Abstract
Nuclear energy technologies have the potential to help mitigate climate change. However, these technologies face many challenges, including high costs, societal concern and opposition, and health, safety, environmental and proliferation risks. Many companies and academic research groups are pursuing advanced designs, both fission and fusion-based, to address both costs and these risks. This chapter complements these efforts by analyzing how nuclear technologies can address societal concerns through the acquisition of a social license, a nebulous concept that represents ‘society’s consent’ and that has been used to facilitate and improve a wide range of publically and privately funded projects and activities subject to a range of regulatory oversight, including large industrial facilities, controversial genetic engineering research, and environmental management. Suggestions for public engagement and consent-based siting, two aspects of a social license, have been made before. The chapter modernizes these suggestions by briefly reviewing the social license and engagement literature. It discusses, in the context of how to acquire a social license, the role of government regulation, the role of project proponents and government actors, and the role of four key principles, including engendering trust, transparency, meaningful public engagement, and protection of health, safety and the environment. Further, the chapter uses the social license concept to explain why some nuclear waste repositories have succeeded while others languish, and it provides concrete recommendations for the deployment of new nuclear waste repositories and advanced power plants, both fission and fusion-based.
Chief Operating & Science Officer, Post Road Foundation, https://www.postroadfoundation.org.
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Notes
- 1.
- 2.
Bickerstaffe and Pearce 1980, pp. 313–320.
- 3.
- 4.
- 5.
- 6.
Lassiter 2018. http://news.mit.edu/2018/mit-newly-formed-company-launch-novel-approach-fusion-power-0309; Sorbom et al. 2015.
- 7.
Nuclear Energy Institute 2018.
- 8.
Otway et al. 1978. It has been long known that individuals ascribe more risk to radiation than experts ascribe, and more risk than other hazards. This asymmetry, also generated by other hazard types, has been explained by the fact that radiation risk is perceived to be, inter alia, less voluntary, more catastrophic, and more likely to be fatal than other hazards. Slovic 1987, 1996. Further, the fact that radioactive material is invisible instills a sense of dread regarding nuclear accidents—radioactive accidents have no visible end. Erikson 1990.
- 9.
- 10.
Bickerstaffe and Pearce 1980, p. 326.
- 11.
For example, Austria held a two-year long public debate and referendum regarding placing a completed nuclear plant into operation between 1976 and 1978. At the conclusion of the debate, voters rejected the plant. Mufson 1982, pp. 55–57.
- 12.
Reed 2008, p. 2421.
- 13.
Reed 2008, p. 2420.
- 14.
- 15.
Slovic et al. 1991, pp. 1606–1607.
- 16.
For example, some commentators recommend nearly twenty years ago that nuclear waste repositories be sited through a consent-based process. Slovic et al. 1991, p. 1607, citing E. R. Frech, in Proceedings of the 1991 International High-Level Radioactive Waste Management Conference (American Nuclear Society, La Grange, IL, 1991), vol. 1, pp. 442–446. Yet, as further discussed below, present U.S. law does not use a consent-based process.
- 17.
Note that the terms a ‘social license’ and a ‘license to operate’ are often used interchangeable in the literature. Both terms are often used to describe all obligations that an activity must meet, including legal, economic and social. Gunningham et al. 2004, p. 329. This chapter adopts this meaning for a ‘social license’, so that a social license can equal or exceed legal obligations. Other authors interpret a ‘social license’ as necessarily separate and distinct from legal obligations. Bankes 2015; Canadian Association of Petroleum Landmen 2017. For these authors, a ‘social license’ refers only to obligations that go beyond the requirements of statutes, regulations, permits or treaties. Id. What constitutes ‘society’ and ‘consent’ are context-dependent questions that are further discussed below.
- 18.
Rooney et al. 2014, p. 209.
- 19.
Hall et al. 2015.
- 20.
- 21.
Raman and Mohr 2014.
- 22.
National Academies of Sciences, Engineering, and Medicine 2016.
- 23.
National Science Advisory Board for Biosecurity 2016. Although the exact details of some types of gain-of-function research is not public due to dual use concerns, the governing regulations were developed through public engagement and explicitly considered ethical values other than technical risks.
- 24.
For example, an experimental ecology project in Ontario, Canada, the Experimental Lakes Area, pays particular attention to societal concerns. See https://www.iisd.org/.
- 25.
- 26.
Gunningham et al. 2004, p. 308.
- 27.
Rooney et al. 2014, p. 215.
- 28.
- 29.
Fiorino 1990.
- 30.
Ottinger 2013.
- 31.
