Abstract
A control valve is one of the most widely used machines in hydraulic systems. However, it often works in harsh environments and failure occurs from time to time. An intelligent and robust control valve fault diagnosis is therefore important for operation of the system. In this study, a fault diagnosis based on the mathematical model (MM) imputation and the modified deep residual shrinkage network (MDRSN) is proposed to solve the problem that data-driven models for control valves are susceptible to changing operating conditions and missing data. The multiple fault time-series samples of the control valve at different openings are collected for fault diagnosis to verify the effectiveness of the proposed method. The effects of the proposed method in missing data imputation and fault diagnosis are analyzed. Compared with random and k-nearest neighbor (KNN) imputation, the accuracies of MM-based imputation are improved by 17.87% and 21.18%, in the circumstances of a 20.00% data missing rate at valve opening from 10% to 28%. Furthermore, the results show that the proposed MDRSN can maintain high fault diagnosis accuracy with missing data.
概要
目的:故障诊断在系统可靠性增强方面具有重要作用。调节阀通常运行在恶劣的环境下,故调节阀的故障时有发生。因此一种智能、稳健的调节阀健康状态检测方法对于系统的运行至关重要。针对调节阀数据驱动模型易受工况变化和数据缺失影响的问题,本文提出一种基于数学模型估算和改进深度残差收缩网络(MDRSN)的故障诊断方法。 方法:1. 采集调节阀在不同开度的多个传感器时间序列样本。2. 使用数学模型插补模型对不完整数据集进行补足,并使用MDRSN对调节阀的不同工况进行故障诊断。3. 分析该方法在缺失数据估计和故障诊断中的准确率。 结论:本文利用调节阀的数学模型对缺失数据进行处理,并提出将MDRSN用于调节阀故障诊断。基于补全后获得的完整样本,对调节阀的故障诊断模型进行分析和训练,以提高故障诊断的准确性。结果表明,在基于数学模型插补的完整数据集上使用MDRSN的在线故障诊断效果较好。
Similar content being viewed by others
References
Desborough LD, Miller RM, 2001. Increasing customer value of industrial control performance monitoring—Honeywell’s experience. Proceedings of the Chemical Process Control-VI AIChE Symposium Series Tuscon Arizona, p.98.
Du JH, Hu MH, Zhang WN, 2020. Missing data problem in the monitoring system: a review. IEEE Sensors Journal, 20(23):13984–13998. https://doi.org/10.1109/jsen.2020.3009265
Dutta N, Palanisamy K, Subramaniam U, et al., 2020. Identification of water hammering for centrifugal pump drive systems. Applied Sciences, 10(8):2683. https://doi.org/10.3390/app10082683
Fang L, Tang L, Wang JD, et al., 2016. A semi-physical model for pneumatic control valves. Nonlinear Dynamics, 85(3):1735–1748. https://doi.org/10.1007/s11071-016-2790-5
Guo C, Hu WK, Yang F, et al., 2020. Deep learning technique for process fault detection and diagnosis in the presence of incomplete data. Chinese Journal of Chemical Engineering, 28(9):2358–2367. https://doi.org/10.1016/j.cjche.2020.06.015
He X, Wang ZD, Wang XF, et al., 2014. Networked strong tracking filtering with multiple packet dropouts: algorithms and applications. IEEE Transactions on Industrial Electronics, 61(3):1454–1463. https://doi.org/10.1109/TIE.2013.2261038
Jardine AKS, Lin DM, Banjevic D, 2006. A review on machinery diagnostics and prognostics implementing condition-based maintenance. Mechanical Systems and Signal Processing, 20(7):1483–1510. https://doi.org/10.1016/j.ymssp.2005.09.012
Kayihan A, Doyle III FJ, 2000. Friction compensation for a process control valve. Control Engineering Practice, 8(7):799–812. https://doi.org/10.1016/S0967-0661(00)00038-1
Kim YS, Kim DW, Lee BO, et al., 2016. Experimental study of operating parameters for pneumatic control valve in abnormal conditions. Transactions of the Korean Society of Mechanical Engineers A, 40(6):613–619. https://doi.org/10.3795/ksme-a.2016.40.6.613
Lei YG, Yang B, Jiang XW, et al., 2020. Applications of machine learning to machine fault diagnosis: a review and roadmap. Mechanical Systems and Signal Processing, 138:106587. https://doi.org/10.1016/j.ymssp.2019.106587
Liu H, Wang YY, Chen WG, 2020. Three-step imputation of missing values in condition monitoring datasets. IET Generation, Transmission & Distribution, 14(16):3288–3300. https://doi.org/10.1049/iet-gtd.2019.1446
