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The Alpine Convention’s Soil Conservation Protocol: A Model Regime?

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Part of the book series: International Yearbook of Soil Law and Policy ((IYSLP,volume 2016))

Abstract

This article considers the only binding international convention currently in existence to deal directly with soil conservation: The Alpine Convention Soil Conservation Protocol (SoilProt). In addition to details of the Convention’s socio-economic, ecological and political background, an outline of its structure and content is provided. Furthermore, this article aims to highlight where the added value in terms of soil conservation of the international regulatory approach lies vis-à-vis national conservation efforts. It also examines the extent to which the Protocol could be an expedient model regime for similar problems in other regions. In so doing, this article hopes to make a contribution to the debate on the significance of international soil conservation as well as the quest for the right legal means to realise a land degradation neutral world, as required by the 2015 United Nations’ Sustainable Development Goals (SDGs).

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Notes

  1. 1.

    See, for example, IPCC, Climate Change: Impacts, Adaptation, and Vulnerability. Part B (2014), p. 1281.

  2. 2.

    For details on the development status of international soil conservation law, see Boer and Hannam (2014); for earlier developments see: Wyatt (2008), p. 165; Lee (2006).

  3. 3.

    See the following overview from Meusburger and Alewell (2014); also see Poulenard and Podwojewski (2006), p. 75; Körner (1999).

  4. 4.

    European Environment Agency (2009); Steiniger and Weck-Hannemann (2002).

  5. 5.

    FAO, Understanding Mountain Soils (2015), p. 3.

  6. 6.

    See: Villeneuve et al. (2002), p. 3; for the particular challenges for the protection of mountainous regions see: Quillacq and Onida (2011).

  7. 7.

    Germany ratified the Convention dated 7 November 1991 for the protection of the Alps (Alpine convention) with the Act on the Convention dated 7.11.1991 for the protection of the Alps (Alpine convention), Federal Law Gazette II 1994, p. 2538.

  8. 8.

    See overview of ratifications under http://www.alpconv.org/de/convention/ratifications/default.html (last accessed on 18 Feb 2016).

  9. 9.

    See Art. 11 Para. 2 of the AC as well as, e.g., Art. 26 of the Soil Conservation Protocol. Not all protocols have as yet been signed and ratified by all states. For the status of ratification see: http://www.alpconv.org/de/convention/ratifications/default.html (18 Feb 2016).

  10. 10.

    See Schroeder (2006), p. 134; Norer (2002), p. 9.

  11. 11.

    Art. 6 of the AC.

  12. 12.

    Art. 5 Para. 2 and Art. 7 Para. 1 of the AC.

  13. 13.

    Information on the German chairmanship is available at http://www.bmub.bund.de/themen/europa-international/int-umweltpolitik/alpenkonvention (last visited on 13.01.2015).

  14. 14.

    Art. 8 Para. 1, Para. 6 (a–g) of the AC.

  15. 15.

    Art. 9 of the AC.

  16. 16.

    The Compliance Committee is supported by the Secretariat, see: Schroeder (2006) p. 133.

  17. 17.

    Protocol “Bodenschutz” dated 16th October 1998, Federal Law Gazette II 2002, p. 1785, 1842: For the status of ratification see: www.alpconv.org/de/convention/ratifications/default.html#Bodenschutz (last visited on 8th January 2015).

  18. 18.

    Art. 1 Para. 3 of the SoilProt.

  19. 19.

    Art. 1 Para. 4 and Para. 5 of the SoilProt.

  20. 20.

    Plans and programmes as defined by Art. 9 Para. 3 of the Protocol “Spatial planning and sustainable development” of the AC.

  21. 21.

    This is done in line with comparable criteria for the quantification of erosion agreed between the Contracting Parties, see Art. 11 Para. 1, p. 1 of the SoilProt.

  22. 22.

    Federal Law Gazette II (2002), p. 1785., 1842.

  23. 23.

    See, e.g., for Germany Art. 59 Para. 2 of the Basic Law.

  24. 24.

    See: Schroeder (2006), p. 137; see also: Söhnlein (2013), pp. 105–111; Alternative Unterscheidung für das Österreichische Recht, see, e.g., Lebensministerium Österreich (2007); Blecha (2009); also informative: Umweltbundesamt (2007).

  25. 25.

    For example with respect to the designation and handling of Alpine regions at risk of erosion, e.g., in implementation of Art. 11 of the SoilProt. See: Lebensministerium Österreich (2007).

  26. 26.