- 32.
Fiorino 1990, p. 228.
- 33.
- 34.
Gunningham et al. 2004, p. 327.
- 35.
Id.
- 36.
Id.
- 37.
Gunningham et al. 2004, pp. 318–319.
- 38.
Gunningham et al. 2004, p. 327.
- 39.
Id.
- 40.
Id.
- 41.
For nuclear technologies, which are heavily regulated, government regulation with regards to health and safety likely addresses health and safety concerns. However, there may be other values, such as the cultural significance of a power plant location, that government regulations is less able to address. Note that some commentators argue that the social license concept undermines the rule of law by giving local communities veto authority over otherwise approved projects. Canadian Association of Petroleum Landmen 2017. In some respects, the tension between local veto and legal authority is analogous to the tension between minority and majority rights in a democracy: minority groups have some inalienable rights, regardless of majority decision by vote.
- 42.
Reed 2008, p. 2419.
- 43.
Gunningham et al. 2004, p. 329.
- 44.
Gunningham et al. 2004, pp. 308, 329.
- 45.
Gunningham et al. 2004, p. 308.
- 46.
Canadian Association of Petroleum Landmen 2017.
- 47.
Carter et al. 2015, p. 2.
- 48.
Effective engagement requires that outcomes are ‘necessarily uncertain’. Reed 2008, p. 2426.
- 49.
Slovic et al. 1991, p. 1606.
- 50.
Slovic et al. 1991, p. 1606.
- 51.
Slovic et al. 1991, p. 1606.
- 52.
Plumer 2018.
- 53.
Reed et al. 2009, p. 1934.
- 54.
Reed 2008, p. 2423.
- 55.
Reed et al. 2009.
- 56.
Reed 2008, p. 2423.
- 57.
For example, the shoreline of an island hosting a genetically engineered mosquito trial, where the mosquito is not expected to leave the island, defined the boundary for societal consent via referendum. http://keysmosquito.org/oxitec-ox513a-trial/#1485203300201-22f823b0-92bd.
- 58.
For example, in U.S. federal court, litigants must demonstrate that (i) they have ‘suffered a concrete and particularized injury that is either actual or imminent’; (ii) the injury is fairly traceable to the defendant; and (iii) a favourable decision will redress the injury. Mass. v. EPA 549 U.S. 497, 517 (2007), citing Lujan v. Defenders of Wildlife, 504 U.S. 555, 560–561 (1992). In a possible analogy to nuclear risks, the U.S. Supreme Court has held that future injuries to the state of Massachusetts caused by greenhouse gasses meet this three-part test. Id., at 521.
- 59.
The International Law Commission has opined that risks of ‘causing significant transboundary harm’ that trigger notification duties include ‘risks taking the form of a high probability of causing significant transboundary harm’ and risks taking the form of ‘a low probability of causing disastrous transboundary harm’. International Law Commission 2001, pp. 5–6.
- 60.
Convention on Environmental Impact Assessment in a Transboundary Context (25 February 1991), https://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=XXVII-4&chapter=27&clang=_en; Implementation Committee 2011 citing decision IV/2 annex I, para 54.
- 61.
United Nations Economic Commission for Europe 2017, p. 34.
- 62.
A trial of a genetically modified mosquito in the Florida Keys exemplifies both techniques. The local mosquito control board approved the trial and then put the trial to a local non-binding referendum. Citizens on one island approved the trial, while citizens on another island declined. The sponsoring private company and local mosquito control board then followed the results of the referendum. See http://keysmosquito.org/oxitec-ox513a-trial/#1485203300201-22f823b0-92bd.
- 63.
Bickerstaffe and Pearce 1980, p. 330.
- 64.
Reed 2008, p. 2424.
- 65.
Reed 2008, p. 2425.
- 66.
Rooney et al. 2014, p. 210; Hall et al. 2015, p. 306. ‘Although there is no universally accepted definition of trust’ trust is described as ‘having three main aspects: confidence, the belief that an individual or entity has the ability to do what they say they will do; integrity, the belief that an individual or entity is fair and just; and dependability, the belief that an individual or entity will do what they say they will do. Trust also depends on the available information that serves as the basis for judging these characteristics’. National Academies of Sciences, Engineering, and Medicine 2016, p. 136. Citing Childers and Grunig 1999.
- 67.
Slovic et al. 1991, p. 1606.
- 68.
Coglianese et al. 2008, p. 927; Long and Scott 2013, p. 49. (‘To engender trust, the people or groups conducting or managing research should explain clearly what they are trying to accomplish, what they know and do not know, and the quality of the information [that] they have. They should reveal intentions, point out vested interests, and admit mistakes, and do all of this in a way that is frank and understandable[.]’).
