Technology and Regulation

How Are They Driving Our Markets?

  • Robert A. Schwartz
  • John Aidan Byrne
  • Antoinette Colaninno
Conference proceedings

Table of contents

  1. Front Matter
    Pages i-xiv
  2. Ian Domowitz
    Pages 1-9
  3. Richard Holowczak, Leslie Boni, Kevin Callahan, Alfred Eskandar, James Leman, Robert McCooey et al.
    Pages 11-24
  4. Erik Sirri, Bob Pisani
    Pages 25-34
  5. Frank Hatheway, Leonard Amoruso, Douglas Atkin, Daniel Gray, Richard Ketchum, Douglas Shulman et al.
    Pages 35-46
  6. Joseph Gawronski, Paul Davis, Fred Federspiel, Robert Gauvain, Oscar Onyema, Daniel Shaffer
    Pages 47-63
  7. Nic Stuchfield, James Angel, William Harts, David Krell, Andreas Preuss, James Ross et al.
    Pages 65-74
  8. John Thain, Robert Schwartz
    Pages 75-83
  9. Paul Davis, Michael Pagano, Robert Schwartz
    Pages 85-100
  10. Back Matter
    Pages 101-117

About these proceedings


Two primary drivers have transformed the equity markets in recent years: technological advances and regulatory initiatives. How does modern, electronic technology facilitate trading, and to what extent does it present new challenges? How does regulation adjust to the changing structure of the markets, and to what extent is it itself a source of change? What are the new problems and solutions for handling institutional orders? On both sides of the Atlantic, what are the overall impacts of technology and regulation on market quality? The conference resulting in this volume brought together buyside and sellside practitioners, regulators, and academicians to address these and related issues.

The Zicklin School of Business Financial Markets Series presents the insights emerging from a sequence of conferences hosted by the Zicklin School at Baruch College for industry professionals, regulators, and scholars. Much more than historical documents, the transcripts from the conferences are edited for clarity, perspective and context; material and comments from subsequent interviews with the panelists and speakers are integrated for a complete thematic presentation. Each book is focused on a well delineated topic, but all deliver broader insights into the quality and efficiency of the U.S. equity markets and the dynamic forces changing them.


Buyside Equity Market Equity Markets Global Technology Regulation Institutional Orders Sellside Trading

Editors and affiliations

  • Robert A. Schwartz
    • 1
  • John Aidan Byrne
  • Antoinette Colaninno
    • 2
  1. 1.Baruch CollegeCity University of New YorkNew YorkU.S.A.
  2. 2.Baruch CollegeCity University of New YorkNew YorkU.S.A.

Bibliographic information