Llanes-Santiago O, Rivero-Benedico BC, Galvez-Viera SC, et al., 2018. A fault diagnosis proposal with online imputation to incomplete observations in industrial plants. Revista Mexicana de Ingenieria Quimica, 18(1):83–98. https://doi.org/10.24275/uam/izt/dcbi/revmexingquim/2019v18n1/Llanes
Lv Q, Yu XL, Ma HH, et al., 2021. Applications of machine learning to reciprocating compressor fault diagnosis: a review. Processes, 9(6):909. https://doi.org/10.3390/pr9060909
Razavi-Far R, Farajzadeh-Zanjani M, Saif M, et al., 2020. Correlation clustering imputation for diagnosing attacks and faults with missing power grid data. IEEE Transactions on Smart Grid, 11(2):1453–1464. https://doi.org/10.1109/tsg.2019.2938251
Sharif KM, Rahman MM, Azmir J, et al., 2014. Experimental design of supercritical fluid extraction-a review. Journal of Food Engineering, 124:105–116. https://doi.org/10.1016/j.jfoodeng.2013.10.003
Sheesley JH, 1990. Quality engineering in production systems. Technometrics, 32(4):457–458. https://doi.org/10.2307/1270138
Soleimani M, Campean F, Neagu D, 2021. Diagnostics and prognostics for complex systems: a review of methods and challenges. Quality and Reliability Engineering International, 37(8):3746–3778. https://doi.org/10.1002/qre.2947
Tripathy AK, Nambiar P, Pereira A, et al., 2015. Pressure surge analysis in pump systems. Proceedings of the International Conference on Technologies for Sustainable Development, p.1–5. https://doi.org/10.1109/ICTSD.2015.7095921
Xie G, Sun LL, Wen T, et al., 2021. Adaptive transition probability matrix-based parallel IMM algorithm. IEEE Transactions on Systems, Man, and Cybernetics: Systems, 51(5):2980–2989. https://doi.org/10.1109/TSMC.2019.2922305
Yang J, Xie G, Yang YX, 2020. An improved ensemble fusion autoencoder model for fault diagnosis from imbalanced and incomplete data. Control Engineering Practice, 98:104358. https://doi.org/10.1016/j.conengprac.2020.104358
Yuan Y, Ma GJ, Cheng C, et al., 2020. A general end-to-end diagnosis framework for manufacturing systems. National Science Review, 7(2):418–429. https://doi.org/10.1093/nsr/nwz190
Zhao MH, Zhong SS, Fu XY, et al., 2020. Deep residual shrinkage networks for fault diagnosis. IEEE Transactions on Industrial Informatics, 16(7):4681–4690. https://doi.org/10.1109/TII.2019.2943898
Zhu JL, Ge ZQ, Song ZH, et al., 2018. Review and big data perspectives on robust data mining approaches for industrial process modeling with outliers and missing data. Annual Reviews in Control, 46:107–133. https://doi.org/10.1016/j.arcontrol.2018.09.003
Acknowledgments
This work is supported by the National Natural Science Foundation of China (No. 51875113), the Natural Science Joint Guidance Foundation of the Heilongjiang Province of China (No. LH2019E027), the PhD Student Research and Innovation Fund of the Fundamental Research Funds for the Central Universities (No. XK2070021009), China.
Author information
Authors and Affiliations
Contributions
Feng SUN designed the research and wrote the draft of manuscript. He XU helped to supervise and administrate the project. Yu-han ZHAO carried out software and data processing and Yu-dong ZHANG helped to review the manuscript.
Corresponding author
Additional information
Conflict of interest
Feng SUN, He XU, Yu-han ZHAO, and Yu-dong ZHANG declare that they have no conflict of interest.
Rights and permissions
About this article
Cite this article
Sun, F., Xu, H., Zhao, Yh. et al. Data-driven fault diagnosis of control valve with missing data based on modeling and deep residual shrinkage network. J. Zhejiang Univ. Sci. A 23, 303–313 (2022). https://doi.org/10.1631/jzus.A2100598
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1631/jzus.A2100598
Key words
- Control valve
- Missing data
- Fault diagnosis
- Mathematical model (MM)
- Deep residual shrinkage network (DRSN)