Immunogenicity was determined by assessing the level of haemagglutination-inhibiting (HI) antibodies against all three haemagglutinin antigen components (i.e. H1N1, H3N2 and B) of the vaccine in the serum of blood taken just before (pre-vaccination; day 0) and after (post-vaccination; day 21–42, depending on the study) administration of the vaccine.[16,18,23,24,37,40–45] In some studies, immunogenicity was also determined by assessing the level of influenza-specific IgA antibodies to vaccine haemagglutinins in pre- (day 0) and post-vaccination (days 1–28, depending on study) nasal wash specimens using kinetic enzyme-linked immunosorbent spot assay (ELISA).[37,46]
Key immunogenicity endpoints and terms are shown in table IX.
Immunogenicity criteria have not been established for seasonal LAIVs and those set for seasonal, inactivated influenza vaccines do not apply to seasonal LAIVs.[47] Therefore, immunogenicity results in this section were unable to be reviewed in light of any pre-set criteria.
4.1 Comparative Immunogenicity of Frozen and Refrigerator-Stable Intranasal Live Attenuated Influenza Vaccine
Refrigerator-stable LAIV was as immunogenic as frozen LAIV in healthy volunteers participating in a phase III equivalency trial (see table X for trial design details and vaccine dosage regimens).[16] The immunogenicities of the two vaccine formulations were shown to be equivalent with respect to the ratio of the adjusted post-vaccination HI antibody geometric mean titres (GMTs) against each of the LAIV viral strains in subjects receiving refrigerator-stable LAIV compared with those receiving frozen LAIV (primary endpoint) [see table XI for quantitative data and equivalency criteria].[16]
The seroconversion or seroresponse rates for each of the three vaccine viruses were similar in both age groups after administration of both LAIV formulations.[16] Seroconversion/seroresponse rates were 11–62% in subjects aged 5–8 years and 10–15% in those aged 9–49 years (values estimated from a graph), indicating that young children may potentially have a more robust immunological response to both vaccine formulations than older children and adults (statistical analyses not performed).
In addition, subjects with strain-specific seronegativity at baseline appeared to have a numerically higher immunological response to either vaccine formulation than those who did not.[16] In subjects aged 5–8 years, the seroconversion rate was 4–32% in seropositive subjects and 39–100% in seronegative subjects, and in subjects aged 9–49 years, the seroconversion rate was 1–4% in seropositive subjects and 12–55% in seronegative subjects (values estimated from a graph; statistical analyses not performed). For both LAIV formulations, the highest seroconversion rates were seen for HI antibodies to H3N2 virus in subjects who were seronegative for these antibodies at baseline.
4.2 In Children
The immunogenicity of LAIV (refrigerator-stable[8,18] or frozen[23,24] formulation) in healthy young children was investigated in three clinical trials, each of 2 years in duration (see tables III and X for study design details and vaccine dosage regimens).[8,18,23,24]
In general, LAIV was associated with numerically or significantly higher seroconversion rates than placebo for all three viral strains in all trials (US,[24] South American and South African,[18] and Asian[8]) and, where reported, in both study years[8,18] (table XII). Where investigated, these between-group differences occurred in both the total immunogenicity population and in the subgroups of patients who were seronegative to a specific LAIV viral strain at baseline.[8,18] In general, serum HI antibodies to the H3N2 or B antigens in year 1 of the US study were observed after one vaccine dose, whereas two vaccine doses were required to induce serum HI antibodies to the H1N1 antigen.[24] Of interest, in year 2 of the Asian study, the subgroups of subjects who received LAIV in the second study year generally had numerically higher rates of seroconversion than those who received placebo in the second study year, irrespective of serological status and whether they had received LAIV or placebo in year 1 of the study (table XII).[8]
Although year-2 seroconversion rates were not reported in the US study, significantly (p < 0.01) more LAIV than placebo recipients were seropositive for GMT antibody titres against H1N1 (82% vs 20% of subjects), H3N2 (100% vs 65%) or B (100% vs 46%) antigen, according to year-2 results.[23]
In general, post-vaccination GMTs were numerically[18,24] or significantly (p-value not stated)[23] higher in LAIV recipients than in placebo recipients, irrespective of baseline serostatus, in both study years of the US[23,24] and South African/South American studies.[18] In the South African/South American study (year 1), GMTs of HI antibodies to the three vaccine antigens were 21.7–73.1 in recipients of two LAIV doses, 11.5–20.6 in recipients of one LAIV dose plus placebo and 4.7–9.2 in the recipients of placebo, indicating that subjects who received two doses of LAIV (i.e. the recommended dose [section 5]) may potentially have a more robust immunological response than those who received only one dose (between-group statistical analyses not performed).[18]
In the Asian study, the geometric mean fold rise (GMFR) in HI antibody GMTs showed significant (p < 0.05) increases from pre- to post-vaccination in all LAIV recipients in year 1.[8] However, in year 2, GMFRs reflecting significantly (p < 0.05) higher HI antibody GMTs were seen only in subjects who received LAIV in year 2 of the study, regardless of whether they had received LAIV or placebo in year 1.