- 69.
For example, the U.S. Nuclear Regulatory Commission requires that all documents and correspondence relating to an application for a nuclear power plant construction permit and operating or combined license be made available to the public. U.S. Nuclear Regulatory Commission 2004, p. 1.
- 70.
According to one mining executive, a social license is best acquire by ‘show[ing] anyone anything’. Gunningham et al. 2004, p. 327.
- 71.
- 72.
For example, the nuclear industry is often accused of having a habit of secrecy, stemming in part from its historical connection to weapon development and fear of public concern. See Bickerstaffe, pp. 326–327.
- 73.
For example, in a genetically engineered mosquito trial, the sponsoring company gave permission for the FDA to open its draft environmental assessment to public comment in order to facilitate effective public engagement. “Letter from Oxitec Ltd. To FDA DDM re: Draft Environmental Assessment for Investigational Use of Aedes aegypti OX513A, available at https://www.regulations.gov/document?D=FDA-2014-N-2235-1294. The FDA is statutorily required to maintain the confidentiality of information submitted by research proponents, absent such a waiver. 21 CFR §§ 20.61(c), 25.50(b), 514.11.
- 74.
Coglianese et al. 2008, p. 926.
- 75.
Reed 2008, p. 2422.
- 76.
Coglianese et al. 2008.
- 77.
National Academies of Sciences, Engineering, and Medicine 2016, p. 131. When discussing the benefits of a public process of review of gene transfer experiments, a National Academy report remarked that “By engaging the public in a focused discussion on the technology and its potential societal impacts, the RAC engendered trust and credibility.” Institute of Medicine 2014, p. 5.
- 78.
In the U.S., federal agencies undertaking major actions that significantly affect the quality of the human environment must complete an environmental impact statement and must solicit comments from the public as part of competing such statement. 40 CFR §§ 1502.3, 1503.1(a)(4) (2018) and 42 U.S.C. § 4332 (C).
- 79.
In the U.S., federal agencies are required to provide an opportunity for ‘interested persons’ to participate in agency rulemaking proceedings through written comments and other means. 5 USC § 553(c) (2018).
- 80.
Article 3.8 of the Espoo Convention requires transboundary public engagement for projects that are ‘likely to cause a significant adverse transboundary impact’.
- 81.
U.S. Nuclear Regulatory Commission 2004.
- 82.
Reed 2008, p. 2422.
- 83.
‘The outcome of any participatory process is far more sensitive to the manner in which it is conducted than the tools that are used’. Reed 2008, p. 2425.
- 84.
National Academies of Sciences, Engineering, and Medicine 2016, p. 131.
- 85.
Bickerstaffe and Pearce 1980, p. 323.
- 86.
- 87.
Rooney et al. 2014, p. 214.
- 88.
Rooney et al. 2014, p. 215.
- 89.
- 90.
Coglianese et al. 2008, p. 926.
- 91.
Id.
- 92.
According to one engagement expert, ‘It is not enough simply to provide stakeholders with the opportunity to participate in decision-making […]. [T]hey must actually be able to participate’. Reed 2008, p. 2422.
- 93.
Coglianese et al. 2008, p. 927.
- 94.
National Academies of Sciences, Engineering, and Medicine 2016, p. 134.
- 95.
Reed 2008, pp. 2422, 2425.
- 96.
- 97.
Fiorino 1990, p. 227. Non-experts ‘see problems, issues, and solutions that experts miss’. They have a sensitivity ‘to social and political values that experts’ models [do] not acknowledge’. Id. Further, they may have a better capacity for ‘accommodating uncertainty and correcting errors over time through deliberation and debate’. Id.
- 98.
National Academies of Sciences, Engineering, and Medicine 2016, p. 135.
- 99.
- 100.
For example, nuclear power advocates occasionally argue that existing health, safety and environmental regulations are excessively expensive and stifle innovation. See Institute for Energy Research 2018.
- 101.
See the nuclear waste repository case studies below.
- 102.
Gunningham et al. 2004, pp. 308, 329.
- 103.
Supra note 73.
- 104.
Supra note 62.
- 105.
For this particular trial, the U.S. Food and Drug Administration exercised regulatory oversight under its authority over animal drugs. U.S. FDA, Center for Veterinary Medicine 2017, p. 6. FDA approval was conditioned on an environmental assessment and a determination that the investigation was neither unsafe nor ‘otherwise contrary to the public interest’. Id. FDA regulations do not discuss local community acceptance.
