Compliance Management in Financial Industries

A Model-based Business Process and Reporting Perspective

  • Mathias Eggert
Part of the SpringerBriefs in Information Systems book series (BRIEFSINORMAT)

Table of contents

  1. Front Matter
    Pages i-xii
  2. Mathias Eggert
    Pages 1-5
  3. Mathias Eggert
    Pages 7-22
  4. Mathias Eggert
    Pages 23-30
  5. Mathias Eggert
    Pages 31-73
  6. Mathias Eggert
    Pages 75-84
  7. Back Matter
    Pages 85-96

About this book

Introduction

Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design of information systems is a challenge to financial service providers. This book investigates the challenges of compliance management in financial industries and provides solutions for a compliant design of information models. From a business process perspective, an approach is presented that enables the automatic checking of business process models. From a supervisory reporting perspective a modeling technique is presented that allows for modeling regulatory data warehouse requirements as well as its analysis. Besides these two perspectives the author provides insights into the perceived relationship of Information Systems and Law.

Keywords

Compliance management IS and law Information modeling Regulatory requirements Requirements engineering Supervisory reporting

Authors and affiliations

  • Mathias Eggert
    • 1
  1. 1.CologneGermany

Bibliographic information

  • DOI https://doi.org/10.1007/978-3-319-03913-8
  • Copyright Information The Author(s) 2014
  • Publisher Name Springer, Cham
  • eBook Packages Business and Economics
  • Print ISBN 978-3-319-03912-1
  • Online ISBN 978-3-319-03913-8
  • Series Print ISSN 2192-4929
  • Series Online ISSN 2192-4937
  • About this book