According to results of a 2-year extension (see table XIII for trial design details and vaccine dosage regimens) of the US study, a response to LAIV was maintained over 4 years.[40] Serum samples taken post-vaccination in year 4 demonstrated that at least 79% of LAIV recipients were seropositive for HI antibodies against H1N1, H3N2 or B viral strains in both groups (i.e. yearly and first-time) [table XIII]. However, post-vaccination HI antibody GMTs to H3N2 and B antigen were significantly higher in the group of control children who had received LAIV vaccination for the first time in year 4 of the study than in the group of children who had received LAIV for 4 years consecutively (table XIII).[40]
In a subgroup analysis (n = 19) of the US trial, a mucosal influenza-specific IgA response to H1N1, H3N2 or B antigen was demonstrated in 62%, 69% and 85% of LAIV recipients, and 33%, 0% and 17% of placebo recipients.[46] The between-group differences in mucosal IgA response to H3N2 and B were significantly (p = 0.01) in favour of LAIV. An influenza-specific mucosal IgA response was defined as a ≥4-fold rise in corrected values of the ratio of mean influenza-specific IgA : total secretory IgA, or as an influenza-specific IgA value of <5 milli optical density units (mOD)/min pre-vaccination and ≥5 mOD/min post-vaccination. Overall, subjects who were seropositive at baseline were 4.5 times more likely to develop a mucosal immune response than a seroresponse (p = 0.015), indicating that mucosal immune response may be the only indication of a vaccine take in seropositive children. No correlation between mucosal immune response and seroresponse was shown in this study.
4.3 In Adults
The immunogenicity of trivalent LAIV in healthy adults was investigated in a challenge study in which the efficacy of LAIV (frozen formulation) was compared with that of TIV (see table X for study design details and vaccine dosage regimens).[37]
No statistically significant differences were demonstrated in the LAIV group versus the placebo group with respect to GMTs of HI antibodies to vaccine viral strains or seroresponse rates determined post-vaccination (table XIV).[37] However, post-vaccination GMTs and seroresponse rates to the viral strains were significantly higher in the TIV group than in the placebo group (p-values not stated; table XIV). The seroresponse to H1N1 and H3N2 observed in the placebo group meant that interpretation of results was difficult, and it was thought the placebo responses may have occurred because of the presence of asymptomatic intercurrent influenza infection with an influenza A virus and/or variability in antibody assays.
Although mucosal (nasal), strain-specific IgA antibody responses (defined as a ≥2-fold increase in ELISA signal between pre- and post-vaccination samples) to H1N1, H3N2 or B viruses appeared to be more frequent in the LAIV-containing (14.3%, 32.1% and 17.9%) and TIV-containing (23.3%, 16.7% and 16.7%) groups than in the placebo group (12.9%. 9.7% and 3.2%), these between-group differences were not significant.[37] The nasal antibody responses seen in the placebo group occurred mainly in those individuals who also had serum antibody responses, further indicating that some participants may have had asymptomatic exposure to circulating wild-type viruses.