- 106.
Supra note 62, 73.
- 107.
See 82 FR 7149 (January 19, 2017) and 45 CFR §§ 46.101, 122, 123. Strictly speaking, U.S. federal regulations on human subject research only pertain to those projects funded by the U.S. federal government. However, most institutions adopt these regulations as their own rules, regardless of funding source. See for example, https://cuhs.harvard.edu/procedures/institutional-authority. In addition, the U.S. FDA requires studies submitted in support of a new drug or medical device to have been conducted in conformance with federal human subject research regulations. 21 CFR 56.103 (2018).
- 108.
Human subject research regulations in the U.S. were recently revised in 2017 using a public engagement process. 82 FR 7149 (January 19, 2017). Before 2018, they were most recently revised in 2005. Id.
- 109.
Katherine Ling, ‘Budget Will Eliminate Yucca Nuclear Waste Repository Says Sen. Reid’, NY Times (1 February 2010), http://www.nytimes.com/gwire/2010/02/01/01greenwire-budget-will-eliminate-yucca-nuclear-waste-repos-9897.html; Ewing and Hippel 2009.
- 110.
Zhang 2017.
- 111.
- 112.
- 113.
Cotton 2006, p. 36; Nuclear Waste Policy Act of 1982 and as amended 1987, 42 U.S.C. § 10101 et seq. (2017).
- 114.
Id.
- 115.
Dawn Stover, ‘The “scientization” of Yucca Mountain’, Bulletin of the Atomic Scientists (12 October 2011), https://thebulletin.org/scientization-yucca-mountain.
- 116.
See U.S. vs. Nevada, No. 2:00-CV-0268-RLH-LRL, ORDER on Second Motion for Preliminary Injunction-#120 (D. Nev. August 31, 2007), available at http://www.energy.ca.gov/nuclear/yucca/documents/AG-155-2007-000513.pdf.
- 117.
The DOE undertake numerous public engagement events. For example, between May and August of 2001 alone the DOE held 66 public hearings. U.S. Senate Committee on Environment and Public Works Majority Staff 2006.
- 118.
Raman and Mohr 2014, pp. 10, 12.
- 119.
Fountain 2017.
- 120.
- 121.
In 1985, the Swedish nuclear waste company, SKB, drilled exploratory bore-holes at 10 locations throughout Sweden. Lidskog and Sundqvist 2004. Local opposition to the drilling, however, led SKB to change its strategy: instead of focusing on the best site at the start of the process, the company decided to focus on many suitable sites that were all socially acceptable. Id., at 261. As explained by SKB: ‘The site where the final repository is built must fulfill two fundamental requirements: There must be bedrock that permits long-term safe disposal, and there must be political and popular support in the concerned municipality and among nearby residents’. Swedish Nuclear Fuel and Waste Management Company 2011, p. 19. According to Timo Aikas, a former executive of the Finish nuclear waste company, Posiva, initially, ‘[Posiva] ran into difficulties because we tried to behave as industry did back then—we’d decide and announce. […] Very soon we learned that we had to be very open. […] This openness and transparency creates trust’. Fountain 2017.
- 122.
Lidskog and Sundqvist 2004, p. 261.
- 123.
Id., at 262.
- 124.
Swedish Nuclear Fuel and Waste Management Company 2011, pp. 19–20.
- 125.
Id.
- 126.
- 127.
The final disposal facility for spent nuclear fuel, at 4–7. http://www.posiva.fi/files/738/The_final_disposal_facility_for_spent_nuclear_fuel_small.pdf.
- 128.
Id.
- 129.
Curry 2017.
- 130.
- 131.
Id.
- 132.
- 133.
Blue Ribbon Commission on America’s Nuclear Future 2012.
- 134.
The Swedish and Finnish Governments were heavily involved in assessing health and safety.
- 135.
U.S. v. Morros, 268 F.3d 695, 699 (9th Cir. 2001).
- 136.
However, a preliminary geologic screen of suitable communities likely does not require community consent to the extent that such screening requires limited, if any, sampling or drilling.
- 137.
In the event that no community agrees to host a waste repository, the siting process would need to begin again.
- 138.
In some circumstances, it may even be possible to co-locate fusion plants and waste disposal facilities to minimize transport of radioactive material.
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Hoedl, S. (2019). A Social License for Nuclear Technologies. In: Black-Branch, J., Fleck, D. (eds) Nuclear Non-Proliferation in International Law - Volume IV. T.M.C. Asser Press, The Hague. https://doi.org/10.1007/978-94-6265-267-5_2
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