford University Press.Google Scholar
- Scherer, K. R. (2004). Feelings integrate the central representation of appraisal-driven response organization in emotion. In A. S. R. Manstead, N. H. Frijda, & A. H. Fischer (Eds.), Feelings and emotions: The Amsterdam symposium (pp. 136–157). Cambridge, UK: Cambridge University Press.Google Scholar
- Schorr, A. (2001). Appraisal: The evolution of an idea. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion (pp. 20–34). Oxford, UK: Oxford University Press.Google Scholar
- Solomon, R. C. (1976). The passions. New York: Doubleday-Anchor.Google Scholar
- Solomon, R. (2002). Back to basics: On the very idea of “basic emotions.” Journal for the Theory of Social Behaviour, 32, 115–144.CrossRefGoogle Scholar
- Sousa, R. de (2003). Emotion. In E. N. Zalta (Ed.), Stanford Encyclopedia of Philosophy (3). Retrieved December 30, 2005, from http://plato.stanford.edu/archives/spr2003/entries/emotion/
- Spores, J. (1988). Running amok. A historical inquiry. Ohio University Monographs in International Studies; Southeast Asian Series No. 82. Athens, OH: Ohio University Center for International Studies.Google Scholar
- Trevarthen, C. (2004). Infancy, mind in. In R. L. Gregory (Ed.), The Oxford companion to the mind (2nd ed., pp. 455–464). Oxford, UK: Oxford University Press.Google Scholar
- Trevarthen, C., Aitken, K. J., Vandekerckhove, M., Delafield-Butt, J., & Nagy, E. (2006). Collaborative regulations of vitality in early childhood: Stress in intimate relationships and postnatal psychopathology. In D. Cicchetti & D. J. Cohen (Eds.), Developmental psychopathology (2nd ed., pp. 65–126). New York: Wiley.Google Scholar
- Winzeler, R. (1990). Amok: Historical, psychological, and cultural perspectives. In W. J. Karim (Ed.), Emotions of culture. A Malay perspective (pp. 96–122). Singapore: Oxford University Press.Google Scholar
- Zajonc, R. (1980). Feeling and thinking: Preferences need no inferences. American Psychologist, 35, 151–75.CrossRefGoogle Scholar
- Zajonc, R. (1984). On primacy of affect. In K. R. Scherer & P. Ekman (Eds.), Approaches to emotion (pp. 259–270). Hillsdale, NJ: Erlbaum.Google Scholar