In the 92 of 103 randomized subjects who were eligible for challenge, rates of seroresponse to challenge with the wild-type H1N1, H3N2 or B viruses contained in the vaccines were not significantly different in subjects who had received an LAIV-containing regimen (20% [2 of 10 subjects], 22% [2 of 9] and 20% [2 of 10]) compared with those who had received placebo (50% [5 of 12], 50% [4 of 8] and 36% [4 of 11]). None of the subjects who received a TIV-containing regimen had a seroresponse to virus challenge, and the difference between the TIV-containing and placebo groups in seroresponse rates to H1N1 or H3N2 challenge was statistically significant (p < 0.05) and in favour of the placebo group.[37]
4.4 In Patients with HIV Infection
4.4.1 Children with HIV Infection
In contrast to the low number of adults with HIV infection who achieved a seroresponse to intranasal LAIV (section 4.4.2), 32% and 22% of previously vaccinated children (n = 243) with HIV infection (plasma HIV RNA <60 000 copies/mL) who received LAIV (frozen formulation) had a seroresponse to H1N1 antigen at 4 and 24 weeks after vaccination (see table X for study design details and vaccine dosage regimens).[42] This did not differ significantly from the percentage of TIV recipients showing a response at these same timepoints (33% and 16%). However, significantly (p < 0.05) fewer LAIV than TIV recipients achieved a seroresponse to H3N2 antigen at 4 weeks (14% vs 44%), and to B antigen at 4 (11% vs 34%) or 24 (11% vs 22%) weeks; rate of seroresponse to H3N2 at week 24 did not differ significantly between the two vaccines (29% vs 34%).
Post-vaccination HI antibody GMTs at 4 and 24 weeks were significantly (p < 0.05) lower in LAIV than in TIV recipients for H3N2 and B antigens, and seroprotection rates at 4 and 24 weeks were significantly (p < 0.05) lower in LAIV than in TIV recipients for the B antigen.[42] Of note, a significant (p < 0.05) between-group difference in favour of TIV was observed for the percentage of patients with seroprotective titres against the H3N2 and B antigens at baseline.
GMTs of anti-influenza neutralizing antibodies against all viral vaccine strains increased significantly (p ≤ 0.02) from baseline to 4 and 24 weeks after vaccination in both treatment groups; however, GMTs were significantly (p ≤ 0.002) higher in TIV than LAIV recipients at 4 weeks after vaccination for all three vaccine viral strains.[50] Despite this, a similar proportion of children in each treatment group achieved protective levels (i.e. ≥1 : 40) of anti-influenza neutralizing antibodies at both timepoints.
Neither LAIV nor TIV affected HIV replication, as demonstrated by the absence of significant differences in mean (or median) plasma HIV RNA levels between baseline and study follow-up. The median percentage of CD4+ cells contained in the total lymphocyte pool also remained stable throughout the study period.[42]
4.4.2 Adults with HIV Infection
LAIV (frozen formulation) did not appear to be immunogenic in terms of the number of patients achieving seroresponse (≤8% of HIV- and nonHIV-infected subjects) in adults with (n = 57) or without (n = 54) asympomatic or mildly symptomatic HIV infection (plasma HIV RNA <10 000 copies/mL; CDC class A1–2; >200 CD4 cells/mm3) [see table X for study design details and vaccine dosage regimens].[41] This possibly reflected the low percentage of patients who were serosusceptible to the H1N1 (4% of patients with HIV infection and 11% of patients without HIV infection), H3N2 (4% and 4%) or B (31% and 11%) antigens at baseline.
Overall, administration of the vaccine to these otherwise healthy adults was not associated with an increase in HIV replication in terms of plasma HIV RNA levels or CD4 cell counts.[41] However, two LAIV recipients and one placebo recipient had a ≥10-fold rise in HIV RNA levels from baseline to one of the post-vaccination follow-ups; levels returned to baseline (or near baseline) by the next follow-up visit in both of the LAIV recipients, but not in the placebo recipient. Of note, these episodes occurred in patients with HIV infection who were (as opposed to those who were not) receiving antiretroviral therapy during the study.