    For Germany see: Söhnlein (2013), p. 105.

  27. 27.

    See Schroeder (2006), p. 133.

  28. 28.

    See Lebensministerium Österreich (2007), pp. 114–115.

  29. 29.

    Implementation of the mandates to act for the German Federal legislator/Bavarian state legislator is well advanced. See synopsis in: Bayerisches Umweltministerium (2006) available at: http://www.stmuv.bayern.de/ministerium/eu/zusammenarbeit/alpenkonvention/protokolle.htm (last accessed on 18 Feb 2016).

  30. 30.

    GA Resolution 25th September 2015, UN A/RES/70/1.

  31. 31.

    Sustainable Development Goals 15.3 and 15.4.

  32. 32.

    Boer and Hannam (2014), Lee (2006).

  33. 33.

    States represent here complex entities which are naturally influenced on their part by domestic interests. Fundamentally: Putnam (1988), p. 427; Not least they represent the dilemmas of collective action, see fundamentally Olson (1965); see most recently Markus (2016), forthcoming.

  34. 34.

    Linz and Lobos Alva (2015).

  35. 35.

    Fromherz (2012), pp. 62, 67–68.

  36. 36.

    This aspect is frequently not dealt with in enough detail in the literature on international soil conservation legislation or results in only very general considerations. Exceptions to this are, in particular Ginzky (2015), p. 199; Fromherz (2012), pp. 107–109.

  37. 37.

    Geitner (2007), p. 62; quoted in Schumacher and Schumacher (2012), p. 284.

  38. 38.

    Generally, see Fromherz (2012) p. 69.

  39. 39.

    Fromherz (2012), p. 69 ff.

  40. 40.

    See for example Point 5 and Point 8 of the preamble of the SoilProt.

  41. 41.

    Fromherz (2012), p. 70.

  42. 42.

    Ständiges Sekretariat der Alpenkonvention (2009), p. 60.

  43. 43.

    Also see Schroeder (2006), p. 138.

  44. 44.

    See Art. 19 Para. 2 of the SoilProt.

  45. 45.

    Art. 20 Para. 1 of the SoilProt.

  46. 46.

    Art. 20 Para. 2 of the SoilProt.

  47. 47.

    Art. 11 Para. 1 of the SoilProt.

  48. 48.

    For the relevance of the corresponding aspects see in particular: Fromherz (2012), p. 57.

  49. 49.

    See, e.g., Art. 10 Para. 2; 11 Para. 3; 12 Para. 1, Para. 2; Art. 13 Para. 1 and Para. 2 of the SoilProt.

  50. 50.

    See, e.g., Art. 8; Art. 12–Art. 14 of the SoilProt.

  51. 51.

    Clause on taking account of the objectives in other policies in Art. 3 of the SoilProt.

  52. 52.

    Art. 1 Para. 5 of the SoilProt.

  53. 53.

    See regulations in Art. 8, Art. 12, Art. 14, Art. 16 and Art. 17 of the SoilProt.

  54. 54.

    The Member States the SoilProt are always Contracting Parties to the AC, see Art. 26 Para. 2 SoilProt.

  55. 55.

    Schroeder (2006), p. 134.

  56. 56.

    See Art. 24 of the SoilProt.

  57. 57.

    Schroeder (2006), p. 138.

  58. 58.

    Here it should be noted that the implementation of the other protocols also has a positive effect on the realisation of the regulatory objectives of the SoilProt.

  59. 59.

    This is the theoretical basic assumption of functional comparative law, see: Zweigert and Kötz (1996), pp. 31–47; Rheinstein and von Borries (1997), pp. 25–28; for critiques see in particular: Frankenberg (1985), pp. 426–429.

  60. 60.

    Blecha (2009), p. 1.

  61. 61.

    See Point 7 and Point 9 of the preamble of the SoilProt.

  62. 62.

    See Point 11 of the preamble of the SoilProt.

  63. 63.

    See the contentual suggestions for an international/global soil conservation convention: Boer and Hannam (2014), p. 15 ff. Fromherz (2012), p. 109 ff.; Wyatt (2008), p. 36 ff.

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Markus, T. (2017). The Alpine Convention’s Soil Conservation Protocol: A Model Regime?. In: Ginzky, H., Heuser, I., Qin, T., Ruppel, O., Wegerdt, P. (eds) International Yearbook of Soil Law and Policy 2016. International Yearbook of Soil Law and Policy, vol 2016. Springer, Cham. https://doi.org/10.1007/978-3-319-42508-5_12

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