4.5 Studies on Viral Shedding
Infectious vaccine viruses may be cultured from nasal secretions after vaccination with LAIV, and this is known as viral shedding.[12,43] Various studies have investigated LAIV virus shedding in specific groups of subjects, including children,[24,48,49] adults[51] and subjects with or without HIV infection.[41,42] Where reported, the rate of viral shedding in these studies ranged from 1.8% (1 of 55 subjects) in HIV-infected adult subjects at the day 3–5 follow-up visit[41] to 80% (78 of 98 subjects) in young children aged 9–36 months at some stage over the 21-day follow-up period (see section 4.6 for further results of the latter study).[49]
In a large phase IV study in healthy subjects (see table X for trial design details and vaccine dosage regimens), viral shedding occurred in 99 of 343 subjects (28.9%) overall.[43] Peak titres of nasal LAIV virus occurred on days 2–3 post-vaccination and coincided with peak shedding frequency, which occurred on day 2. Levels of shed virus decreased to undetectable levels after day 10 in children aged 5–8 years and after day 6 in those aged 9–17 or 18–49 years. Mean titres of shed virus were <3 log10 TCID50/mL in all groups. A/H1N1, A/H3N2 and B vaccine strains were shed by 13%, 5% and 12% of participants in this trial;[43] however, it should be noted that the B vaccine virus was the predominant virus (72% of subjects vs 31% and 12% of subjects who shed H1N1 or H3N2 viruses) to be shed in young children aged 9–36 months in another trial.[49] The incidence of viral shedding was shown to be associated with a number of factors, including patient age and baseline serostatus.[43]
Similar findings were seen in a challenge study, in which H1N1 virus shedding was shown to be associated with post-vaccination (but pre-challenge) serum HI antibody levels in young children (n = 222) [see table X for trial design details and vaccine dosage regimens].[48] Regardless of whether subjects had received LAIV or placebo, children who were seropositive for HI antibodies to H1N1 post-vaccination but pre-challenge appeared to be protected from the H1N1 challenge virus, as demonstrated by the low rate of H1N1 virus shedding seen in seropositive LAIV or placebo recipients (2% and 0% of subjects).[48] However, the rate of H1N1 virus shedding was significantly lower in LAIV than placebo recipients (9% vs 37%; p = 0.001) who were seronegative for H1N1 antibodies pre-challenge, suggesting that H1N1 HI antibodies were not the only factors protecting against H1N1 virus challenge in LAIV recipients.
Pre-challenge levels of IgA antibody to H1N1 in nasal wash specimens were also associated with protection against H1N1 virus challenge with regard to viral shedding rates.[48] In children with nasal wash IgA antibody present pre-challenge, 1% of LAIV recipients and 13% of placebo recipients shed H1N1 challenge virus. In contrast, in children without nasal wash IgA antibody present pre-challenge, H1N1 challenge virus was shed in 12% and 36% of LAIV or placebo recipients (p < 0.01 vs placebo).
4.6 Transmission Study
The rate and probability of LAIV virus transmission was assessed in healthy young children in a double-blind trial (see table X).[49] All children were required to attend daycare for at least 3 days per week for at least 4 hours per day and to be in contact with at least four other study participants, including at least one subject who received LAIV.
Despite the high rate of viral shedding occurring in this study (section 4.5), the rate of viral transmission was low.[49] There was one confirmed episode of LAIV virus transmission (a type B vaccine strain) to a placebo recipient during the 21-day follow-up period, and two other episodes which were regarded as possible but unconfirmed transmissions. Thus, the rate of transmission (calculated using the one confirmed case) was 1.01% in the all-available transmission population (n = 99) and 1.75% in the all-evaluable population (n = 57). Importantly, the one confirmed case of transmission did not lead to disease, and the clinical signs and symptoms occurring in this child were similar to those seen in other study children, regardless of whether they had received LAIV or placebo.
According to results of a post hoc exploratory analysis using the Reed-Frost model, and assuming a single confirmed transmission, the probability of LAIV virus transmission was calculated to be 0.58%, 1.16%, 1.73%, 2.3% and 2.87% in placebo recipients who were in regular contact with one, two, three, four or five LAIV-vaccinated children, respectively.[49]
Of note, the phenotypic characteristics of the LAIV virus strains (i.e. cold adaptation and temperature sensitivity) were preserved in all shed viruses, indicating the phenotypic stability of the vaccine.[49]
4.7 Cell-Mediated Immunity
LAIV (refrigerator-stable formulation, where specified[31]) increased cell-mediated immunity (CMI), according to data from several trials.[31,52,53]
For example, LAIV (refrigerator-stable formulation) at a recommended dose (i.e. 107.0 ± 0.5 FFUs) elicited a CMI response in young children (n = 162) participating in an exploratory immunogenicity study in the northern hemisphere (see table XV).[31] The median number of interferon-γ-secreting peripheral blood mononuclear cells in post-vaccination serum samples after in vitro stimulation with inactivated monovalent H1N1, H3N2 or B influenza virus antigens increased by up to 130-fold in all children and 213-fold in seronegative children who received LAIV at a dosage of 107 FFUs of live attenuated influenza virus reassortants (table XV). In contrast, no response was seen in samples from subjects who received LAIV at a lower-than-recommended dose (i.e. 105.0 ± 0.5 FFUs) [section 5] or placebo, and the response to TIV was minimal.
A large (n = 2172) field study conducted on the basis of these results indicated that, unlike TIV, which only elicited CMI responses in children with detectable levels of pre-existing antibody against influenza virus, LAIV at the recommended dose elicited CMI responses in children with no detectable antibody at baseline and in whom the risk of acquiring influenza infection is potentially the highest.[31] CMI played a significant role in protection against community-acquired influenza infection, with further analyses indicating that the majority of children with ≥100 spot-forming cells (SFCs)/106 peripheral blood mononuclear cells (PBMCs) could be considered seroprotected against influenza infection.
CMI response to LAIV (2004/2005 northern hemisphere) was also seen in another study, which reported a significantly (p ≤ 0.0056) higher adjusted geometric mean percentage (aGMP) of influenza A virus-reactive interferon (IFN)γ-secreting CD4+ T cells and CD8 T cells (determined in PBMC cultures that had been stimulated with a live wild-type H3N2 influenza virus of the same strain as that contained in the vaccines) at day 10 and 28 post-vaccination than at baseline in children aged 5–9 years but not in recipients aged 22–49 years.[52] Furthermore, the T-cell response elicited by LAIV appeared to be higher in children than in adults, as demonstrated by a significantly (p ≤ 0.0363) higher fold change in the aGMP of influenza A virus-reactive IFNγ-secreting CD4+ T cells and CD8 T cells in children than in adults at day 10 or 28.
In this same study, LAIV was associated with a greater CMI response than TIV in children, with the fold change in the aGMP of influenza A virus-reactive IFNγ-secreting CD4+ T cells and CD8 T cells being significantly (p ≤ 0.0226) higher in children receiving LAIV than in those receiving TIV at day 10 and 28.[52] CMI response to LAIV and TIV did not differ significantly in the adult population.
Further analysis revealed that CMI response (defined as the fold change from baseline to day 10 in the aGMP of influenza A virus-reactive IFNγ-secreting CD4 T cells, CD8 T cells, CD56bright natural killer [NK] cells and CD56dim NK cells) was significantly (p < 0.05) and inversely correlated with pre-vaccination GMPs of these cells in adults, and that the correlation appeared to be stronger in LAIV than TIV recipients.[52] Although inverse correlations with baseline GMPs were also seen in children, not as many reached significance compared with the comparisons in adults.[52]
LAIV (2004/2005 northern hemisphere) was also shown to induce effector B-cell responses 7–12 days post-vaccination in children aged 5–9 years and adults aged 21–48 years, and these responses were similar in magnitude to those seen with TIV.[53] However, in contrast to TIV, which increased the percentage of circulating memory B cells 1 month post-vaccination, LAIV did not.
4.8 Cross Immunogenicity
The cross immunogenicity of LAIV has not been formally assessed. However, in one of the key immunogenicity studies conducted in young children discussed in section 4.2 (see tables X and XII for study design details and immunogenicity results), LAIV (frozen formulation) elicited an HI antibody response to the H3N2 viral strain contained in the vaccine for the second study season (1997/1998), as well as to the antigenically distinct H3N2 influenza strain, A/Sydney/5/97, that became a major cause of influenza in 1997.[23] Cross-reactive antibodies to this variant strain were seen in 98% of children receiving LAIV and 60% of those receiving placebo. In addition, GMTs of HI antibody to this variant strain were significantly (p < 0.01) higher in LAIV than placebo recipients (68 vs 12).
4.9 Coadministration with Other Vaccines
The immune response against LAIV (frozen formulation) in young, healthy children aged 12–15 months was equivalent to the response against LAIV when coadministered with the MMR and varicella vaccines in terms of seroconversion rates and post-vaccination GMTs for HI antibodies (see tables X and XVI for study design details, immunogenicity results and equivalence criteria).[44] The immune response was also similar in baseline seronegative patients against MMR and varicella vaccines with, and without, concomitant LAIV administration.
In healthy children aged 6–36 months, the immunogenicity of LAIV (refrigerator-stable formulation) when coadministered with the oral poliovirus vaccine (OPV) was noninferior to that of LAIV alone (table XVII), and the immunogenicity of OPV when coadministered with LAIV was noninferior to that of OPV plus intranasal placebo (data not shown), supporting the combined use of the two vaccines (see tables X and XVII for study design details and noninferiority criteria).[45] Of interest, seroconversion rates to the H1N1 component of LAIV (p = 0.002 after one dose of LAIV and p = 0.015 after two doses) and GMTs for this component (p-values not available) were significantly higher in the group of patients receiving LAIV plus OPV than in the group receiving LAIV alone (table XVII).